Investment return: 53,123.63 f8.57%) CONOCOPHIU.IPS 1,480.00 58.45 84.73 86510.58 125,400.40 38.889.82 44.95% 4321.60 3.45% 2.62% 1.86% GENERAL MOTORS CO 1,373.00 36.42 37.95 50,000.00 52,105.35 2,105.35 4.21% 1,647.60 3.16% 1.09% 0.77% GENL MILLS INC 1,882.00 44.03 52.91 82567.16 99,5

8 2.23% 0.97% 0.59% SECURITIES FUND CLASS Z Client investment: 536,465.00 Reinvested dividends: $746.36 Investment return: $3,103.37 i 8.51%) GENERAL MOTORS CO 1,373.00 36.42 37.58 50,000.00 51,597.34 1,597.34 3.19% 1,647.60 3.19% 1.27% 0.77% GENL MILLS INC 1,882.00 44.03 52.93 82.867.16 99,

GSCO 000 200.00 200.00 0.00 0.00 USD PerUnil OSK 10/1902011 OSK 10/19/2011 1024/2011 10/242011 Cover Buy MPL GM.WS13 APPLE NC 400 GENERAL MOTORS CO 20.000 403.1400 10.2535 0.0200 0.0200 181.284.00 REDI 205.470.00 REDI GSCO GSCO 000 0 00 8.00 400.00 8.03 400.00 0.03 0.00 020 USD

3.03 2.70 0.00 0.30 UW PerUnd COL TOTALS: 127.085 2.132.138 25 USD 0.72 2.517.96 2.391.16 0.03 125.90 DEL 2.9302012 02'012012 Sell GM GENERAL MOTORS CO 110.000 25.9292 0.0200 3.827218.30 REDI SIAS 89.70 2.80010 210010 010 0.03 UW PerUnd DEL 203/2012 020382012 Sed F FORD MIR CO DEL 10.

0 30010 0.00 0.00 USO PerUnil CVS TOTALS: 75.030 3.595.471.88 USD 89.12 2.250.00 2250.00 0.00 0.03 DEL 2106/2012 02.1392012 Sell Cal GENERAL MOTORS CO 50.000 26.6788 0.0200 1.332511.88 REDI JPMS 25.62 1.00010 1.000.03 0.00 0.00 USO PerUrd DEL TOTALS: 50.000 /33221188 USD 2562 1.000.0

7% PFD 48125E-20.7 JPM PC Total Preferred Stocks $448,186.00 $422,578.96 $26,607.04 $31,227.50 6.95% $1.837.50 Concentrated & Other Equity GENERAL MOTORS CO 43.32 1,000.000 43,320.00 50,000.00 (6,680.00) 2.375 CO 5 45% CV PFD 8 37045V-209 GM PB J.P, Morgan Account Page 32 Consolidated Statem

0 6.29% 6 7% PFD 48125E-20-7 JPM PC Total Preferred Stocks 8464,915.00 $422,578.96 $32.336.04 $31,227.50 6.86% Concentrated & Other Equity GENERAL MOTORS CO 41.77 1300 000 41,770.00 50,000.00 (8,230.00) 2,375.00 5.69% CV PFD B 593.75 37045V-20-9 GM PB JPMORGAN CHASE & CO 115.24 150,000 000 1

L V 7% PFD CFC PB 25.55 4,200.000 JPM CHASE CAPITAL XXIX 6 7% PFD JPM PC 25.85 2,500.000 Total Preferred Stocks Concentrated & Other Equity GENERAL MOTORS CO CV PFD B GM PB JPMORGAN CHASE & CO 7 9% PFD STK APR 30 2049 42.94 115 93 1.000.000 150.000 C100 DTD o4.2a 2008 BBB rBA1 Adjusted Tax Cost

61% PFD 48125E-20.7 JPM PC Total Preferred Stocks 8465,201.00 8422,678.98 832,822.04 $31,227.50 6.86% S1.637.50 Concentrated & Other Equity GENERAL MOTORS CO 46.48 1,000.000 46,480.00 50,000.00 (3,520.00) 2 375 00 5 11% CV PFD B 37045V-20-9 GM PB JPM0FtGAN CHASE & CO 116.16 150,000.000 174.246

0 6 21% 6.7% PFD 48125E-20-7 JPM PC Total Preferred Stocks $484,509.00 $422,578.88 $31,930.04 $31,227.60 6.87% Concentrated & Other Equity GENERAL MOTORS CO 48.81 1.000.000 48,810.00 50,000.00 (1,190.00) 2,375.00 4.87% CV PFD B 593.75 37045V-20-9 GM PB JPMORGAN CHASE & CO 116 83 150000 000 1

