1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 03/01/18 - 03/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance 500,247.00 Stocks 4,816,660.00 Short Stocks (500,247.00) Fixed Income Options 13,000.00 Short Options Mutual Funds Other Total $5.570,413.13 Current Value ($2,672.99) 743,426.12 Margin Equity 91.0% Prior Value Period Change 0,0 Change Estimated Income Estimated Yield $3,366.00 ($6,038.99) $ - 755,640.60 (12,214.48) (1.6)% 0.20% 485,694.00 14,553.00 3.0% 5,224,800.00 (408,140.00) (7.8)% 96,206.00 2.0% (485,694.00) (14,553.00) (3.0)% 91,640.00 (78,640.00) (85.8)% (3,200.00) 3,200.00 100.0% S6.072.246.60 (S501.833.47) (8.3)% 696.206.00 1.7% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex .ense Summa Current rro Income Reportable Non Reportable rro $489,060.00 $ - (2,891,420.60) Dividends $ - $ - $17,883.80 1,754,201.22 Interest 0.01 0.01 Other Expense 0.01 17,883.81 Interest Fees 8,514.00 1,616,909.58 Other (3,827.81) (3,827.81) $497,574.01 $497,574.01 Net $0.01 ($3,827.81) $14,056.00 pegs t of 9 CONFIDENTIAL Portfolio Allocation Options 0.2% IDA Short Stocks 8.2% 12.2% Performance Summary Cost Basis As Of - 03/31/18" $3,695,667.78 Unrealized Gains 1,808,929.67 Unrealized Losses (1,175,184.45) Funds Deposited/(Disbursed)`'1D Income/(Expense)r ° 17,883.81 Securities Received/(Delivered)"° 0.00 **To view realized gains and losses for your account, login at wwwidameritrade.com and visit My Account > Gain/Loss. SDNY_GM_00012009 EFTA_00122660 EFTA01268139

Statement for Account # 867-730320 03/01/18 - 03/31 18 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.01 0.00 127.33 $ 8,883.80 0.01 9,000.00 591.89 'This section displays current and year to date taxation values for thIS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be Included. These conections can include changes made to previous payments and removal of payments reportable in a previzus tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 9.37 $402,910.00 01/12/18 $ 500,956.00 $ 11.65 $ (98,046.00) $ 36,206.00 9.0% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 78.75 1,968,750.00 01/13/14 582,049.13 23.28 1,386,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 13.48 1,685,000.00 10/20/17 2,593,861.27 20.75 (908,861.27) 60,000.00 3.6% COM SANGAMO SGMO 40.000 19.00 760,000.00 05/28/13 337,771.20 8.44 422,228.80 THERAPEUTICS INC COM Total Stocks $4,816,660.00 $4,014,637.60 S602.022.40 $96,206.00 2.0% Short Stocks - Short SELECT SECTOR SP DR XLU 9.900- $ 50.53 $ (500.247.00) 01/12/18 $ (499,545.82) $ 50.46 $ (701.18) $ - TRUST SBI INT-UTILS ETF Total Short Stocks S(500,247.00) $(499,545.82) $(701.18) $0.00 0.0% page 2 of 9 CONFIDENTIAL SDNY_GM_00012010 EFTA_00 1 2266 I EFTA01268140

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin SPDR S&P 500 SPY Jun 15 18 300.0 C 1,000 $ 0.13 $13,000.00 01/30/18 $ 180,576.00 $ 1.81 $ (167,576.00) $ - Total Options $13,000.00 $180,576.00 $(167,576.00) $0.00 0.0% Total Margin Account $4,829,660.00 $4,195,213.60 $634,446.40 $96,206.00 2.0% Total Short Account $(500,247.00) $(499,545.82) $(701.18) $0.00 0.0% Total Positions $4,329,413.00 $3,695,667.78 $633 745 22 $96,206.00 2.2% Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol/ Description CUSIP Quantity Price Amount Balance Opening Balance $489,060.00 03/01/18 03/01/18 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (3,366.00) 485,694.00 DEPOSIT ACCOUNT 03101/18 03/01/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (99.00) 485,595.00 03102/18 03/02/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 99.00 485,694.00 DEPOSIT ACCOUNT 03102/18 03/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.287.00 486,981.00 03105/8 03/05/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.287.00) 485,694.00 DEPOSIT ACCOUNT 03105/8 03/05/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (9.900.00) 475,794.00 03106/8 03/06/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 9.900.00 485,694.00 DEPOSIT ACCOUNT 03/06/8 03/06/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.633.00 492.327.00 03107/18 03/07/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.633.00) 485,694.00 DEPOSIT ACCOUNT 03f07/18 03/07/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.663.00 489,357.00 03/08/8 03/08/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.663.00) 485,694.00 DEPOSIT ACCOUNT 03/08/18 03/08/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.564.00) 482,130.00 page 3 o19 CONFIDENTIAL SDNY_GM_00012011 EFTA_00 122662 EFTA01268141

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol! Description CUSIP Quantity Price Amount Balance 03/09/18 03/09/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.564.00 485.694.00 DEPOSIT ACCOUNT 03109/ 8 03/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.386.00) 484,308.00 03/12/18 03/12/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1386.00 485.694.00 DEPOSIT ACCOUNT 03/12/18 03/12/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.079.00) 483.615.00 03/13/18 03/13/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.079.00 485,694.00 DEPOSIT ACCOUNT 03/13/18 03/13/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.089.00) 484,605.00 03/14/ 8 03/14/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.089.00 485.694.00 DEPOSIT ACCOUNT 03/14/ 8 03/14/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 480.645.00 03/15/18 03/15/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.049.00 485,694.00 DEPOSIT ACCOUNT 03/15/18 03/15/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 297.00 485,991.00 03/16/18 03/16/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (297.00) 485.694.00 DEPOSIT ACCOUNT 03/16/18 03/16/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (495.00) 485.199.00 03/19/ 8 03/19/18 Margin Received - Other BARCLAYS BANK 1,000 0.00 485.199.00 VXX Mar 16 18 32.0 P EXPIRATION 03/19/ 8 03/19/18 Margin Delivered - Other BARCLAYS BANK 1,000- 0.00 485.199.00 VXX Mar 16 18 37.0 P EXPIRATION 03/19/ 8 03/19/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 495.00 485.694.00 DEPOSIT ACCOUNT 03/19/ 8 03/19/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.069.00 488.763.00 03/20/ 8 03/20/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.069.00) 485.694.00 DEPOSIT ACCOUNT 03/20/ 8 03/20/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.550.81) 484,143.19 03/21/18 03/21/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 1350.81 485,694.00 DEPOSIT ACCOUNT 03/21/18 03/21/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 1.683.00 487.377.00 03/22/18 03/22/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.683.00) 485.694.00 DEPOSIT ACCOUNT page 4 o19 CONFIDENTIAL SDNY_GM_00012012 EFTA 00122663 EFTA01268142

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 03/22/18 03/22/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.178.00) 481516.00 03/23/18 03/23/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.178.00 485.694.00 DEPOSIT ACCOUNT 03/23/18 03/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.930.00 492.624.00 03/26/18 03/26/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.930.00) 485.694.00 DEPOSIT ACCOUNT 03/26/18 03/26/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 480,645.00 03/27/18 03/27/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5,049.00 485,694.00 DEPOSIT ACCOUNT 03/27/18 03/27/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (7.029.00) 478,665.00 03/28/18 03/28/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 7.029.00 485,694.00 DEPOSIT ACCOUNT 03/28/18 03/28/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 198.00 485.89230 03/29/18 03/29/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (198.00) 485.694.00 DEPOSIT ACCOUNT 03/29/18 03/29/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.673.00) 483.02130 03/29/18 03/29/18 Margin Div/Int - Income INTEREST CREDIT 0.00 0.01 483,021.01 Payable: 03/29/2018 03/01/18 03/01/18 Short Journal -Other MARK TO MARKET ADJ 0.00 99.00 483.120.01 03/02/18 03/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.287.00) 481.833.01 03/05/18 03/05/18 Short Journal - Other MARK TO MARKET ADJ 0.00 9.900.00 491.733.01 03/06/18 03/06/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6.633.00) 485,100.01 03/07/18 03/07/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.663.00) 481,437.01 03/08/18 03/08/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3.564.00 485,001.01 03/09/ 8 03/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1386.00 486,387.01 03/12/18 03/12/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.079.00 488,466.01 03/13/18 03/13/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1.089.00 489,555.01 03/14/18 03/14/18 Short Journal - Other MARK TO MARKET ADJ 0.00 5.049.00 494,604.01 03/15/18 03/15/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (297.00) 494,307.01 03/16/18 03/16/18 Short Journal - Other MARK TO MARKET ADJ 0.00 495.00 494.802.01 03/19/18 03/19/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.069.00) 491.733.01 page 5 o19 CONFIDENTIAL SDNY_GM_00012013 EFTA_00I 22664 EFTA01268143

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance 03/20/18 03/20/18 Short Div/Int - Other SELECT SECTOR SPDR TRUST XLU 0.00 (3,827.81) 487,905.20 SBI INT-UTILS ETF Charging Short Pos Rec 03/19/2018 Payable: 03/21/2018 Orcinary Dividends -3827.81 03/20/18 03/20/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1,550.81 489,456.01 03/21/18 03/21/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1,683.00) 487,773.01 03/22/18 03/22/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2,178.00 489,951.01 03/23/18 03/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6,930.00) 483,021.01 03/26/18 03/26/18 Short Journal - Other MARK TO MARKET ADJ 0.00 5,049.00 488,070.01 03/27/18 03/27/18 Short Journal - Other MARK TO MARKET ADJ 0.00 7,029.00 495,099.01 03/28/18 03/28/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (198.00) 494,901.01 03/29/18 03/29/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2,673.00 497,574.01 Closing Balance $497,574.01 'For Cash AcSvIly totals. refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest Credit/Expense Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 03/23/18 $ $ 6,930.00 3 0.01 $ - $ 0.01 Total Interest Income/(Expense) $ 0.00 $0.01 Insured De. osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 03/01/18 $ 758,907.60 4 0.1998 $ 16.62 $ 16.62 $ - 03/05/18 750,294.60 2 0.1998 8.22 24.84 03/07/18 756,927.60 1 0.1998 4.14 28.98 03/08/18 757,026.60 1 0.1998 4.14 33.12 03/09/18 755,640.60 3 0.1998 12.42 45.54 03/12/18 753,561.60 1 0.1998 4.12 49.66 03/13/18 752,472.60 1 0.1998 4.12 53.78 03/14/18 747,423.60 2 0.1998 8.19 61.97 03/16/18 747225.60 4 0.1998 16.36 78.33 03/20/18 748,743.79 2 0.1998 8.20 86.53 03/22/18 748,248.79 4 0.1998 16.39 102.92 03/26/18 750,129.79 1 0.1998 4.10 107.02 page Sol CONFIDENTIAL SDNY_GM_00012014 EFTA_00122665 EFTA01268144

Statement for Account # 867-730320 03/01/18 - 03/31/18 Insured De • osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 03/27/18 03/29/18 743,100.79 740 627.12 2 0.1998 8.14 3 0.1998 12.16 115.16 12.16 115.16 12.16 Total Interest Income $127.32 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $755,640.60 03/01/18 03/01/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 3,366.00 759,006.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/02/18 03/02/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (99.00) 758.907.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/05/18 03/05/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.287.00 760.194.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/06/18 03/06/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (9,900.00) 750.294.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/07/18 03/07/18 Received FDIC INSURED DEPOSIT ACCOUNT 6.633.00 756.927.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/08/18 03/08/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.663.00 760.590.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/09/18 03/09/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3.564.00) 757.026.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/12/18 03/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.386.00) 755.640.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 019 CONFIDENTIAL SDNY_GM00012015 EFTA_00122666 EFTA01268145

Statement for Account # 867-730320 03/01/18 - 03/31/18 Insured De . osit Account Activi Date Clewed Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 03/13/18 03/13/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,079.00) 753,561.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/14/18 03/14/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.089.00) 752.472.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/15/18 03/15/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.049.00) 747.423.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/16/18 03/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 297.00 747.720.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/19/18 03/19/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (495.00) 747.225.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/20/18 03/20/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,069.00 750.294.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/21/18 03/21/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,550.81) 748.743.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/22/18 03/22/18 Received FDIC INSURED DEPOSIT ACCOUNT 1,683.00 750.426.79 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/23/18 03/23/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,178.00) 748.248.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/26/18 03/26/18 Received FDIC INSURED DEPOSIT ACCOUNT 6,930.00 755.178.79 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT pageerg 9 CONFIDENTIAL SDNY_GM_00012016 EFTA 00122667 EFTA01268146

Statement for Account # 867-730320 03/01/18 - 03/31/18 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 03/27/18 03/27/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5,049.00) 750,129.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/28/18 03/28/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (7,029.00) 743,100.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/29/18 03/29/18 Received FDIC INSURED DEPOSIT ACCOUNT 198.00 743,298.79 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/29/18 03/29/18 Received Interest: Insured 1.33 743,300.12 Deposit Account Bank USA 03/29/18 03/29/18 Received Interest: Insured 41.98 743,342.10 Deposit Account Bank 03/29/18 03/29/18 Received Interest: Insured 42.01 743,384.11 Deposit Account Bank USA 03/29/18 03/29/18 Received Interest: Insured 42.01 743,426.12 Deposit Account Bank NA Closing Balance 3743,426.12 TD Bank NA $247,542.01 TD Bank USA NA $248,342.13 US Bank $247,541.98 FDIC Insured Depose Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks ('Program Banks). Two of the Program Banks are TD Sank. N.A. and TO Bait USA. NA. both affiliates of TD Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information FINRA INFORMATION Required Annual FINRA Information: Investors may request disciosable background information on any U.S. licensed broker or broker•dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for breakpoints on, and waivers of, the sales charge. To learn more about breakpoint discounts, go to http://www.finra.orgiindustry/issues/breakpoints. For more information on waiver eligibility, please refer to the fund prospectus. page 9 of 9 CONFIDENTIAL SDNY_GM_00012017 EFTA_00122668 EFTA01268147

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 12018 EFTA_00 122669 EFTA01268148

Terms and Conditions STATEMENT GUIDE 11. Arritlado panes moray Padre Faces lot accoums with ann./ and quanorly sons cis mactic accounts with assets.. Penton* Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divenatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This section detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Renew the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta mad is based On the anent value as el Docomtler 31 cite premous year ad all to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto-nom strategy. Account Positions: New you' mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Phi shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase MN is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Contlrm yew tailed trades WM a seamen dale eller month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS Mai Cleared &ring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal InOome and Edmiston Annual 'nein values a 0 based upon the number el shwas mined or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Please consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be ranted Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo-ado Mamma darts. your °duals( hart is separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and minims ol Me other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al 6@469-3900. Please 'maw too statement caready. II you camerae with any transactors or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled m your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 wow 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOltinstred. and involve investment Sm. includng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which prctems sonnies automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prorides each ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden for ash trough SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage et pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad as in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valbe a yOur rivestant NS 00 per share. it is pale* 10 lose mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-deptisil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel mai ad can to licalated on your order. and Its proceeds returned to mid manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ista di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlercel as coxixted by COI itiCrePORSIED ID inande is net spat* la toe rata suitay d Sys ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI tiCCRPOMTEDe 6Si* orpany and erot diked a 11)Xmascle Margin and Options Account Agreements: Prarrpift arta 10 Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0. Sens warn agree. enis A summary Of cOmmissions and churl Math W d111N execution el wens transamcen is °ratable. Cunard Mat Films: The makot scones tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based On the dosig free the mon bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad aro cb no guarantee one a:cum./dam sass frees. Malmo bard pardons are wad ming me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asbnrart loss cf thatltl may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa Fon Scanner. trade dforenvy thaN Nay scturiun and deco wane en a ad exchange. Rata may son me OTC Pm thecoma market and carpet Iguana nd that b yw bell our Peek^ Pia to nn say. The silo often:a pia to arty may non n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge Inds. NS& ere [gab lad knealmdria and do not age ma nsixid osunes mean?* a the Krona Stock Mania Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern canon methods. hasdro, bun net fad IN independent apace's one magas rd =oh. ceder OW party tender offers tot h.yeo ban aided by to magmart androw. ander spread each ran a by a Mot nag yoga Soul ascendent sand, by 11) Mamie. Was may MI Mane anal oxbow pike, amol rvnYV vatic a be seabed men leaden e an osynattd value cad be eatinhed trough tete methods. Me slam meg be faded as NOneited (Nn For anand ducal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or eta naval sauces The Nara ol me am i5 not WYNN:01H a ma ma end meals Tr) knetbadeN1 price to ARS manna No centhorman both to query and undthog cat quaky. The SAS racket is comfy tebeeentimni la:k Of tCp.klty end. an result Mee Cm be no mance Mal encheecurties tar to sod unix once market co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such thintssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information nosaing FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar.,Awestawontrano.conshnancidsidementlurn. Option Assignment MI short cower °soon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all drams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our Oman which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acceunl. the report et a conga*, of YOur Margin trawl and a add mettorandum eccosnt Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to let id the risks assoc Med *MI margin tracing is (heatable in the margn Mk disclosure decsment You may obtain a copy a Iris document by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens-ado recants compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. an andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange Cabana Cl tranattetiOns n lair securities troth Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle roan raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mat to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremilled On the InansittiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO foreign (dater ADM the Irade le *le U,S.) may include taxes and fees charpcd by tie reran marmot or governments. all may be beetledin the 0400 01 to security or charged lis an aerienettnt tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in arm to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton cOnlatned in your ectotrn slatemeM shall be hosing upon you rf you de eel Nal lathe laxly 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem aspeared. (I) Tell us yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bane it is an error or why you need mac ranee's. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. sewn cal yew saint for the amount you think is in error. sO Onit you MI have to use of the money dunng the so t taws us tocostae our investigates,. AUTDI5007tia S0NY_GM_00012019 EFTA 00122670 EFTA01268149

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/18 - 04/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Announcement: TD Ameritrade was named No. 1 for Long-Term Investing and No.1 for Novices in Barron's 2018 Online Broker Survey. To learn more. go to klameritrade.com/accolades. Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Margin Equity Cash Activity Summary Current Value $1,485.00 744,251.85 510,444.00 4,733,800.00 (510,444.00) 2,500.00 $5.482.036.85 90.0% Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Prior Value ($2,672.99) 743,426.12 500,247.00 4,816,660.00 (500,247.00) 13,000.00 S5.570.413.13 Period Change $4,157.99 825.73 10,197.00 (82,860.00) (10,197.00) 0,0 Change 0.1% 2.0% (1.7)% (2.0)% (10,500.00) (80.8)% ($98.376.29) (1.6)% Estimated Income $ Estimated Yield 0.30% 96.206.00 2.0% $96.206.00 1.8% Portfolio Allocation Short Stocks 8.5% Stocks 79.1% IDA 12.4% Income & Ex . ense Summa Performance Summary Current YTD Reportable Non Reportable YTD $497,574.01 $ - Income Cost Basis As Of - 04/30/18" $3,695,667.78 (2,891,420.60) Dividends $15,000.00 $ - $32,883.80 Unrealized Gains 1,620,929.67 1,754,201.22 Interest 0.01 Unrealized Losses (1,090,741.45) Other Funds Deposited/(Disbursed)' Expense Income/(Expense)r° 32,883.81 15,000.00 32,883.81 Interest Securities Received/(Delivered)Y° 0.00 Fees •To view realized gains and losses for your account, login at (645.01) 1,616,264.57 Other (3,827.81) www.tdameritrade.com and visit My Account > Clain/Loss. $511,929.00 $511,929.00 Net $15.000.00 $0.00 $29,056.00 pivot of s CONFIDENTIAL SDNY_GM_00012020 EFTA 00122671 EFTA01268150

Statement for Account # 867-730320 04 01 18 - 04 30 18 Income Summary Detail' Description Current Ordinary Dividends $ 0.00 Interest Income Credit Balance 0.00 Qualified Dividends 15,000.00 IDA Interest 180.72 Year to Date $ 8,883.80 0.01 24,000.00 772.61 'This section displays current and year to date taxation values for thIS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be Included. These convictions can include changes made to previous payments and removal of payments reportable In a prew:us tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.10 $ 434,300.00 01/12/18 $ 500,956.00 $ 11.65 $ (66,656.00) $ 36,206.00 8.3% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 76.35 1,908,750.00 01/13/14 582,049.13 23.28 1,326,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 14.07 1,758,750.00 10/20/17 2,593,861.27 20.75 (835,111.27) 60,000.00 3.4% COM SANGAMO SGMO 40.000 15.80 632,000.00 05/28/13 337,771.20 8.44 294,228.80 THERAPEUTICS INC COM Total Stocks $4,733,800.00 $4,014,637.60 $719,162.40 $96,206.00 2.0% Short Stocks - Short SELECT SECTOR SPDR XLU 9.900- $ 51.56 $(510,444.00) 01/12/18 $ (499,545.82) $ 50.46 $ (10,898.18) $ - TRUST SDI INT-UTILS ETF Total Short Stocks S(510,444.00) $(499,545.82) $(10,898.18) $0.00 0.0% page 2 of 9 CONFIDENTIAL SDNY_GM_00012021 EFTA_00122672 EFTA01268151

Statement for Account # 867-730320 04 01 18 - 04 30 18 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin SPDR S&P 500 SPY Jun 15 18 300.0 C 1,000 $ 0.025 $ 2,500.00 01/30/18 $ 180,576.00 $ 1.81 $ (178,076.00) $ - Total Options $2,500.00 $180,576.00 $(178,076.00) $0.00 0.0% Total Margin Account $4,736,300.00 $4,195,213.60 $541,066.40 $96,206.00 2.0% Total Short Account $(510,444.00) $(499,545.82) $(10,898.16) $0.00 0.0% Total Positions $4,225,856.00 $3,695,667.78 $530 188 22 $96,206.00 2.3% Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol) Description CUSIP Quantity Price Amount Balance Opening Balance $497,574.01 04/02/18 04/02/18 Margin Journal - Other REDEMPTION FDIC INSURED $ 0.00 $ 2.672.99 500.247.00 DEPOSIT ACCOUNT 04/02/18 04/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.861.00 504,108.00 04/03/18 04/03/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.861.00) 500,247.00 DEPOSIT ACCOUNT 04/03/18 04/03/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.683.00) 498,564.00 NUN/ 8 04/04/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.683.00 500,247.00 DEPOSIT ACCOUNT MN/ 8 04/04/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.089.00) 499,158.00 04/05/18 04/05/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.089.00 500,247.00 DEPOSIT ACCOUNT 04/05/18 04/05/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.960.00) 496,287.00 04/06/18 04/06/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.960.00 500,247.00 DEPOSIT ACCOUNT 04/06/18 04/06/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.960.00 504,207.00 04/09/18 04/09/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.960.00) 500,247.00 DEPOSIT ACCOUNT 04/09/18 04/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (990.00) 499,257.00 page 3 o19 CONFIDENTIAL SDNY_GM_00012022 EFTA_00 122673 EFTA01268152

