CHISIAINE MAXWELL ACCT. For the Period 9/1/11 to 9/30/11 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income 284.87 2.584.79 0.00 1.587.86 14.296.17 Total Inflows OUTFLOWS 5284.87 $2,584.79 (2,584.79) 1,587.86 (1.587.86) 14,296.17 (14,296.17) Withdrawals (284.87) Total Outflows ($284.87) (52,584.79) (1,587.86) (14,296.17) Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. • Your accounts standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. " Your accounts standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan SB1062192-F1 Page 21 of 29 5196 EFTA01667068

CHISLAINE NIAXWEI.I. ACCT. For the Period 9/1/I I to 9/.30/1 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount USD PRINCIPAL Amount USD INCOME Amount USD Currency Gaintoss USD Selection Method Local Value Local Value Local Value 91 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 08/25/2011 MATURITY 09/01/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524D9-9M-7) 589.260.250 33.20 177.60 9/1 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: 0NOKPR-AA-1) (177.600) (33.20) (177.60) 9/1 Free Delivery High Cost JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1.5500% DATED 08/25/2011 MATURITY 09/01/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524D9-9M-7) (589,260.250) 9/1 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/01/2011 MATURITY 09/08/2011 HELD BY LONDON TREASURY SERVICES CUENT REF FTD (ID: 2524H9-9G-6) 589.437.850 9/7 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 08/31/2011 MATURITY 09/07/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524G9-9J-1) 629.332.410 35.44 189.67 9/7 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: 0NOKPR•AA•1) (189.670) (35.44) (189.67) 9/7 Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 08/31/2011 MATURITY 09/07/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTC, (ID: 2524G9-9J-1) (629,332.410) J.P.Morgan SB1062192-F1 Page 22 of 29 5197 EFTA01667069

INFLOWS & OUTFLOWS CHISLAINE NIAXWEI.I. ACCT. For the Period 9/I/I I to 9/30/II Settle Date Type Description Quantity Per Unit Amount USD PRINCIPAL Amount USD INCOME Amount USD Currency GairVLoss USD Selection Method Local Value Local Value Local Value 9/7 9/8 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/07/2011 MATURITY 09/14/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524L9i9E-6) 629.522.080 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/01/2011 MATURITY 09/08/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524H9-90-6) 589,437.850 32.98 177.65 9/8 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: 0NOKPR-M-1) (177.650) (32.98) (177.65) 9/8 Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/01/2011 MATURITY 09/08/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF ETD (ID: 2524H9-9G-6) (589.437.850) 9/8 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/08/2011 MATURITY 09/15/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524M9-9C-9) 589.615.500 9/14 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1.5500% DATED 09/07/2011 MATURITY 09/14/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524L9-9E-6) 629,522.080 33.56 189.73 9/14 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: 0NOKPR-M-1) (189.730) (33.56) (189.73) 9/14 Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/07/2011 MATURITY 09/14/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524L9-9E-6) (629.522.080) J.P.Morgan SB1062192-F1 Page 23 of 29 5198 EFTA01667070

INFLOWS & OUTFLOWS CHISLAINE NIAXWEI.I. ACCT. For the Period 9/I/I I to 9/}0/11 Settle Date Type Description Quantity Per Unit Amount USD PRINCIPAL Amount USD INCOME Amount USD Currency Gain/Loss USD Selection Method Local Value Local Value Local Value 9114 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 09/14/2011 MATURITY 09/21/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524P9.95.1) 629.711.810 9/15 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/08/2011 MATURITY 09/15/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524M9-9C-9) 589,615.500 31.20 177.70 9/15 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: 0NOKPR-M-1) (177.700) (31.20) (177.70) 9/15 Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09108/2011 MATURITY 09/15/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524M9-9C-9) (589,615.500) 9/15 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 09/15/2011 MATURITY 09/22/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524O9.9W-1) 589,793.200 9/21 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1.3500% DATED 09/14/2011 MATURITY 09/21/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524P9-9S-1) 629,711.810 29.29 165.30 9/21 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: 0NOKPR-M-1) (165.300) (29.29) (165.30) 9/21 Free Delivery High Cost JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1.3500% DATED 09/14/2011 MATURITY 09/21/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524P9-9S-1) (629,711.810) J.P.Morgan SB1062192-F1 Page 24 of 29 5199 EFTA01667071

INFLOWS & OUTFLOWS GHISLAI NE MAXWELL ACCT. For the Period 9/1/11 to 9/30/11 Settle Date Type Description Quantity Per Unit Amount USD PRINCIPAL Amount USD INCOME Amount USD Currency Gain/Loss USD Selection Method Local Value Local Value Local Value 9/21 9,22 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 09/21/2011 MATURITY 09/28/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524T9.9U•2) 629.877.110 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 09/15/2011 MATURITY 09/22/2011 HELD BY LONDON TREASURY SERVICES (ID: 252409-9W-1) 589.793.200 27.29 154.82 9/22 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-M-1) (154.820) (27.29) (154.82) 9/22 Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 09/15/2011 MATURITY 09/27J2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252409-9W-1) (589.793.200) 9/22 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/22/2011 MATURITY 09/29/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524U9.9V-8) 589.948.020 9/28 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1.4500% DATED 09/21/2011 MATURITY 09/28/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524T9-9U-2) 629,877.110 31.05 177.59 9/28 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (177.590) (31.05) (177.59) 9/28 Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 09/21/2011 MATURITY 09/28/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FM (ID: 252419-9U-2) (629.877.110) J.P.Morgan SB1062192-F1 Page 25 of 29 5200 EFTA01667072

CHISLAINE MAXWELL ACCT. For the Period 9/I/I I to 9/30/11 INFLOWS & OUTFLOWS Settle Date Type Description Quantity Selection Method 9128 Receipt of Assets JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1.5500% DATED 09/28/2011 MATURITY 10/05/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524X9.9T•0) 630.054.700 9129 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/22/2011 MATURITY 09/29/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524U9-9V-8) 589.948.020 9/29 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-M-1) (177.800) 9/29 Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 09/22/2011 MATURITY 09/29/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTC (ID: 2524U9-9V-8) (589.948.020) 9/29 Receipt of Assets JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1.5500% DATED 09/29/2011 MATURITY 10/06/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 590.125.820 2524Y9.9L-6) Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Local Value Local Value Local Value GairVLoss USD 30.86 177.80 (30.86) (177.80) Total Inflows & Outflows J.P.Morgan SB1062192-F1 Page 26 of 29 90.00 5201 EFTA01667073

CHISLAINE MAXWF:I.I. ACCT. For the Period WWI to 9/.1i it 1 1 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income - - 265,331.14 - 13.54 13.54 8.65 8.65 Contributions 432237.62 265.23341 Total Inflows OUTFLOWS " $13.54 $432,251.16 8.55 265,242.08 Withdrawals (13.54) (13.54) (8.65) (8.65) Total Outflows TRADE ACTIVITY ($13.54) ($13.54) (8.IZ) MS% Settled Securities Purchased (432,391.16) (432,391.18) (265,331.14) (265,331.14) Total Trade Activity ($432,391.16) ($432,391.16) (265,331.14) (265,331.14) Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan SB1062192-F1 Page 27 of 29 5202 EFTA01667074

e41 Idae, CHISLAINE MAXWELL ACCT. For the Period 9/I/I I to 9/.30/I I Portfolio Activity Summary - Pound Sterling INCOME Transactions Beginning Cash Balance Ending Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' 0.00 Year to date information is calculated on a calendar year basis. " Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS 0.00 Settle Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain/Loss USD 9/29 Foreign Interest JP MORGAN CHASE BANK - G8P LONDON TIME DEPOSITS 265.331.140 13.54 0.1700% DATED 09/22/2011 MATURITY 09/29/2011 8.65 HELD BY LONDON TREASURY SERVICES (ID: 2524U9.9P-1) 9/29 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (8.650) (13.54) (ID: 0GEMPR-AA-9) (8.65) 9/29 Free Delivery JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS (265,331.140) High Cost 0.1700% DATED 09/22/2011 MATURITY 09/29/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524U9-9P-1) J.P.Morgan SB1062192-F1 Page 28 of 29 5203 EFTA01667075

CHISLAINE MAXWELL ACCT. For the Period 9/I/I I to 9/30/I I INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value GalrVLoss USD 9/29 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 265.339.790 0.1700% DATED 09/29/2011 MATURITY 10/06/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252499.9J-1) Total Inflows & Outflows TRADE ACTIVITY - Pound Sterling $0.00 Trade Date Description Quantity Per Unit Amount USD Settle Date Type Local Value Settled Securities Purchased 9/22 Purchase 9/22 JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.1700% DATED 09/22/2011 MATURITY 09/29/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 265,331.140 163.00 100.00 2524U9-9P-1) Market Cost USD Currency Local Value Gain Loss USD (432,391.16) (265,331.14) J.P.Morgan SB1062192-F1 Page 29 of 29 5204 EFTA01667076

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For the Period 9/1/11 to 9/30/11 IMPORTANT INFORMATION ABOUT YOUR STATEMENT(S) Please take the steps indicated below if you think statements are Incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at at J.P. Morgan, 500 Stanton Christiana Road, 1IOPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as dearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. II we take more than 10 business days (or 20 business days for new accounts) to do this. we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank. N.A. (-JPMCB') Member FDIC immediately if a statement is incorrect or if you need more information about any non-electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details. see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMorgan Chase Bank, N.A. ("JPMCB1 Member FDIC. In case of other errors or questions about your brokerage account statement. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to both the introducing broker. JPMS and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us. you agree that the statement activity and account balance(s) are correct. Important Information about Pricing and Valuations Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein some of which has been provided by pricing sources or other sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy and is lumished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Certain assets including but not limited to. pooled and private investments. non-publicly traded and infrequently traded securities, derivatives. partnership interests and tangible assets are generally illiquid, the value of such assets may have been provided to us by third parties who may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us. and is not independently verified. J.P.Morgan SB1062192-F1 Disclosures Page 1 of 4 5206 EFTA01667078

For the Period 9/1/11 to 9/30/11 Valuations of over-the-counter derivative transactions. including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations. (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gainfloss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily. weekly and monthly resets, there is no guarantee that there will be liquidity. II there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online.Acoordinght investors should not rely on pricing information appearing in their statements or online with respect to ARS. Where J.P. Morgan was unable to obtain a price from an outside service for a particular ARS, the price column on your statement and online will indicate "$0.00. which should not be relied on as the price at which ARS would trade. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of JPMCB. JPMCB and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services. Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. Offshore Deposits - London and Nassau Deposits In Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, the Private Bank of J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. Additional Information About Your Accounts J.P.Morgan SB1062192-F1 Disclosures Page 2 of 4 5207 EFTA01667079

MEI E=1 n=1 For the Period 9/1/11 to 9130/11 Securities purchased or sold through J.P.Morgan Securities LLC ("JPMS") (1) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"). an affiliate of JPMS. and (2) other than exchange-listed options and securities held in margin account(s), are held in your Asset Account at JPMCB. Positions in exchange-listed options and in margin account(s) are held by JPMCC and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the 'Trade Activity portion of the statement(s). You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, JPMS will promptly supply you with the latest such information. JPMCC and JPMS are members of the Securities Investor Protection Corp (-SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMS and JPMCC are protected by SIPC up to $500.000 per customer, which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "wvnv.sipc.org- or by contacting them at (202) 371.8300. To the extent applicable. please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a retum of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. JPMS. JPMCB or their affiliates (the "J.P. Morgan Companies") may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds, American Century Funds, or funds estabfished, sponsored advised. or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. Bank products and services are offered through JPMCB and its banking affiliates. Securities are offered by JPMS and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. JPMS is not a bank and is a separate legal entity from its bank or thrift affiliates. including JPMorgan Chase Bank. N.A. (*JPMCB"). Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds. Exchange Funds. Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. J.P.Morgan SB1062192-F1 Disclosures Page 3 of 4 5208 EFTA01667080

For the Period 9/1/11 to 9/30/11 Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period. Pooled private equity investments are valued according to the General Partner's or Managers stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value' or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive lees. The NAV is calculated according to the General Partners or Managers stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations. (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information. 2. The 'Capital Called Since Inception USD' and tash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. Your interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription dale. Please refer to the applicable hedge fund's operative documentation for further details. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details. Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest may not be paid on any proceeds pending distribution. These restrictions apply even if the investors account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies. for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the Net Asset Value" or "NAV, on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. J.P. Morgan SB1062192-F1 Disclosures Page 4 of 4 5209 EFTA01667081

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JPMorgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017-2014 Asset Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Ian Hirschfield Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Magliocco Client Service Team Alternative Assets 7 Cash & Fixed Income 8 Online access www.MorganOnline.com Portfolio Activity 16 For important information regarding your accounts refer to the rear of your statement J.P. Morgan GIIISLAINE MAXWELL ACCT. For the Period 10/1/II to 10/31/I1 Client News II you plan to make gilts of securities this year, please notify your Client Service Representative before December 1. 2011. This will allow us to process your request before year-end and meet the deadline for tax filing purposes. 0000001711150 75 00003 MAXWE00 20111104 Page 1 of 31 SB1062192-F1 5212 EFTA01667084

GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to 10/31/11 Account Summary Asset Allocation Beginning Ending Change Estimated Current Asset Allocation Market Value Market Value In Value Annual Income Allocation Equity 700,699.50 723,367.50 22,668.00 47,172.50 23% Alternative Assets 45,512.00 51,256.00 5,744.00 2% Cash 8 Fixed 1,1cdTe 2,549,501.48 2,603,425.93 53,924.45 62,145.70 75% Market Value Accruals $3,295,712.98 24.640.90 $3,378,049.43 22,021.62 $82$38.45 (2,619.28) $109,318.20 100% Market Value with Accruals $1320,353.88 $3,400,071.05 $79,717.17 Current Year-to-Date Portfolio Activity Period Value Value Beginning Market Value 3,295,712.98 1,946,279.39 Contributions 805,513.35 Withdrawals & Fees (365.08) (152,976.73) Securities Transferred In 2,979,717.55 12,256 Securities Transferred Out (2,979.352.44) (12,049,444.67) Net Contributions/Withdrawals $0.03 $859,418.82 Income & Distributions 15,594.96 75,536.66 Change In Investment Value 66,741.46 496,814.56 Ending Market Value $3,378,049.43 $3,378,049.43 Accruals 22,021.62 22,021.62 Market Value with Accruals $3,400,071.05 $3,400,071.06 J.P, Morgan Cash & Fired Income Page 2 of 31 SB1062192-F1 5213 EFTA01667085

GHISLAINE MAXWELL ACCT. For the Period 10/I/I I to 10/31/11 Account Summary CONTINUED Tax Summary Current Period Value Year•to•Date Value Current Period Value Year•to•Date Value Domestic Dividends Distributions 5,925.00 9219.03 ST Realized Gain&oss 19,728.75 Currency Gain/Loss (43.73) LT Realized Gain/Loss 34,634.68 Interest Income 9,669.96 75,579.73 Realized GaInaLoss $54,363.43 Accrued Interest Current Year (9.218.37) Taxable Income $15,594.96 $75,536.66 To-Date Value Unrealized Gant/Loss Cost Summary Cost Equity 911,529.17 Cash 8 Fixed Income 2,647,501.22 Total J.P. Morgan $3,559030.39 ($244S99) Page 3 of 31 SB1062192-F1 5214 EFTA01667086

GHISLAINE MAXWELL ACCT. For the Period 10/I/II to 10/31/11 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation US Large Cap Equity 64,888.00 58286.00 (6,602.00) 2% US Small/Mid Cap Equity 6,360.00 7,050.00 690.00 1% Non•US Equity 32,480.00 32,320.00 (160.00) 1% Preferred Stocks 407,390.00 422.405.00 15,015.00 13% Concentrated 8 Other Equity 189,581.50 203,306.50 13,725.00 6% Total Value $700,699.50 $723,367.50 $22,668.00 23% Market Value/Cost Current Period Value Market Value 723,367.50 Tax Cost 911,529.17 Unrealized Gain/Loss (188,161.67) Estimated Annual Income 47,172.50 Accrued Dividends 2267.60 Yield 6.51% Equity Detail Asset Categories Non-US Equity US Small alb Cap Equity US Large Cap Equity Concentrated a Other Equity Equity as a percentage of your portfolio - 23 % Pry/erred Stocks Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain/Loss Irv. Yield US Large Cap Equity AT&T INC 00206R.10.2 T 29.31 1,000.000 29,310.00 31,610.00 (2,300.00) 1,720.00 5.87% 430.00 J.P.Morgan SB1062192-F1 Page 4 of 31 5215 EFTA01667087

ef I GHISLAINE NI VOWEL', ACCT. For the Period 10/1/1I to 10/31/11 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity PROSHARES ULTRASHORT SSP 500 20.25 1,000.000 20,250.00 44,809.50 (24,559.50) 74347R.88-3 SOS PROSHARES TRUST 43.63 200.000 8,726.00 26203.50 (17.477.50) 74347X-23-7 OID Total US Large Cap Equity $58,286.00 5102.623.00 (844.337.00) S1,720.00 2.95°. $430.00 US Small/Mid Cap Equity GERON CORP 2.35 3,000.000 7,050.00 18,129.32 (11O79.32: 374163-10-3 GERN Non-US Equity RESEARCH IN MOTION WAITED 20.20 1,600.000 32.320O0 160288.72 (127,968.72 ) 760975-10-2 RIMM Preferred Stocks CmGROUP CAPITAL XIII 26.93 10,000.000 269,300.00 261300.00 8O00.00 19,690.00 7.31% 7 7/8% PFD 173080.20.1 C PNNA rE1A1 COUNTRYWIDE CAPITAL V 21.40 4,200.000 89,880.00 98,778.96 (8,898.96) 7,350.00 8.18% 7% PFD 1,837.50 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.29 2,500.000 63,225.00 82,500.00 725.00 4,187.50 6.62% 6.7% PFD 48125E-20-7 JPM PC Total Preferred Stocks $422.405.00 3422,578.96 ($173.96) $31,227.50 7.39% $1,837.50 J.P.Morgan Page 5 of 31 SB1062192-F1 5216 EFTA01667088

GH ISLA INE MAXWELL ACCT. For the Period 10/I/II to 10/31/11 Price Quantity Value Adjusted Tax Cost Unrealized Gaintoss Est. Annual Inc. Yield Original Cost Accrued Div. Concentrated & Other Equity GENERAL MOTORS CO 41.80 1,000.000 41600.00 50,000.00 (8.200.00) 2,375.00 5.68% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 107.67 150,000.000 161,506.50 157,909.17 3,597.33 11,850.00 7.30% 7.9% PFD STK APR 30 2049 DTD 04'262008 46625H.HA-1 686 rBAA Total Concentrated & Other Equity $203,306.50 $207,909.17 (94,602.67) $14,225.00 6.97% J.P, Morgan Page 6 of 31 SB1062192-F1 5217 EFTA01667089

GHISLAINE MAXWELL ACCT. For the Period 10/I/II to 10/31/11 Alternative Assets Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Hard Assets 45512.00 51,256.00 5,744.00 2% Alternative Assets Detail Estimated Price Quantity Value Cost Hard Assets BARC CALLABLE PALLDIUM CP NT 89.08 20.000.000 17,816.00 20.000 00 0914/12 LI4K0 TO PLDMLNPM 7,4% CPN, 20% MAX, 80% BARRIER 0903/2011 06738KJA•0 !SHARES SILVER TRUST 33.44 1,000.000 33,440.00 44010.03 464280-10-9 SLV Total Hard Assets $51,256.00 $64,010.03 J.P. Morgan Page 7 of 31 SB1062192-F1 5218 EFTA01667090

Cash & Fixed Income Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Cash 545,881.97 561,111.85 15,229.88 17% Non-USD Cash 741,865.26 125,448.78 (616,416.48) 4% Non•USD Short Term 95,681.06 704.M 608,645.42 18% US Fixed Income 628,932.50 630,092.50 1,160.00 19% Non-US Fixed Income 392,689.19 438,785.32 48,096.13 13% Complementary Structured Strategies 144,451.50 143,661.00 (790.50) 4% Foreign Exchange Contracts 0.00 0.00 0.00 Total Value $2,549,501.48 $2,603,425.93 S53,924.45 75% Market Value/Cost Current Period Value Market Value 2.603.425.93 Tax Cost 2.647.501.22 Unrealized GairVLoss (44,075.28) Estimated Annual Income 62,145.70 Accrued Interest 19,754.12 Yield 2.36% J.P. Morgan GHISLAINE MAXWELL ACCT. For the Period 10/I/II to 10/31/11 Asset Categories US Faxed Income Non.USD Cash Complementary Structured Strategies Non-USFixedMcon* Non-USD Short Term Cash Cash a Fixed Income as a percentage of your portfolio - 75 % Page 8 of 31 SB1062192-F1 5219 EFTA01667091

GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to 10/31/11 SUMMARY BY MATURITY SUMMARY BY TYPE Market %of Bond Cash & Fixed Income Value PornoIto Cash & Fixed Income Market Value %of Bond Portfolio 0.6 months' 1385,358.12 54% Cash 561,111.85 21% 6-12 months' 53,169.02 2% NON USD Cash 125,448.78 4% 1-5 years' 532,086.29 20% Corporate Bonds 274235.50 10% 5-10 years' 632,812.50 24% Municipal Bonds 215.907.00 8% Total Value $2,603,425.93 100% International Bonds 1.283.061.80 52% Complementary Structure 143.661.00 5% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Total Value $2,603,425.93 100% J.P.Morgan Page 9 of 31 SB1062192-F1 5220 EFTA01667092

OH ISLAINE MAXWELL ACCT. For the Period 10/1/I Ito 10/31/11 Cash & Fixed Income Summary NET FX CONTRACTS EXPOSURE SUMMARY Value in Currency INDONESIA RUPIAH US DOLLAR (447.739,875.00 50,408.99 Note: A - Bonds purchased al a premium show amortization. This is the Annual Percentage Yield (APY) which is the rate earned it balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Quantity Value Adjusted Tax Cost Unrealized GairVLoss Est. Annual Income Yield Original Cost Accrued Interest Cash US DOLLAR 1.00 561.110.85 561.110.85 561.110.85 168.33 0.03% 1 13.98 JPM NY MUNI MM FD • MORGAN 1.00 1.00 1.00 1.00 Total Cash $561,111.85 $561,111.85 $0.00 $168.33 0.03% 413.98 Non-USD Cash TURKISH URA NEW 0.57 19.500.00 11.061.32 11.816.03 (754.71) PRINCIPAL CURRENCY J.P.Morgan Page 10 of 31 SB1062192-F1 5221 EFTA01667093

4f f Gil ISLA INE MA XIV 1. ACCT. For the Period 10/1/11 to 10/31/11 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-USD Cash JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10126:2011 MATURITY 11/02/2011 HELD BY LONDON TREASURY SERVICES 18.13 630,783.94 114,387.46 103,391 85 10.995.61 1,773.00 29.51 1.73% Total Non-USD Cash Non-USI) Short Term JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES Bearer 2525P9-9D-1 CAD 100.68 114.897.53 $125,448.78 115,678.36 $115,207.88 112,508.75 $10,240.90 3,169.61 $1,773.00 $29.51 821.31 11.33 1.58% 0.73% JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.1700% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES Bearer 2525P9-9O-2 GBP 161.41 265,374.39 428,340.79 432,459.13 (4,118.34) 728.16 9.85 0.19% JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES Bearer 2525P9-9U-3 NOK 18.13 590,808.86 107,138.31 102,730.11 4,408.20 1.660 64 23.03 1.64% J.P.Morgan Page 11 of 31 SB1062192-F1 5222 EFTA01667094

f CH ISLA INE MAXWELL ACCT. For the Period 10/1/1 Ito 10/31/11 Price Quantity Value Adjusted Tax Cost Unrealized Gala/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-USD Short Term INTL BK RECON & DEVELOP - BRL 59.08 90,000.00 53.169.02 50,106.74 3,062.28 4,649.03 8.49% 8.75%JUN 15 2012 1,765.57 DTD 08/20/2009 HELD BY EUROCLEAR ISIN XS0446421157 SEDOL 8435293 459058-96-1 NA /AAA BRL Total Non-USD Short Term $704 $697,804.73 $6,521.75 $7,859.14 1.13% $1,809.78 US Fixed Income HSBC FINANCE CORP 94.81 100,000.00 94,809.00 100.000.00 (5,191.00) 2,900.00 4.34% MEDIUM TERM NOTE 2.9% OCT 15 2015 128.80 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP 92.26 50,000.00 46,132.00 45,394.50 737.50 239.19 2.28% MEDIUM TERM FLOATING RATE NOTE 54.45 MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ MA2 BANK OF AMERICA CORP 88.86 150.000.00 133,294.50 150,000.00 (16,705.50) 5,400.00 6.21% MEDIUM TERM NOTE 2,490.00 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A /BAA A STATE OF NEW YORK DORMITORY 106.57 100,000.00 106 565.00 100,226.60 6,338.40 4.000.00 2.64% AUTH REVS NONST SUPPORTED DEBT MUN 100,348.06 1.177.70 HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY 649903-F5-5 AA- /M3 J.P.Morgan Page 12 of 31 SB1062192-F1 5223 EFTA01667095

4f ft GHISLAINE MAXWELL ACCT. For the Period 10/1/I Ito 10/31/11 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cosl Accrued Interest US Fixed Income BARCLAYS BANK PLC 93.30 150,000.00 139,950.00 150,000.00 (10.050.00) 3,750.00 3.76% MEDIUM TERM NOTE 2 2/1% OCT 20 2017 114.45 DTD 10/20/2010 06740P-VG-8 NA /AA3 A STATE OF NEW YORK DORMITORY 109.34 100,000.00 109,342.00 100,088.07 9,255.93 4,000.00 2.47% AUTH REVS NON ST SUPPORTED DEBT MEM 100,118.56 1,333.30 SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY 649903.84.2 AA /AA2 Total US Axed Income 5630,092.50 $645,707.17 ($15,614.67) $20,289.19 3.84% $645,861.12 55,298.70 Non-US Fixed Income INTER AMERICAN DEVEL BANK • IDR 0.01 419.625.000.00 47,640.03 48.769.75 (1.129.72) 3.196 68 6.7% OCT 31 2011 10i 28/11 2.933.93 DID 10/30/2009 HELD BY EUROCLEAR GIN XS0459432679 SEDOL 85756J3 458183.9K-8 NA /AAA IDR KAN - TRY 57.92 200.000.00 115.831.87 135.555.56 (19.723.69) 11.061.31 8.33% MTN 9 3/4% JUL 162013 3.263.94 DTD 02/10/2010 HELD BY EUROCLEAR GIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY J.P.Morgan Page 13 of 31 SB1062192-F1 5224 EFTA01667096

a, Ft/i— GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to 10/31/11 Price Quantity Value Adjusted Tax Cost Unrealized Gai&Loss Est. Annual Income Yield Original Cost Accrued Interest Non-US Fixed Income INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR MIN X50495010562 SEDOL 95114T3 U45818-9G-5 AAA /AAA INR 1.90 5700.000.00 127464.42 143,232.17 (15,767.75) 4,127.73 2,492.32 6.39% INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR MIN X50513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /NA IDR 0.01 1,300,000,000.00 147,849.00 150,112.11 (2,263.11) 9.545 32 3.911 96 6.46% Total Non-US Fixed Income, Complementary Structured Strategies MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 95.77 150.000.00 $438,785.32 143,661.00 $477,669.59 150,000.00 ($38,884.27) (6.339 00) $27,931.04 $12.602.15 4.125 00 6.23% 61745E.60-9 A /A2 J.P.Morgan Page 14 of 31 SB1062192-F1 5225 EFTA01667097

 or GHISLAINE MAXWELL ACCT For the Period 10/I/II to 10/31/11 Market Value Receivable Trade Date Currency Amount Contract Current Market Market Value Unrealized Settlement Date Counter Currency Counter Amount Rate Forward Rate Payable Gain/Loss Foreign Exchange Contracts INDONESIA RUPIAH Oct. 31 11 IDR (28,114,875.00) 8860.090000 8860.090000 3,173.20 US DOLLAR Oct 31 11 USD 3,173.20 3,173.20 INDONESIA RUPIAH Oct. 31 11 IDR (419,625.000.00) 8884.000001 8884.000001 47233.79 US DOLLAR Oct. 31 11 USD 47,233.79 47,233.79 Total Foreign Exchange Contracts $60,406.99 $0.00 $50,406.99 J.P.Morgan Page 15 of 31 SB1062192-F1 5226 EFTA01667098

it I GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to 10/31/11 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Transactions Current Period Value Year-To•Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 545,880.97 0.00 Income 15,229.88 50,660.91 Contributions 373,275.73 Foreign Exchange - Inflows 19.301.36 Total Inflows OUTFLOWS $15,22998 $443,238.00 $0.00 $0.00 Withdrawals (150,000.00) Foreign Exchange - Outflows (144,773.93) Total Outflows TRADE ACTIVITY PA0 ($294,773.03) $0.00 MOO Settled Sales/Maturities/Redemptions 361,624.13 Settled Securities Purchased (151,520.00) Total Trade Activity $0.00 $210,104.13 $0.00 $0.00 Ending Cash Balance $561,110.85 $0.00 • Year to date information is calculated on a calendar year basis. " Your accounts standing instructions use a HIGH COST method for relieving assets from your position J.P, Morgan Page 16 of 31 SB1062192-F1 5227 EFTA01667099

f GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to 10/31/11 Portfolio Activity Summary - U S Dollar Cost :1(Ijusitments Current Year-To-Date Period Value Value' Co'.: A:: J.S!n•crls 889.67904 Total Cost Adjustments • Year to date information is calculated on a calendar year basis. $0.00 5889.679.04 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Selection Method Cost 10/3 Interest Income DEPOSIT SWEEP INTEREST FOR SEPT 0.03% RATE ON NET AVG COLLECTED BALANCE OF $451,139.30 AS OF 10/01/11 11.13 10/3 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD O 0.41875 PER SHARE (ID: 48125E-20-7) 2.500.000 0.419 1,046.88 10/17 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-Y8-6) 100,000.000 0.015 1,450.00 10/20 Foreign Interest BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 (ID: 06740P-VG-8) 150,000.000 0.013 1,875.00 10/31 Div Domest JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/20080 79.00 PER SHARE (ID: 46625H-HA-1) 150,000.000 0.04 5,925.00 10/31 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD O 0.492187 PER SHARE (ID: 173080201) 10,000.000 0.492 4,921.87 Total Inflows & Outflows 615,229.88 J.P. Morgan Page 17 of 31 SB1062192-F1 5228 EFTA01667100

GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to 10/31/11 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To•Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — — 0.00 — Income 62.04 75.36 63.43 77.05 Total Inflows OUTFLOWS** 562.04 $75.36 63.43 77.05 Withdrawals (62.04) (75.36) (63.43) (77.05) Total Outflows TRADE ACTIVITY ($62.04) ($75.36) (63.43) 0 7.E Settled Sales/Maturities/Redemptions 51,742.94 50,731.37 Settled Securities Purchased (112,433.39) (114,820.48) Total Trade Activity $0.00 ($60.690.45) 0.00 (64,089.11) Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. •• Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 18 of 31 SB1062192-F1 5229 EFTA01667101

GHISLAINE MAXWELL ACCT. For the Period 10/1/I Ito 10/31/11 Portfolio Activity Summary - Canadian Dollar INCOME Transactions Beginning Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' 0.00 Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. • Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Settle Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain Loss USD 10/6 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.7100% DATED 09/29/2011 MATURITY 10/06/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524Y9-90-8) 114.834.100 15.12 15.85 10/6 Misc Disbursement REP; ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: 0CADPR-AA-6) (15.850) (15.12) (15.85) 10/6 Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.7100% DATED 09/29/2011 MATURITY 10/06/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524Y9-90-8) (114,834.100) J.P.Morgan Page 19 of 31 SB1062192-F1 5230 EFTA01667102

sf I GIIISLAINE MAXWELL ACCT. For the Period 10/1/I I to 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain,toss USD 10/6 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114.849.950 0.7100% DATED 10/06/2011 MATURITY 10/13/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525C990-6) 10/13 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 114,849.950 15.60 0.7100% DATED 10/06/2011 MATURITY 10/13/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525C9.90.6) 15.86 10/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (15.860) (15.60) (15.86) (ID: OCADPR•AA•6) 10/13 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (114,849.950) High Cost 0.7100% DATED 10/06/2011 MATURITY 10/13/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252509.90.6) 10/13 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114,865.810 0.7100% DATED 10/13=11 MATURITY 10/20/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525F9-9V-2) 10/20 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114,865.810 15.68 0.7100% DATED 10/13/2011 MATURITY 10/20/2011 15.86 HEW BY LONDON TREASURY SERVICES (ID* 2525F9•9V•2) 10/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (15.860) (15.68) (ID: OCADPR-AA-6) (15.86) 10/20 Free Delivery JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS (114,865.810) High Cost 0.7100% DATED 10/13/2011 MATURITY 10/20/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525F9-9V-2) J.P.Morgan Page 20 of 31 SB1062192-F1 5231 EFTA01667103

 I GHISLAINE MAXWELL ACCT. For the Period 10/1/I I to 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 10/20 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114.881.670 0.7100% DATED 10/20/2011 MATURITY 10/27/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525K9-9U-8) 10/27 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 114,881.670 15.64 0.7100% DATED 10/20/2011 MATURITY 10/27/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525K9-9U-8) 15.86 10/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPWAA.6) (15.860) (15.64) (15.86) 10/27 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (114,881.670) High Cost 0.7100% DATED 10/20/2011 MATURITY 10/27/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525K9-9U-8) 10/27 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114,897.530 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9D-1) Total Inflows & Outflows J.P. Morgan 50.00 Page 21 of 31 SB1062192-F1 5232 EFTA01667104

GIIISLAINE MAXWELL ACCT. For the Period IW1/1 Ito 10/31/11 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Local Value Transactions Current Pencd Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — 248.61 — 0.00 — Income 2,833.40 1,412.28 15,708.45 Total Inflows OUTFLOWS ' 1 $248.61 $2,833.40 1,412.28 15,708,45 Withdrawals (248.61) (2,833.40) (1,412.28) (15,708.45) Total Outflows ($248.81) ($2,833.40) (1,412.20 (15,708.45) Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Pencd Value Value' Ending Cash Balance • Year to date information is calculated on a calendar year basis. • Your account's standing instructions use a HIGH COST method for relieving assets from your position 0.00 J.P.Morgan ••• ••• 0.00 Page 22 of 31 SB1062192-F1 5233 EFTA01667105

GIIISLAINE MAXWELL ACCT. For the Period 10/1/I Ito 10/31/11 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value GaimLoss USD 10/5 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 630,054.700 32.08 1.5500% DATED 09/28/2011 MATURITY 10/05/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524X9-97-0) 189.89 10/5 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (189.890) (32.08) (ID: ONOKPR-AA-1) (189.89) 10/5 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (630.054.700) High Cost 1.5500% DATED 09/28/2011 MATURITY 10/05/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524X9-97-0) 10/5 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 630244.590 1.4500% DATED 10/05/2011 MATURITY 10/12/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525C9-9F-0) 10/6 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 590.125.820 30.17 1.5500% DATED 09/29/2011 MATURITY 10/06/2011 177.86 HELD BY LONDON TREASURY SERVICES (ID: 2524Y9-9L-6) 10/6 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (177.860) (30.17) (ID: ONOKPR-AA-1) (17786) 10/6 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (590,125.820) High Cost 1.5500% DATED 09/29/2011 MATURITY 10/06/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524Y9-9L•6) J.P.Morgan Page 23 of 31 SB1062192-F1 5234 EFTA01667106

4f I GIIISLAINE MAXWELL ACCT. For the Period 10/I/I Ito 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain.toss USD 10/6 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 590.303.680 1.4500% DATED 10/06/2011 MATURITY 10/13/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252509.9E-2) 10/12 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 630244.590 31.18 1.4500% DATED 10/05/2011 MATURITY 10/1=011 HELD BY LONDON TREASURY SERVICES (ID: 2525C9.9F-0) 177.69 10/12 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (177.690) (31.18) (177.69) (ID: 0NOKPR•AA•1) 10/12 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (630.244.500) High Cost 1.4500% DATED 10/05/2011 MATURITY 10/12/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525C9-9F-0) 10/12 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 630.422.280 1.4000% DATED 10/12/2011 MATURITY 10/19/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525F9-9J-9) 10/13 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 590.303.680 29.60 1.4500% DATED 10/06/2011 MATURITY 10/1312011 166.43 HEW BY LONDON TREASURY SERVICES (ID: 252509.9E-2) 10/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (166.430) (29.60) (ID: 0NOKPR-AA-1) (166.43) 10/13 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (590,303.680) High Cost 1.4500% DATED 10/06/2011 MATURITY 10/13/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525D9.9E-2) J.P.Morgan Page 24 of 31 SB1062192-F1 5235 EFTA01667107

ts. 4f I GIIISLAINE MAXWELL ACCT. For the Period 10/I/I I to 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain Loss USD 10/13 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 590.470.110 1.4000% DATED 10/13/2011 MATURITY 10/20/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FED (ID: 252569-9G-4) 10/19 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 630,422.280 30.36 1.4000% DATED 10/12/2011 MATURITY 10/19/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525F9-9J-9) 171.61 10/19 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (171.610) (30.36) (171.61) (ID: ONOKPR-M-1) 10/19 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (630,422.280) High Cost 1.4000% DATED 10/12/2011 MATURITY 10/19/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525F9-9J-9) 10/19 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 630.593.890 1.5500% DATED 10/19/2011 MATURITY 10/26/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525K9-9E-4) 10/20 Foreign Interest JP MORGAN CHASE BANK- NOK LONDON TIME DEPOSITS 590.470.110 28.78 1.4000% DATED 10/13/2011 MATURITY 10/20/2011 160.74 HEW BY LONDON TREASURY SERVICES (ID: 252509-9G-4) 10/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (160.740) (28.78) (ID: ONOKPR-AA-1) (160.74) 10/20 Free Delivery JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS (590,470.110) High Cost 1.4000% DATED 10/13/2011 MATURITY 10/20/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525G9-9G-4) J. P. Morgan Page 25 of 31 SB1062192-F1 5236 EFTA01667108

af I GHISLAINE MAXWEI.I. ACCT. For the Period 10/1/I I to 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain Loss USD 10/20 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 590.630.850 1.5500% DATED 10/20/2011 MATURITY 10/27/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525(9-90-8) 10/26 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 630.593.890 34.33 1.5500% DATED 10/19/2011 MATURITY 10/26/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525K9-9E-4) 190.05 10/26 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (190.050) (34.33) (190.05) (ID: 0NOKPR-M-1) 10/26 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (630,593.890) High Cost 1.5500% DATED 10/192011 MATURITY 10/26/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525K9-9E-4) 10/26 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 630.783.940 1.5500% DATED 10/26/2011 MATURITY 11/02/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525N9.9T-8) 10,27 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 590.630.850 32.11 1.5500% DATED 10/202011 MATURITY 10/27/2011 178.01 HEW BY LONDON TREASURY SERVICES (ID: 2525(9.90.8) 10/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (178.010) (32.11) (ID: 0NOKPR-AA-1) (178.01) 10/27 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (590,630.850) High Cost 1.5500% DATED 10/20/2011 MATURITY 10/27/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: prom 9.90.8) J.P. Morgan Page 26 of 31 SB1062192-F1 5237 EFTA01667109

