00 0.419 1,046.88 4/12 Foreign Dividend SCHLUMBERGER LTD 42 0.3125 PER SHARE (ID: 806857-104) 113.000 0.312 35.31 4/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DID 10/15/2010 (ID: 40429X-YB-6) 100,000.000 0.015 1,450.00 4/30 430 Interest Income Div Domest CIDGROUP CAPITAL

1 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-F5-5) 100,000.000 0.00 9'12 Receipt of Assets HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 2015 DTD 10/1512010 MERRILL LYNCH PIERCE FENNER 0.00 & SMIT TRADE DATE 09/12/11 (ID: 40429X-YB-6) 9/13 Corpor

10/3 Interest Income JPM CHASE CAPITAL XXIX 8.7% PFD Q 0.41875 PER SHARE (ID: 48125E-20.7) 2,500.000 0.419 1,048.88 10/17 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% 0CT 15 2015 DID 10/15/2010 (ID: 40429X-YB-8) 100,000.000 0.015 1,450.00 10/20 Foreign Interest BARCLAYS BANK PLC MEDIUM TERM NO

046.88 4/13 Foreign Dividend SCHLUMBERGER LTD fa 0.275 PER SHARE (ID: 806857-10-8) 113,000 100,000 000 0.275 31.08 4/16 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) 0.015 1,450.00 4/20 Foreign Interest BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT

00 0.419 1,046.88 4/12 Foreign Dividend SCHLUMBERGER LTD 42 0.3125 PER SHARE (ID: 806857-104) 113.000 0.312 35.31 4/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DID 10/15/2010 (ID: 40429X-YB-6) 100,000.000 0.015 1,450.00 4/30 430 Interest Income CIT1GROUP CAPITAL XIII 77/8%

0.419 1,046.88 10(11 Foreign Dividend SCHLUMBERGER LTD C 0.3125 PER SHARE (ID: 806557-10-8) 113.000 0.312 35.31 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 07010/15/2010 (ID: 40429X-Y8-6) 100,000.000 0.015 1,450.00 10/30 Div Domest JPMORGAN CHASE & CO VAR RT PFD STK 04/3

EPT @ .03% RATE ON NET AVG COLLECTED BALANCE OF $451,139.30 AS OF 10/01/11 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 (ID: 06740P-VG-8)

turities/Redemptions 9/29 9/29 Redemption Pro Rata FHLB 1.25% 09/29/15 ENTIRE ISSUE CALLED @ 100.00 (ID: 313371-2G-0) Quantity (100,000.000) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 40429X-YB-6) MS 7YNC1Y STEP-UP NOTE 09/13/17

09.39 AS OF 04/01/13 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.3125 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) JPMORGAN CHA

1 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-F5-5) 100,000.000 0.00 9112 Receipt of Assets HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 40429X-YB-6) 100,000.000 0.00 9/13 Corpor

10/3 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD O 0.41875 PER SHARE (ID: 48125E-20-7) 2.500.000 0.419 1,046.88 10/17 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-Y8-6) 100,000.000 0.015 1,450.00 10/20 Foreign Interest BARCLAYS BANK PLC MEDIUM TERM NO

00 0.419 1,046.88 4/12 Foreign Dividend SCHLUMBERGER LTD 0 0.3125 PER SHARE (ID: 806857-10-8) 113.000 0.312 35.31 4/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) 100,000.000 0.015 1,450.00 4/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD

0 0.419 1,046.88 10/11 Foreign Dividend SCHLUMBERGER LTD 0.3125 PER SHARE (ID: 806857-10-8) 113.000 0.312 35.31 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) 100,000.000 0.015 1,450.00 10/30 Div Domest JPMORGAN CHASE & CO VAR RT PFD STK 04/

09.39 AS OF 04/01/13 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.3125 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) JPMORGAN CHA

70.91 AS OF 04/01/12 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.275 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 (ID: 06740P-VG-8)