Welch; Dana Ponzio; Claudineia Federovsky; Ana-M Guzman; Ailsa Briede; Mamie Holland; Mariacriselda Loleng; Lisa Latino; Joyce Tsoi; Felipe Godard; Donna Kerrigan; Charlie Burrows; Ashok Eastman Subject: 16 EST - Weekly Senior Team Catch-up (I) When: Montag, 5. November 2018 16:00-16:45 (UTC-05:00) Eastern T

ineia Federovsky ); Ana-M Guzman M- b AiIse Briede Mamie Holland I; Mariacriselda Loleng ; Lisa Latino Joyce Felipe GodardINIMMIIIIMPIIIIIn); Donna Kerrigan ; Charlie Burrows ]; Ashok Eastmainlifli; George Crosby I Subject: Update on KYC HR 2018 Attachments: DBTCA - Notice to Clients - MRG Approved.

db.com>; Patrik Hoffmann < Subject: RE: Steering Committee Presentation Hi Justin, happy to help: <[email protected]>; Julia-C Vetter <julia- >: Donna Kerrigan <[email protected]> Oliver and Zia have been looking into your #1 and we could share that. Oliver, is that correct? #2, Donna Kerrigan can proba

From: Leslie Roth Sent: 11/2/2017 10:08:21 PM To: Stewart 0ldfield CC: Donna Kerrigan Subject: RE: historical GMIS/banker scorecard data Attachments: Oldfield-Morris Revenues 2014.2016.xlsx Hi Stewart, Here is a file which I retri

From: Donna Kerrigan Sent: 5/27/2019 4:09:02 PM To: Stewart 0ldfield Subject: RE: Southern financial Hi - I'm in lax for a few days with Andrew and the Exco, I'll b

Date: Friday, May 24. 2019, 2:52 PM To: Stewart Oldficld Cc: Leslie Ro Subject: Southern financial ICJ Classification: Confidential Hi Stewart. Donna Kerrigan Below is the complete picture of your financials in USD for 2018 and 2019 YTD including Southern Financial. This goes back to the question as to wh

From: Robert Frohlich Sent: Tuesday, July • To: Donna Kerrigan Cc: Stewart Oldfield Subject: RE: Urgent Request [CI Classification: Confidential Here you go - also attaching the underlying data from GMIS whic

s offered through Deutsche Bank Securities Inc On Jul 16, 2019, at 4:36 PM, Stewart Oldfield > wrote: Classification: Strict), Confidential From: Donna Kerrigan Sent: Tuesday, July 16, 2019 3:25 PM To: Leslie Roth Cc: Robert Frohlich Subject: FW: Urgent Request (CI Classification: Confidential Stewart O

From: Robert Frohlich Sent: 7/16/2019 2:44:42 PM To: Donna Kerrigan CC: Stewart Oldfield Subject: RE: Urgent Request (C) Attachments: 190716 Southern Financial.xlsx Classification: Confidential Here you go - al

ch Sent: 5/24/2019 2:52:03 PM To: Stewart Oldfield CC: Leslie Roth Subject: Southern financial [CI Classification: Caddenlial Hi Stewart. ; Donna Kerrigan Below is the complete picture of your financials in USD for 2018 and 2019 YTD including Southern Financial. This goes back to the question as to wh

Sent with BlackBerry Work (www hi ackherm coin) From: Robert Frohlich ‹ > Date: Friday, May 24, 2019, 2:52 PM To: Stewart Oldfi Cc: Leslie Roth Donna Kerrigan -ca' Subject: Southern financial iCi Classification: Confidential Hi Stewart. Below is the complete picture of your financials in USD for 2018 an

From: Stewart Oldfield [ Sent: 5/27/2019 7:01:12 PM To: Donna Kerrigan Subject: Re: Southern financial [C) Ok. I don't think there's any rush or stress to sort this out. Enjoy the trip, if that's possible. Stewart Ol

ve LOS. Need to see the upside from the swaps pipeline in order to close the 2MM to forecast. Sent with BlackBerry Work (www.blackberrv.com) From: Donna Kerrigan Date: Wednesday. May 15 To: Patrick Campion Subject: RE: May Forecast Update [SC] , Thomas Klemm <M > Hi Patrick - The LoS remains at 101m which

From: Donna Kerrigan Sent: 7/16/2019 1:34:09 PM To: Robert Frohlich I CC: Stewart Oldfield ■ Subject: Urgent Request ICI Classification: Confidential Hi Rob - P

regards. Rob Frohlich Robert Frohlich Deutsche Bank AG. l'iliale Ncw York Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA From: Donna Kerrigan Sent: 16 July 2019 13:34 To: Robert Frohlich Cc: Stewart Oldfield Subject: Urgent Request C Classification: Confidential Hi Rob - Please can yo

From: Donna Kerrigan [ Sent: 1/4/2019 11:48:5 AM CC: Robert Frohlich Leslie Roth ; Terri Sohrab To: Stewart 0ldfield Subject: Client Account [CI Classification

From: Donna Kerrigan Sent: 10/11/2018 10:54:21 AM To: Leslie Roth CC: Robert Frohlich Subject FW: Southern Financial - AUM example ill Stewart Oldfield Classifi

7 10:01.11 Bradley Gillin Fyi. Let's compare to this year at some point From: Leslie Roth Sent: Thursday, November PM To: Stewart Oldfield Cc: Donna Kerrigan Subject: RE: historical GMIS/banker scorecard data Hi Stewart, Here is a file which I retrieved from GMIS for the period 2014-2016. I pulled all c

201901 53,541 33,911,566 201902 111,403 42,167,771 201903 48,774 8,262,610 201904 9,379 2,004,182 201905 799 30 201906 4 30 From: Donna Kerrigan Sent: 16 July 2019 13:34 To: Robert Frohlich Cc: Stewart Oldfield > Subject: Urgent Request [CI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e

will be reported in House for February. Leslie Roth Deutsche Bank AG, Filiale New York Wealth Management P k Av nu 1 - New York, NY, USA From: Donna Kerrigan Sent: Friday, 1 March, 2019 4:27 PM To: Stewart Oldfield Peter Maroney Cc: Leslie Roth Maria-Cristina Rado Subject: RE: Commentary on February