PM To: Surendra Singh Cc: Srikanta Gouda • Nitin-X Sin >; CUSTOMERBUILD BLO < >; FX Middle Office < Scott < >; Collateral Admin-NY >; Sendhil-kumar K ; Debra Jasper >; Halina Laczn FX Middle Office >; Hiren Mathur < >; PWM Derivatives < >; Enid Ellis <[email protected]>; Collateral-Assets Newy

nday, Nove To: Surendra Singh < >; Srikanta Goud >; Collateral Admin-NY Cc: Nitin-X Sin >; Collateral Admin-NY CUSTOMERBUILD BLO >; Sendhil-kumar K ; FX Middle Office Debra JaspeallIIIIIIIIIIMMla Roxanne Scott >; Halina ; FX Middle Officel ; Hiren Mathur ; CRM-PWM Derivatives < >; Enid Ellis

1:43 AM To: Keith Buckholz < >; Collateral Admin-NY Cc: Srikanta Gouda • ; Nitin-X Singh , Collateral Admin-NY CUSTOMERBUILD BLO < >; Sendhil-kumar K >; FX Middle Office < >; Debra Jasper < >; Roxanne Scott >; Halina Laczn >; FX Middle Office IMMII >, Enid Ellis Collateral-Assets Newyork < ;

m: Surendra Singh Sent: Wednesday, November 15, 2017 1:43 AM ; Collateral Admin-NY >; Nitin-X Singh >; Collateral Admin-NY UILD BLO <a; Sendhil-kumar K ; FX Middle Office < Debra Jasper < Halina Laczny ; FX Middle Off ic Hiren Mathur ; CRM-PWM Derivatives Enid Ellis < >; Collateral-Assets Newyo

e Office < Scott < >; Halina Laczn >; Hiren Mathur < ; Enid Ellis < Subject: RE: New Derivatives account. [I) ; Collateral Admin-NY >; Sendhil-kumar K >; Debra Jasper < Middle Office >; PWM Derivatives >; Collateral-Assets Newyork < Classification: For Internal Use only Hi Keith, Collateral

: Srikanta Gouda Il Collateral Admin-NY < Surendra Singh FX Middle Office Scott >; Surendra Singh Nitin-X Singh : CUSTOMERBUILD BLO ; Sendhil-kumar K ; Debra Jasper ; Halina Laczny < ; FX Middle Office a l ; Hiren Mathur < ; CRM-PWM Derivatives <M ; Enid Ellis < Subject: FW: New Derivatives

Subject: FW: New Derivatives account. [I] Classification: For Internal use only Hello Keith, >; Nitin-X Singh <- >; CUSTOMERBUILD BLO ; Sendhil-kumar K >; Debra Jasper < >; Roxanne >; FX Middle Office < >; CRM-PWM Derivatives < Relevant team is asking to provide below information to get this req

eral.admin-n db.com> Cc: Nitin-X Singh >; Collateral Admin-NY <[email protected]>; CUSTOMERBUILD BLO <[email protected]>; Sendhil-kumar K >; 'FX Middle Office' <fx- middleoffice list.db.com>. Debra Jasper <ri Roxanne Scott < Laczny ; Hirer Mathur >; CRM-PWM Derivatives <crm- >; Hali

7 12:06 AM To: Keith Buckholz Srikanta Gouda < >; Collateral Admin-NY Cc: Nitin-X Sin: >; Collateral Admin-NY < >; CUSTOMERBUILD BLO >; Sendhil-kumar K c ; FX Middle Office >; Debra Jasper < ; Roxanne Scott >; Halina Laczn •; EX Middle Office < >; Hiren Mathur >; CRM-PWM Derivatives >; Enid

in-X Singh <nitin- >; Collateral Admin•NY <collateral admin-ny@db com>; CUSTOMERBUILD BLO «:[email protected]>; Surendra Singh >; Sendhil-kumar K >; FX Middle Office <fx-middleoffice Scott < >; Halina Laczn [email protected],com>; Hiren Mathur < [email protected]>; Enid Ellis <

