ted. Thanks, Shivani Kacholia PWM AOG DBOI Global Services Private Limited Email : PWM A0G From: Andrea Tapi. To: PWM Cc: Kimberly Hart), Leslie Roth, Leneth Vargas/Mill s, Edjoy Lobo Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] Classification: For internal use only Hello,

---Classification: For internal use only Hello, From: Andrea Tapia/db/dbcom@DBCOEX To: PWM AOG/db/dbcom@DBAMERICAS, Cc: Kimberly Hart/db/dbcom, Leslie Roth/db/dbcom, Leneth Vargas/db/dbcom, Edjoy Lobo/db/dbcom Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] EFTA01350648 Classificat

Subject: Dummy Accounts for From: Andrea Tapia Date: Mon, 09 Feb 2015 09:43:41 -0500 To: Cc: er y Hart Leslie Roth < Leneth Vargas Edjoy Lobo [I] Classification: For internal use only Hello, > Please create the below dummy accounts in ISGShare for revenue t

From: Leslie Roth Sent: 11/2/2017 10:08:21 PM To: Stewart 0ldfield CC: Donna Kerrigan Subject: RE: historical GMIS/banker scorecard data Attachments: Oldfield

From: Peter Maroney Sent: 3/1/2019 3:57:04 PM To: Stewart 0ldfield CC: Leslie Roth ; Maria-Cristina Rado [ Subject: Commentary on February flows Hi Stewart, I work in Wealth Management Business Performance Management and every

From: Robert Frohlich Sent: 5/24/2019 2:52:03 PM To: Stewart Oldfield CC: Leslie Roth Subject: Southern financial [CI Classification: Caddenlial Hi Stewart. ; Donna Kerrigan Below is the complete picture of your financials in USD

From: Stewart Oldfield Sent: 5/23/2019 8:38:50 PM To: Leslie Roth CC: Robert Frohlich Subject: Re: Southern Financial - 2018 revenues (CI Southern never traded CDs. They did have deposits though. Stewart Oldfi

nks, Donna Sent with BlackBerry Work (www hi ackherm coin) From: Robert Frohlich ‹ > Date: Friday, May 24, 2019, 2:52 PM To: Stewart Oldfi Cc: Leslie Roth Donna Kerrigan -ca' Subject: Southern financial iCi Classification: Confidential Hi Stewart. Below is the complete picture of your financials in

From: Donna Kerrigan [ Sent: 1/4/2019 11:48:5 AM CC: Robert Frohlich Leslie Roth ; Terri Sohrab To: Stewart 0ldfield Subject: Client Account [CI Classification: Confidential Hi Stewart / Tern, I have agreement from Patrick

From: Robert Frohlich Sent: 5/23/2019 5:25: To: Stewart Oldfield CC: Leslie Roth Subject: Southern Financial - 2018 revenues l0 Classification: Confidential Hi Stewart, I think what happened is that only pan of the revenues w

From: Donna Kerrigan Sent: 10/11/2018 10:54:21 AM To: Leslie Roth CC: Robert Frohlich Subject FW: Southern Financial - AUM example ill Stewart Oldfield Classification: For Internal use only Hi Leslie — Please

s: Oldfield-Morris Revenues 2014.2016.xlsx Stewart Oldfiel 11/3/2017 10:01.11 Bradley Gillin Fyi. Let's compare to this year at some point From: Leslie Roth Sent: Thursday, November PM To: Stewart Oldfield Cc: Donna Kerrigan Subject: RE: historical GMIS/banker scorecard data Hi Stewart, Here is a f

From: Leslie Roth Sent: 3/1/2019 4:49:35 PM To: Donna Kerr :an .tewart Oldfield Peter Maroney CC: arm- ns na o Subject: RE: Commentary on February flows DI

dential Let's discuss this one when you get a chance. Thanks From: Robert Frohlich Sent: Friday, May 24, 2019 2:52 PM To: Stewart Oldfield < Cc: Leslie Roth Donna Kerrigan Subject: Southern financial (CI Classification: Confidential Hi Stewart Below is the complete picture of your financials in USD f

ancial_GMIS Updated xlsx Classification: Sticly Conildenlal From: Donna Kerrigan Sent: Wednesday, July 17, 2019 2:48 PM To: Stewart Oldfield Cc: Leslie Roth Subject: Southern Financial [CI Classification: Confidential Hi Stewart — Does the attached now align with your expectation? Thanks CONFIDENTIAL

From: Leslie Roth Sent: 5/23/2019 8:38:51 PM To: Stewart Oldfield Subject: Automatic reply: Southern Financial - 2018 revenues [CI I am out of the office until

From: Stewart Oldfield ( Sent: 3/1/2019 4:16:46 PM To: Peter Marone CC: Leslie Roth I I; Maria-Cristina Rado I I; Donna Kerrigan Subject: RE: Commentary on February flows (I] Classification: For Internal use only The bank decid

very close to the numbers I provided you yesterday. Thanks From: Donna Kerrigan Sent: Wednesday, July 17, 2019 2:48 PM To: Stewart Oldfield Cc: Leslie Roth < Subject: Southern Financial (C) Classification: Confidential Hi Stewart — Does the attached now align with your expectation? Thanks CONFIDENTI

g the IWP brokerage assets. Which is why I got that info from Liam and added it to the balances I saw on the report from Donna's team for this year. Leslie Roth is trying to reconcile. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New Yor

From: Stewart Oldfield Sent: 7/17/2019 3:39: PM To: Donna Kerri an CC: Leslie Roth Subject: RE: Southern Financial (CI Classification: COnidettalli Yes, that all looks in line. Thanks From: Donna Kerrigan Sent: Wednesday, July