equested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is create

ee On Behalf Of Collateral Admin-NY Sent: Tuesday, November 14, 2017 10:22 AM To: Sachiva Gupta Cc: Srikanta Gouda X Sin >; CUSTOMERBUILD BLO ; Sendhil-kumar K Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Sachiva, > ; Surendra Singh ; Nitin- ; Collateral Ad

Jasper < ; Roxanne Scott ; Halina Laczny FX Middle Office < -; Hiren Mathur CRNI-PWM Derivatives ; Enid Ellis < ; Collateral-Assets Newyork Sendhil-kumar K Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Keith, Generally we do not required the below informat

equested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is create

ation to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document EFTA01398578 @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is create

jee On Behalf Of Collateral Admin-NY Sent: Tuesday, November 14, 2017 10:22 AM To: Sachiva Gupta Cc: Srikanta Gouda X Sin ; CUSTOMERBUILD BLO ; Sendhil-kumar K Subject: RE: New Derivatives account. [I] >; Surendra Singh ; Collateral Admin-NY Classification: For internal use only Hi Sachiva, ; N

er 15, 2017 7:46 AM To: Surendra Sin h < 1.=M; Keith Buckholz • Collateral Admin-NY Cc: Nitin-X Sin 'h ; Collateral Admin-NY CUSTOMERBUILD BLO Sendhil-kumar K ; FX Middle Office <fx- ; Debra Jasper < ; Roxanne Scott ; Halina Laczny ›; FX Middle Office <1111.1.111MM•all• Hiren Mathur CRM-PWM De

ber 14, 2017 10:22 AM To: Sachiva Gupta < Cc: Srikanta Gouda <a; ' Surendra Singh < ; Nitin- X Singh ca>; CUSTOMERBUILD BLO ; Surendra Singh Sendhil-kumar K Subject: RE: New Derivatives account. [I] EFTA01398620 Classification: For internal use only Hi Sachiva, Please provide the below reque

ent before printing this email. From: Keith Buckholz EFTA01398443 Sent: Monday, November 20, 2017 1:27 PM To: Surendra Singh Cc: Nitin-X Singh Sendhil-kumar K ; Srikanta Gouda ; Collateral Admin-NY Collateral Admin-NY ; CUSTOMERBUILD BLO <I >; ; FX Middle Office <fx- ; Roxanne Scott FX Middle

KYC documentation (for WM accounts)? Thanks. Regards, Keith From: Keith Buckholz Sent: Friday, December To: Srikanta Gouda Cc: Nitin-X Sin 'h Sendhil-kumar K Enid Ellis ; Debra Jasper < ; Halina Laczny ; CRM-PWM Derivatives ; Collateral-Assets Newyork 08, 2017 11:38 AM SurendraSin t ; Colla

; [email protected] < >; Surendra Singh 4 Nitin-X Singh < >; Collateral Admin-NY < >; CUSTOMERBUILD BLO < >; Surendra Singh < >; Sendhil-kumar K < Subject: RE: New Derivatives account. [I) Classification: For Internal use only Hi Sachiva, Please provide the below requested informat

requested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is created

Date: Tue, 06 Mar 2018 15:35:01 -0500 To: CUSTOMERBUILD BLO Abhijit Mukherjee Cc: Keith Buckholz CRM-PWM Derivatives Collateral Admin-NY Hello Sendhil, Please utilize the below SIC Code: 6159 Miscellaneous Business Credit Institutions Thanks, Paolo From: Sendhil-kumar K On Behalf Of CUSTOMERBU

rovide the alternative one. Hi Abhijit, Please confirm the customer profile for this request. fcid:[email protected] Kind Regards, Sendhil-kumar K Operations Senior Analyst DBOI Global Services Private Limited Ph:+ Email From: Paolo De-Leon Sent: Friday, March 02, 2018 2:13 PM To:

ent: Sat 8/29/2009 3:36:16 PM Subject: call 203-266-5930 Eastover Farm I'm here. Kahneman is visiting as is Sendhil Mullaination. We're selling Sendhil's book (coauthored with Eldar Shafir) next week. See below (confidential please). mobile John Brockman Edge Foundation, Inc. 5 East 59th Street

East 59th Street New York, NY 10022 Visit the EDGE Website: http://www.edge.org The Packing Problem: Time, Money, and the Science of Scarcity By Sendhil Mullainathan & Eldar Shafir The economist Sendhil Mullainathan and the psychologist Eldar Shafir are stars in their respective disciplines, and t

equested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is create

hiva Gupta Cc: Srikanta Gouda ; Surendra Singh ; Nitin- X Sin >; Collateral Admin-NY <collateral.admin- >; CUSTOMERBUILD BLO ; Surendra Singh ; Sendhil-kumar K Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Sachiva, EFTA01398347 Please provide the below reque

ation to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document EFTA01398377 @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is create

