Regards, Keith From: Surendra Singh Sent: Tuesday, November To: Keith Buckholz Cc: Srikanta Gouda Admin-NY kumar K Office CRM-PWM Derivatives Subject: FW: New Derivatives account. [I] 14, 2017 11:00 AM >; Surendra Singh Nitin-X Singh ; Collateral ; CUSTOMERBUILD BLO ; Surendra Singh < >; Sendhil- ; FX Middle Office <fx- >; Debra Jasper >; Roxanne Scott Halina Laczny ; FX Middle ; Hiren Mathur ; Enid Ellis Classification: For internal use only Hello Keith, Relevant team is asking to provide below information to get this request processed further. Request you to provide the same. SIC Code NACE Code KYC Document PCR Document RDC Document EFTA01398346

Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile +91 Email Go green. Consider the environment before printing this email. From: Abhijit Mukherjee On Behalf Of Collateral Admin-NY Sent: Tuesday, November 14, 2017 10:22 AM To: Sachiva Gupta Cc: Srikanta Gouda ; Surendra Singh ; Nitin- X Sin >; Collateral Admin-NY <collateral.admin- >; CUSTOMERBUILD BLO ; Surendra Singh ; Sendhil-kumar K Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Sachiva, EFTA01398347

Please provide the below requested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is created in LS2, we will link the collateral account to DDR. Kind regards, Abhijit Mukherjee {cid:[email protected]} Abhijit Mukherjee DBOI Global Services Private Limited Global Business Services Block 8, Velankani Tech Park, No.:43, Electronic City, Hosur Road, 560100 Bangalore, India Voip Mobile +91 Email For Level 1 escalations please contact Mohammed-B Hussain at email id : EFTA01398348