Gli ISLA INF NIAXWEI.I. ACCT. For the Period 10/1/I Ito 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 10/27 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 590.808.860 1.5500% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9U-3) Total Inflows & Outflows J.P.Morgan $0.00 Page 27 of 31 SB1062192-F1 5238 EFTA01667110

GHISLAINE MAXWELL ACCT. For the Period 10/1/11 to 10/31/11 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income Contributions - 54.43 - 0.00 - 67.97 34.60 43.25 432237.62 265,233.41 Total Inflows OUTFLOWS '• $54.43 $432,305.59 34.60 265,276.66 Withdrawals (54.43) (67.97) (34.60) (43.25) Total Outflows TRADE ACTIVITY ($54.43) ($67.97) (34.60) (43.25) Settled Securities Purchased (432,391.16) (265331.14) Total Trade Activity $0.00 ($432,391.16) 0.00 (265,331 14) Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P, Morgan Page 28 of 31 SB1062192-F1 5239 EFTA01667111

GHISLAINE MAXWELL ACCT. For the Period 10/I/II to 10/31/11 Portfolio Activity Summary - Pound Sterling INCOME Transactions Beginning Cash Balance US Dollar Value Local Value Current Year•To•Date Current Year-To-Date Period Value Value' Period Value Value' 0.00 Ending Cash Balance ' Year to date information is calculated on a calendar year basis. • Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS 0.00 Settle Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain. Loss USD 10/6 Foreign Interest JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.1700% DATED 09/29/2011 MATURITY 10/06/2011 HELD BY LONDON TREASURY SERVICES (ID: 2524Y9-9J-1) 265.339.790 13.34 8.65 10/6 Misc Disbursement REP; ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: 0GBPPR-M-9) (8.650) (13.34) (8.65) 10/6 Free Delivery High Cost JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.1700% DATED 09/29/2011 MATURITY 10/06/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2524Y9-9J-1) (265,339.790) J.P. Morgan Page 29 of 31 SB1062192-F1 5240 EFTA01667112

 or Gli ISLA INF. MAXWELL, ACCT. For the Period 10/I/I Ito 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/loss USD 10/6 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 265.348.440 0.1700% DATED 10/06/2011 MATURITY 10/13/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525C9-92-6) 10/13 Foreign Interest JP MORGAN CHASE BANK • GBP LONDON TIME DEPOSITS 265,348.440 13.64 0.1700% DATED 10/06/2011 MATURITY 10/13/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525C9.92.6) 8.65 10/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (8.650) (13.64) (8.65) (ID: 0GBPPR•AA-9) 10/13 Free Delivery JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS (265,348.440) High Cost 0.1700% DATED 10/06/2011 MATURITY 10/13/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525C9.9Z-6) 10/13 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 265.357.090 0.1700% DATED 10/13/2011 MATURITY 10/20/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525O9.9C-3) 10/20 Foreign Interest JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 265.357490 13.69 0.1700% DATED 10/13/2011 MATURITY 10/20/2011 8.65 HELD BY LONDON TREASURY SERVICES (ID: 252569-K4) 10/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: 0GBPPR-AA-9) (8.650) (13.69) (8.65) 10/20 Free Delivery JP MORGAN CHASE BANK • GBP LONDON TIME DEPOSITS (265.357.090) High Cost 0.1700% DATED 10/13/2011 MATURITY 10/20/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252569-9C-3) J. P. Morgan Page 30 of 31 SB1062192-F1 5241 EFTA01667113

sf I GIIISLAINE MAXWELL ACCT. For the Period 10/1/I Ito 10/31/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unil PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 10/20 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 265.365.740 0.1700% DATED 10/20/2011 MATURITY 10/27/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 25251.9-9C-7) 10/27 Foreign Interest JP MORGAN CHASE BANK • GBP LONDON TIME DEPOSITS 265.365.740 13.76 0.1700% DATED 10/20/2011 MATURITY 10/27/2011 HELD BY LONDON TREASURY SERVICES (ID: 7rOy4 9.9C-7) 8.65 10/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (8.650) (13.76) (8.65) (ID: OGBPPR.A49) 10/27 Free Delivery JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS (265,365.740) High Cost 0.1700% DATED 10/20/2011 MATURITY 10/27/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 25251.9-9O-7) 10/27 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 265.374.390 0.1700% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9Q-2) Total Inflows & Outflows J.P. Morgan $0.00 Page 31 of 31 SB1062192-F1 5242 EFTA01667114

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0 1/71- For the Period 10/1/11 to 10/31/II IMPORTANT INFORMATION ABOUT YOUR STATEMENT(S) Please take the steps indicated below if you think statements are incorrect or contact your J.P.Morgan team If you require additional Information about a transaction on your statement(s). In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at at J.P. Morgan. 500 Stanton Christiana Road. 1/0P53. Newark. DE 19713.2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think i8 in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any nonelectronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details. see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMorgan Chase Bank. N.A. ("JPMCB") Member FDIC. In case of other errors or questions about your brokerage account statement. Please review your account statement and promptly repon any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments. unaccounted cash positions. improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number: (2) the dollar amount of the suspected error: and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us. you agree that the statement activity and account balance(s) are correct. Important information about Pricing and Valuations Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein Some Of which has been provided by pricing sources or other sources that J.P. Morgan believes to be reliable. is not guaranteed for accuracy and is furnished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at whiCh transactions Or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Certain assets including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid. the value of such assets may have been provided to us by third parties who may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us. and is not independently verified. J.P.Morgan Disclosures Page 1 of 4 SB1062192-F1 5244 EFTA01667116

ts. For the Period 10/1/11 to 10/31/I I Valuations of over-the-counter derivative transactions. including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations. (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online.Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. Where J.P. Morgan was unable to obtain a price from an outside service for a particular ARS, the price column on your statement and online will indicate 10.00* which should not be relied on as the price at which ARS would trade. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank. government entity. or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMagan Distribution Services, Inc.. which is an affiliate of JPMCB. JPMCB and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services, Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. Offshore Deposits - London and Nassau Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise. your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, the Private Bank of J.P. Morgan will provide a copy of the advisors Form ADV II or brochure upon written request. Additional Information About Your Accounts J.P.Morgan Disclosures Page 2 of 4 SB1062192-F1 5245 EFTA01667117

For the Period 10/1/11 to 10/31/I I Securities purchased or sold through J.P.Morgan Securities LLC ("JPMS") (1) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC*), an affiliate of JPMS, and (2) other than exchange-listed options and securities held in margin account(s), are held in your Asset Account at JPMCB. Positions in exchange-listed options and in margin account(s) are held by JPMCC and are not delivered t0 or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the Trade Activity portion of the statement(s). You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and govemed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request. JPMS will promptly supply you with the latest such information. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC'), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMS and JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. To the extent applicable. please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAU and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. II does not reflect changes in its price, which may fluctuate. JPMS. JPMCB or their affiliates (the J.P. * Morgan Companies') may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds. American Century Funds, or funds established, sponsored, advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement of this organization is available to you for personal inspection at its offices. or a copy will be mailed to you upon written request. Bank products and services are offered through JPMCB and its banking affiliates. Securities are offered by JPMS and, to the extent noted above. cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. JPMS is not a bank and is a separate legal entity from its bank or thrift affiliates, including JPMorgan Chase Bank. N.A. ("JPMCB*). Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity. Hedge Funds. Exchange Funds. Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms al which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. JPMorgan Disclosures Page 3 of 4 SB1O62192-F1 5246 EFTA01667118

For the Period 10/1/11 to 10/31/11 Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period. Pooled private equity investments are valued according to the General Partners or Managers stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations. (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the 'Net Asset Value' or' NAV"). 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information. 2. The Capital Called Since Inception USD' and "Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. Your interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details. Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30.60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest may not be paid on any proceeds pending distribution. These restrictions apply even if the investors account at JPMorgan is dosed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request. 4. Alternative assets may include publicly available mutual funds that utilize nontraditional investment management strategies, for example. strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or 'NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. II the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. J.P.Morgan Disclosures Page 4 of 4 SB1062192-F1 5247 EFTA01667119

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ea, tAr. Lei JPMorgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017-2014 (Reviewed) Asset Account J.P. \Inman tram Table of Contents Page Paul Morns Banker Account Summary 2 Ian Hirschfield Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Magliocco Client Service Team Alternative Assets 16 Cash & Fixed Income 17 Online access swnv.MorganOnline.com Portfolio Activity 24 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). J.P. Morgan GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to I I/30/I I 0000005441 F5 0 15 00003 MAXWE00 20111205 Page 1 of 66 SB1062192-F1 5250 EFTA01667122

GHISLAINE MAXWELL ACCT. For the Period II/I/II to 11/30/11 Account Summary Asset Allocation Beginning Ending Change Estimated Current Asset Allocation Market Value Market Value In Value Annual Income Allocation Equity 723,367.50 1,631,15230 907,784.80 52,169.67 34% Alternative Assets Cash & Fixed Ihccs,e 51,256.00 48,724.00 (2,532.00) 1% 2,603,425.93 3,282,112.87 678,686.94 55,587.39 65% Market Value Accruals $3,378,049.43 22,021.62 $4,961,969.17 20,212.45 $1,583,939.74 (1.809.17) $107,767.06 100% Market Value with Accruals $3,400,071.05 $4,982,201.62 $1,582,130.57 Portfolio Activity Current Period Value Year-to-Date Value Beginning Market Value 3,378,049.43 1,946,279.39 Contributions 344,458.81 1,149,972.16 Withdrawals & Fees (440.79) (153.417.52) Securities Transferred In 4,432,966.90 16,689,293.77 Securities Transferred Out (3,088,764.77) (15,138,209.44) Net ContrIbutIonsAVIthdrawals $1,688,220.15 32,547,638.97 Income & Distributions 8,979.21 84,578.24 Change In Investment Value (113,259.62) 383,492.57 Ending Market Value $4,961,989.17 $4,961,989.17 Accruals 20,212.45 20.212 45 Market Value with Accruals $4,982,201.62 $4,982,201.62 J.P.Morgan Page 2 of 66 SB1062192-F1 5251 EFTA01667123

to/11.-- GHISLAINE MAXWELL ACCT. For the Period I I/1/11 to I 1/30/I I Account Summary CONTINUED Tax Summary Current Period Value Year-to-Date Value Current Period Value Year-to-Date Value Domestic Dividends/Distributions 430.00 9,849.03 ST Realized Gain/Loss 19,72825 Foreign Dividends 105.77 105.77 LT Realized Gain/Loss (97,962.97) (63.328.29) Currency Gain/Loss (0.84) 17.80 Realized GaIniLoss ($97,962.97) ($43,59934) Interest Income 8,192.33 83,772.06 Accrued Interest Current Year (9,218.37) Taxable Income $8,727.26 SIMI= To-Date Value Tax-Exempt Income 2,866.67 2,666.67 Unrealized Gaintoss ($253,087.31) Bond Premium Amortization (17.50) (17.50) Accrued Interest Subsequent Year (2,597.22) (2.597.22) Tax-Exempt Income $25135 $25135 Cost Summary Cost Equity 780,736.45 Cash & Axed Income 3,252,334.96 Total $4,033,071.41 J.P.Morgan Page 3 of 66 SB1062192-F1 5252 EFTA01667124

iI Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation US Large Cap Equity 58,286.00 283,435.07 225,149.07 6% US SmalliMid Cap Equity 7,050.00 5,010.00 (2,040.00) 1% Non•US Equity 32,320.00 501,612.46 469,292.46 10% Preferred Stocks 422,405.00 404,636.00 (17,769.00) 8% Concentrated & Other Equity 203,306.50 192,845.50 (10,461.00) 4% Unclassified 0.00 243,613.27 243,613.27 5% Total Value 5723,367.50 $1,631,152.30 $907,784.80 34% Market Value/Cost Market Value 1,631,152.30 Tax Cost 780,736.45 US Large Cap Equity Unrealized GairvLoss (113,198.95) Equity as a percentage of your portfolio 34 % Estimated Annual Income 52,169.67 Accrued Dividends 2,995.61 Yield 3.18% Current Period Value GHISLAINE MAXWELL ACCT. For the Period II/I/II to 11/30/11 Asset Categories US SmallAPO Cap Equity Concentrated 4 Other Equity Unclassified Non.US Equity Parted Stocks J.P. Morgan Page 4 of 66 SB1062192-F1 5253 EFTA01667125

af I GHISLAINE MAXWELL ACCT. For the Period II/I/I I to I1/30/II Note: P indicates position adjusted for Pending Trade Activity. Unrealized Gain'Loss is shown as 'WA' in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Equity Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Original Cosi Accrued Div. US Large Cap Equity APACHE CORP 037411.10.5 APA 99.44 95.000 9,446.80 N/A N/A 57.00 0.60% AT&T INC 00206R-10-2 I 28.98 1,000.000 28,980.00 31,610.00 (2,630.00) 1,720.00 5.94% P AUTOZONE INC 053332-10-2 AZO 328.38 N/A n N/A BANK OF AMERICA CORP 060505.10.4 BAC 5.44 944.000 5,135.36 N/A n N/A 37.76 9.44 0.74% BB & T CORP 054937-10-7 BBT 23.17 309.000 7,159.53 N/A n N/A 197.76 2.76% BROADCOM CORP CL A 111320-10-7 BRCM 30.35 250.000 7,586.25 N/A ** N/A 90.00 1.19% CAPITAL ONE FINANCIAL CORP 14040H-10-5 COF 44.66 114.000 5,091.24 N/A n N/A 2280 5.70 0.45% CHEVRON CORP 166764-10-0 CVX 102.82 116.000 11,927.12 N/A n N/A 375.84 93.96 3.15% =GROUP INC NEW 27.48 358.000 9,837.84 N/A n N/A 14.32 0.15% 172967.42-4 C J.P.Morgan Page 5 of 66 SB1062192-F1 5254 EFTA01667126

d r a Ark s / GHISLAINE MAXWELL ACCT. For the Period I l/l/I I to II/30/I I Price Quantity Value Adjusted Tax Cost Unrealized Est. Annual Inc. Yield Original Cost Gain/Loss Accrued Div. US Large Cap Equity COCA-COLA CO 191216-10-0 KO 67.23 204.000 13,714.92 N/A N/A 383.52 95.88 2.80% COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 192446-10-2 CTSH 67.35 102.000 6,869.70 N/A •• N/A P COMCAST CORP CL A 20030N-10-1 CMCS A 22.67 N/A " N/A 1.99% P DOMINION RESOURCES INC VA 25746U-10-9 D 51.62 N/A N/A 89.64 3.82% E I DU PONT DE NEMOURS & CO 263534-10-9 DD 47.72 224.000 10,689.28 N/A " N/A 367.36 91.84 3.44% E M C CORP MASS 268648.10-2 EMC 23.01 468.000 10,768.68 N/A " N/A EXXON MOBIL CORP 302310-10-2 XOM 80.44 190.000 15,283.60 N/A " N/A 357.20 2.34% P HUMANA INC 444859-10-2 HUM 88.68 N/A " N/A 1.13% JOHNSON CONTROLS INC 478366-10-7 JCI 31.48 301.000 9,475.48 N/A " N/A 216.72 2.29% KROGER CO 501044-10-1 KR 23.18 265.000 6,142.70 N/A " N/A 121.90 30.48 1.98% P NIKE INC B 654106-10-3 NKE 96.18 N/A " N/A 1.50% OCCIDENTAL PETROLEUM CORP 98.90 144.000 14,241.60 N/A " N/A 264.96 1.86% 674599.105 OXY J.P.Morgan Page 6 of 66 SB1062192-F1 5255 EFTA01667127

GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to I 1/30/I I Price Quantity Value Adjusted Tax Cost Unrealized GaiNLoss Est. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity P ORACLE CORP 68389X-10-5 ORCL 31.35 WA" N/A 0.77% PROSHARES ULTRASHORT S&P 500 74347R-88-3 SDS 19.92 1,000.000 19,920.00 44,809.50 (24,889.50) PROSHARES TRUST 74347X-23-7 OlD 45.01 200.000 9,002.00 26,203.50 (17,201.50) GUALCOMM INC 747525-10-3 QCOM 54.80 176.000 9,644.80 NIA " N/A 151.38 37.84 1.57% SCHLUMBERGER LTD 806857-10-8 SIX 75.33 113.000 8512.29 N/A " N/A 113.00 28.25 1.33% TIME WARNER INC NEW 887317-30-3 TWX 34.82 290.000 10,097.80 N/A " N/A 272.60 68.15 2.70% UNION PACIFIC CORP 907818-10-8 UNP 103.41 109.000 11,271.69 N/A " N/A 261.60 65.40 2.32% UNITEDHEALTH GROUP INC 91324P-10-2 UNH 48.77 198.000 9,656.46 N/A " N/A 128.70 1.33% UNITED TECHNOLOGIES CORP 913017-10-9 UTX 76.60 162.000 12,409.20 NIA " N/A 311.04 77.76 2.51% P VERIZON COMMUNICATIONS INC 92343V-10-4 VZ 37.73 N/A" N/A 5.30% WALT DISNEY CO 35.85 229.000 8,209.65 N/A " N/A 91.60 1.12% 254687-10-6 DIS J.P.Morgan Page 7 of 66 SB1062192-F1 5256 EFTA01667128

del Ag a / er" GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to 11/30/11 Price Quantity Value US Large Cap Equity WELLS FARGO & CO 949746-10-1 WFC 25.86 478.000 12.361.08 Total US Large Cap Equity US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN 1.67 3,000.000 $283,435.07 5,010.00 Non-US Equity P ACCB4TURE PLC-CL A G1151C-10-1 ACN 57.93 P ACE LTD NEW H0023R-10-5 ACE 69.53 AICZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 NO1803-90-2 EUR 50.51 149.000 7,525.62 AWANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 003080-90-6 EUR 102.59 77.000 7,899.44 ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1OGR4I W10020.92.8 SEK 21.43 442 000 9,470.63 J.P.Morgan Adjusted Tax Cost Unrealized Est. Annual Inc. Original Cost Gaintoss Accrued Div. Yield WA " N A 229.44 1.86% $102,623.00 ($44.721.00) 55.786.48 2.04% 5694.34 18,129.32 (13,119.32) N/A " N/A 2.33% N/A " N/A 2.01% N/A " N/A Nth " N/A N/A " NA Page 8 of 66 SB1062192-F1 5257 EFTA01667129

I GHISLAINF: MAXWELL ACCT. For the Period 11/1/11 to II/30/11 Price Quantity Value Adjusted Tax Cost Unrealized Est. Annual Inc. Yield Original Cost Gain/Loss Accrued Div. Non-US Equity AVIVA PLC ISIN GB0002162385 SEDOL 0216238 G23071492.2 GBP 4.90 6,000.000 29,414 50 N/A " N/A " N/A BAYER AG REGISTERED SHS MIN DE000BAYOOt 7 SEDOL 5069211 072733.91-8 EUR 65.52 163.000 10,679.29 N/A BRMSH AMERICAN TOBACCO PLC ISIN GB0002875804 SEDOL 0287580 G1510J-91 -2 GBP 46.32 293.000 13,571.45 N/A " N/A CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 F13587-92-2 EUR 37.82 217.000 8206.96 N/A " N/A CENTRICA ISIN 08008033F229 SEDOL 8033F22 15639K-90-4 GBP 4.75 1,556.000 7,385.88 N/A " N/A CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL B15FWH7 172145.91.4 GBP 3.19 4,500.000 14,349.83 N/A " N/A COVIDIEN PLC NEW G2554F-11-3 COV 45.55 236.000 10,749.80 N/A " N/A 212.40 1.98% CREDIT SUISSE GROUP AO ISIN CH0012138530 SEDOL 7171589 H36980-93-0 CHF 24.13 230.000 5,549.41 N/A " N/A DRAX GROUP PLC MIN GBOOB1VNSX38 SEDOL B1VNSX3 62904K-92-9 GBP 8.80 5,300.000 46,639.02 N/A " N/A ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 W26049-91.1 SEK 10.73 793.000 8,507.47 N/A " N/A J.P.Morgan Page 9 of 66 SB1062192-F1 5258 EFTA01667130

GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to I1/30/11 PrIce Ouantity Value Non-US Equity GDF SUEZ ISIN FR0010208488 SEDOL BOC2CO3 36827691 4 EUR 27.98 289.000 8,086.14 P GLAXOSMITHKIJNE PLC ISIN G90009252882/SEDOL 0925288 G3910J-90-6 GBP 22.07 JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 J27889.91.6 JPY 4,695.35 2.000 9,390.70 JFE HOLDINGS INC ISIN JP3386030005 SEDOL 6543792 476990-91-6 JPY 17.89 200.000 3,578.51 MARINE HARVEST AU ISIN NO0003054108 SEDOL B02L486 693045-91-6 NOK 0.43 25.000.000 10,825.85 MARKS d SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 G5e24M-92-5 GBP 5.19 4,350.000 22,591.22 MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JODM8 G58512-91-7 GBP 1.51 30,000.000 45,202.26 MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 J44497-92-3 JPY 4.23 1,400.000 5,915.24 MITSUI II CO ISIN JP3893600001 SEDOL 6597302 J43787-91-0 JPY 15.23 500.000 7,613.04 J.P.Morgan Adjusted Tax Cost Unrealized Est. Annual Inc. Original Cost Gain/Loss Accrued Div. Yteld N/A " N/A N/A n N/A N/A n N/A N/A - N/A N/A " N/A N/A ** N/A N/A n N/A N/A " N A N/A n N A 426.54 Page 10 of 66 SB1062192-F1 5259 EFTA01667131

af I CHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Quantity Value Adjusted Tax Cost Unrealized Est. Annual Inc. Yield Original Cost Gain/Loss Accrued Div. Non-US Equity NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 H57312-92-0 CHF 56.20 186.000 10.453.11 NIA 378.06 3.29% NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL 6642860 457160-91-3 JPY 8.89 1,200.000 10,66528 N/A " N/A PERNOD-RICARD SA ISIN FR0O00120693 SEDOL 4682329 F72027.91.9 EUR 94.28 102.000 9,817.00 N/A " N/A PHILIPS ELECTRONICS N.V. MIN NL0000009538 SEDOL 5986622 N6983O-91-5 EUR 20.26 337.000 6,827.47 N/A " N/A 340.23 3.70% PPR SA ISIN FR0000121485 SEDOL 5505072 R4953-93-0 EUR 149.69 38.000 5,688.29 N/A " N/A OBE INSURANCE GROUP LTD ISIN AU000000OBE9 SEDOL 6715740 O78063.91.6 AUD 13.83 400.000 5,530.98 N/A " N/A P RESEARCH IN MOTION LIMITED 760975-10-2 RIMM 17.86 400.000 7,144.00 29,496.00 (22.352.00) RIO TINTO PLC ISIN (380007188757 SEDOL 0718875 766994-90-9 GBP 52.52 191.000 10,030.52 N/A " N/A P ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 SEDOL 7110388 H69293.93-6 CHF 159.31 N/A " N/A P ROYAL DUTCH SHELL PLC - A ISIN GB001303MLX29 SEDOL B03MLX2 G7690A-91-0 GBP 34.98 N/A " N/A J.P.Morgan Page 11 of 66 SB1062192-F1 5260 EFTA01667132

fa g ars. ILL/ GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to II/30/11 Price Quantity Value Adjusted Tax Cost Unrealized EM. Annual Inc. Original Cost Gain/Loss Accrued Div. Yield Non-US Equity P ROYAL DUTCH SHELL PLC -A ISIN GB00803MUe29 SEDOL BO9CBL4 780259-99-0 EUR 34.84 N/A N/A RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0861689 G8566X-91.9 GBP 1.70 23,800.000 40,502.10 N/A " N/A SANOFI ISIN FR0000120578 SEDOL 5671735 F5548N-91 -1 EUR 70.12 156.000 10,938.87 N/A " N/A SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 F86921-91-7 EUR 56.54 164.000 9272.28 NIA '' N/A SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 824841-91-0 JPY 18.25 400.000 7,301.30 N/A " N/A SODEXHO ISIN FR0000121220/SEDOL 7062713 F84941.91.7 EUR 72.58 175.000 12,702.27 N/A " N/A SOLVAY SA ISIN 8E0003470755 SEDOL 4821100 834437-91-5 EUR 93.77 77.000 7,220.51 NIA ** N/A STANDARD CHARTERED PLC ORD US 0.50 ISIN GB0004082847 SEDOL 0408284 G84228-92-6 GBP 21.77 555.000 12,080.99 N/A " N/A STORA ENSO OYJ SHS ISIN FI0009005961 SEDOL 5072673 X21349-90-1 EUR 6.23 933.000 5.81257 N/A " N/A J.P.Morgan Page 12 of 66 SB1062192-F1 5261 EFTA01667133

