Epstein Secrets

From: Rodrigo Quintero Sent: Friday, September 15, 2017 10:17 AM To: Patrick Harris c ri> Cc: Emily Craig •: .; Daphne Cales >; Adrienne Bull SS Subject: KYC HR Clients Remediation - Status (9/08/17) (Revised) [I] Classification: For Internal use only Pat, Based on our

che Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA n>; Vaishali-P Mehta Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,187 1,147 1,021 404 1,147 391 166 743 756 1,147 271 876 86.02% 35.22

lth Management P rkw i 4 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, May 26, 2017 2:20 PM To: Patrick Harris Cc: Emily Craig Daphne Cales Subject: RE: KYC HR Clients Remediation - Status [I] Classification: For Internal use only ; Sheffali Welch All, Below is the Monday morning del

4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) »

e Parkway. Suite 400. 32256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, July 17 2017 7:27 AM To: Patrick Harri Cc: Emily Craig < e a Daphne Cales 41.1111111111111111111111111k>; Janice Franklin Armen Brash ; Sheffali Welch < Subject: KYC HR Clients Remediation - Status (7/14/17) (I) Classif

stion. Summar KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Details High Risk Remediation Data Initial In Scope Clients ; Vaishali-P Submitted to Front Office FO Approved MD Approved Fully Approved (

Management 2256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, June 09, 2017 1:49 PM To: Sheffali Weld • Patrick Harri Cc: Emily Craig Daphne Cales Janice Franklin >; Armen Brash Subject: RE: KYC HR Clients Remediation - a us Classification: For internal use only 1. Overdue 296 (details be

7 15 23 85 1. In Progress 8 78 23 109 3. Ready for Office Dir Approval/SMTH 1 2 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 4 4 8 LatAm 39 16 22 77 Not Yet Started 2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready

Gate Parkway. Suite 400. 32256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, May 15, 2017 10:31 AM To: Patrick Harris Cc: Emily Craig • Daphne Cales Subject: RE: KYC HR Clients Remediation - Status DJ Classification: For Internal use only All, Below is the Monday morning deliverable (as of 5/1

/A 6. Approved N/A 1. In Progress Grand Total 59 19 1 987 1 211 " Does not includes KYC cases closed or deemed inactive after submitted to Front Office. Week over week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrig