I/B to 101/13 Price Quantity Value Adjusted Tax Cost Unrealized GainiLoss Est. Annual Inc. Yield Original Cost Accrued Div. Non-US Equity RIO TINTO PLC 56.44 3.000 169.33 212.23 (42.90) ISIN GB0007188757 SEDOL 0718875 76699490-9 GBP Preferred Stocks CMGROUP CAPITAL XIII 27.86 10,000.000 2

4163-104 GERN 1.46 3,000.000 $41 479 08 4.380.00 161.25 145,124.71 18,129.32 ($3,646.63) (13,749.32) $269.33 344.76 0.66% Non-US Equity RIO TINTO PLC ISIN G80007188757 SEDOL 0718875 53.75 3.000 212.23 (50.98) 766994-904 GBP J.P Morgan Account Page 6 of 29 Consolidated Statement Page 9 Co

104 GERN 1.07 46.84 3000 000 3.000 343,126.61 3,210.00 345,124.71 18,129.32 ($1,996.10) (14,919.32) 3269.33 335.31 0.63% Non-US Equity RIO TINTO PLC ISIN G80007188757 SEDOL 0718875 140.53 212.23 (7t 766994904 GBP J.P Morgan Accoun Page 6 of 30 Consolidated Statement Page 9 Confidential T

D GBP HDG-DB ISIN 187.898 2.899 544.88 LU0222772518 Q 1.8882 PER SHARE CONY. TONY 1.888 354.79 RAW (ID: 613289.92.4) 4/11 Foreign Dividend RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 OD 3.000 1.027 3.08 0.870444 PER SHARE (ID: 768994-90-9) 0.67 2.01 4/11 FGN Tax Withheld RIO11NTO PLC ISIN G

ty GERON CORP 374163-104 GERN 1.09 3,000.000 $47,682.20 3,270.00 $45,124.71 18,129.32 $2,437.49 (14,859.32) $269.33 0.57% Non-US Equity RIO TINTO PLC ISIN G80007188757 SEDOL 0718875 43.31 3.000 129.94 212.23 (82.29) 768994404 GBP J.P.Morgan Account Page 6 o' 28 Consolidated Statement Pag

63-104 GERN 1.50 40.69 3,000 000 3.000 $46,374.63 4,500.00 $46,124.71 18,129.32 $249.92 (13,629.32) 3269.33 336.31 0.69% Non-US Equity RIO TINTO PLC ISIN G80007188757 SEDOL 0718875 122.08 212.23 (90.15) 766994904 BP J.P.Morgan Account Page 6 of 30 Consolidated Statement Page 9 Confidentia

P 374163-10-3 GERN 1.31 3,000.000 3301,484.01 3.930.00 $296.632.66 18,129.32 $6,961.46 (14,199.32) 65.253.66 519.00 1.76% Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 44.60 3.000 134.40 212.23 (77 831 766994-90-9 BP J.P. Morgan Account Page 6 o' 34 Consolidated Statement P

374163-10-3 GERN 3.35 3,000.000 2299,841.71 10,050.00 $296,632.61 18,129.32 $4,10.16 (8.079 32) 26,341.88 $1,288.06 1.79% Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 48.95 3.000 146.86 212 23 65 3 766994-90-9 BP J.P.Morgan Accoun nage 6 0' 34 Consolidated Statement Page 9

13 to 11/30/13 Price Quantity Value Adjusted Tax Cost Unrealized Gairaoss Est. Annual Inc. Yield Original Cost Accrued Div. Non-US Equity RIO TINTO PLC 53.42 3.000 160.27 212.23 (51.96) ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CMGFtOUP CAPITAL XIII 27.39 10,000.000

13 to 12/31/13 Price Quantity Value Adjusted Tax Cost Unrealized Gairaoss Est. Annual Inc. Yield Original Cost Accrued Div. Non-US Equity RIO TINTO PLC 56.47 3.000 169.41 212.23 (42.82) ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 27.25 10.000.000

14 to 1,31/14 Price Quantity Value Adjusted Tax Cost Unrealized GairuLoss Est. Annual Inc. Yield Original Cost Accrued Div. Non-US Equity RIO TINTO PLC 53.31 3.000 159.92 212.23 {52.31) ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CMGROUP CAPITAL XIII 27.12 10,000.000 2

14 to 2/28/14 Price Quantity Value Adjusted Tax Cost Unrealized GairuLoss Est. Annual Inc. Yield Original Cost Accrued Div. Non-US Equity RIO TINTO PLC 57.52 3.000 172.57 212.23 139.66) ISIN GB00071843757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 27.50 10,000.000

14 to 3/31/14 Price Quantity Value Adjusted Tax Cost Unrealized GairuLoss Est. Annual Inc. Yield Original Cost Accrued Div. Non-US Equity RIO TINTO PLC ISIN GB00071843757 SEDOL 0718875 766994-90-9 BP 55.64 0.00 261.300.00 3.29 Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173060-204 C

211.148 22,170.53 (19,023.08) 3,147.45 L 3/11 High Cost lE0OBCOFV011 SEDOL BOOFVOI (ID: 46127841-3) 126.43 13,261.87 (12,117.00) 3/6 Sale RIO TINTO PLC ISIN GB0037188757 SEDOL 0718875 (3.000) 55.083 165.25 (212.a (46.92) L 3/11 High Cost CUENT REF 90-M37023581.S (ID: 76699490-9) 32.955 98.7

BARCLAYS BANK PLC GHISLAINE MAXWELL (263,967.180) (439,122.59) (1.815.28) POUND STERLING (ID: OGBPPR-AA-9) (263,967.18) 4110 Foreign Dividend RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 3.000 1.223 3.67 0.731333 PER SHARE (ID: 766994-90-9) 0.73 2.19 4/10 FGN Tax Wthheld RIO TINTO PLC ISIN GB

24V-914) 11/18 Receipt of Assets ISHARES BARCLAYS CAPITAL ISIN lE0061FZSDS3 5,790.000 SEDOL 81052V0 (ID: 46578W-92-2) 11/16 Receipt of Assets RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (ID: 766994-90-9) 191.000 11/16 Receipt of Assets GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 605.000 0925288

6) ISIN AU0000000BE9 SEDOL 6715740 078063-91-6 AUD RESEARCH IN MOTION LIMITED 14.50 800.000 11,600.00 69,825.00 (58.225.00) 760975-102 RIMM RIO TINTO PLC 48.57 191.000 9276.03 12,954.00 (3,677.97) ISIN GB0037188757 SEDOL 0718875 766994-90-9 GBP RSA INSURANCE GROUP PLC 1.83 38,910.93 48,596.1

0.364.18) INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 (55,750.02) SEDOL II3BMD84 COST BASIS ADJUSTMENT (ID: 69542191.7) 12/13 Cost Basis A4 RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 191.000 (12,954.00) COST BASIS ADJUSTMENT (ID: 766994-90-9) (7,975.35) 12/13 Cost Basis A4 UNILEVER PLC ISIN G

ACCT. For the Period 12/1/11 to 12/31/11 Setlie Date Type Description Quantity Cost Basis Adjustments USD Local Value 12/2 Cost Basis A4 RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 COST BASIS ADJUSTMENT (ID: 766994-90-9) 191.000 12,954.00 7,975.35 12/2 Cost Basis A4 UNILEVER PLC ISIN G600B1

ll REGN REGENERONPHARMA 900 130.0756 0.0150 117.06111 REDI GSEC 263 13.50 9.00 4.50 0.00 USO PerUnn ALP 6'07/2012 06/12,2012 Buy RIO RIO TINTO PLC 10.000 47.1866 0.0150 472.016.00 NITA GSEC 000 150.00 100.00 50.00 0.00 USO PerUnil ALP 6,17/2012 06/192012 Buy RIO RIO TINTO PLC 11,