tte S. 'Lien tailISILAINE MAXWELL ACCT. For the Period I I/1/I1 to II/30/ I I Price Quantity Value Non-US Equity SUN HUNG KAI PROPERTIES 11.99 1,000.000 11,986.37 ISIN HK0016000132 SEDOL 6859927 Y82594-12'I SHKP HKD UNILEVER PLC 33.61 299.000 10,049.61 ISIN GBOOBIORZP78 SEDOL B1ORZP7 904767.91.0 GBP VODAFONE GROUP PLC 2.71 5,404.000 14,635.98 ISIN GBOOB16GWD56 SEDOL 9166WD5 92857W 92 8 GBP Total Non-US Equity 5601,612.46 Emerging Market Equity P SHIRE PLC 33.53 ISIN JE00132OKY057 SEDOL B2OKY05 68124V-91.8 GBP Preferred Stocks CMGROUP CAPITAL XIN 25.67 10,000.0^ 256,700.00 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 20.08 4,200.00' 84,336.00 7% PFD 222388.20.9 CFC PB J.P.Morgan Adjusted Tax Cost Unrealized Est. Annual Inc. Original Cost Gain/Loss Accrued Div. Yield N/A " N/A N/A " N/A N/A " N/A 260.68 529.496 00 (522.352.00) $930.60 0.16% $687.22 NA" N/A 261,300.00 (4,600.00) 19,690.00 7.67% 98,778.96 (14,442.96) 7,350.00 8.72% Page 13 of 66 SB1062192-F1 5262 EFTA01667134

sf I GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to I I/30/I I Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Original Cost Accrued Div. Preferred Stocks JPM CHASE CAPITAL XXIX 25.44 2500.000 63.600.00 62500.00 1,100.00 4,187.50 6.58% 6.7% PFD 48125E-20.7 JPM PC Total Preferred Stocks $404,636.00 $422,578.96 ($17,942.96) $31,227.50 7.72% Concentrated & Other Equity GENERAL MOTORS CO 34.18 1.000.000 34.180.00 50,000.00 (15,820.00) 2,375.00 6.95% CV PFD B 593.75 37045V-20-9 GM PB JPMORGAN CHASE & CO 105.78 150.000.000 158.665.50 157.909.17 756.33 11,850.00 7.44% 7.9% PFD STK APR 30 2049 1,020.30 DTD 04123/2008 46625H.HA-1 BBB /BAA Total Concentrated & Other Equity $192.845.50 $207,909.17 ($15,063.67) $14,225.00 7.35% $1,814.05 Unclassified DB X-TRACKERS 42.82 2.058.000 88.113.27 NA !SIN W0292106167 SEDOLI33DYFK4 892352-91-5 ETES METAL SECURMES LTD 171.36 301.000 51,577.86 N/A ISIN JE00B1VS3770 SEDOL B1VS377 131994.91-5 J.P. Morgan Page 14 of 66 SB1062192-F1 5263 EFTA01667135

ef I GHISLAINE MAXWELL ACCT. For the Period I VIM to I 1/30/I I Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield Unclassified ISHARES MARKIT IBOXX CORPORATE BOND 182.24 105.000 19.135.17 N/A " N/A ISIN iE0OBOOFV011 SEDOL BOOFVOI 461278.91.3 GBP PIMCO FUNDS GLOBAL INVESTORS SERIES 19.44 4,361.513 84,786.97 N/A " N/A • GLOBAL INVESTMENT GRADE CREDIT FUND ISIN lE00636MD843 SEDOL B3BMD84 695421-91-7 GBP Total Unclassified J.P. Morgan $243,613.27 $0.00 $0.00 $0.00 0.00% Page 15 of 66 SB1062192-F1 5264 EFTA01667136

GHISLAINE MAXWELL ACCT For the Period I I/I/11 to 11/3WI I Alternative Assets Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Hard Assets 51.256.00 48,724.00 (2,532.00) 1% Alternative Assets Detail Estimated Price Quantity Value Cost Hard Assets BARC CALLABLE PALLDIUM CP NT 83.62 20.000.000 16.724.00 20.000 00 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX. 80% BARRIER 090312011 06738KJA•0 !SHARES SILVER TRUST 32.00 1,000.000 32,000.00 44.010.03 46428O-10-9 SO./ Total Hard Assets $48,724.00 $64,010.03 J.P, Morgan Page 16 of 66 SB1062192-F1 5265 EFTA01667137

sf I GHISLAINE MAXWELL ACCT For the Period I I/I/11 to II/30/11 Cash & Fixed Income Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Asset Categories Cash 561,111.85 1,001,899.23 440,787.38 18% Coen Non•USD Cash 776,60624 124,902.80 (651,703.44) 3% Non•USD Short Term 53,169.02 792,795.70 739,626.68 16% US Fixed Income 630,092.50 624,354.50 (5,738.00) 13% Non-ltS0 Ceth Non•US Fixed Income 438,785.32 603,783.14 164,997.82 12% Complementary Structured Strategies 143,661.00 134,377.50 (9,283.50) 3% Complementary St rotund , VA. Total Value $2,603,425.93 $3,282,112.87 $678,68634 65% liorylIS Fixed Income Non- USD Short Term Market Value/Cost Current Period Value Market Value Tax Cost Unrealized Gain&oss Estimated Annual Income Accrued Interest Yield 3.282.112.87 3,252,334.96 (12002.33) 56587.39 17,216.84 1.98% J.P. Morgan US Fixed Income Cash 8. Fixed Income as a percentage of your portfolio - 65 % Page 17 of 66 SB1062192-F1 5266 EFTA01667138

is O SUMMARY BY MATURITY Cash & Fixed Income 0-6 months' 2,100,083.14 66% Cash 1.001.899.23 30% 6-12 months' 50,229.21 1% NON USD Cash 124,902.80 3% 1-5 years' 643,193.52 19% Corporate Bonds 270,125.00 8% 5-10 years' 269,077.50 8% Municipal Bonds 219,529.50 6% 10. years' 219,529.50 6% International Bonds 1.531.278.84 49% Total Value $3,282,112.87 100% Complementary Structure 134,377.50 4% ' Total Value $3,292,112.87 100% GHISLAINE MAXWELL ACCT. For the Period 11/1/11 l0 11/30/11 SUMMARY BY TYPE Market %of Bond Market %of Bond Value Portfolio Cash & Fixed Income Value Portfolio The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: P indicates position adjusted for Pending Trade Activity. A - Bonds purchased at a premium show amortization. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. •• Unrealized Gain/Loss is shown as 'NIA' in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost GairVLoss Accrued Interest Yield Cash US DOLLAR 1.00 909,572.47 909,572.47 PROCEEDS FROM PENDING SALES 1.00 92,325.76 92,325.76 J.P.Morgan 909,572.47 272.87 0.03%' 19.79 92,325.76 Page 18 of 66 SB1062192-F1 5267 EFTA01667139

(al NIA INE MA XIV El. I. ACCT. For the Period 11/1/I I to I (/30/11 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cosl Accrued Interest Cash JPM NY MUNI MM FD - MORGAN 1.00 1.00 1.00 1.00 Total Cash Non-USD Cash P SWISS FRANC 1.10 5,466.95 $1,001,899.23 6,006.65 $1,001,899.23 5,926.23 $0.00 80.42 3272.87 $19.79 0.03% P EURO PRINCIPAL CURRENCY 1.35 43,378.82 58,394.36 58,474.53 (80.17) P POUND STERUNG 1.57 30,044.28 47,253.61 46,728.91 524.70 NORWEGIAN KRONE 0.17 14,769.57 2,560.33 2,548.90 11.43 TURKISH URA NEW PRINCIPAL CURRENCY 0.55 19,500.00 10,687.85 11,816.03 (1,128.18) Total Non-USD Cash Non-USD Short Term JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9J-8 CAD 98.35 114,959.75 $124,902.80 113.065.90 $125,494.60 112.569.43 ($S91.00) 496.47 60.00 74623 12.43 0.00% 0.70% J.P.Morgan Page 19 of 66 SB1062192-F1 5268 EFTA01667140

ar I GH ISLA INE MAXWELL ACCT. For the Period 11/1/I I to I I/30/11 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-USD Short Term JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9R-0 GBP 157.28 265.43001 417.468.31 432,546.87 (15,078.56) 1,252.40 20.87 0.34% JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9V.1 NOK 17.34 591,468.05 102.532.34 102,844.87 (312.53) 1.332 91 22.14 1 37% JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/302011 MATURITY 12/07/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526H9.9S-5 NOK 17.34 631.661.39 109,499.94 103,545.12 5,954.82 1,423.49 3.94 1.31% INTL BK RECON & DEVELOP - BRL 8.75%JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN X50446421157 SEDOL B435Z93 459058.9B•1 NA /AAA BRL 55.81 90.000.00 50.229.21 50,106.74 122.47 4,369.53 2,017.62 7.46% Total Non-USD Shod Term $792,795.70 $801,613.03 ($8,817.33) $9,124.56 62,077.00 1.11% J.P. Morgan Page 20 of 66 SB1062192-F1 5269 EFTA01667141

ice ts. liege GHISLAINE MAX%VE1.I. ACCT. For the Period I I/I/I I to 11/30/11 Price Quantity Value Adjusted Tax Cost Unrealized GaiiVLoss Est. Annual Income Yield Original Cost Accrued Interest US Fixed Income HSBC FINANCE CORP 94.12 100,000.00 94,120.00 100,000.00 (5,880.00) 2,900.00 4.57% MEDIUM TERM NOTE 2.9% OCT 15 2015 370.50 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP 9135 50,000.00 45,676.00 45,394.50 281.50 2.72% MEDIUM TERM FLOATING RATE NOTE 17.40 MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /AA2 BANK OF AMERICA CORP 86.89 150,000.00 130,329.00 150,000.00 (19,671.00) 5,400.00 6.76% MEDIUM TERM NOTE 240.00 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA BARCLAYS BANK PLC 89.80 150,000.00 134,700.00 150,000.00 (15.300.00) 3,750.00 4.49% MEDIUM TERM NOTE 2 2/1% OCT 20 2017 427.05 DTD 10/20/2010 06740P-VG-8 NA /AA3 A MI ST MUNI BOND AUTH 109.86 50.000.00 54,928.00 55,418.16 (490.16) 2,500.00 4.11% ST CLEAN WTR REVOLVING FD 5% 55,424.00 416.65 OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL 110.26 100,000.00 110,258.00 110,436.27 (178.27) 5,000.00 4.16% DIST PERM SCH GTD FUND UNLIMITED TAX 110,503.00 1,472.20 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02115/2017 @ 100 090874-FV-5 AAA /AAA J.P.Morgan Page 21 of 66 SB1062192-F1 5270 EFTA01667142

.49 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/1 I Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cosl Accrued Interest US Fixed Income A MA ST HLTH & EDUCTNL FACS AUDI REVENUE HARVARD UNIV 5%6 JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA 108.69 50.000.00 54343.50 54,034.16 54.040.00 309.34 2,500.00 944.40 4.36% Total US Fixed Income Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG•DB MIN 1U0222772518 613289-924 GBP 178.97 187.90 $624,354.50 33,627.90 $665,283.09 $665,361.50 N/A • • ($40,928.59) N/A $22,376.39 $3,888.20 4.74% JPM MANAGED RESERVES C 051398-91.5 GBP 10,130.64 7.54 76,334.38 79,145.17 (2,810.79) ISHARES BARCLAYS CAPITAL MIN lE00B1FZSD53 SEDOL 61652V0 46578W-92-2 GBP 20.86 5,790.00 120,752.34 N/A " N/A KAY • TRY MTN 9 3/4% JUL 162013 DTD 02/10/2010 HELD BY EUROCLEAR MIN X50484842470 SEDOL B637YV8 14065A-9A-6 AAA /AAA TRY 55.78 200,000.00 111,553.85 135,555.56 (24,001.71) 10,687.85 4,029.81 8.48% J.P.Morgan Page 22 of 66 SB1062192-F1 5271 EFTA01667143

of I OHISLAINE MAXWELL ACCT. For the Period 11/1/I I to I 1/30/II Price Quantity Value Adjusted Tax Cost Unrealized Gala/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-US Fixed Income INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR MIN XS0495010562 SEDOL B511413 U45818-9G-5 AAA /AAA INR 1.82 6.700.000.00 122,115 67 143,232.17 (21,116.50) 3,850.20 2.640.34 5.27% INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50%JUN 04 2014 DTO 06104/2010 HELD BY EUROCLEAR MIN XS0513770957 SEDOL B4YWHCO 45818W-9K.4 AM /AAA OR 0.01 1,300,000,000.00 139.399.00 150,112.11 (10.713.11) 9,275.52 4,561 70 7.61% Total Non-US Fixed Income Complementary Structured Strategies MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 89.59 150,000.00 1803,783.14 134,377.50 008,045.01 150,000.00 ($58,842.11) (15,622.50) $23,813.57 $11,231.85 4.39% 61745E-60-9 A- /A2 J. P. Morgan Page 23 of 66 SB1062192-F1 5272 EFTA01667144

ISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income 561,110.85 0.00 7,91127 58,572.18 Contributions 298,152.58 671,428.31 Foreign Exchange - Inflows 50.406.99 69,708.35 Total Inflows OUTFLOWS** $356,470.84 $799,708.84 $0.00 $0.00 Withdrawals (150,000.00) Interest Purchased (2,597.22) (2,597.22) Foreign Exchange • Outflows (144,77193) Total Outflows TRADE ACTIVITY ($2,597.22) ($297,371.15) $0.00 $0.00 Settled Sales)Maturities/Redemptions 214,555.00 576,179.13 Settled Securities Purchased (219.967 00) (371,487.00) Total Trade Activity ($5,412.00) $204,692.13 $0.00 $0.00 Ending Cash Balance $909,572.47 $0.00 • Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 24 of 66 SB1062192-F1 5273 EFTA01667145

sf I GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization Cost Achustments (17.50) (17.50) 889,679.04 Total Cost Adjustments ($17.50) $889,661.54 ' Year to dale information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Description Per Unit Amount PRINCIPAL INCOME Amount Amount Selection Method 11/1 Div Dornest AT&T INC 0.43 PER SHARE (ID: 00206R-10-2) 1,000.000 0.43 430.00 11/1 Interest Income DEPOSIT SWEEP INTEREST FOR OCT. @ .03% RATE ON NET AVG COLLECTED BALANCE OF 5548,648.75 AS OF 11/01/11 13.98 11/1 Interest Income COUNTRYWIDE CAPITAL V 7% PFD 0 0.4375 PER SHARE (ID: 222388-20-9) 4,200.000 0.438 1,837.50 11/2 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 860.090000000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) (28,114.875.000) (3,161a 3,173.20 11/2 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) (419,625,000.000) (47,183.34) 47233.79 11/14 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 AS OF 11/11/11 (ID: 36962G-2V-5) 50.000.000 0.001 63.12 J.P.Morgan Page 25 of 66 SB1062192-F1 5274 EFTA01667146

af I INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period 11/1/I I to I 1/30/I I Settle Date Type Description Quantity Per Unit PRINCIPAL INCOME Selection Method Cost Amount Amount Amount 11/15 Receipt of Assets BROADCOM CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID; 111320-10-7) 250.000 0.00 11/15 Receipt of Assets COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 192446.10-2) 102.000 0.00 11/15 Receipt of Assets ORACLE CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 68389X-10-5) 237.000 0.00 11/15 Receipt of Assets QUALCOMM INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 747525-10-3) 176.000 0.00 11/15 Receipt of Assets COMCAST CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 20030N-10-1) 360.000 0.00 11/15 Receipt of Assets CAPITAL ONE FINANCIAL CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 14040H-10-5) 114.000 0.00 11/15 Receipt of Assets SCHLUMBERGER LTD JPMORGAN CHASE BANK TRADE DATE 11/15111 (ID: 806857-10-8) 113.000 0.00 11/15 Receipt of Assets BB & T CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 054937-10-7) 309.000 0.00 11/15 Receipt of Assets BANK OF AMERICA CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 060505-10-4) 944.000 0.00 11/15 Receipt of Assets EXXON MOBIL CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 30231G-10-2) 190.000 0.00 11/15 Receipt of Assets APACHE CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 037411-10-5) 95.000 0.00 11/15 Receipt of Assets AUTOZONE INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 053332-10-2) 22.000 0.00 11/15 Receipt of Assets COCA-COLA CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 191216.10-0) 204.000 0.00 J.P. Morgan Page 26 of 66 SB1062192-F1 5275 EFTA01667147

 if INFLOWS & OUTFLOWS GH ISLA INE MAXWELL ACCT. For the Period I I/I/I I to I I/30/I I Settle Date Type Description Quantity Per Unit PRINCIPAL INCOME Selection Method Cost Amount Amount Amount 11/15 Receipt of Assets E M C CORP MASS JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 268648.10.2) 468.000 0.00 11/15 Receipt of Assets E I DU PONT DE NEMOURS & CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 263534-10-9) 224.000 0.00 11/15 Receipt of Assets HUMANA INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 444859-10-2) 63.000 0.00 11/15 Receipt of Assets JOHNSON CONTROLS INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 478366-10-7) 301.000 0.00 11/15 Receipt of Assets KROGER CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 501044-10-1) 265.000 0.00 11/15 Receipt of Assets NIKE INC B JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 654106-10-3) 116.000 0.00 11/15 Receipt of Assets OCCIDENTAL PETROLEUM CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 674599-10-5) 144.000 0.00 11/15 Receipt of Assets WELLS FARGO & CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 949746-10-1) 478.000 0.00 11/15 Receipt of Assets UNION PACIFIC CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 907818-10-8) 109.000 0.00 11/15 Receipt of Assets UNITED TECHNOLOGIES CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 913017-10-9) 162.000 0.00 11/15 Receipt of Assets WALT DISNEY CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 254687-10-6) 229.000 0.00 11/15 Receipt of Assets DOMINION RESOURCES INC VA JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 25748U-10-9) 182.000 0.00 11/15 Receipt of Assets UNITEDHEALTH GROUP INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 91324P-10-2) 198.000 0.00 J.P. Morgan Page 27 of 66 SB1062192-F1 5276 EFTA01667148

tAr INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to I I/30/l Settle Date Type Description Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Selection Method Cost 11/15 Receipt of Assets VERIZON COMMUNICATIONS INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 92343V-10-4) 283.000 0.00 11/15 Receipt of Assets CHEVRON CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 166764-10-0) 116.000 0.00 11/15 Receipt of Assets CITIGROUP INC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 172967424) 358.000 0.00 11/15 Receipt of Assets TIME WARNER INC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 887317-30-3) 290.000 0.00 11/15 Receipt of Assets ACCENTURE PLC-CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: G1151C-10-1) 123.000 0.00 11/15 Receipt of Assets COVIDIEN PLC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: G2554F-11-3) 236.000 0.00 11/15 Receipt of Assets ACE LTD NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: H0023R-10-5) 113.000 0.00 11/15 Corporate Interest BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 (ID: 06050W-DW-2) 150,000.000 0.018 2,700.00 11/16 Receipt of Assets DB X-TRACKERS ISIN LU0292106167 SEDOL B3DVFK4 JP MORGAN CHASE BANK LONDON TRADE DATE 11/14/11 (ID: 892352-91-5) 2.058.000 0.00 11/16 Receipt of Assets ETFS METAL SECURITIES LTD ISIN JE00BIVS3770 SEDOL B1VS377 JP MORGAN CHASE BANK LONDON TRADE DATE 11/14/11 (ID: 131994-91-5) 301.000 0.00 11/16 Misc Credit BOOK TRANSFER CREDIT EI/O: JP MORGAN INTL BANK LTD-BRUSSBRUSSELS BELGIUM B-121-0 GHISLAINE MAXWELL 44 KINNERTON STREOGB: JP MORGAN INTL BANK LTD-BRUSSJPM INTERNATIONAL BANK BRUSSELS REF: PMT FROM JPMORGAN/OCMTAISD298152.58/ TRN: 298,152.58 5912000320JS J.P. Morgan Page 28 of 66 SB1062192-F1 5277 EFTA01667149

af if INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period I I/I/I I to I I/30/II Settle Date Type Description Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Selection Method Cost 11117 Accrued Int Paid BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/1512007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/1512017 @ 100 @ 110.503 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/14/11 (ID: 090874-FV-5) 100.000.000 0.00 0.013 (1,277.78) 11/17 Accrued Int Reed STATE OF NEW YORK DORMITORY AUTF1 REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUMER A2 JUL 01 2018 DTD 05/13/2038 HELD BY DTC BOOK ENTRY ONLY (ID: 649903-B4-2) 100,000.000 0.015 1,511.11 11/17 Accrued Int Reed STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2.1 JAN 15 2017 DTD 12121/2001 HEW BY DTC BOOK ENTRY ONLY (ID: 649903-F5-5) 100,000.000 0.014 1,355.56 11/28 Accrued Int Paid MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 611 100 41 108.08 JP MORGAN SECURITIES LLC (BIDE) TRADE DATE 11/22/11 (ID: 57586C-FW-0) 50,000.000 0.00 0.018 (923.61) 11/28 Accrued Int Paid MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 OP 100 CO 110.848 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/22/11 (ID: 59455T-PF-3) 50.000.000 0.00 0.008 (395.83) Total Inflows & Outflows 9353,873.62 J.P.Morgan Page 29 of 66 SB1062192-F1 5278 EFTA01667150

tAr a, Ft/i— GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to II/30/1 I TRADE ACTIVITY Note: L indicates Long Term Realized GainA.oss Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Description Settled Sales/Maturities/Redemptions 11/14 Sale STATE OF NEW YORK DORMITORY AUTH REVS NON ST 11/17 High Cost SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY O 108.375 JP MORGAN SECURITIES LLO (BIDL) (ID: 649903-B4-2) (10%000.000) 108.40 108,375.00 (100,085.58) 8,289.42 L 11/14 Sale STATE OF NEW YORK DORMITORY AUTH REVS NONST 11/17 High Cost SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY O 106.18 JP MORGAN SECURITIES LLC (BIDL) (ID: 649903-F5-5) (100,000.000) 106.20 106,180.00 (100,224.86) 5,955.14 L Total Settled SalesiMaturities Redemptions $214,555.00 ($200,310.44) 914244.58 L Trade Date Settle Date Type Description Quantity Amount Market Cost Per Unit Settled Securities Purchased 11/14 Purchase BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM 100,000.000 110.50 (110,503.00) 11/17 SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 O 100 O 110.503 JP MORGAN SECURITIES LLC (BIDL) (ID: 090874-FV-5) 11/22 Purchase MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD 50,000.000 108.10 (54,040.00) 11/28 UNIV 5% B JUL 15 2032 DTD 08/032005 HELD BY MC BOOK ENTRY ONLY PAR CALL 07/15/2015 eft 100 O 108.08 JP MORGAN SECURITIES LLC (BIDL) (ID: 57586C-FW-0) J. P. Morgan Page 30 of 66 SB1062192-F1 5279 EFTA01667151

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to I 1/30/I I Trade Date Settle Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 11/22 11/28 Purchase MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 50.000.000 110.80 (55,424.00) 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10A)1/2016 100 @ 110.848 JP MORGAN SECURITIES LLC (BIDL) (ID: 59455T-PF-3) Total Settled Securities Purchased ($219,967.00) Trade Date Type Est. Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 11/28 12/1 Sale ACCENTURE PLC-CL A (ID: G1151C-10-1) (123.000) 55.12 6.77224 11/28 12/1 Sale ACE LTD NEW (ID: H0023R-10-5) (113.000) 65.92 7,442.08 11/28 12/1 Sale AUTOZONE INC (ID: 053332.10.2) (22.000) 320.00 7,038.54 11/28 12/1 Sale COMCAST CORP CL A (ID: 20030N-10-1) (360.000) 21.72 7,797.47 11/28 12/1 Sale NIKE INC B (ID: 654108-10-3) (116.000) 94.79 10,988.48 11/28 12/1 Sale ORACLE CORP (ID: 68389X-10-5) (237.000) 29.78 7,043.57 11/28 12/1 Sale RESEARCH IN MOTION LIMITED (ID: 760975-10-2) (400.000) 16.40 6,459.87 (46,102.00) (39.642.13) L 11/28 12/1 Sale VERIZON COMMUNICATIONS INC (ID: 92343V-10-4) (283.000) 36.29 10,252.89 J.P.Morgan Page 31 of 66 SB1062192-F1 5280 EFTA01667152

Gil ISLA INE MAXWELL ACCT. For the Period 11/1/I I to 11/30/11 Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions 11/28 Sale RESEARCH IN MOTION LIMITED (ID: 760975-10-2) 12/1 (400.000) 16.40 6.535.87 (44,361.72) (37,825.85) L 11/29 Sale HUMANA INC (ID: 444859.10.2) 12/2 (63.000) 86.45 5,442.46 11/30 Sale DOMINION RESOURCES INC VA (ID: 25748U-10-9) 125 (182.000) 51.58 9,376.45 11/30 Sale RESEARCH IN MOTION LIMITED (ID: 760975.10.2) 125 (400.000) 18.00 7.175.86 (40.329.00) (33,153.14) L Total Pending Sales, Maturities, Redemptions $92,325.76 ($130,792.72) ($110,621.12) L COST ADJUSTMENTS Settle Date Type Description Quantity Cost Basis Adjustments 11/17 Amortization STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-B4-2) 100,000.000 (4.22) 11/17 Amortization STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-F5-5) 100,000.000 (13.28) Total Cost Adjustments ($17.50) J.P. Morgan Page 32 of 66 SB1062192-F1 5281 EFTA01667153

