Epstein Secrets

che Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA n>; Vaishali-P Mehta Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,187 1,147 1,021 404 1,147 391 166 743 756 1,147 271 876 86.02% 35.22

be determined out-of-scope during review. From: Rodrigo Quintero Sent: Friday, September 08, 2017 12:51. PM To: Patrick Harris anamiguisti> Cc: Emily Craig Daphne Cales >; Janice Franklin 4snpaam>; Armen Brash <a ; Sheffali Welch m>; Vaishali-P CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-S

4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) »

sche Bank Wealth Management P rkw i 4 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, May 26, 2017 2:20 PM To: Patrick Harris Cc: Emily Craig Daphne Cales Subject: RE: KYC HR Clients Remediation - Status [I] Classification: For Internal use only ; Sheffali Welch All, Below is the Mond

stion. Summar KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Details High Risk Remediation Data Initial In Scope Clients ; Vaishali-P Submitted to Front Office FO Approved MD Approved Fully Approved (

Management 5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, July 17 2017 7:27 AM To: Patrick Harri Cc: Emily Craig < e a Daphne Cales 41.1111111111111111111111111k>; Janice Franklin Armen Brash ; Sheffali Welch < Subject: KYC HR Clients Remediation - Status (

on: For Internal use only All. Below is the Monday morning deliverable (as of 6/23/17). Let me know if you have any question. Summa Submitted to Front Office FO Approved MD Approved (FO) Fully Approved Owner DT FO FO N/A 1,030 1,030 1,030 Total In Scope (Clients)* 1,030 425 145 126 # Comp

e, USA Tel. +1 (904) 520.4012 Email rodrioo.ouinterodtdb.com From: Rodrigo Quintero Sent: Monday, June 26 2017 7:47 AM To: Patrick Harris < Cc: Emily Craig 'aphne Cale >; Janice Franklin Brash c: IMMIII Iheffali Vaishali-P Mehta < Subject: KYC HR Clients Remediation - Status (6/23/17) [I) Class

morning deliverable (as of 6/30/17). Let me know if you have any question. Summar KYC Update Steps Owner Total In Scope (Clients)* Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,021 1,021 1,021 1,021 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFI

3/2017 GOMM: • ::::293: From: Rodrigo Quintero Sent: Friday, June 30, 2017 2:35 PM To: Patrick Harris < 1> aphne Cales ; Janice Franklin Cc: Emily Craig < rmen Brash < m>; Sheffali Welch lia>; Vaishali-P Mehta Subject: KYC HR Clients Remediation - Status (6/30/17) [I) Classification: For Inferna

7 15 23 85 1. In Progress 8 78 23 109 3. Ready for Office Dir Approval/SMTH 1 2 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 4 4 8 LatAm 39 16 22 77 Not Yet Started 2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready

Bank Wealth Management 2256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, June 09, 2017 1:49 PM To: Sheffali Weld • Patrick Harri Cc: Emily Craig Daphne Cales Janice Franklin >; Armen Brash Subject: RE: KYC HR Clients Remediation - a us Classification: For internal use only 1. Overdue 2