On Behalf Of Collateral Admin-NY Sent: Tuesday, November 14, 2017 10:22 AM To: Sachiva Gupta Cc: Srikanta Gouda X Singh >; CUSTOMERBUILD BLO ; Sendhil-kumar K Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Sachiva, ; Surendra Singh ; Nitin- ; Collateral Admin

ent: Tuesday, November 14, 2017 3:12 PM To: Surendra Singh Cc: Srikanta Gouda Collateral Admin-NY liailiCt12:1;11111111111M:1 0 Nitin-X Singh ; Sendhil-kumar K Debra Jasper Roxanne Scott Halina Laczny FX Middle Office Hiren Mathur Derivatives nid Ellis Collateral-Assets Newyork Subject: RE:

equested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is create

requested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in 152. Note — Once the Customer is set up and $1 Facility is created

017 10:22 AM To: Sachiva Gupta Cc: Srikanta Gouda • endra ; Nitin-X Singh .c l==>; Collateral Admin-NY CUSTOMERBUILD BLO Surendra Singh al>; Sendhil-kumar K fl > Subject: RE: New Derivatives account. II) Classification: For internal use only Hi Sachiva, Please provide the below requested infor

ation to Customerbuild team in order to set up the customer in LS2. EFTA01398450 SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is create

Cc: Srikanta Gouda ; Surendra Singh ; Nitin- X Singh ; Collateral Admin-NY <collateral.admin- [email protected]>; CUSTOMERBUILD BLO ; Surendra Singh ; Sendhil-kumar K Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Sachiva, Please provide the below requested informatio

From: Keith Buckholz Sent: Monday, November To: Surendra Singh Cc: Nitin-X Singh Sendhil-kumar K ; Debra Jasper ; Halina Laczny Office >; Hiren Mathur CRM-PWM Derivatives •; Enid Ellis ; Collateral-Assets Newyork <collateral- Subje

5, 2017 7:46 AM To: Surendra Singh < -; Keith Buckholz ; Collateral Admin-NY Cc: Nitin-X Singh ; Collateral Admin-NY ; CUSTOMERBUILD BLO <I >; Sendhil-kumar K ; FX Middle Office <fx- >; Debra Jasper ; Roxanne Scott Halina Laczny FX Middle Office >; Hiren Mathur CRM-PWM Derivatives ; Enid Ell

Agents & Managers Title Abstract Offices Subdividers & Developers,nec Cemetery Subdividers & Developers US Bank Holding Companies Kind Regards, Sendhil-kumar K Operations Senior Analyst DBOI Global Services Private Limited Ph:+ 44-207-7794212 Email Sendhil-kumar K/db/dbcom CI From: Paolo De-Leo

CRM-PWM Derivatives <crm-myrilderivatryes@s_lb,com>; Collateral Admin-NY <collateral [email protected]> Subject: RE: Southern Financial LLC JIJ Hello Sendhil, Please see below. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052059 CONFIDENTIAL SDNY_GM_00198243 EFTA01362578

BUILD BLO < >; Abhijit Mukher ee Cc: Keith Buckholz ; CRM-PWM Derivatives < >; Collateral Admin-NY < Subject: RE: Southern Financial LLC Hello Sendhil, Please see below. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054170 CONFIDENTIAL SDNY_GM_00200354 EFTA01363817

ts & Managers Title Abstract Offices Subdividers & Developers,nec Cemetery Subdividers & Developers US Bank Holding Companies CI Kind Regards, Sendhil-kumar K Operations Senior Analyst DBOI Global Services Private Limited Ph:+ Email From: Paolo De-Leon Sent: Friday, March 02, 2018 2:13 PM To:

From: Surendra Singh Sent: Wednesday, November 15, 2017 1:43 AM ; Collateral Admin-NY >; Nitin-X Singh >; Collateral Admin-NY UILD BLO <a; Sendhil-kumar K ; FX Middle Office < Debra Jasper < Halina Laczny ; FX Middle Off ic Hiren Mathur ; CRM-PWM Derivatives Enid Ellis < >; Collateral-As

ber 15, 2017 7:46 AM To: Surendra Sin Keith Buckholz >; Collateral Admin-NY Cc: Nitin-X Singh Collateral Admin-NY < ; CUSTOMERBUILD BLO < Sendhil-kumar K >; FX Middle Office am ; Debra Jasper Roxanne Scott >; Halina Laczny ll>; FX Middle Office ; CRM-PWM Derivatives < Enid Ellis <a; Col

Cc: Nitin-X Singh < >; Collateral Admin-NY CUSTOMERBUILD BLO < m>; Sendhil-kumar K < ; FX Middle Office ; Debra Jasper >; Roxanne Scott ila; Halina Laczny <a>; FX Middle Offic >; Hiren Mathur ; CRM-PWM Derivatives

15, 2017 1:43 AM To: Keith Buckholz < >; Collateral Admin-NY Cc: Srikanta Gouda • ; Nitin-X Singh , Collateral Admin-NY CUSTOMERBUILD BLO < >; Sendhil-kumar K >; FX Middle Office < >; Debra Jasper < >; Roxanne Scott >; Halina Laczn >; FX Middle Office IMMII >, Enid Ellis Collateral-Assets Newy