Epstein Secrets

JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN XS0446421157 SEDOL B435Z93 459058-9B-1 NA /AAA BRL Total Non-USD Short Term US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2

EPT @ .03% RATE ON NET AVG COLLECTED BALANCE OF $451,139.30 AS OF 10/01/11 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 (ID: 06740P-VG-8)

JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN XS0446421157 SEDOL B435Z93 459058-96-1 NA /AAA BRL Total Non-USD Short Term US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2

turities/Redemptions 9/29 9/29 Redemption Pro Rata FHLB 1.25% 09/29/15 ENTIRE ISSUE CALLED @ 100.00 (ID: 313371-2G-0) Quantity (100,000.000) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 40429X-YB-6) MS 7YNC1Y STEP-UP NOTE 09/13/17

PM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/

09.39 AS OF 04/01/13 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.3125 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) JPMORGAN CHA

93 459058-98.1 NA /AAA BRL 54.28 90,000.00 48,850.91 50,106.74 (1255.83) 4,242.42 1,251.83 7.52% Total Non USD Short Term US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DID 10/15/2010 40429X-YB-6 A /A3 94.44 100,000.00 $719,742.94 94,440.00 $746,337.35 100,000.00 ($26,594.4

1 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-F5-5) 100,000.000 0.00 9112 Receipt of Assets HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 40429X-YB-6) 100,000.000 0.00 9/13 Corpor

6421157 SEDOL 8435293 459058-96-1 NA /AAA BRL Total Non-USD Short Term $704 $697,804.73 $6,521.75 $7,859.14 1.13% $1,809.78 US Fixed Income HSBC FINANCE CORP 94.81 100,000.00 94,809.00 100.000.00 (5,191.00) 2,900.00 4.34% MEDIUM TERM NOTE 2.9% OCT 15 2015 128.80 DTD 10/15/2010 40429X-YB-6 A /A3

10/3 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD O 0.41875 PER SHARE (ID: 48125E-20-7) 2.500.000 0.419 1,046.88 10/17 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-Y8-6) 100,000.000 0.015 1,450.00 10/20 Foreign Interest BARCLAYS BANK PLC MEDIUM TERM NO

GBP !SHARES MARKIT IBOXX CORPORATE BOND 193.18 105.00 20,284.10 19,023.08 1,261.02 ISIN lE0OBOOFVOI I SEDOL BOOFVOI 179.97 461278.91.3 GBP HSBC FINANCE CORP 103.23 100,000.00 103,230.00 100,000.00 3,230.00 2,900.00 1.64% MEDIUM TERM NOTE 2.9% OCT 15 2015 1,095.50 DID 10/15/2010 40429X-YB43 A BM

00 0.419 1,046.88 4/12 Foreign Dividend SCHLUMBERGER LTD 0 0.3125 PER SHARE (ID: 806857-10-8) 113.000 0.312 35.31 4/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) 100,000.000 0.015 1,450.00 4/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD

PM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/

09.39 AS OF 04/01/13 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.3125 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) JPMORGAN CHA

.98 US Fixed Income JPM MANAGED RESERVES C 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL B00FV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 97.94 100,000.00 97,944.00 100,000.00 (2,056.00) 2,900.00 128.80 3.54%

70.91 AS OF 04/01/12 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.275 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 (ID: 06740P-VG-8)