AM To: Srikanta Gouda ca; Surendra Singh a; Collateral Admin-NY Cc: Nitin-X Sin h Laczny ; Collateral Admin-NY >; CUSTOMERBUILD BLO , Sendhil-kumar K ; *FX Middle Office' III Debra Jasper Roxanne Scott c Halina Hiren Mathur ; CRM-PWM Derivatives - Enid Ellis Collateral-Assets Newyork Subject:

llateral.admin-n db.com> • Nitin-X Singh ; Collateral Admin-NY collateraladmirt-n db.com>; CUSTOMERBUILD BLO <customerbuild.blo db.com); Sendhil-kumar K >. FX Middle Office <fx-middleoffice ist.db.com>• Debra Jasper < Scott ; Halina Laczn ; FX Middle Office <fx- midd€[email protected]>; Hiren M

ets Newyork Subject: RE: New Derivatives account. [I) Srikanta Gouda •IM >; Collateral Admin-NY Collateral Admin-NY CUSTOMERBUILD BLO ›; Sendhil-kumar K ; FX Middle Office ca Debra Jasper ; Roxanne Scott ; Halina ; FX Middle Office Hiren Mathur ; Enid Ellis < i Classification: For Internal us

To: CUSTOMERBUILD BLO < Cc: Keith Buckholz ; CRM-PWM Derivatives < >; Collateral Admin-NY < Subject: RE: Southern Financial LLC >; Sendhil-kumar K >; Paolo De-Leon Classification: For Internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Please let me know if

From: Keith Buckholz Sent: Monday, November To: Surendra Singh Cc: Nitin-X Singh Sendhil-kumar K ; Debra Jasper ; Halina Laczny Office >; Hiren Mathur CRM-PWM Derivatives •; Enid Ellis ; Collateral-Assets Newyork <collateral- Subject: RE: Ne

o: Keith Buckholz Cc: Srikanta Gouda ; Surendra Singh ; Nitin-X Singh ; Collateral Admin-NY ; CUSTOMERBUILD BLO ; Surendra Singh < >; Sendhil- kumar K ; FX Middle Office <fx- >; Debra Jasper >.; Roxanne Scott Halina Laczny ; FX Middle Office ; Hiren Mathur CRM-PWM Derivatives • ; Enid Ellis S

z Cc: Srikanta Gouda <MIIIMflil >; Surendra Singh Nitin-X Singh <SS; Collateral Admin-NY <ale; CUSTOMERBUILD BLO ; Surendra Singh a>; Sendhil- kumar K a>; FX Middle Office <fx- >; Debra Jasper ; Roxanne Scott >; Halina Laczny ; FX Middle Office <a; Hiren Mathur CRM-PWM Derivatives <=lia; Eni

Keith From: Keith Buckholz Sent: Friday, December To: Srikanta Gouda Cc: Nitin-X Singh Sendhil-kumar K Enid Ellis Subject: RE: New Importance: High >; Debra Jasper ; Halina Laczny ; CRM-PWM Derivatives ; Collateral-Assets Newyork MS 08, 2017 11

01 PM To: Srikanta Gouda ; Surendra Collateral Admin-NY ; Sin I Cc: Nitin-X Sin 'h ; Collateral Admin-NY ; CUSTOMERBUILD BLO < =.; Sendhil-kumar K ; FX Middle Office <fx- >; Debra Jasper < >; Roxanne Scott >; Halina Laczny ; Hiren Mathur >; CRM-PWM Derivatives < ; Collateral-Assets Newyork <

WM accounts)? Thanks. Regards, Keith From: Keith Buckholz Sent: Friday, December 08, 2017 11:38 AM To: Srikanta Gouda Cc: Nitin-X Sin Sendhil-kumar K ; Surendra Singh ; Collateral Admin-NY < => ; Collateral Admin-NY ; CUSTOMERBUILD BLO < =.; ; 'FX Middle Office' <fx- ; ; Debra Jasper ; Roxanne