tion. Summar KYC Update Steps Owner Total In Scope (Clients)* if Completed (Clients) H Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO NJA 1,187 1,147 1,021 451 1,147 391 166 696 756 86

che Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA n>; Vaishali-P Mehta Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,187 1,147 1,021 404 1,147 391 166 743 756 1,147 271 876 86.02% 35.22

# Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office 474 175 134 547 846 887 46.43% 17.14% 13.12% 95 926 9.30% • Initial pop 1,319. Items may be determined out-of-scope during review. Det

4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) »

below to ensure prompt processing of your application. We ask yo r i the form before submission. Please fax the completed form to the attention of Front Office. fax Cardholder Information Name as It appears on the credit card: j --- rit'seGNI eps-r-g.ii.1 Card type: CI Visa El MC Ea Amen Account typ

the cardholder's ID we will set-up billing. Please don't hesitate to contact me if you have any questions. Kind regards, Lucile LUCILE BROSSIER Front Office Manager THE MARK featuring The Mark Restaurant by Jean-Georges New York, NY 10075 E Toll-Free Reservations 866 744 4300 EFTA00347845

the cardholder's ID we will set-up billing. Please don't hesitate to contact me if you have any questions. Kind regards, Lucile LUCILE BROSSIER Front Office Manager THE MARK featuring The Mark Restaurant by Jean-Georges EFTA00347846 Madison Avenue at 77th Street, New York, NY loo75 EFTA00347847

rts) 1 message Danette Garcia To: Good Afternoon, Attached are the most recent test results. Thank you and have a great day. Minnie A. Garcia Front Office Manager —I Universal Constructors=Zorro Ranch (Reports).pdf 2207K Gilbert Luna Tue, Oct 23, 2018 at 11:58 AM Masi/mail google.com/mall/u/Ol'ui=2

From: To: Mercedes Castro <1 Cc: "Surfcomber Hotel, Front Office" Subject: Re: Surfcomber Guest Credit Card Authorization Date: Sun, 29 Mar 2015 13:58:31 +0000 Hello Mercedes. I have just emailed you the credit

From: Mercedes Castro To:' < Cc: "Surfcomber Hotel, Front Office" <[email protected]> Subject: Surfcomber Guest Credit Card Authorization Date: Sun, 29 Mar 2015 13:28:00 +0000 Attachments: Kimpton_

reetings Daniella, Received with thanks and kind regards, Daphne ; LSJ GSJ Lorena Villacorta <[email protected]>• On Wed, May 23, 2018 at 2:43 PM, Front Office Bolongo Bay Good afternoon Daphne, Enclosed is the hotel confirmation for Mr. Joel Gallardo , thank you. > Daniella Ali Reservations Manager Bo

irmation Date: Wed, 23 May 2018 19:51:08 +0000 Greetings Daniella. Received with thanks and kind regards. Daphne On Wed, May 23, 2018 at 2:42 PM, Front Office Bolongo Bay < > wrote: Good afternoon Daphne, Enclosed is the hotel confirmation for Mr. Daziano Smith , thank you. Daniella Ali Reservations Ma

23, 2018, at 3:52 PM, Daphne Wallace < Greetings Daniella, Received with thanks and kind regards, Daphne wrote: On Wed, May 23, 2018 at 2:44 PM, Front Office Bolongo Bay < wrote: Good afternoon Daphne, Enclosed is the hotel confirmation for Mr. Arley Aguila , thank you. Daniella Ali Reservations Manag

3, 2018, at 3:52 PM, Daphne Wallace < Greetings Danielle, Received with thanks and kind regards, Daphne > wrote: On Wed, May 23, 2018 at 2:44 PM, Front Office Bolongo Bay < wrote: Good afternoon Daphne, Enclosed is the hotel confirmation for Mr. Arley Aguila , thank you. Danielle Ali Reservations Manag

onfirmation ; Lorena Villacorta EFTA00475247 Greetings Daniella. Received with thanks and kind regards, Daphne On Wed, May 23, 2018 at 2:43 PM, Front Office Bolongo Bay Good afternoon Daphne, Enclosed is the hotel confirmation for Mr. Joel Gallardo , thank you. Daniella Ali Reservations Manager Bolong

Bay Reservation Confirmation Greetings Daniella, Received with thanks and kind regards, Daphne cla ; LSJ GSJ < On Wed, May 23, 2018 at 2:43 PM, Front Office Bolongo Bay Good afternoon Daphne, Enclosed is the hotel confirmation for Mr. Joel Gallardo, thank you. ; Lorena Villacorta .ic ); Lesley Groff <

aryna/Library/MailN6/1B90A3EB-0561-4DB6-A847-27A656F13CIA/INBOX.mbox/4 23B1948-48234372-8F13-F7OBCF7860AF/Data/7/3/1/Messages/137788.emlx Mac Mail Front Office Front Office 1342616 Contact Source Device NYCO24329.aff4/Macintosh HD Path /UsersM (Deleted)/Library/MailN2/MailData/Envelope Index SourceTyp

KYC Update Steps Owner Total In Scope (Clients)* Completed (Clients) Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,170 942 1,120 393 1,120 339 228 727 781 80.5

estion. Summary KYC Update Steps Owner Total In Scope (Clients)* Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,200 1,156 1,156 1,156 1,145 475 468 299 55 6

KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,133 779 1,133 309 1,133 264 354 824 869 68.7