From: Martin Zeman Sent: 7/26/2018 4:15:52 PM To: Nadean Novo ratz I I • Stewart Oldfield • Davide-A Sferrazza CC: Erik Lutkus [ I; Devin Anderson Subject: RE: Options Agreement & Questionnaire [C] Attachments: N4G023804 LTA.PDF Classification: Confidential Nadean, ; X

ise when we might receive the complete list of clients? Thanks Chris From: Devin Anderson Sent: 21 November 2018 13:45 To: ITC ACO < ACO GV >; Erik Lutkus < Cc: Alan Brody < >; David Dirvin < >; Christopher Whyton Subject: RE: ACO for KCP client: Parkwood [I] [C] Classification: Confidential Hi. I

hanks and regards, Dominic Newport ITC — Project Mercury Deutsche Bank 1 Great Winchester Street, London, EC2N 2DB Tel: (+44) 20754 72254 From: Erik Lutkus Sent: 21 November 2018 13:00 To: Devin Anderson >; ACO GV < Cc: ITC ACO < >; Alan Brody < >; David Dirvin < Subject: RE: ACO for KCP client: P

Ian Sent with BlackBerry Work (www.blackberrv.com) From: Devitt Anderson Date: Monday. Nov 12, 2018, 09:47 To: Erik Lutkus naggl ocavalieri Cc: Danicl-E Kaiser lAlan Brody Ian Salters Nadean Novogratz Lori Arndt Subject: ACO for KCP client: Parkwood [I] Classificat

ndon 72 London Wall, 1st Floor EC2N 206, United Kingdom Tel. Erna4i From: Dominic Newport On Behalf Of ITC ACO Sent: 21 November 2018 12:35 To: Erik Lutkus ACO GV Cc: Alan Brody Devin Anderson Subject: RE: ACO for KCP client: Parkwood [I] ICJ Classification: Confidential Hi Erik, As stated in the

l this change in ACO be updated in the perimeter file. I just downloaded the most recent version from sharepoint and I do not see the change. From: Erik Lutkus Sent: Monday, November 12, 2018 3:59 PM To: ITC ACO < Cc: Alan Brody evin Anderson Subject: FW: A or c ien : ar cwood [I) [C] Classification:

From: Erik Lutkus Sent: 10/5/2018 2:55:23 PM To: Nadean Novogratz CC: Martin Zeman ; Stewart Oldfield ; Davide-A Sferrazza • Pengcong Lin Subject: RE: South

From: Nadean Novogratz Sent: 10/5/2018 2:58:28 PM To: Erik Lutkus CC: Martin Zeman Stewart Oldfield ide-A Sferrazza ; Pengcong Lin Subject: RE: Southern Financial - Listed Deriv Docs [II Classification: For

ess COB Alan Brody (Pascal - underlying principal) ACO has approved Global Markets NCA Jeffrey D. Murray Tst N/A GED Medium 1/11/2019 35 Erik Lutkus In Progress Client;IWP Joshua Shoshan Client provided docs however some were incomplete. IWP to sent back to client for completion 2.14.19 Glob