Statement for Account # 867-730320 04/01/18 - 04/30/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 04/10/18 04/10/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 990.00 500.247.00 DEPOSIT ACCOUNT 04/ VI 8 04/10/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.861.00 504,108.00 04/11/18 04/11/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.861.00) 500,247.00 DEPOSIT ACCOUNT 04/11/18 04/11/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 693.00 500,940.00 04/12/18 04/12/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (693.00) 500,247.00 DEPOSIT ACCOUNT 04/12/18 04/12/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.534.00 506,781.00 04/13/18 04/13/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.534.00) 500,247.00 DEPOSIT ACCOUNT 04/13/18 04/13/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.861.00) 496,386.00 04/16/18 04/16/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.861.00 500,247.00 DEPOSIT ACCOUNT 04/16/18 04/16/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (6.732.00) 493,515.00 04/17/18 04/17/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 6.732.00 500,247.00 DEPOSIT ACCOUNT 04/17/18 04/17/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 495,198.00 04/18/18 04/18/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.049.00 500,247.00 DEPOSIT ACCOUNT 04/18/18 04/18/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.881.00 502.128.00 04/19/18 04/19/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.881.00) 500,247.00 DEPOSIT ACCOUNT 04/19/18 04/19/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 297.00 500,544.00 04/20/ 8 04/20/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (297.00) 500,247.00 DEPOSIT ACCOUNT NM/ 8 04/20/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 4.554.00 504,801.00 04/23/18 04/23/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (4.554.00) 500,247.00 DEPOSIT ACCOUNT 04/23/18 04/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (297.00) 499,950.00 04/24/ 8 04/24/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 297.00 500,247.00 DEPOSIT ACCOUNT 04/24/ 8 04/24/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.366.00) 496.881.00 page 4 o19 CONFIDENTIAL SDNY_GM_00012023 EFTA_00 122674 EFTA01268153

Statement for Account # 867-730320 04/01/18 - 04/30/18 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 04/25/18 04/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 15.000.00 511,881.00 COM Payable: 04/2512018 QUALIFIED DIVIDENDS 15000.00 04/25/18 04/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (11.634.00) 500,247.00 DEPOSIT ACCOUNT 04/25/18 04/25/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (99.00) 500,148.00 04/26/18 04/26/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 99.00 500,247.00 DEPOSIT ACCOUNT 04/26/18 04/26/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 495.198.00 04/27/18 04/27/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.049.00 500.247.00 DEPOSIT ACCOUNT 04/27/18 04/27/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.148.00) 495.099.00 04/30/18 04/30/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.148.00 500,247.00 DEPOSIT ACCOUNT 04/30/18 04/30/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.485.00 501,732.00 04/02/18 04/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.861.00) 497,871.00 04/03/18 04/03/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1.683.00 499,554.00 04/04/18 04/04/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1.089.00 500,643.00 04/05/18 04/05/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3.960.00 504,603.00 04/06/18 04/06/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.960.00) 500.643.00 04/09/18 04/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 990.00 501.633.00 04/ VI 8 04/10/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.861.00) 497,772.00 04/11/18 04/11/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (693.00) 497,079.00 04/12/18 04/12/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6.534.00) 490.545.00 04/13/18 04/13/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3261.00 494,406.00 04/16/18 04/16/18 Short Journal - Other MARK TO MARKET ADJ 0.00 6.732.00 501,138.00 04/17/18 04/17/18 Short Journal - Other MARK TO MARKET ADJ 0.00 5.049.00 506,187.00 04/18/18 04/18/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.881.00) 504,306.00 04/ 9/1 8 04/19/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (297.00) 504,009.00 04/20/18 04/20/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (4.554.00) 499,455.00 04/23/18 04/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 297.00 499,752.00 04/24/18 04/24/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3266.00 503,118.00 page 5 o19 CONFIDENTIAL SDNY_GM_00012024 EFTA 00122675 EFTA01268154

Statement for Account # 867-730320 04/01/18 - 04/30/18 Account Activity Trade Settle Acct Date Date Type Transaction/ Cash Activity• Symbol/ Description CUSIP MARK TO MARKET ADJ MARK TO MARKET ADJ MARK TO MARKET ADJ MARK TO MARKET ADJ Quantity Price Amount Balance 04/25/18 04/25/18 Short 04/26/18 04/26/18 Short 04/27/18 04/27/18 Short 04/30/18 04/30/18 Short Journal - Other Journal - Other Journal - Other Journal - Other 0.00 99.00 0.00 5,049.00 0.00 5,148.00 0.00 (1,485.00) 503.217.00 508,266.00 513,414.00 511,929.00 Closing Balance $511,929.00 'For Cash Actvrly totals, refer to the Cash ActMty Summary on page one of your statement. Insured Deposit Account Interest Credited Begin Number Interest Interest MID MTD Date Balance of Days Rate Accrued Accrued PAID 04/01/18 $ 740,753.12 0.1998 $ 4.06 $ 4.06 $ - 04/02/18 740,753.13 0.2996 6.08 10.14 04/03/18 742,931.13 0.2996 6.09 16.23 04/04/18 741,842.13 0.2996 6.09 22.32 04/05/18 737,882.13 4 0.2996 24.23 46.55 04/09/18 740,852.13 2 0.2996 12.16 58.71 04/11/18 744,713.13 1 0.2996 6.11 64.82 04/12/18 745,406.13 1 0.2996 6.12 70.94 04/13/18 748,079.13 3 0.2996 18.42 89.36 04/16/18 741,347.13 1 0.2996 6.09 95.45 04/17/18 736,298.13 2 0.2996 12.08 107.53 04/19/18 738,179.13 1 0.2996 6.06 113.59 04/20/18 738,476.13 3 0.2996 18.19 131.78 04/23/18 742,733.13 1 0.2996 6.09 137.87 04/24/18 739,367.13 1 0.2996 6.07 143.94 04/25/18 754,268.13 1 0.2996 6.19 150.13 04/26/18 749,219.13 1 0.2996 6.15 156.28 04/27/18 744,071.13 4 0.2996 24.43 180.71 180.71 Total Interest Income $180.71 page 6 of 9 CONFIDENTIAL SDNY_GM_00012025 EFTA_00122676 EFTA01268155

Statement for Account # 867-730320 04 01 18 - 04 30 18 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $743,426.12 04/02/18 04/02/18 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (800.12) 742,626.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/02/18 04/02/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,872.87) 740,753.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/03/18 04/03/18 Received FDIC INSURED DEPOSIT ACCOUNT 1,746.87 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04103/18 04/03/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,114.13 744,614.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04104118 04/04/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,683.00) 742,931.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/05118 04/05/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (431.13) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04105/18 04/05/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (657.87) 741.842.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 0410618 04/06/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,960.00) 737.882.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/09/18 04/09/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,960.00 741,842.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/10/18 04/10/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (990.00) 740,852.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 019 CONFIDENTIAL SDNY_GM_000 12026 EFTA_00122677 EFTA01268156

Statement for Account # 867-730320 04 01 18 - 04 30 18 Insured De. osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 04/11/18 04/11/18 Received FDIC INSURED DEPOSIT ACCOUNT 1,647.87 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/11/18 04/11/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,213.13 744,713.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/12/18 04/12/18 Received FDIC INSURED DEPOSIT ACCOUNT 693.00 745,406.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/13/18 04/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 6,534.00 751,940.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/16/18 04/16/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,861.00) 748,079.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/18 04/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5,579.13) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/18 04/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,152.87) 741,347.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/18/18 04/18/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.049 00) 736,298.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/19/18 04/19/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.881 00 738,179.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/20/18 04/20/18 Received FDIC INSURED DEPOSIT ACCOUNT 297.00 738,476.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 8019 CONFIDENTIAL SDNY_GM_00012027 EFTA_00122678 EFTA01268157

Statement for Account # 867-730320 04 01 18 - 04 30 18 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 04123/18 04/23/18 Received FDIC INSURED DEPOSIT ACCOUNT 4,023.87 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04123/18 04/23/18 Received FDIC INSURED DEPOSIT ACCOUNT 530.13 743,030.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/24/18 04/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (297.00) 742,733.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/25/18 04/25/18 Received FDIC INSURED DEPOSIT ACCOUNT 11,634.00 754,367.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/26/18 04/26/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (99.00) 754.268.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/27/18 04/27/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.049.00) 749.219.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/30/18 04/30/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.148.00) 744.071.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/30/18 04/30/18 Received Interest: Insured 0.39 744,071.52 Deposit Account Bank USA 04/30/18 04/30/18 Received Interest: Insured 59.79 744,131.31 Deposit Account Bank 04/30/18 04/30/18 Received Interest: Insured 60.27 744,191.58 Deposit Account Bank USA 04/30/18 04/30/18 Received Interest: Insured 60.27 744,251.85 Deposit Account Bank NA Closing Balance $744,251.85 TD Bank NA $247,560.27 TD Bank USA NA $249,131.79 US Bank $247,559.79 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage accent are FDIC-insured up to applicable limits and held by one or more banks (Program Banke). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 9 o19 CONFIDENTIAL SDNT_GM_00012028 EFTA 00122679 EFTA01268158

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012029 EFTA 00I22680 EFTA01268159

Terms and Conditions STATEMENT GUIDE TL nr.t.irado aardes mordly Poiddio Rooms lor accoums arm acverty and quanody regens ce ladro accounts volt aasels,' Portfolio Sumrnary: Tradd list «ment robe d oer p00010 es Of lid 'Oprol dele end ~som n to die prior monta lbo NON elkabOn Meel«, mto( 00010 diveronCalion by Myanmar* type »rook alttalons ende< 5% mi be grouod mto thocalegory ei -Cehor" in the pre chan. Margo Eddy - Total Aroom %MOOI.] Long hterginable Vebe • Total Short Wikte) Activity Summary: To opening and doling cash balancee aro reconcled hoe lor you quid 'chrono Ai account acento es sunnyanzed lor me oren nood and run to dato. Income a Waalse Summary (nandRAs only): Nos sectio dotale the incorno and *mono Watt hom Oe Attiroy Surnmary end doseren Me tas irealment Rebrement Account Surernary (IRA' ener>: Roos lto ES rootxod kano:ons lor neo oma% ad pa years IRS Forni 5498 Fair maner value is based on go °urgent verue es of De:omber 31 cd imo pranous yoar and me to turnshod lo go Irderna Rovenuo Scinco. Pedonnance Sammy:Monitor your annusi ponk» pedomance end Ihe wrealized gaine end loswo: br your futuro ruestrnord strategy. Account Postbon: Mee yow rnestmoms a mo current malta vat» and comparo ten omina tost to toe oreekzed peins and rose, n your potolie Odginel col is estigned vang Me emir. lintoot (FIFOI ntelbot sneb aseurnee me grol dove, you set ere those yeti overdeed ira lbo eromared arrostmont enoamo2 and aren)° cast per share are dapayed lor your /elegance (Me rodest moerde° dab e nono br an crocerion 01 mto tetto Ped0O. beaamt Ach": AI Wenen eclMly ia deert, delhed. Wied in date OM*, end reltected n ibe Cbang Cash bataat Trade Ironting Settlentent Congrm ye,' erecm tredee stili e sen/e/ment dele aller mondt ad. Tetse transactions en to rellected n mc Account Acvmy sabon non nomo, Onno. Cash Services 1month/n Detail: Cash mommen. vanSOOSCO rel deared arino tas statanom recomng prood. ndudng chete. dold card and MIA actoy. are Meed in dato Orde,. Onno Cash Services Sunwiwy: Crede ard dabt transaction knars lor Mc cunom statement retronag prood be summerized. Indintbal Venend*. ere no Miseed. rom to ronding adustments. tho stammom doofs may not con] me stalomen totals. Anno/ loom. end Erorroted Annusi VON wiktes ere bood uiten Ihe number slwes cnined or °mom olm balanoo aa ot trio slagman dato ad Mc most record duidend rede a Cash held penden/ GENERAL INFORMATION 1D Omen:rade doos na peovde legai or las achtte. Ploos* consult your lege waar or lax OCOunball tonen neCemlery. As e Mandant intkeby precoce. Plant COMOSSIO. Mi» be ratten:kro br Sally Ontrol and InansediOn veRgOSIO DurpOstO For TD »omlaad@ brohmonal nerts. your adoor hem is separate trom and not afbood oh TD Amentrada. Inc. a TO Art:farad° Chang, Inc.. and och lee is no retponstle Ia Me petexls end ontbos ol Me orher. Accwacy of Report:H you find any errors or omissie:ros In yow accouM stobanont you *houd immeidieurry telt us et ten mop.' gered n page ne 01 your statement You Oord oho contact our Clearing rent, TD Amerroade Clearing, inc. E 800469-3500. %oase review toe stammom careOly. you dope* neb any kansarmen or el Mao aio any ods a onssrom. Ome rally e Grient Services represeMethe a yens bad Winch Ofte. es wol as 10 Amodade Cleane. Ine, in ven na etthn ton (10) days of tros afoog ot Mos statement. Arty oei shilements Ihe, you here made to o ~da be COntinned in wrong The statement stil Othenvee be considered condohe. Fletse marlt vs prompily 01 any doof" in yens cOnlaci inormation. TroneediOns Meehad on your repon wil be concbsepalyd~od accurateurn:4s you noely TD Amavado «opdat*. Account Prolection: Deposits led by TO Bank. NA ard TD Bank USA. N,A. aro nood by 7,0 FDC (ral Onered by SIPC) up 10 5250.000. Limiet Me per Waalt OrmerOP per inOludat TO leem more COO FOK Ogrorage go CO ween IdCgOv. Soapes. indudng "wal fund., held in yrtor &OWEN. Account are nol deposita Or obloalions of. or guannteed by. any bank. are not FDIC.enswed. and enorm entestmont seks. includng pootte loss ei prhdpal, TD Nierbode is a momber ol ten &tombes hyena Praatten Corporalion (SIPC'). wNch proads ~Mies droom«, of ds merrbers up lo $600.000 (m:gading $250.000 la daims lor cash). Explanatory brochure is monade on request si wnsipc.org. Additioneily. TO Amedtratte pronde, esci tieni 5149.5 nullen won of proleceen tor ,Baddo end $2 Milten 01 IXONCIOn br Cash Omrolt SupOlemental coverage provided bi London roepers h Me OOI 01 a beknot ineotrency. a dient may febtiroeMOunts due KOM die buste* in barrouPtcY and Man SIPC. ~omal ocworago o pad out Mor tho trustee and SIPC payours and ~ar such canna* each clent es ~tod to a cemand return ot 5152 mniOn kom e Poelet SIPC and Londen insurers The TO Anteritrade Weplene0181 coverage I,ss an aggregate Iml ol 1600 mnon over all cushamors. Trio polcy aardes Overage logeraing heenwege introbny and doos OOI FONCI Minst ba in mantel vabe ot me socurnms invomment h a money MAM« kind e na ineured Or Werarneed by Ihe Federa) Depose Insurano Corporabon FFOICI ce any aha gcnctiwient zoor MOOI Oio lunds Beek 10 poene the ron» d mto ~kalmere als CO p« here. ir b poule» 10 lOse menen/ by invoelen n e money mantel fund. Wdeedo are Onland day end padtentostod mordey. The prospectus canons lees arai ober important relorrroort Reed the prospect». cie vI0 beo. ~hing. NOn-MIONI innatilmente held th teug ▪ okor.dealer are NOT FDIC NSURED / NOT DANK GUMNNTEEDi IAAT LOSE VALUE, The Sam» h yOur bank aspoen swami or onere, d yOur Ma» martel IthOSI and can te liqudatod on your order. and We Fr000ds rolurnad lo your sacurOos account or /Omblad bye TO 110rodrig: Th. ~OIO mol b Motto «want Vo wil weke Foren 1039b! oraal wc noen in oxrpl.exce web ES reamenails Indudes ababb neon doods. caput gans. Iade MMO and oio proceedil Some pernerts are 'subject to redenfolOn troich wil to rendel n aDsecracnt rocrepons. Cost Basis: Cadeaus, tag lot and patonnanot ceponng ra Consromba am olleOd ad codrord by COI ht:CRPORMED 11) ameande is na Sneb* lo he retenkt or diedoky a to ~mam TD Mina and as Inbrmaton pinda: FPnaterdi do not ~Me me motor« me intemWon and dele podded NCOECEATED b e Mamle conxiny and e ra tllldnarm 11) Omarmde ahob and Options Account Agreements: Prompt>, adotto 1D Amontrade n ming ot any "Inge in your inwoont doxines or Mama, zoom as thoy paan to your manie or Orthtno eccOunl agreements. A stimmey 01 cOmmissions and charge, indreef( win lno exeouban ol opaons transancns is ~tabla. Oren Makel Proces: lbo naad 'dune cl scones ham bos otroned. d ~st hem ~ogen servatt ad Oor rdependerit »cacao Vak" ero bseed n Ob dodo OV.* Me non baton me bd ad slop acet, aalla marot, e no marker ti:Oplosmiddelen a ~den MMS & Oh« indepandent ~Ot. he securty is Waal to bang rottend as sto Pm CNP) lbo oluons en your FatIdo ron are Won», as 90,02 oblThlan ad ente do roe guano° Ine arcurazy day scones aces. Molair laactust po-slons ab vokol ~g de remrang bene trd pio odel meetel Oro Poncho rood ~Mans met na twecon zalm prococcb, The asday raad la Cortrames ot Dopesse (CON n goneraly boud and Me oord tukte men be «Iets non Me ~me Vo MONO'« loss d Pabbel may ~I ton Me tab cd a CD pro b morty Baxe ander Red Worp Smarte: Inde ~roe mal ooty co:~ and dora bate cn a laad melina. Rana. iney »Onno OTC Krot manonkel mark« and 9.00(nloutieg fnv rxl Sad la Wo rosoli Ppo, potlto pio re rriskeey, lborobot tarot pare rohrty man rood n a las d poloot Non Standand Arams (16M aso typcaly guano-is er dros panspaan program socurbas ~tm:. Irma inheb ccmpanw. o red erato meenee lou i.cbwrooty ais, omme <dubt pront dil a tedge krab NSA6 se boa" houd imselmtvis w.:1 do na aft cri e none cocon los aalgo a tm &toog Stoa Orka lto 'duce ~snier ~e rnesirravs are ~Wed troms deMed hOm minba medolk kokkin,. bul nol Vroed to independent ophaal, Me proans nol zurt. anti« tred pony luide' °nors tut boe boen proded by Ine ~agonie" wrvrturabr ander spattig a oen pon er tri a thrdpaly vendu ~out independent ‘erfC.~ by 11) ~e Wim, mei nel reek« Ine 'land ~aas pica. stol marker 'duo a be ~tol ron Inadaten Y an orommed velo oma t o esLoOloned eresept desa ~m&. me wroeten mor be reflected es NO,Wited CNV) Fer ~lood Mal mpong waaien kr he. Stardaml kam. plemp oom Clat Smoes These rotor" arena omrol ambt me SIPC. Peda. Po Sauna@ (ARS) Poog: Tho makel~ ka AAS warbos hos bon ctroned. H ~We. trom ~eten eerroes or oma idepadent ~ces The ecomoy ei go prong is nol purantwd. Ha mater tubes nd analásb. TD Pecrbade wil pro Me AAS peroon. toko eb ceraderon bob to krodly rG undehog «de Quay. lbo ARS mater e currento enronlrving e itak 01 koroty and, ese re,uk here CW1 ben) eatnrCe dun och secunda an to tuta ordenomen mar cowboys. REGULATORY DISCLOSURES MI onsaceons aro abject to p) me con:muon. NOS. rogulatons custard and usagos d the exchange or merkel. and iel dearvonouse. il any, en grid, och tronastlens ere *omwal: 01) Indaal laws, indult% me Scoops Ad 01 1933 and th* S«urtes Ex tu • a oun rt4 jo and nem tiAtend For an moeder brochure Mai enclaSas informabon de:Wang FINAA's POric Chsebsuro Poronam. pees, contact FINRA af (00489.9999 of wrwriirwaCro. Rio inwon rato Maan tor TO Amortrado Cash e laken Oom Ome applcatle emecost rato eer lor Ihe klankel Velue biare n intt TO AmereedeCarro. as 01 Me illatement °bang date Simpt irected is =oma doof base, on the emerost rato ent applicatie to oach days Intoom). Flnanaal Statement Notifbation: lbo stammen ol Omnaai condbon lor TO OmenIrade ~tabla troce a year and may be obtental al nO oost. vie Me intomen al Mot 0weretcronentrado.00mbnanetabiatemonintml. Wagon AssIgnment: NI short eeuw opoon posnons and emoe index oom poubons aro ~tabla lor essignmero. banale anignment ~ces Sar eg" ed "der )pions are rendOnty alocalod aflang all doms' shon postraio by an aulomalcd procedeer. Free Credit Belano (lade 15c3-2 6 3): Under me dom protabon mits, wo may uso tree arroil belenCes it yOur account n Ine Ordintuy Oase ol out banco warkam ere pand» to sou on ~wd. Mergmn Aeoounle illeguladon T): H you have a margrn account, era (*pon o a combnawn ei YOUr ~Min eetart and e Needel ni•Morandurn accova Tredng on margn poses edditonal 'ida and is not ouder lor all inoestors. A complot* lat et tbc risks assomalod rulli maan bagno is avatar° in IN Muon tok discoare cleCtAnent. YOu may oblein e copy or Ms document by ontlading us el he munita Wed on page oneer oor statement. Peyment lor Order Flow (SEC Ruk» 606 and 607): In soro crcumstanos. TO Arnontrado rotorros compalsabon Ia dra erg tonen anothearunta ani broed equhr order liba to selecled manOs, breeds a dealers (Mantel Centeren COlpensalion is in de lort ot a per share cash payment. h addlKin. TO Amatradealso may roemt compensawn relaxed m Mo breien curency Weldoe component or samentien in FOrtron rroCurilles trom Merkel Geile% natten sext+ Vaan. Wo post wanen; repos <lobbig lbo »mum lor order roten) execueon at onweldarrutradocont A wonen cao is axolotl° Ulan nxpost. li is our pdicy. asoni pont adam to neo ontrary. to select brokers. dooiers. and molmt makers beseft On I,0 (Willy to porde best erocution and the Oslo/ 01 ~WO pila emproyement en mark« orders. Pnco improttmam is avant,* ~or beaam ~cel conctlions. and vno toedoet, monter esecutore to lost br stcb imporomont O aolable. Trede COMIrmOtonto (Ruk. 100-10): All conennelions ere PeremilledOn Ine IronseroOn dele Teen: hobo:ion. in kroign setudgel (indrang Weign COMIlanY ACES Elf Ede hl mo U,S.) ron include boos ani loos~ by Ob knoei mantea or ponsonmens. start may be renecied in Ine print 01 Me security Of charged an tapenen Ine dan Privacy Poroy Notilkillon: A 000y of Me TO Anrotrada privacy DOWY is arohrble el sw.Pamcgoadocom Cal» Securnlern The elocroon ol podia] mdemdonsa calls is doe tong a proeft Itemy molom. A doscnoton ol ero Droogt-ros br oallibto sccunilos is avalabloon Vme robsdo or haft copios aro muntte won ercom M Case 01 OOM Or oerstom OOI yens Elearonk Ford %Ohm Ottase CO teel 9 el 1.203 669.3960, or e, wrang to P,O. Box 2209, Ornaro. NE 68103. or by emall dienNerviro80105Metendrrvem T e WOrnWon cOntehed n your acCouni statement aide be bindng upon po tl you do nel otrocl wenn way NO) days lor any !condor ot lurds aalpa to Rodabon E, welt os ATM and pond otialo banden. doen transactions. doem depassis. and rolhdernal$ We Must beo rrOM yOu re later men 60 darts ener we sent Wo me FOIST stammen, on whist, Me error or pr °Mem appeacod. (I) TO us yOur rens and account ~Oer. (2) boud» the onor Of Me teariroar you ace unsuro aboul. and aspion as dearh as you oan wby you beitste ti is an error or why you nood nxte inlermebon. (3) Tea us Po donor &hom of Me ~wed erve, Wo stil moslem* your compote and wil correct any error prompdy. H we lakei noie man 10 business days to do Ns. se wil credi yOur account br lbo MnO/0 yes Olie* is n enog. zo~ you wil have Oio use ol tbc rrancry dong lno urne e takes to toean:No ourinoestown. AARD 150 Ona SDNY_GM_00012030 EFTA_00122681 EFTA01268160

