4
Shared Docs
4
Same-Page
4 / 4
Mentions
From: on behalf of Sent: To: CC: Subject: Attachments: Sendhil-kumar CUSTOMERBUILD 810 3/2/2018 2:10:26 PM Abhijit Mukherjr Keith Buckholz CRM-PWM Derivatives [ ; Paolo De-Leon Collateral Admin-NY I LO RE: Southern Financial LLC II) Southern Financial LLC_N4G025080_SACA.PDF; Southe
nancial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_8SPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF • Classification: For Internal use only Hi Abhijit, Please confirm the customer profile and SIC code for thi
From: Keith Buckholz Sent: 2/28/2018 12:14:27 PM To: Ellenoi Jarvis Subject: FW: Southern Financial LLC III Attachments: Southern Financial LLC_N4G025080_SACA.PDF;
nancial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: For internal use only From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM To: Colla
From: Abhijit Mukherjee Sent: 3/1/2018 5:47:39 PM To. CUSTOMERBUILD BLO 1 CC Keith Buckholz [ I; CRM-PWM Derivatives [ ; Paolo De-Leon Collateral Admin-NY I ; Sendhil-kumar K 1 Subject: RE: Southern Financial LLC [I) Attachments: Sout
al LLC [I) Attachments: Southern Financia .PDF; Southern Financia .PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: For Internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Pl
From: Paolo De-Leon Sent: 2/27/2018 9:26:41 AM To: Collateral Admin-NY CC: Keith Buckholz Subject: Southern Financial LLC Attachments: Southern Financial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Souther
nancial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Abhijit Mukherje RM-PWM Derivatives Hello Abhijit and team, Can you please add this client to the DDR? Attac
Entities connected to both Keith Buckholz and RESEARCH Southern Financial