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t has been completed. Thanks, Shivani Kacholia PWM AOG DBOI Global Services Private Limited Email : PWM A0G From: Andrea Tapi. To: PWM Cc: Kimberly Hart), Leslie Roth, Leneth Vargas/Mill s, Edjoy Lobo Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] Classification: For internal u
ted. Thanks, Shivani Kacholia PWM AOG DBOI Global Services Private Limited Email : PWM A0G From: Andrea Tapi. To: PWM Cc: Kimberly Hart), Leslie Roth, Leneth Vargas/Mill s, Edjoy Lobo Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] Classification: For internal use only Hello,
a---09/02/2015 20:13:48---Classification: For internal use only Hello, From: Andrea Tapia/db/dbcom@DBCOEX To: PWM AOG/db/dbcom@DBAMERICAS, Cc: Kimberly Hart/db/dbcom, Leslie Roth/db/dbcom, Leneth Vargas/db/dbcom, Edjoy Lobo/db/dbcom Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] EFTA
---Classification: For internal use only Hello, From: Andrea Tapia/db/dbcom@DBCOEX To: PWM AOG/db/dbcom@DBAMERICAS, Cc: Kimberly Hart/db/dbcom, Leslie Roth/db/dbcom, Leneth Vargas/db/dbcom, Edjoy Lobo/db/dbcom Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] EFTA01350648 Classificat
7/17/2019 3:40:39 PM To: Patrick Campion BCC: Subject: FW: Southern Financial (SC) Attachments: 190716 Southern financial_GMIS Updated.xlsx ; Kimberly Hart Classification: Strictly Confidential I was finally able to get complete data from GMIS across account types. It's all very close to the numbers I
very close to the numbers I provided you yesterday. Thanks From: Donna Kerrigan Sent: Wednesday, July 17, 2019 2:48 PM To: Stewart Oldfield Cc: Leslie Roth < Subject: Southern Financial (C) Classification: Confidential Hi Stewart — Does the attached now align with your expectation? Thanks CONFIDENTI
From: Stewart Oldfield [ft—et ^140:-"eak ---1 Sent: 7/17/2019 7:11:25 AM To: Kimberly Hart Subject: Re: Urgent Request (SC] I think that's a data issue which stopped reporting the IWP brokerage assets. Which is why I got that info from L
g the IWP brokerage assets. Which is why I got that info from Liam and added it to the balances I saw on the report from Donna's team for this year. Leslie Roth is trying to reconcile. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New Yor
From: Stewart Oldfield Sent: 7/17/2O19 9:04:09 AM To: Kimberly Hart Subject: FW: Urgent Request (Sc] Attachments: SouFin CBV x Product GMIS 2018-19.xlsx; image001.gif Classification: &Irk* Confidential From: Donn
Donna Kerrigan Sent: Wednesday, July 17, 2019 8:58 AM To: Stewart Oldfield < Subject: FW: Urgent Request (C) Classification: Confidential From: Leslie Roth Sent: Tuesday, July 16, 2019 6:55 PM To: Donna Kerrigan < Cc: Robert Frohlich Subject: RE: Urgent Request [C] Classification: Confidential Clas
Entities connected to both Kimberly Hart and Leslie Roth

Martha Stewart
PERSON
Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Prince Andrew
PERSONBradley Gillin
PERSONDaphne Cales
PERSON
Paul Morris
PERSONDonna Kerrigan
PERSONRobert Frohlich
PERSON
Alan Dershowitz
PERSONDonna
PERSONBlackBerry Work
ORGANIZATIONMaria Farmer
PERSONPershing
LOCATIONLeneth Vargas
ORGANIZATIONDBOI Global Services Private Limited
ORGANIZATIONISGShare
LOCATIONPIC-USO
ORGANIZATIONShivani Kacholia
PERSON