Epstein Secrets

che Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA n>; Vaishali-P Mehta Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,187 1,147 1,021 404 1,147 391 166 743 756 1,147 271 876 86.02% 35.22

From: Rodrigo Quintero Sent: Friday, September 15, 2017 10:17 AM To: Patrick Harris c ri> Cc: Emily Craig •: .; Daphne Cales >; Adrienne Bull SS Subject: KYC HR Client

4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) »

40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management P rkw i 4 32256 Jacksonville, USA From: Rodrigo Quintero Sent: F

elow is the Monday morning deliverable (as of 7/21/17). Let me know if you have any question. Summary KYC Update Steps ; Vaishali-P Submitted to Front Office FO Approved MD Approved Fully Approved (FO) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042237 CONFIDENTIAL SDNY_GM_00 188421

:7017 • 5115R01? • W19/2017 • 5/261,VIT • 6/2R£17 • 619e2.317 • Ceiati? .bR9n0n • faD/2017 • 7/7,t317 • 7114,13.17 • :Thair • :,'2t/201T Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkw , Suite 400. 32256 Jacksonville, USA From: Rodrigo

stion. Summar KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Details High Risk Remediation Data Initial In Scope Clients ; Vaishali-P Submitted to Front Office FO Approved MD Approved Fully Approved (

Regards, Rodrigo -11 Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA From: Rodrigo

on: For Internal use only All. Below is the Monday morning deliverable (as of 6/23/17). Let me know if you have any question. Summa Submitted to Front Office FO Approved MD Approved (FO) Fully Approved Owner DT FO FO N/A 1,030 1,030 1,030 Total In Scope (Clients)* 1,030 425 145 126 # Comp

Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. +1 (904)

morning deliverable (as of 6/30/17). Let me know if you have any question. Summar KYC Update Steps Owner Total In Scope (Clients)* Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,021 1,021 1,021 1,021 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFI

lient Remediation Progress F"A‘ov.V1 1Td GO, , , MO ocamex! C &Flyover litany =4:yrs On aim:: ism 2OO IX :CO Oct KO Regards, Roddgo • Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville. USA Tel. +1 (904)

3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 1. In Progress 22 37 18 33 110 2. Ready for Primary Officer Approval 4 2 3 9 3. Ready for Office

oval' and just leave 'Completion' data to avoid having a too large graph) HR Client Rentediation Progress •r,IrmiF9/ FyF •c• Regards, Rodrigo Rodrigo Quintero Vice President rt . 7S, AY, ?"," Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400. 32256 Jacksonvil

7 15 23 85 1. In Progress 8 78 23 109 3. Ready for Office Dir Approval/SMTH 1 2 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 4 4 8 LatAm 39 16 22 77 Not Yet Started 2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready

Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 2256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, June 0

/A 6. Approved N/A 1. In Progress Grand Total 59 19 1 987 1 211 " Does not includes KYC cases closed or deemed inactive after submitted to Front Office. Week over week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrig

Office. Week over week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc Deutsche Bank Wealth Management 5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA From: Rodrigo