From: Nadean Novogratz Sent: 10/5/2018 2:58:28 PM To: Erik Lutkus CC: Martin Zeman Stewart Oldfield ide-A Sferrazza ; Pengcong Lin Subject: RE: Southern Financial - Listed Deriv Docs [II Classification: For internal use only Yes, I see them now. We're good to go then — thanks! Xavier Avila : Devin Anderson From: Erik Lutkus Sent: Friday, October 05, 2018 2:55 PM To: Nadean Novogratz Cc: Martin Zeman; Stewart Oldfield; Xavier Avila; Davide-A Sferrazza; Devin Anderson; Pengcong Lin Subject: RE: Southern Financial - Listed Deriv Docs [I] Classification: For Internal use only I just double checked with PC, you should see them GEDX with customer code = Southern Kind regards, Erik Lutkus Deutsche Bank Securities Inc. Tel. 212.250.2249 From: Nadean Novogratz Sent: Friday, October 05, 2018 2:15 PM To: Erik Lutkus •, j> Cc: Martin Zeman •=M ; Stewart Oldfield < Davide-A Sferrazza < Subject: Southern Financial - Listed Deily Docs Classification: For internal use only Hi Erik, ; Xavier Avila erson < Please see attached the 2 listed derive does for Southern Financial. What are next steps to getting them set-up? I can speak to the GedApps team to have their name added to Axiom... anything else you need from me? Kind regards, Nadean From: Paul Barrett [mailto Sent: Friday, October 05, 2018 2:09 PM To: Nadean Novogratz Cc: Martin Zeman; Stewart Oldfield; Xavier Avila; Davide-A Sferrazza; Devin Anderson Subject: RE: Follow-up CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091573 CONFIDENTIAL SDNY_GM_00237757 EFTA01388157