GHISLAINE MAXWELL ACCT. For the Period II/I/II to 11/30/11 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value Period Value Value Beginning Cash Balance 0.00 Ending Cash Balance 0.00 Transactions Beginning Cash Balance INCOME US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value Period Value Value 0.00 Ending Cash Balance 0.00 Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 11/17 Receipt 01 Assets OBE INSURANCE GROUP LTD !SIN AU000000OBE9 SEDOL 400.000 6715740 (ID: O78063-91.6) J.P.Morgan Page 33 of 66 SB1062192-F1 5282 EFTA01667154

 I GHISLAINE MAXWELL ACCT. For the Period 11/M I to I WWII Portfolio Activity Summary - Canadian Dollar• PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS - 60.68 - 0.00 - 139.27 Income 136.00 62.22 Total Inflows OUTFLOWS" $60.68 9136.04 62.22 13927 Withdrawals (60.60) (136.04) (6222) (139.27) Total Outflows TRADE ACTIVITY ($80.68) ($136.04) (6222) (13927) Settled Sales/Maturities/Redemptions 51,742.94 50,731.37 Settled Securities Purchased (112,033.39) (114,820.48) Total Trade Activity $0.00 ($60.690.45) 0.00 (64,089.11) Ending Cash Balance 0.00 ••••• Year to date information is calculated on a calendar year basis. " Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P. Morgan Page 34 of 66 SB1062192-F1 5283 EFTA01667155

if GHISLAINE MAXWELL ACCT. For the Period I UM 1 to 11/30/I I Portfolio Activity Summary - Canadian Dollar Transactions Beginning Cash Balance INCOME US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' 0.00 Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. '• Your accounts standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Settle Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain Loss USD 11/3 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114.897.530 15.66 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 15.86 HELD BY LONDON TREASURY SERVICES (ID: 2525P9-90-1) 11/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (15.860) 115.66) (ID: 0CADPR-M-6) 05 86) 11/3 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (111,897.530) High Cost 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-90-1) J.P, Morgan Page 35 of 66 SB1062192-F1 5284 EFTA01667156

af I GHISLAINE MAXWELL ACCT. For the Period 11/1/I I to I 1/30/II INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain.loss USD 11/3 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114.913.390 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID. 252519-9C-9) 11/10 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 114,913.390 14.48 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES (ID: 252519-9C-9) 14.75 11/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (14.750) (14.48) (14.75) (ID: 0CADPR-AA-6) 11/10 Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (114,913.390) 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252579-9C-9) 11/10 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114,928.140 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9X-9) 11/17 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 114,928.140 14.43 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 14.75 HELD BY LONDON TREASURY SERVICES (ID: 2525W94X-9) 11/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (14.750) (14.43) (ID: 0CADPR-AA-6) (14.75) 11/17 Free Delivery High Cost JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9X-9) (114,928.140) J.P. Morgan Page 36 of 66 SB1062192-F1 5285 EFTA01667157

ear t-Ar. if GHISLAINE MAXWELL ACCT. For the Period 11/1/I I to I 1/30/I I INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 11/17 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114.942.890 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9O-6) 1125 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 114,942.890 16.11 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526A9-9O-6) 16.86 11/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (16.860) (16.11) (16.86) (ID: 0CADPWAA-6) 11/25 Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (114,942.890) 0.6600% DATED 11/17/2011 MATURITY 110/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9O-6) 11/25 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 114,959.750 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9J-8) Total Inflows & Outflows J. P. Morgan $0.00 Page 37 of 66 SB1062192-F1 5286 EFTA01667158

GHISLAINE MAXWELL ACCT. For the Period I VI / I I to II/30/11 Portfolio Activity Summary - Euro PRINCIPAL US Dollar Value Local Value Transactions Current Penod Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income 0.00 105.77 105.77 78.54 78.54 Contributions 42,204.13 42,204.13 31,193.03 31,193.03 Total Inflows OUTFLOWS** 942,30920 94240920 31,271.57 31,271.57 Tax Payments (27.33) (27.33) (2020) (20.20) Total Outflows (927.33) (827.33) (20.20) (2020) Ending Cash Balance MM. 31,251.37 • Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 38 of 66 SB1062192-F1 5287 EFTA01667159

GHISLAINE MAXWELL ACCT. For the Period II/I/II to I I/30/11 Portfolio Activity Summary - Euro INCOME Transactions Beginning Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' 0.00 Ending Cash Balance — ' Year to date information is calculated on a calendar year basis. • Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail • Euro INFLOWS & OUTFLOWS 0.00 Settle Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain Loss USD 11/16 Receipt of Assets PHILIPS ELECTRONICS N.V. ISIN NL0000009538 337.000 SEDOL 5-486R77 (ID: N6983O.91-5) 11/16 Receipt of Assets ROYAL DUTCH SHELL PLC -A ISIN GB00B03MLX29 488.000 SEDOL B09CBL4 (ID: 780259-99-0) 11/16 Receipt of Assets NCO NOBEL N V ISIN NL0000009132ISEDOL 5458314 149.000 (ID: N01803-90-2) 11/16 Receipt of Assets SOLVAY SA ISIN BE0003470755 SEDOL 4821100 77.000 (ID; 834437-91-5) 11/16 Receipt of Assets SANOFI ISIN FR0000120578 SEDOL 5671735 156.000 (ID: F5548N-91.1) J. P. Morgan Page 39 of 66 SB1062192-F1 5288 EFTA01667160

INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Settle Date Type Description Quantity Per Unit Amount USD PRINCIPAL Amount USD INCOME Amount USD Currency Gain/Loss USD Selection Method Local Value Local Value Local Value 11/16 Receipt of Assets GDF SUEZ ISIN FR0010208488 SEDOL BOC2CO3 (ID: 36827E-91-4) 289.000 11/16 Receipt of Assets PPR SA ISIN FR0000121485 SEDOL 5505072 (ID: F74953-93-0) 38.000 11/16 Receipt of Assets CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 (ID: F13587-92-2) 217.000 11/16 Receipt of Assets PERNOD-RICAFID SA ISIN FR0000120693 SEDOL 4682329 (ID: F72027-91-9) 102.000 11/16 Receipt of Assets SODEXHO ISIN FRO000121220/SEDOL 7062713 (ID: F84941-91-7) 175.000 11/16 Receipt of Assets SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 (ID: F86921-91-7) 164.000 11/16 Receipt of Assets STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 (ID: X21349-90-1) 933.000 11/16 Receipt of Assets BAYER AG REGISTERED SHS ISIN DEOOODAY0017 SEDOL 5069211 (ID: 072733-9143) 163.000 11/16 Receipt of Assets ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 (ID: D03080-90-6) 77.000 11/17 Misc Receipt REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) 190.790 258.14 190.79 11/17 Mist Receipt REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) 31,000.000 41,943.00 31,000.00 11/22 Foreign Dividend PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 @ 0.77 PER SHARE (ID: F72027-91-9) 102.000 1.037 0.77 105.77 78.54 11/22 FGN Tax Withheld PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 TAX WITHHELD FRANCE 25.00% (ID: OEURPRAA-9) (19.640) (26.57) (19.64) J.P.Morgan Page 40 of 66 SB1062192-F1 5289 EFTA01667161

sr I INFLOWS & OUTFLOWS GilISLAM MAXWELL ACCT. For the Period I1/I/11 to I 1/30/I I Type Description Quantity Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Gain/Loss USD Settle Date Selection Method Local Value Local Value Local Value 11123 Misc Receipt PERNOD-RICARD SA ISIN FR0000120693 SEDOL 102.000 2.99 4682329 FRENCH ADDITIONAL TAX CREDIT PAYMENT 2.24 FOR 11/22/11 DIVIDEND AS OF I I /22/11 (ID: F72027-91-9) 11/23 FGN Tax Withheld PERNOD•RICARD SA ISIN FR0000120693 SEDOL (0.560) (0.76) 4682329 TAX WITHHELD FRANCE 25.00% AS OF (0.56) 11)22/11 (ID: 0EURPR-AA-9) Total Inflows & Outflows $42,282.57 $0.00 TRADE ACTIVITY - Euro Trade Date Type Est. Settle Date Selection Method Description Per Unit Amount USD Proceeds USD Tax Cost USD Realized Quantity Local Value Local Value Local Value Gain/loss USD Pending Sales, Maturities, Redemptions 11/29 Sale ROYAL DUTCH SHELL PLC -A ISIN GB00803MLX29 (488.000) 33.238 16,191.96 12/2 SEDOL 809C8L4 (ID: 780259-99-0) 24.926 12,127.45 J.P.Morgan Page 41 of 66 SB1062192-F1 5290 EFTA01667162

GHISLAINE MAXWELL ACCT. For the Period II/I/I I to I1/N/11 Portfolio Activity Summary - Hong Kong Dollar PRINCIPAL Transactions Beginning Cash Balance Ending Cash Balance Transactions Beginning Cash Balance Ending Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value Period Value Value 0.00 0.00 INCOME US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value Period Value Value Portfolio Activity Detail - Hong Kong Dollar INFLOWS & OUTFLOWS 0.00 0.00 Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 11/16 Receipt of Assets SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 1.000.000 6859927 (ID: Y82594-12-1) J.P.Morgan Page 42 of 66 SB1062192-F1 5291 EFTA01667163

if GRISLAINE MAXWELL ACCT. For the Period II/I/11 to II/30/11 Portfolio Activity Summary - Indonesian Rupia PRINCIPAL US Dollar value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-Totate Value' Beginning Cash Balance INFLOWS — — 0.00 — Income 3.161.28 13,093.69 28,114,875.00 112,614,875.00 Total Inflows OUTFLOWS $3,161.28 313,093.69 28,114,875.00 112,614,875.00 Foreign Exchange -Outflows (50,406.99) (60,272.72) (447,739,875.00) (532,239,875.00) Total Outflows TRADE ACTIVITY ($50,406.99) ($60,272.72) (447,739,875.00) (532,239,875.00) Sewed Sales/Maturities/Redemptions 47,183.34 47,183.34 419,625,000.00 419,625,000.00 Total Trade Activity $47,183.34 $47,183.34 419,625,000.00 419,625,000.00 Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. se Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 43 of 66 SB1062192-F1 5292 EFTA01667164

GHISLAINE MAXWELL ACCT. For the Period I I/I/II to I (/30/11 Portfolio Activity Summary - Indonesian Rupia INCOME Transactions Beginning Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value* Period Value 0.00 Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. • Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Indonesian Rupia INFLOWS & OUTFLOWS Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Gain. Loss USD Settle Dale Selection Method Local Value Local Value Local Value 11/2 Foreign Interest INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 419.625.000.000 3.161.28 2011 DTD 10/30/2009 HEW BY EUROCLEAR ISIN 0.067 28.114.875.00 XS0459432679 SEDOL 85756J3 AS OF 10/31/11 (ID: 458183-9K-8) 11/2 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 3,173.200 (3,173.20) 11.92 IDR EXCHANGE RATE 860.090000000 DEAL 10.81/11 (28.114,875.00) VALUE 10/31/11 (ID: 0IDRPR-M-9) 11;2 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 47.233.790 (47,233.79) 50.45 IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 (419,625.000.00) VALUE 10/31/11 0IDRPR-AA-9) Total Inflows 8 Outflows ($47,245.71) $62.37 J.P.Morgan Page 44 of 66 SB1062192-F1 5293 EFTA01667165

4f I CHISLAINE MAXWELL ACCT. For the Period 11/1/11 to I1/30/11 TRADE ACTIVITY - Indonesian Rupia Note: L indicates Long Term Realized Gaintoss Trade Date Type Settle Oats Selection Method Description Per Unit Amount USD Proceeds USD Tax Cost USD Realized Quantity Local Value Local Value Local Value Gain/Loss USD Settled Sales/Maturities/Redemptions 11 r2 Redemption INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 (419,625,000.000) 11:2 Pro Rata 2011 DTD 10/30/2009 HEW BY EUROCLEAR ISIN XS0459432679 SEDOLI35756J3 TO REDEMPTION AS OF 10/31/11 (ID: 458183-9K-8) 47,183.34 (48,769.75) 100.00 419,625,000.00 (438,927,750.00) (1.58841) L J. P. Morgan Page 45 of 66 SB1062192-F1 5294 EFTA01667166

GHISLAINE MAXWEI.I. ACCT. For the Period II/I/II to I I/30/11 Portfolio Activity Summary - Japanese Yen PRINCIPAL Transactions Beginning Cash Balance Ending Cash Balance Transactions Beginning Cash Balance Ending Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value Period Value Value 0.00 0.00 INCOME US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value Period Value Value Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS 0.00 0.00 Settle Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain/Loss USD 11/16 Receipt of Assets JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 (ID: J27869-91-6) 2.000 11/16 Receipt of Assets MITSUI & CO ISIN JP3893600001 SEDOL 6597302 (ID: J43787-91-0) 500.000 J.P.Morgan Page 46 of 66 SB1062192-F1 5295 EFTA01667167