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/18 - 05/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE I3-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ • $1,485.00 ($1,485.00) Insrd Dep Acct (IDA) 86,850.13 744,251.85 (657,401.72) (88.3)% Money Market Short Balance 510,444.00 (510,444.00) (100.0)% Stocks 6,015,800.00 4,733,800.00 1,282,000.00 27.1% Short Stocks (510,444.00) 510,444.00 100.0% Fixed Income Options 10.00 2,500.00 (2,490.00) (99.6)% Short Options Mutual Funds Other Total $6.102.660.13 S5.482.036.85 S620.623.28 11.3% Margin Equity 100.0% Cash Activity Summary Income & Ex .ense Summa Non Current YTD Reportable Reportable Opening Balance $511,929.00 $ - Income Securities Purchased (1,178,358.85) (4,069,779.45) Dividends $8,883.80 $ - Securities Sold 1,754,201.22 Interest Funds Deposited Other Funds Disbursed - Expense Income 8.88180 41,767.61 Interest Expense Fees Other 657,546.05 2,273,810.62 Other Closing Balance $0.00 $0.00 Net $8,883.80 $0.00 page 1 of 7 Estimated Income Portfolio Allocation Estimated Yield 118,619.00 $118.619.00 CONFIDENTIAL YTD $41,767.60 0.01 (3,827.81) $37,939.80 0.07% 2.0% 1.9% Stocks 98.6% IDA 1.4% Performance Summary Cost Basis As Of - otsavian Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)Y° •To view realized gains and losses for your account, login at wwwidametitrade.com and visit My Account > Gain/Loss. $4,877,119.60 2,216,929.67 (1,078,239.27) 41,767.61 0.00 SDNY_GM00012031 EFTA_00122682 EFTA01268161

Statement for Account # 867-730320 05/01/18 - 05/31/18 Income Summary Detail' Description Current Ordinary Dividends $ 8,883.80 Interest Income Credit Balance 0.00 Qualified Dividends 0.00 IDA Interest 144.33 Year to Date $ 17,767.60 0.01 24,000.00 916.94 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol.' Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.35 $445,050.00 01/12/18 $ 500,956.00 $ 11.65 $ (55,906.00) $ 35,819.00 8.0% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 99.15 2,478,750.00 01/13/14 582,049.13 23.28 1,896,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 14.08 1,760,000.00 10/20/17 2,593,861.27 20.75 (833,861.27) 60,000.00 3.4% COM GILEAD SCIENCES INC GILD 10.000 67.40 674,000.00 05/22/18 681,906.00 68.19 (7,906.00) 22,800.00 3.4% COM SANGAMO SGMO 40.000 16.45 658,000.00 05/28/13 337,771.20 8.44 320,228.80 THERAPEUTICS INC COM Total Stocks $6,015,800.00 $4,696,543.60 $1,319,256.40 $118,619.00 2.0% Options - Margin SPDR S&P 500 1.000 $ 0.0001 $10.00 01/30/18 $ 180,576.00 $ 1.81 $ (180,566.00) $ SPY Jun 15 18 300.0 C Total Options $10.00 $180,576.00 $(180,566.00) $0.00 0.0% Total Margin Account $6,015,810.00 $4,877,119.60 $1,138,690.40 $118,619.00 2.0% page 2 of 7 CONFIDENTIAL SDNY_GM_00012032 EFTA_00122683 EFTA01268162

Statement for Account # 867-730320 05/01/18 - 05/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity' Symbol/ Description CUSIP Quantity Price Amount Balance Opening Balance $511,929.00 05101/18 05/01/18 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (1.485.00) 510,444.00 DEPOSIT ACCOUNT 05101/18 05/01/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1384.00 512.028.00 05102/18 05/02/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.584.00) 510,444.00 DEPOSIT ACCOUNT 05/02/18 05/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 495.00 510,939.00 05/03/18 05/03/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (495.00) 510,444.00 DEPOSIT ACCOUNT 05/03/18 05/03/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 693.00 511,137.00 05/04/18 05/04/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (693.00) 510,444.00 DEPOSIT ACCOUNT 05/04/18 05/04/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.277.00) 508,167.00 05/07/18 05/07/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.277.00 510,444.00 DEPOSIT ACCOUNT 05/07/18 05/07/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 2.673.00 513,117.00 05/08/18 05/08/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.673.00) 510,444.00 DEPOSIT ACCOUNT 05/08/18 05/08/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 12.672.00 523,116.00 05/09/18 05/09/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (12.672.00) 510,444.00 DEPOSIT ACCOUNT 05/09/18 05/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.465.00 513,909.00 05/10/ 8 05/10/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.465.00) 510,444.00 DEPOSIT ACCOUNT 05/10/ 8 05/10/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (6.930.00) 503,514.00 05/11/18 05/11/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 6.930.00 510,444.00 DEPOSIT ACCOUNT 05/11/18 05/11/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (693.00) 509,751.00 05/14/18 05/14/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 693.00 510,444.00 DEPOSIT ACCOUNT 05/14/18 05/14/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 2209.15 512.753.15 05/15/18 05/15/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.309.15) 510,444.00 DEPOSIT ACCOUNT page 3 of 7 CONFIDENTIAL SDNY_GM_00012033 EFTA_00 122684 EFTA01268163

Statement for Account # 867-730320 05/01/18 - 05/31/18 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/17/18 05/17/18 Margin Div/Int - Income ALPS ETF TRUST AMLP 0.00 8.883.80 519,327.80 ALERIAN MLP ETF Payable: 05/1712018 Ordnary Dividends 8883.80 05/17/18 05/17/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (8.883.80) 510,444.00 DEPOSIT ACCOUNT 05/22/18 05/24/18 Margin Buy - Securities Purchased GILEAD SCIENCES INC GILD 10.000 68.19 (681.906.00) (171,462.00) COM Commission/Fee 6.00 05/24/18 05/24/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 681.906.00 510,444.00 DEPOSIT ACCOUNT 05/01/18 05/01/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.584.00) 508,860.00 05/02/18 05/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (495.00) 508,365.00 05/03/18 05/03/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (693.00) 507,672.00 05/04/18 05/04/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.277.00 509,949.00 05/07/18 05/07/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (2.673.00) 507,276.00 05/08/18 05/08/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (12.672.00) 494.604.00 05/09/18 05/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.465.00) 491.139.00 05/10/ 8 05/10/18 Short Journal - Other MARK TO MARKET ADJ 0.00 6.930.00 498.069.00 05/11/18 05/11/18 Short Journal - Other MARK TO MARKET ADJ 0.00 693.00 498.762.00 05/10/ 8 05/14/18 Short Buy - Securities Purchased SELECT SECTOR SPDR TRUST XLU 9.100 50.1463 (456,337.33) 42.424.67 SBI INT-UTILS ETF Commission/Fee 6.00 05/10/ 8 05/14/18 Short Buy - Securities Purchased SELECT SECTOR SPDR TRUST XLU 800 50.1444 (40.115.52) 2,309.15 SBI INT-UTILS ETF 05/14/ 8 05/14/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (2.309.15) 0.00 Closing Balance $ 0.00 'Fix Cash Amway totals. refer to the Cash ActMty Summary on page one of your statement. Insured De . osit Account Interest Credited Begin Number Interest Interest MTD MID Date Balance of Days Rate Accrued Accrued PAID 05101/18 $ 745,736.85 1 0.2996 $ 6.12 $ 6.12 $ - 05102/18 747,320.85 1 0.2996 6.14 12.26 05103/18 747,815.85 1 0.2996 6.13 18.39 05/04/18 746,231.85 4 0.2996 24.50 42.89 page 4 of 7 CONFIDENTIAL SDNY_GM_00012034 EFTA_00 I 22685 EFTA01268164

Statement for Account # 867-730320 05/01/18 - 05/31/18 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accmed MTD Accrued MTD PAID 05/08/18 05/09/18 05/10/18 05/11/18 05/15/18 05/17/18 05/24/18 748,904.85 761,576.85 758,111.85 757,418.85 759,728.00 768,611.80 86,705.80 1 1 4 2 7 8 0.2996 0.2996 0.2996 0.2996 0.2996 0.2996 0.0700 6.15 6.25 6.22 24.87 12.47 44.16 1.33 49.04 55.29 61.51 86.38 98.85 143.01 144.34 14434 Total Interest Income $144.34 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $744,251.85 05/01/18 05/01/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 1.485.00 745,736.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/02/18 05/02/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.584.00 747.320.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/03/18 05/03/18 Received FDIC INSURED DEPOSIT ACCOUNT 495.00 747.815.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/04/18 05/04/18 Received FDIC INSURED DEPOSIT ACCOUNT 693.00 748.508.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/07/18 05/07/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,277.00) 746.231.85 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/08/18 05/08/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,673.00 748.904.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/09/18 05/09/18 Received FDIC INSURED DEPOSIT ACCOUNT 12,672.00 761.576.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 5 of 7 CONFIDENTIAL SDNY_GM_00012035 EFTA_00122686 EFTA01268165

