From: Abhijit Mukherjee Sent: 3/1/2018 5:47:39 PM To. CUSTOMERBUILD BLO 1 CC Keith Buckholz [ I; CRM-PWM Derivatives [ ; Paolo De-Leon Collateral Admin-NY I ; Sendhil-kumar K 1 Subject: RE: Southern Financial LLC [I) Attachments: Southern Financia .PDF; Southern Financia .PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: For Internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Please let me know if you need anything else. Thanks. Southern Financial LLC Kind regards, Abhijit Mukherjee Abhijit Mukherjee DBOI Global Services Private Limited Global Business Services Block 8. Vetankani Tech Park. No.:43. Electronic City. Hosur Road, 56010O Bangalore. India Voip Mobile Email For Level 1 escalations please contact Mohammed-B Hussain at email id For Level 2 escalations please contact Melvin Vat email id : Pascioi---hr'Peefbionj From: Paolo De-Leon Sent: Tuesday, February 27, 2018 7:57 PM To: Collateral Admin-NY < >; Abhijit Mukheree < Cc: Keith Buckholz < >; CRM-PWM Derivatives < Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: Thanks and regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041416 CONFIDENTIAL SDNY_GM_00187600 EFTA01356020