6
Total Mentions
6
Documents
5
Connected Entities
Organization referenced in documents
EFTA01355981
nancial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_8SPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF • Classification: For Internal use only Hi Abhijit, Please confirm the customer profile and SIC code for thi
EFTA01356020
al LLC [I) Attachments: Southern Financia .PDF; Southern Financia .PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: For Internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Pl
EFTA01356061
nancial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: For internal use only From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM To: Colla
EFTA01356138
la Keith Buckholz Subject: RE: KCP Collateral Flow Ill ICI Attachments: Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: Confidential Paolo, Please see the requested dots attached for Southern Financial LLC. Will
EFTA01356182
nancial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Abhijit Mukherje RM-PWM Derivatives Hello Abhijit and team, Can you please add this client to the DDR? Attac
EFTA01362582
a Rodriguez 2/26/2018 1:18:16 PM 0avide-A Sferrazza Southern Financial Cleared Southern Financial LLC.pdf; RDC Alert _Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.pdf Classification: For internal Use only Hi, Attached is the updated research, alert, and clearance for the above mentioned entity. Let me kn
Paolo De-Leon
PersonPerson referenced in documents
RDC Alert_Southern Financial
OrganizationOrganization referenced in documents
Keith Buckholz
PersonPerson referenced in documents
DBOI Global Services Private Limited
OrganizationDeutsche Bank subsidiary providing global outsourcing services
Sendhil
PersonRefers to Sendhil Mullainathan (economist) and Sendhil-kumar K in Epstein documents