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shington, D.C. and the Denver, CO office of the Commission. page 7 of 7 CONFIDENTIAL SDNY_GM_000 11985 EFTA_00122636 EFTA01268115 PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 11986 EFT

ount (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA. both affiliates of TD Arnenuade. The IDA balances are not covered by the Securities Investor Protection Corpo

on waiver eligibility, please refer to the fund prospectus. page 9 of 9 CONFIDENTIAL SDNY_GM_00012017 EFTA_00122668 EFTA01268147 PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 12018 EFT

nt (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks ('Program Banks). Two of the Program Banks are TD Sank. N.A. and TO Bait USA. NA. both affiliates of TD Amentrade. The IDA balances are not covered by the Securities Investor Protection Corpo

1D Ameritrade PO BOX 2577 OMAHA NE 681 03 2 5 7 7 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012109

nt (IDA) balances reflected in your brokerage account are FDIC-insured Lip to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Amentrade. The IDA balances are not covered by the Secumies Investor Protection Corpora