From: Keith Buckholz Sent: 2/28/2018 12:14:27 PM To: Ellenoi Jarvis Subject: FW: Southern Financial LLC III Attachments: Southern Financial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: For internal use only From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM To: Collateral Admin-NY <[email protected]); Abhijit Mukherjee < Cc: Keith Buckholz >; CRM-PWM Derivatives <[email protected]> Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding dots. Please note that there are two accounts for this client: and Thanks and regards, Paolo Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New 0154-0004 Tel. Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041528 CONFIDENTIAL SDNY_GM_00187712 EFTA01356061