Statement for Account # 867-730320 05/01/18 - 05/31/18 Insured De • osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 05/10/18 05/10/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,465.00 765,041.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/11/18 05/11/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (6,930.00) 758.111.85 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/14/18 05/14/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (693.00) 757.418.85 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/15/18 05/15/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,309.15 759.728.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/17/18 05/17/18 Received FDIC INSURED DEPOSIT ACCOUNT 8.883.80 768.611.80 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (26.111.80) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 495,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 247,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (160.794.20) 86,705.80 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/31/18 05/31/18 Received Interest: Insured 2.84 86,708.64 Deposit Account Bank USA 05/31/18 05/31/18 Received Interest: Insured 46.72 86,755.36 Deposit Account Bank 05/31/18 05/31/18 Received Interest: Insured 46.72 86,802.08 Deposit Account Bank USA page fl of 7 CONFIDENTIAL SONY_GM_00012036 EFTA 00122687 EFTA01268166

Statement for Account # 867-730320 05/01/18 - 05/31/18 Insured De r osit Account Activi Date Check Clewed Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 05/31/18 05/31/18 Received Interest: Insured Deposit Account Bank NA 48.05 86,850.13 Closing Balance TD Bank NA TD Bank USA NA US Bank $86,753.85 $49.56 $46.72 $86,850.13 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks"). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (BIRO) protection applcable to your brokerage account. Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TO Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at httplAwwe.tdameritrade.comainancialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2018, TO Ameritrade Clearing, Inc. had net capital and a net capital requirement of $2.2 billion and $4.85 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. page 7 of 7 CONFIDENTIAL SDNY_GM_00012037 EFTA_00122688 EFTA01268167

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012038 EFTA 00122689 EFTA01268168

Terms and Conditions STATEMENT GUIDE nr.t.yado modes monthly Portfolio Steppes for accoums with act/wry and greatly /mons ce 194C1.10 accounts with assets.. Portfolio Summary: Tithe the Current value d your 000010 as Of the rep04 dale end compares ti to the prior month.: The and elkCeliOn Etcetera yOur thr0010 divertiaCtilion by investment type Maple Slocateas under 5% ail be grouped into the category of -Cdw" in the age chart. Margin Emily - Total Accourn Eguit0Tmel Long Meginable Value • Total Short Value) Activity Summary: The opening and dosing casts balances we reconcled hue tor yew quid fONfOlC* AI account acunty is summated for the currant period and year to date_ Income a Expense Summary thernals only): This section details the income and evens. 40[03 from a. Attinty Sunman and ClaMilin no lax Irealnient Robrement Account Summary (IRAs only): Review Ire IRS raulatod transactions for the (wart and wry years, IRS Fenn 5498 fail marker value is based On the anent value es of Docomeer 31 of the previous year and wit to furrishod to to Internal Revenue Scow/. Performance Summary:Monitor your annual portfolio palomino, and the vcrealized gains end losses or your Enure memo-nom strategy. Account Pasant: New you mostmems al the current market vat, and comp= the mend test to see weelikled gains and losses n your WINO Original cost is assigned using the error. OfSI-Oul (FIFO) method. welch assumes the Oral shares >du set ale those you pi-tanned lest. The estimated orrostment income2 and average cost per shore are disport for your /entente Rho attest purchase Wan is shown tor an ideation of you Inking Ped0d). McCord Attitly: Al steoreM actMly is deer,/ defiled. toted in date Order, ant minded n the Oberst; Cash balance. Tido, Pending SMINinant: Confirm yOur eattoted trades WM a settlement dale Mier month end. peso transactionsel be collected n me Account Actmiy sexton nod norm Chattel* Services TrensilttiOn Detail: Cash management InnattiOnS that cleared during lets statement mooning dame. ndudng check. debit card and ATM actuity. are hued in date Cede.. thane Cash Services Summary: Credo ad dolt transaction totals or the arum slammed retrying 00006 be summarized. IndMtkel banaacle ere notlisted. roue to rounding aegustments. me %moment deals may not cgs., the statement totals. tattled Anneal Income and Estimated Annual Yield values a e based upon the number of shwas owned or astern value balance as of the stalemom dale and to most recta dradond rale or Cash tat pkMde4 GENERAL INFORMATION 70 limentrade does not provide legal or lax wince. Please consu l you legal adveor or lax aCCOurall when raKtPlory. AS e Shineted inOssby matte. MEMO COneerthlths May Oe MOMS Mr Sally MAW and transediOn veernalth Puente. For 70 Amino-ado nsobtonol clews. your °Mow him is separate from and not satiated wet TO Amentrade. Inc. a TO Arra:loran Owing. Inc., and oath Irm is not responsble la the prOtkrys and senates ol the whet Accuracyof Reports:II you find any errors or omissions In your account statement you Mould immediately call us et the nunbei listed on page one of your statement You Gould also contact our Cleating Fern, TO Anieflinade Clewing, Inc. al 800469-71/00. Please mem too =thorn careelly. If you Smarm with any transaction. or nl Mom ate any <WM a omissions. Anse nobly a Client Services repieSeratilber a yOur teal batch edge. as wol as 10 Mercado Cleatro, Inc. In wrong ethn ton (10) days of you moot of this statement Any wed statements Mal you hem made to us should be CONinned in habit The statement will triennia be considered conclsive Please Wry es promptly 01 any charges in you COntaa information. Dtineedion reamed On your report wit be cancan/Et, doomed accuratounloss you cooly TO Amettrado tweet*. Account Protection: Deposits hold by TO Sank. NA and TDB.* USA. NA. are insured by MO FDIC OW Covent by SIPC) up 10 5250.000. LimilS ale per aCtOunl ornerth0 per inialutlen. TO learn mole about FDIC Coverage g0 t0 awe IdCgOv. SOCUtle6. indudng Mutual fend, held in your IS011etige Account are 401 depORIS Or 0010allOin Of. Of guaranteed by. any bank. are not FOlt insured. and invoke investment odes. includng posstle loss ol princpal. TD Mercado is a member ol tie Securities Investor Pram-ton Corporation (SIPC'). which proems swathes customers of its mothers up lo 5600.000 (inciting 5260.000 lot dam for cash). Exploratory brochure is available on request at Ackationthy. TO Anientrada prOMWS (nth Cleat $149.5 trillion worth Of prolectlon for SeCuritieS and $2 Winn 01 pretegrain fOr atah trough SupOleMental °Overage provided by London ineurelS h the *Wen 01 a brokerage insularity. a dent may reteirarelneents due from the melee in baltrePtcY and men SIPC. Simokommal coverage es pad out aver the trustee and SIPC payouts and color such coverage each clone is limited to a combrod return of 5152 miliOn Iron a trustee. SIPC and London insurers The TO Anowitrade Preptivental coverage has an aggregate Imo GI SSW motion oar at customers. The potty precedes Coverage Ion:ming brokerage insolvency anddoes nOlprolegl Mani Ins in market vate of me mourners investnen1 it a money market lurid is not Mewed Or guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any other or:nommen agency. Although the kinds Beek 10 preserve the valle et whir irranlment al S 00 per share. it is pOstibb 10 lose money by invesIng n a money mantel fund. DMilecds are declared dely and poctresnonted moritty. The prospcches moans this and Woe important riormaion Read the prospectus WOW, Wore kitting. NOmdepesil investments held by your a akar dealer arc NOT FDIC INISURED f NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance it your bank deposit aCCO.MI Or Shares d you money Markel moos arid can to liquidated on your order, and Its proceeds retuned to yam mason amount or remitted Wye° Tax RepOrerg: The WWI) moot a Malin detente You receke Fenn 1099 for Laud tax ntortrg n complake wan IRS isessoTalls Includes goatee moss. dridends. copal Oahe. Wee Xefelted. and Ode, 0,0000041. Some Wan* are subject lo reclassnOtkin iandi Ml be rthectal on stextront Weapons Cost Sash: Oztaasts. tan lot and poterronas restoring at Donskorltry are Meal and (rand by COI IMDCMPORATED TD Avelete is net imporetils lo to NW*/ or shay el to Summon. To ementalo and es hternalon payday Mott in, do not gamin Me Emmy Of Me inkiwelon anti date paled. COINCCOPYIATEDia a Mg Nab Orpany and end alleged wet Mimed/ the Margin and Options Account Agreements: Prorrpift anMso ID Amentrade n voting of wry change tn your investment otaximos or inarcial striation as they wain to your margin Co OplOns accOunt agreements A summary of commissions and charge, incurred ware tie execution ol aeons nansadiced is ayalable. Currant Maket Prices: The mates Was d scones ham ban Waned, it avaittskk tram del aka anterl and Other niepextert soaves. Wrote we based On me do." with Hsu moth batmen me bid at slung FOCOS. a ether rrotcels. I no racket %clue is motto ram a cp4alocn Hot* c OW independent *WM. I've Meaty iS UAW I0 being oiled& Non.Prcei CRP). Thesolusons on your catidomport am worded as genet Maraton ad wo dons guaranies to scum/dam scones pmts. Ilogago backed pardons are toed yang me hmanng Wine and me cunt meta coke Poncho fecal Ea/Jahns may net roaccet mks prococch. The se nary maim to Cathay: of Deposes (CDs) is got* loud and the °dud vas me be client from me partheth poke Asrylart lonclthraila may roati too the sale a I a CD pier kr roosts Do-ds rib Rod Foot Seam as trade Weronvy roam awry conic and dons wade on a Mud oxthongo. Rath% may tax n me OTC Wes Mecounter, markt( and sufrilent hludOr may nd WO kr ace MOM KM 00eantra to musty. The sato Minot' pea ea mahatmas molt n a lads d pthapol. Non Standard Atoms (PISAI aro typcaly trramments n arms pampa:on program sturbw I:stratus knell tatty compann. on red woo ruminant tort comedy pmts. male <duty. Orirole debt or hedge kricb. We we WW1, Maud inwalmths and do net ale on a Mead curies octane* a to &tag Stock Mafia The auras thann kr mare meows! are Sinai& ming denied horn news methods heett, but not kited IP independent approvals. the pro:cats cm =ctn. ono' rid party tender diets Purr h.yeo bean provided by tern otheydroia. ado spoyor d each program on by a thrdpaty voter Mita independent Eerfcatim by ID kneehole. Values may not MINX the clonal puthase thce. wool matt Yam a be roakral rpm kudos:nem a:faunal woo cm. be woothed trough tem methods, me olutifal Met be reflected as NOnOited (UFO Fa adOttna deral tcpwartg Wotan Iry NmStamtand Sews. plowe aortal Clan Schism nut attracts aro no wood undone SIPC. Auden Rao Saudi= CARS') Prong: The motettaxa fa OAS stunt too bon Waned. H mettle. Korn cprOtaten maces or Wei itiefeetert Mutes The tansy al the eking iS not surmised Ha market oat bra =Ida,. TO *rota will prise to OAS Helm. Mao rib tweets= boll to loudly and undetyrt cm* pushy. The MSS rota is wronly eteninCirt a land bitty and. tea soul, mere an be re ammo Mal loth eaurtieS am be sod unix once malt cotters. REGULATORY DISCLOSURES AI Wansostions aro abject to ti) me constitution. riles. regulations. customs and usages d the exchange or market, and as deamonouse. it any, on Mich such Utintinrana ere executed: prl federal lass. inducing me Socunnes Am of 1933 and "n p ° the S«urises er • sa i EN R FI M Ex in ant end F an ow brochure That invades information demoting SINRAs Pthic Disclosure Program. please Conlacl FINRA at 030-289.9999 or wnwarwaryg. The interest rate storm for TO Ameafade Cash a taken from the appicatle impostrate ser for the Markel Value Warm n the TO Amertrade Carib. as 01 the slat men closing date Simple interest is acruad daily baled on the interest ram ter applicable to each days balance. Financial Statement Notification: The statement ol hnancul condeen for TO Amontrade a ailable Woe a year and may be obtarkel al no cost vie the internal al May:Awyeadomentradocombnancithiatementlitra. Option Assignment At short way spoon pennons and some .odor option potions aro avalable tor asstymeM Esercee assignment traces for <Ivey of riles options are randomly alocaled among adorns' shod posoons by an automated promise. Free Credit Baboon (Rule ISM-2 II 3): Under me ctent protection tn. we may use tree Credit balances in your account in me Ordinary Course d our bosons which are payable to yOu on demand. Margin Aar:curds (Regulation 77:11 you have a margin account, this reports a combnoran of you Margin sothent and a special memorandum eccrunt Tradng on marlin poses adthional risks and rs not stable lor all investors. A comet, lot d the asks associated vath margin begot; is amiable in the margin Mk disclosure otemheal. You may obtain a copy Of this document by weaving us al Me rumba fated on page One 01 your statement Payment for Order Row (SEC Rules 606 and 607): In some crcumslances. TO Amentrado recorrod compotaton la Wooing certan orattrocounta and tsted whiny order acre to selected markets, brooms or dealers (Merkel Centers 1. Citileensalion is in the tom Of a per shorts cash payment. In adotoon. TO Amworade also may roomer compensate related to the foreign curenry exchange component Of taretrabris in WOO securities horn Markel Cantle ozocutng such rubs. We post caartcar maths disclosing the vutues for order rococo ezecurson at winvidarneroradocony Amino" copy is avalalde Limn rawest. is our ploy. absent nerd orders to the contrary. to select brokers. deal rs. and market makes tossed On Me abilly to movde best Pecutlon and lie history Of seders; foes improuomero on modal orders. Pnce improverrom is avant,* utter canon market condoms. and wo regular/1 manta executcas to test tor sorb imp moment tl avalable. Tilde COMirmistiOna (Rule 100-10):All cord rmalkins ale Peremilled On the InansittiOn Male. Taxes: Trantoolons in kronen semolina (ndulng foreign ComPanY ADM tldl 116* in me U.S.) moy include taxes and fees charged by to foreign maker or governments. hilt may be recoiled in the Moe 01 the security or charged es an ndependent One item Prtnity Poky Notifitthon: A Spy of the TD Amoebae* Privacy DOIcY is neat* at wave.blamccaadecorn Cable Seamans: The Precast el pelts retlemplons or cab it done tong a ortolan keen system. A descnoton ol the pro:Woes tor Stable saunters is salable an to :rebate a hale copies we available up:new-mi. In Case 01 enOna a mentions *Out your EIK*OniC Fund Dander. ettrase CO lett s al 7600669.3900, or in wing to P.O. Box 2209. Omaha. NE 68103. or by email at dierneenrkeetbldbMentrade.COm The inkinhaton (Unlined in your aceourn slatemeM shell be laneing upon you it you do nth 01:10c1 wthn sub, lelldays for any transfer of herds mbect to Andabon E, such as ATM and point olme tractors, debit transactions, direct deposits. and withdemil$ WO Must hew from you no later Man 60 days after we seM ate the FAST statement on whichthe error or problem appeared, (I) Tell us yOur non* and account renter (2) Douche the error or de transfer you aro unsure about, and wagon as deafly as you can why you beam it is an error or Env you need mac inhumation. (3) Tell us Pie dollar amount of the eanokted error. Wo wall monitor. your comport and MI correct any error promptly. It we lake more than ID business days to do Iris. we wit mitt who acctunt for tie amount yOu think is in error. sO that youwit have to use of the moneydonna the in* t takes us tocompote ourinvestigate:cc AMID la07na SONY_GM_00012039 EFTA 00122690 EFTA01268169

