soon as possible as these should have been moved in an earlier restatement. Thanks, Donna Sent with BlackBerry Work (www blackberry corn) From: Robert Frohlich CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065398 CONFIDENTIAL SDNY_GM_00211582 EFTA01371835

teward Oldfield 73.2 360.7 110.0 Qj which: Southern Financial (49.2) 0.0 Southern Financial I louse Ace (7.4) (85.0) n.a. <iinage001.gif> Robert Frohlich Deutsche Bank AG. Fatale New York Wealth Management • New York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065399 CONFI

, Stewart Oldfield > wrote: Classification: Strict), Confidential From: Donna Kerrigan Sent: Tuesday, July 16, 2019 3:25 PM To: Leslie Roth Cc: Robert Frohlich Subject: FW: Urgent Request (CI Classification: Confidential Stewart Oldfield Leslie — Please can you address this request as a matter of urgency

From: Robert Frohlich Sent: 7/16/2019 2:44:42 PM To: Donna Kerrigan CC: Stewart Oldfield Subject: RE: Urgent Request (C) Attachments: 190716 Southern Financial.xl

From: Robert Frohlich Sent: 5/24/2019 2:52:03 PM To: Stewart Oldfield CC: Leslie Roth Subject: Southern financial [CI Classification: Caddenlial Hi Stewart. ; Do

From: Stewart Oldfield Sent: 5/23/2019 8:38:50 PM To: Leslie Roth CC: Robert Frohlich Subject: Re: Southern Financial - 2018 revenues (CI Southern never traded CDs. They did have deposits though. Stewart Oldfield, CFA, CAIA Deutsc

00 SOUTHERN FINANCIAL Total 1,003,491 319,709 1,323,200 Grand Total 1,003,491 319,709 1,323,200 Kind regards. Rob Frohlich cimage001.gif> Robert Frohlich Deutsche Bank AG. Ethnic New York Wealth Mann ement CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066322 CONFIDENTIAL SDNY_GM_00212

Robert Frohlich Deutsche Bank AG. Ethnic New York Wealth Management 345 Park Avenue. 10154.0004 New Yogic. NY. USA Tel. Mobile Email ; CONFIDENTIAL - PURSUANT

Kind regards. Rob Frohlich Robert Frohlich Deutsche Bank AU. Filiale New York Wealth Management .1-15 Park Avenue. 10154-0004 New York. NY. USA CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P.

soon as possible as these should have been moved in an earlier restatement. Thanks, Donna Sent with BlackBerry Work (www hi ackherm coin) From: Robert Frohlich ‹ > Date: Friday, May 24, 2019, 2:52 PM To: Stewart Oldfi Cc: Leslie Roth Donna Kerrigan -ca' Subject: Southern financial iCi Classification: C

cimage00 I .gif> Robert Frohlich Deutsche Bank AO. Finale New York Wealth Management 345 P 10004 New York. NY. USA Tel. Mobi Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P.

From: Donna Kerrigan Sent: 7/16/2019 1:34:09 PM To: Robert Frohlich I CC: Stewart Oldfield ■ Subject: Urgent Request ICI Classification: Confidential Hi Rob - Please can you pull Southern Financial Revenues and

201903 48,774 8,262,610 201904 9,379 2,004,182 201905 799 30 201906 • 4 30 Kind regards. Rob Frohlich Robert Frohlich Deutsche Bank AG. l'iliale Ncw York Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA From: Donna Kerrigan Sent: 16 July 2019 13:3

From: Donna Kerrigan [ Sent: 1/4/2019 11:48:5 AM CC: Robert Frohlich Leslie Roth ; Terri Sohrab To: Stewart 0ldfield Subject: Client Account [CI Classification: Confidential Hi Stewart / Tern, I have agreement

From: Robert Frohlich Sent: 5/23/2019 5:25: To: Stewart Oldfield CC: Leslie Roth Subject: Southern Financial - 2018 revenues l0 Classification: Confidential Hi S

From: Donna Kerrigan Sent: 10/11/2018 10:54:21 AM To: Leslie Roth CC: Robert Frohlich Subject FW: Southern Financial - AUM example ill Stewart Oldfield Classification: For Internal use only Hi Leslie — Please can you take a look o

To: Andrew Gallivan Subject: FW: Southern financial ICI Classification: Confidential Let's discuss this one when you get a chance. Thanks From: Robert Frohlich Sent: Friday, May 24, 2019 2:52 PM To: Stewart Oldfield < Cc: Leslie Roth Donna Kerrigan Subject: Southern financial (CI Classification: Confid

ct: FW: Urgent Request (SC] Classification: Strictly Confidential From: Donna Kerrigan Sent: Tuesday, July 16, 2019 3:25 PM To: Leslie Roth Cc: Robert Frohlich < >; Stewart Oldfield Subject: FW: Urgent Request (CJ Classification: Confidential Leslie — Please can you address this request as a matter of urg

3,375 44,107 29,557,911 53,541 33,911,566 111,403 42,167,771 48,774 8,262,610 9,379 2,004,182 799 30 4 30 Kind regards. Rob Frohlich Robert Frohlich Deutsche Bank AC. Fatale New York Wealth Management 345 Park Avotue, 10154.0004 New York. NY, USA From: Donna Kerrigan Sent: 16 July 2019 13:34

Cc: Robert Frohlich < Subject: FW: Urgent Request [CJ Classification: Confidential >; Stewart Oldfield Leslie — Please can you address this request as a matter of ur