Epstein Secrets

From: Vijay•A Sawant Sent: 10/4/201810:22:35 AM To: Richard larossi CC: Bradley Giffin [ ; Vinita Advani • Daphne Cales Subject: RE: Jeffries KYC Items [IJ Imp

imated Investable/Liquid Assets & Amt of assets planned to invest w/PWM for this entity, please? Let me know if any queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066011 CONFIDENTIAL SDNY_GM_00212195 EFTA01372328

From: Vijay•A Sawant Sent: 10/4/201810:22:35 AM To: Richard larossi CC: Bradley Giffin [ ; Vinita Advani • Daphne Cales Subject: RE: Jeffries KYC Items [IJ Importance: High Hello Rich/Brad, Many thanks for arranging all the docs

From: Vijay-A Sawant Sent: 8/23/2018 5:55: To: Bradley Giffin CC: Stewart Oldfield Subject: RE: Annual KYC Reviews Ill Many thanks Brad!! Kind Regards, Vijay S

Sawant Sent: 8/23/2018 5:55: To: Bradley Giffin CC: Stewart Oldfield Subject: RE: Annual KYC Reviews Ill Many thanks Brad!! Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai.NirIon Knowledge Park, W

From: Vijay-A Sawant Sent: 8/23/2018 5:55: To: Bradley Giffin CC: Stewart Oldfield Subject: RE: Annual KYC Reviews Ill Many thanks Brad!! Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIS

Rejection Points - KYC Case401977698 (II Many thanks for the below confirmation, Brad. We will submit this case before end of day. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CM Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, W

From: Vijay-A Sawant Sent: 9/18/2018 5:11:42 AM To: Bradley Giffin Stewart Oldfield ; Richard larossi CC: Mayur Rathod Subject: RE: Assistance Required in Resol

From: Vijay-A Sawant Sent: 9/18/2018 5:11:42 AM To: Bradley Giffin Stewart Oldfield ; Richard larossi CC: Mayur Rathod Subject: RE: Assistance Required in Resolving Rejection Points - KYC Case401977698 (II Man

From: Vijay•A Sawant Sent: 8/31/2018 8:37:49 AM To: Stewart Oldfield CC: Richard larossi Mayur Rathod Bradley Giffin Subject: RE: 2018 Periodic Review of accts

you can provide us the COGS dated within the last 6 months for Mort. This is the only pending item for this case, thanks. Kind Regards, Lir . 1 Vijay Sawant KVC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park,

From: Vijay•A Sawant Sent: 8/31/2018 8:37:49 AM To: Stewart Oldfield CC: Richard larossi Mayur Rathod Bradley Giffin Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCISI and Gratitude America Ltd (GCISJ under the SOUTHERN FINANCIAL RELATIONSHIP Importan

From: Bradley Giffin Sent: 9/26/2018 9:41:52 AM To: Vijay-A Sawant [ I; Stewart Oldfield I CC: Richard larossi I; Mayur Rathod I-I; Alice Babu Subject: RE: Southern Financial [l] Importance: High Classifica

From: Bradley Giffin Sent: 9/26/2018 9:41:52 AM To: Vijay-A Sawant [ I; Stewart Oldfield I CC: Richard larossi I; Mayur Rathod I-I; Alice Babu Subject: RE: Sou

From: Sent: To: CC: Subject: Bradley Giffin 10/23/2018 9:34:59 AM Liam Osullivan Stewart Oldfield I I; Vijay-A Sawant ; Vinita Advani ; Mayur Rathod Southern Financial LLC brokerage account [I] Classification: For Memel use only Liam. See below. Do you see the

From: Sent: To: CC: Subject: Bradley Giffin 10/23/2018 9:34:59 AM Liam Osullivan Stewart Oldfield I I; Vijay-A Sawant ; Vinita Advani ; Mayur Rathod Southern Financial LLC brokerage acco

Goregaon East, Mumbai - 400063 India Tel. Mobile .91 From: Bradley Giffin Sent: Wednesday, July 11, 2018 8:07 PM To: Vijay-A Sawant < >; Stewart Oldfield < Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Ill Importance: High Classification: Fo

Goregaon East, Mumbai - 400063 India Tel. Mobile .91 From: Bradley Giffin Sent: Wednesday, July 11, 2018 8:07 PM To: Vijay-A Sawant < >; Stewart Oldfield < Subject: RE: Assistance Required in solving rejection points on

From: Mayur Rathod Sent: 11/1/2018 10:34:22 AM To: Stewart Oldfield CC: Richard larossi ; Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (II ; Vinita Advani Classification: For 'Memel use only

bai 400063, India From: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod < Cc: Richard larossi < >; Vijay-A Sawant < Bradley Giffin < >; Vinita Advani Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I) Pretty sure we have already pro

From: Sent: To: CC: Subject: Attachments: Importance: Flag: Bradley Giffin 8/16/201810:15:34 AM Vijay-A Sawant Stewart 0ldfield FW: Southern Financial/Epstein KYC Remediation Updated FinCEN with SSN.pdf High Follow up Classification: For Internal use onl

From: Sent: To: CC: Subject: Attachments: Importance: Flag: Bradley Giffin 8/16/201810:15:34 AM Vijay-A Sawant Stewart 0ldfield FW: Southern Financial/Epstein KYC Remediation Updated FinCEN with SSN.pdf High Follow up

ley Gillin < Subject: RE: Gratitude Importance: High Many thanks for the update, Stewart!! We will update our records accordingly. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park,

From Stewart 0ldfield Sent: 11/13/2018 10:14:13 AM To: Vijay-A Sawant I j; Mayur Rathod CC: Richard larossi I ; Bradley Giffin Subject: RE: Gratitude Attachments: image001.gif Emily Craig will mark this as "pending exclusion" for now. In the meantime, please add a case no