Kind regards, Srikanta Gouda {cid:[email protected]} Srikanta Gouda Process Supervisor DBOI Global Services Private Limited Global Business Services Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, India Email From: Surendra Singh Sent: Wednesday, November 15 2017 1:43 AM Collateral Admin-NY : Srik nt Li t I Lill I ice asper Roxanne Scott Laczn ; FX Middl iren Mathur Derivatives Collateral-Assets Newyork Subject: RE: New Derivatives accoun Nitin-X Sin • h Mil it itilna k • k - I nn Enid Ellis Classification: For internal use only Debra Halina CRM-PWM Hi Keith, Collateral Team has asked for this information to proceed further. @ Collateral Team, EFTA01398540

Please assist Keith on below request. Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Go green. Consider the environment before printing this email. From: Keith Buckholz Sent: Tuesday, November 14, 2017 3:12 PM To: Surendra Singh Cc: Srikanta Gouda Collateral Admin-NY liailiCt12:1;11111111111M:1 0 Nitin-X Singh ; Sendhil-kumar K Debra Jasper Roxanne Scott Halina Laczny FX Middle Office Hiren Mathur Derivatives nid Ellis Collateral-Assets Newyork Subject: RE: New Derivatives account. [I] CRM-PWM Classification: For internal use only EFTA01398541

Hi Surendra, Can you please let me know who is asking for this information? We have never provided this information in the past when setting up new DDR accounts. I also don't have access to the requested documents. Thanks. Regards, Keith From: Surendra Singh Sent: Tuesday, November 14, 2017 11:00 AM To: Keith Buckholz Cc: Srikanta Gouda Ice CRM-PWr Derivatives Enid Ellis Surendra Singh CUSTOMERBUILD BLO Collateral Surendra Singh Sendhil- FX Middle Office Jasper Roxanne Scott Subject: FW: New Derivatives account. [I] Classification: For internal use only Hello Keith, Relevant team is asking to provide below information to get this request processed further. Request you to provide the same. SIC Code NACE Code EFTA01398542

KYC Document PCR Document RDC Document Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Go green. Consider the environment before printing this email. From: Abhijit Mukherjee On Behalf Of Collateral Admin-NY Sent: Tuesday, November 14, 2017 10:22 AM To: Sachiva Gupta : rik nt Surendra Singh 'itin- in. Collateral Admin- uren ra ingh Sendhil-kumar K ives account. [I] EFTA01398543

Classification: For internal use only Hi Sachiva, Please provide the below requested information to Customerbuild team in order to set up the customer in LS2. SIC Code NACE Code KYC Document PCR Document RDC Document @ Sendhil — Once you receive the required information, please set up a Guarantor profile in LS2. Note — Once the Customer is set up and $1 Facility is created in LS2, we will link the collateral account to DDR. Kind regards, Abhijit Mukherjee {cid:[email protected]} Abhijit Mukherjee EFTA01398544

DBOI Global Services Private Limited Global Business Services Block 8, Velankani Tech Park, No.:43, Bangalore, India ror Level I escalations lease For Level 2 escalations please contact contact {cid:[email protected]} Electronic City, Mohammed - Melvin V Hosur Road, 560100 B Hussain at email id : at email id : From: Abhijit Mukherjee On Behalf Of Collateral Admin-NY Sent: Saturday, November 04, 2017 1:50 AM To: Sachiva Gupta Cc: Srikanta Gouda Suren ra Singh ing Collateral Admin-NY Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Sachiva, We did not find the below customer built in LS2. Kindly reach out to Customer build team to get it built under guarantor profile. Thanks. Kind regards, Abhijit Mukherjee {cid:[email protected]} EFTA01398545