ID Ameritrade 800-669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD Amedtrade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/18 - 06/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Change Change Cash $ $ - $ Insrd Dep Acct (IDA) 799,455.29 86,850.13 712,605.16 820.5% Money Market Short Balance Stocks 6,121,050.00 6,015,800.00 105,250.00 1.7% Short Stocks Fixed Income Options Short Options Mutual Funds Other 10.00 (10.00) (100.0)% Total $6,920,505.29 $6,102,660.13 $817,845.16 13.4% Margin Equity 100.0% Cash Activity Summary Income & Ex • ense Summary Current YTD Non Reportable Reportable Opening Balance $0.00 $ - Income Securities Purchased Securities Sold 712,485.06 (4,069,779.45) Dividends 2,466,686.28 Interest - $ Funds Deposited Funds Disbursed Income Expense Other (712,485.06) Other Expense 41,767.61 Interest Fees 1,561,325.56 Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1 of 4 Estimated Income Estimated Yield Portfolio Allocation $ 95,819.00 0.30% IDA 1.6% $95,819.00 CONFIDENTIAL YID $41,767.60 0.01 (3,827.81) $37,939.80 1.4% Performance Summary Cost Basis As Of - 06/30/18" $4,014,637.60 Unrealized Gains 3,065,679.67 Unrealized Losses (959,267.27) Funds Deposited/(Disbursed)m Income/(Expense)"° 41,767.61 Securities Received/(Delivered)"° 0.00 •To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. SDNY_GM00012040 EFTA_00122691 EFTA01268170

Statement for Account # 867-730320 06/01/18 - 06/30/18 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.00 120.10 $ 17,767.60 0.01 24,000.00 1.037.04 *This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.10 $434,300.00 01/12/18 $ 500,956.00 $ 11.65 $ (66,656.00) $ 35,819.00 8.2=,, ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 136.70 3,417,500.00 01/13/14 582,049.13 23.28 2,835,450.87 INC COM GENERAL ELECTRIC CO GE 125.000 13.61 1,701,250.00 10/20/17 2,593,861.27 20.75 (892,611.27) 60,000.00 3.5% COM SANGAMO SGMO 40.000 14.20 568,000.00 05/28/13 337,771.20 8.44 230,228.80 THERAPEUTICS INC COM Total Stocks $6,121,050.00 $4,014,637.60 $2,106,412.40 $95,819.00 1.6% Total Margin Account $6,121,050.00 $4,014,637.60 $2,106,412.40 $95,819.00 1.6% Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 06/11/18 06/13/18 Margin Sell - Securities Sold GILEAD SCIENCES INC GILD 100- $ 71.26 $ 7,119.90 7,119.90 COM Commission/Fee 6.00 Regulatory Fee 0.10 06/11/18 06/13/18 Margin Sell - Securities Sold GILEAD SCIENCES INC GILD 100- 71.255 7,125.40 14,245.30 COM Regulatory Fee 0.10 page 2 of 4 CONFIDENTIAL SDNY_GM_00012041 EFTA_00122692 EFTA01268171

Statement for Account # 867-730320 06/01/18 - 06/30/18 Account Activit Trade Settle Acct Transaction/ Symbol Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 06,11,18 06 13 18 Margin Sell - Securities Sold GILEAD SCIENCES INC GILD 9,800- 71.25 698,239.76 712,485.06 COM Regulatory Fee 10.24 06/13/18 06/13/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (712,485.06) 0.00 DEPOSIT ACCOUNT 06/18/18 06/18/18 Margin Delivered - Other SKR S&P 500 1,000- 0.00 0.00 SPY Jun 15 18300.0 C EXPIRATION Closing Balance $ 0.00 Tor Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Insured De. osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 06/01/18 $ 86,850.13 12 0.0700 $ 2.00 $ 2.00 $- 06/13/18 799 335.19 18 0.2996 118.09 120.09 120.09 Total Interest Income $120.09 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $86,850.13 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 160.649.87 247.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 495,000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 56,835.19 799.335.19 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 3 o14 CONFIDENTIAL SDNY_GM_0OO12O42 EFTA_00122693 EFTA01268172

Statement for Account # 867-730320 06/01/18 - 06/30/18 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 06/29/18 06/29/18 Received Interest: Insured 8.40 799,343.59 Deposit Account Bank USA 06/29/18 06/29/18 Received Interest: Insured 36.57 799,380.16 Deposit Account Bank 06/29/18 06/29/18 Received Interest: Insured 36.57 799,416.73 Deposit Account Bank USA 06/29/18 06/29/18 Received Interest: Insured 38.56 799,455.29 Deposit Account Bank NA Closing Balance $799,455.29 TD Bank NA $247.538.56 TD Bank USA NA $304.380.16 US Bank $247.536.57 DIC Ceposii Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks ("Program Banks'. Two of the Program Banks are TD Bank. N.A. and TD Bank LISA. NA, both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://wIwe.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2018, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $2.2 billion and $4.85 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokerchedtfinra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. CHANGE TO BANK SWEEP PROGRAM TD Ameritrade is adding additional Program Banks to the bank sweep program. As a result, you may hold checking or savings accounts at the Program Banks. The bank sweep program is designed to provide up to $500,000 FDIC insurance per depositor in each recognized legal capacity; but to the extent your cash is deposited into more than two Program Banks, it is possible for you to obtain total FDIC insurance in excess of $500,000 per depositor in each recognized legal capacity. The revised terms and conditions are located in the 'Sweep Program" subsection of the Client Agreement. page 4 of 4 CONFIDENTIAL SDNY_GM_00012043 EFTA_00 122694 EFTA01268173

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00012044 EFTA 00122695 EFTA01268174