,046.88 48125E-20-7 JPM PC Total Preferred Stocks 6447,872.00 $422,678.86 $26,293.04 $31,227.60 6.97% $1,046.88 Concentrated & Other Equity GENERAL MOTORS CO 48.16 1,000.000 48,160.00 50,000.00 (1,840.00) 2,375.00 4.93% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 112.30 150.000000 168.448 5

.7% PFD 48125E-20-7 JPM PC Total Preferred Stocks $444,970.00 $422,678.96 $22,391.04 $31,227.60 7.02% $1,837.60 Concentrated & Other Equity GENERAL MOTORS CO 49.94 1.000.000 49.940.00 50,000.00 (60.00) 2.375.00 4.76% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE 8 CO 111 07 150.000000 166.609 50

,046.88 48125E-20-7 JPM PC Total Preferred Stocks $444,174.00 $422,678.96 $21,696.04 $31,227.60 7.03% $1,046.88 Concentrated & Other Equity GENERAL MOTORS CO 50.15 1.000.000 50,150.00 50,000.00 150.00 2.375.00 4.74% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 110.31 150,000 000 165,459.00

944.000 14,934.08 10,148.85 4,785.23 37.76 0.25% CMGROUP INC NEW 172967-42-4 C 52.92 358.000 18,945.36 14,048.52 4,896.84 14.32 0.08% GENERAL MOTORS CO CV PFD 8 37045V-20-9 53.02 1,000.000 53,020.00 50,000.00 3,020.00 2,375.00 593.75 4.48% SCHLUMBERGER LTD 8C6857-10-8 SLB 88.42 113.000 9

RP MC 15.57 944.000 14,698.08 10,148.8$ 4,54923 37.76 0.26% CITIGROUP INC NEW 52.11 358.000 18,655.38 14,048.52 4,606.86 14.32 0.08% GENERAL MOTORS CO GM 40.87 1,373.000 56,114.51 50,000.00 6.114.51 SCHLUMBERGER LTD SLB 90.11 113.000 10,182.43 9,524.04 658.39 141.25 36.31 1.39% SPDR

0 1%812.00 10,148.8$ 5,663.15 37.76 0.24% CITIGROUP INC NEW 172967-42-4 C 47.43 358.000 16,979.94 14,048.52 2,931.42 14.32 3.58 0.08% GENERAL MOTORS CO 37045V-10-0 GM 36.08 1,373.000 49,537.84 50,000.00 (462.16) 1,647.60 3.33% SCHLUMBERGER LTD 80385740.8 SLB 87.57 113.000 9,895.41 9,524

944.000 15,60432 10,148.8$ 5,455.47 37.76 0.24% CITIGROUP INC NEW 172967-42-4 C 48.63 358.000 17,409.54 14,048.52 3,361.02 14.32 0.08% GENERAL MOTORS CO 37045V-10-0 GM 36.20 1,373.000 49,702.60 50,000.00 (297.40) 1,847.60 3.31% SCHLUMBERGER LTD 80385740.8 SLB 93.00 113.000 10,509.00 9,52

944.000 16,238.80 10,148.8$ 6,087.95 37.76 0.23% CITIGROUP INC NEW 172967-42-4 C 47.60 358.000 17,040.80 14,048.52 2,99228 14.32 0.08% GENERAL MOTORS CO 37045V-10-0 GM 34.42 1,373.000 47,258.66 50,000.00 (2,741.34) 1,847.60 3.49% SCHLUMBERGER LTD 80585740.8 SLB 97.50 113.000 11,017.50 9,

Tax Cost Annual Income Market Adjusted Unrealized Accrued Quantity Price Value Original GaiNLoss Dividends Yield Convertibles - Equity GENERAL MOTORS CO 1.000.000 50.70 50700.00 50.00000 700.00 CV PFD B 37045V-20-9 GM PB Page 13 of 34 Confidential Treatment Requested by JPMorgan Chase CONFI

7.125% DEC 15 2049 DTD 06/12/2012 36O622SN-6 AA- /BM 112.81 2,000,000.000 2,256,12000 2,122,918.87 133.200.33 142,500.00 18,208.00 6.23% GENERAL MOTORS CO CV PFD 8 37045V-20-9 GM PB 49.94 71,000.000 3,545,740.00 3,585,96922 (40,22322) 168,625.00 4.76% EFTA01344302