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uantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 11/6 Purchase 11/9 STAPLES INC . 11.801 601.85 BROKERAGE 1.02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) 51.000 11.821 (032.87) 11/8 11/9 Purchase XILINX CORP 41? 33.865101.60 BROKERAGE 0.06 MERRILL LYNCH PIERCE FENNER & SMIT
.01 BROKERAGE 0.04 GOLDMAN SACHS & CO. (ID: 983919-10-1) 2.000 34.025 (86.03) 11/7 11/13 Purchase XILINX CORP @ 33.8871 33.89 BROKERAGE 0.02 JEFFERIES & COMPANY (ID: 983919-10-1) 1.000 33.91 (33.91) 1117 11/13 Purchase STAPLES INC @ 11.5779 555.74 BROKERAGE 0.96 S.1 LEVINSON & SONS LW (IQ: 855030-10-2
6/25 2.42 JEFFERIES & COMPANY (ID: 149123-10-1) &20 Purchase CATERPILLAR INC @ 83.0107 6,474.83 BROKERAGE 78.000 83.031 (6,476.39) 6/25 1.56 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 149123-10-1) 6/21 Purchase CATERPILLAR INC O 82.8841 18,90836 BROKERAGE 204.000 82.904 (18,912.44) 6/28 4.08 MORGAN STANLEY & CO. LLC (
44 SJ LEVINSON & SONS LLC (ID: 149123-10-1) 6/20 Purchase CATERPILLAR INC GI 83.1217 10,057.73 BROKERAGE 121.000 83.142 (10,060.15) 6/25 2.42 JEFFERIES & COMPANY (ID: 149123-10-1) &20 Purchase CATERPILLAR INC @ 83.0107 6,474.83 BROKERAGE 78.000 83.031 (6,476.39) 6/25 1.56 MERRILL LYNCH PIERCE FENNER &
Amount Market Cost Settled Securities Purchased 10/1 Purchase TARGET CORP li 631429 2,422.23 BROKERAGE 0.57 38.000 63.758 (2,422.00) 10/4 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 87612E-10-6) 10/1 Purchase TARGET CORP @ 63.799 2,424.38 BROKERAGE 0.57 38.000 63.814 (2,424.93) 10/4 U0UIDNET INC (ID: 87812E-10.6) 1
LDMAN SACHS 8 CO. (ID: 911312-10-6) 10/3 10/13 Purchase BAXTER INTERNATIONAL INC e 64.5806 9,945.41 154.000 64.601 (9,948.49) BROKERAGE 3.08 JEFFERIES & COMPANY (ID: 071813-10-9) 10/4 Purchase UNITED PARCEL SERVICE INC CL B Q 90.6339 55.000 90.654 (4,985.96) 10/9 4,984.86 BROKERAGE 1.10 SANFORD C. BE
Entities connected to both MERRILL LYNCH PIERCE FENNER & SMIT and JEFFERIES & COMPANY

Ghislaine Maxwell
PERSON
Julie K. Brown
PERSONFIRST BOSTON LLC
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Nassau
LOCATIONGOLDMAN SACHS & CO.
ORGANIZATIONJason Bell
PERSONLIQUIDNET INC
ORGANIZATION
JOHNSON & JOHNSON
ORGANIZATIONPEPSICO INC
ORGANIZATIONGENERAL MILLS INC
ORGANIZATION
Paul Morris
PERSONMORGAN STANLEY & CO.
ORGANIZATIONCHEVRON CORP
ORGANIZATIONBLACKROCK INC
ORGANIZATIONUNITED PARCEL SERVICE INC CL
ORGANIZATIONMC DONALDS CORP
ORGANIZATIONANALOG DEVICES INC
ORGANIZATION
Newark
LOCATION