Terms and Conditions STATEMENT GUIDE 11. Arritlacio panes moray Padre Faces lot accoums with ann./ and quanorly sons cis mactic accounts with assets.. Penton* Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divertatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This semen detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Review the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta value is based On the anent value as el Docomtler 31 cite premous year ad ail to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto-nom strategy. Account Positions: New your mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Ohl shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase as is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Conlirm yew tailed trades Soh a seamen dale she. month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS that Cleared Bring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal Income and Edmiston Annual 'la values a 0 based upon the number el shwas man or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Pleas* consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be Ward Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo-ado Mamma darts. your admit( hart es separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and semces UI the other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al $01)469-91100. Please 'maw too statement caready. II you camerae with any transaction or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled a your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 sue 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOlt instred. and involve investment Sm. ineludng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which premeds senoras automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prOndeS ant ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden err ash Weigh SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage is pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad Ion in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valle a yOur rivestant NS 00 per share. it is pale* 10 lOse mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-depteil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel WOW ad can to licalated on your order. and Its proceeds returned to your manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ishith di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlerth as coxixted by COI ildraPORSIED ID inande is net spat* la to rata suitay d tie ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI tiCCRKSIATED e 6Si* orpany and erot diked a Maass* Margin and Options Account Agreements: Prarrpift ad/SOW Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0, Sens warn agreemenis A summary Of cOmmissions and clwgee Math W e111N execution el wens transamcen is °ratable. Cunard Mat Films: the makot tomes tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based a the dosig free the mon bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad and aro guarantee to a:cum./dam sass frees. Malmo bard pardons are wad wing me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asgsrart loss cf MOW may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa ozone Scanner. trade dforenvy thaN Nay scturiun and deco wane en a ad exchange. Rata may son me OTC Pm thecoma market and surreal Iguana nd ens b yw bell your Peek^ PS to ressuty. The silo often:a pia to arty may rocA n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge It NS& ere [gab lad knealmdria as do not age ma nsixid osunes mean?* a tie Krona Stock Mara Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern anon methods. hasdro, bun not fad IN independent apace's one magas rd =oh. ceder OW party tender offers tot ha,o ban aided by to magmart androw. add spread each ran a by a Mot nag yoga Soul ascendent sand, by 11) knerrade. Was may MI Mane anal WNW pike, amol rvnYV vatic a be ma] men leaden e an osynattd value cad be eatinhed trough Bete methods. Me slam mg be faded as NOneited (Nn For anand Mal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or atm naval sauces The Nara ol Se am is not WYNN:01H a ma ma end meals Tr) knetbadeN1 price to ARS manna No centhorman both to quay and undthog cat quaky. The SAS racket is comfy tebeeentimnilick ol tCp.klty end. an result Mee Cm be no mance Mal encheecurties Car to sod with. one mai co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such thintssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information Mooting FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar.,Awestawontrano.conshnancidsidementlurg. Option Assignment MI short cower opoon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all clams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our business which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acoNe. the report is a conga*, of YOur Margin trawl and a add mettorandum "mom( Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to 101 id the risks assoc Med nth rrargin tracing is (heatable in the margn Mk disclosure aura. You may obtain a copy a Iris acumen by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens-ado remises compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. al andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange component Cl tranattetiOns n lair securities iron Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle Lixn raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mans to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremined On the IrtimatiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO Wan Water ADM OW Irade le *le U,S.) may include taxes and fees charpcd by to reran marmot or governments. Bch may be beetledin the 0400 01 to security or charged lis an aerienea tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in stag to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton Malted in your ectotrn slatemeM shall be WON! upon you rf you de eel awl lathe wry 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem appeared. (I) Tell tiS yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bans r1 is an error or why you need mac inlormalion. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. mewl cal yew saint for the amount you think is in error. sO Onit you MI have to use of the mcneydunng the so t taws us tocostae our investigates,. AUTDI5007tia SDNY_GM_00012045 EFTA_00122696 EFTA01268175

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD Am.:Wade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/18 - 07/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS, VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other $3,425,000.94 814,693.58 2,720,170.00 $6.959.864.52 100.0% $ 799.455.29 6.121.050.00 S6.920.505.29 $3,425,000.94 15,238.29 1.9% (3,400,880.00) (55.6)% Total Margin Equity $39.359.23 0.6% Cash Activity Summa Income & Ex .ense Summa Current YTD Non Reportable Reportable $15,000.00 $ • 0.94 Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other $0.00 3,425,000.00 15,000.94 (15,000.00) $ - Income (4,069,779.45) Dividends 5,891,686.28 Interest Other Expense 56,768.55 Interest Fees 1,546,325.56 Other Closing Balance $3,425,000.94 $3,425,000.94 Net $15,000.94 $0.00 page 1 of 4 Estimated Income $ - 95,819.00 $95.819.00 Estimated Yield 0.35% YID $56,767.60 0.95 (3,827.81) CONFIDENTIAL $52,940.74 3.5% Portfolio Allocation Stocks 39.1% IDA 1.4% 11 7% Performance Summa Cost Basis As Of - 07/31/18" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"° '10 view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Galn/Loss. 83,432,588.47 208,228.80 (920,647.27) 56,768.55 0.00 SDNY_GM_00012046 EFTA_00 122697 EFTA01268176

Statement for Account # 867-730320 07/01/18 - 07/31/18 Income Summary Detail' Description Current Year to Date Ordinary Dividends $ 0.00 $ 17,767.60 Interest Income Credit Balance 0.94 0.95 Qualified Dividends 15,000.00 39,000.00 IDA Interest 238.29 1275.33 'This section displays cram and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These erections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.94 $470,420.00 01/12/18 $ 500,956.00 $ 11.65 $ (30,536.00) $ 35,819.00 7.6% ALERIAN MLP ETF GENERAL ELECTRIC CO GE 125.000 13.63 1,703.750.00 10/20/17 2,593,861.27 20.75 (890,111.27) 60,000.00 3.5% COM SANGAMO SGMO 40.000 13.65 546,000.00 05/28/13 337,771.20 8.44 208,228.80 THERAPEUTICS INC COM Total Stocks $2,720,170.00 $3,432,588.47 $(712,418.47) $95,819.00 3.5% Total Margin Account $2,720,170.00 $3,432,588.47 $(712,418.47) $95,819.00 3.5% Account Active Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Opening Balance 07/16/18 07/16/18 Margin Delivered-Other FOUNDATION MEDICINE INC FMI 25,000- $ 0.00 CSI-I MRG $137/SH 8/1/18 ADJ POSITION FOR VOLUNTARY REORG OFFER 07/16/18 07/16/18 Margin Received -Other FOUNDATION MEDICINE INC 3CR993107 25,000 0.00 CONTRA-DO NOT SELL AD,1 POSITION FOR VOLUNTARY REORG OFFER page 2 of 4 CONFIDENTIAL Amount Balance $ - SDNY_GM_00012047 $ 0.00 0.00 0.00 EFTA_00122698 EFTA01268177

Statement for Account # 867-730320 07/01/18 - 07/31/18 Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance 07/25/18 07/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 15,000.00 15,000.00 COM Payable: 07/25/2018 QUALIFIED DIVIDENDS15000.00 07/25/18 07/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (15,000.00) 0.00 DEPOSIT ACCOUNT 07/31/18 07/31/18 Margin Sell - Securities Sold FOUNDATION MEDICINE INC 3CR993107 25,000- 137.00 3,425,000.00 3,425,000.00 CONTRA-DO NOT SELL PROCEEDS FROM VOLUNTARY TENDER OFFER Auto Reorg1/3892101TRICASH PAYMENT 07/31/18 07/31/18 Margin Divint Income INTEREST CREDIT 0.00 0.94 3,425,000.94 Payable: 07/31/2018 Closing Balance $3,425,000.94 For Cash Aclivily totals, refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest CrediVEx • - nse Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 07/31/18 $ $ 3,425,000.00 1 0.01 $ - $ 0.94 Total Interest Income/(Expense) $ 0.00 $0.94 Insured De • osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 07/01/18 $ 799,45529 24 0.3494 $ 183.70 $ 183.70 $ - 07/25/18 814,45529 7 0.3494 54.58 238.28 238.28 Total interest Income $238.28 page 3 of 4 CONFIDENTIAL SDNY_GM_00012048 EFTA 00122699 EFTA01268178

Statement for Account # 867-730320 07/01/18 - 07/31/18 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Batance $799,455.29 07/25/18 07/25/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 15.00O.0O 814,455.29 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/31/18 07/31/18 Received Interest: Insured 17.91 814,473.20 Deposit Account Bank USA 07/31/18 07/31/18 Received Interest: Insured 73.46 814,546.66 Deposit Account Bank NA 07/31/18 07/31/18 Received Interest: Insured 73.46 814,620.12 Deposit Account Bank USA 07/31/18 07/31/18 Received Interest: Insured 73.46 814,693.58 Deposit Account Bank NA Closing Balance $814,693.58 TD Bank NA $247,573.46 TD Bank USA NA $319,546.66 US Bank NA $247,573.46 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TD Sank. N.A. and TO Bank USA. NA. both affiliates of TD Amentade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 0 010 CONFIDENTIAL SDNY_GM_00012049 EFTA_00122700 EFTA01268179

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012050 EFTA 00122701 EFTA01268180

Terms and Conditions STATEMENT GUIDE If: Aro wado provides mormy Paddle Reports for accoums with actrerty and quarterly /pons ce nact.,o accounts doh assets.. Pond Summary: Troche the Current value d your 000010 as Of the *pal dale and compares e to pie par month.: The easel akal(On advt." your 00010 diverenetilion by invesimert type Arople dlocatcns under 5% al be grouped into thecategory of 'Other in the pie chart. Margin Early - Total Acceurn &miry iThial Lena lAtvginale Value • Taal Short Value) nanny Summary: The opening and dosing cash balances are moon:led here tor year quick rem once. Al account admiy is summated for Me currant pared and year to date- Income a Expense Summary inon4Fas only): Tins semen dark trio income and et ens° Web nom the ActhQy Summary andClassifiesMe lax litalMent. Robroment Account Summary (IRAs only): Review the IRS regulated transaccons for the curer( and pro maga IRS Fenn SI98 lair mama shut is based On the anent value as of Downed 31 of the previous year arts el to furnthed iota Internal Revenue Scence. Pearmance Summery:Monism your annual polka pedormance era Ina arealized gains and looms 'or your Mute remnant strategy. Account Positions: Now your mostmems at the current market wade and compare the canal cost to see aumilued gains and losses n your paddle Original cost is assigned using the erste). Tost-oul (FIFO) method. welch assumes the Ohl shares yOu sot ale Ines, you purchased first. The estimated wrrostment income2 and average cosi per share aro <Mama for your romance the odes purchase date is shown ter an ndcatlen of your hang derga. ACCOunt Adi*y: Al eteoriry actMly is dear,/ defiled. 'sled in Ole Orda. ad reneged n the ailing Cash balance. Trades Pending Settlement: Conlin yaw eted.ted trades with a settlement dale tiller month end. mesa transactionsel be reacted n me Account Actregy Lemon nom north. Online Cask Services Trenalctien Detail: Cane, management thineadrona Mal Cleared Wring ass statement reporting pared. ndudng check. debit card and ATM actuity. are listed in due Cede. Online Cash Services Summary: Credo ant deal transaction totals for rho atom statement fettering 00406 be summarized. IndMekral IronetiettriS ere rot listed. roue to rounding adustments. the stamen, deals may not ega the statementtotals. tEtninaled Anrwl Income and Earnated Annual aeld oath a 0 based upon the number of shams owned or astern value balance as of the stalemom dale and me most recent Medea rate a Oath yield pttM004 GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mao. Please consult your legal advisor or lax *Maureen when neaThary. ASS Blended in0.4by draftee. Ida. Careentabens May be records ter Salty Paned and transaCtiOn volifirattn Papas,. For TO Amended° Summon" oleos. your adroit( turn es separate from and not affirmed wan TO Anwerireed. Inc. a TO Aruba:kr Owing. Inc.. and oath Irm is net dispensed la the POOX1s end senices 01 Me other. Acciancy of Reports:II you find any errors or omissions In your account statement you paid immediately call us at the nimbi,' listed on page one of your stalernent. You Mould also contact our Gloating ran, TO Amedlrade Clearing, Inc. el 8004604000. Please renewend statement caready. If you drape. with any transaction or rl Mere are any ends or omissions. Meuse nobly a Client Services repieSeratillry a yell local blind, v oce. as reel as 10 Ames:rade Ortareg. Inc. in wmrg worm ten (10) days of yea recta ot the statement Any ofei statements met you hare made to us shale be COnforMed in voting The statement will anonym beconsidered concloire Please nary us promptly (deny charges in yea anted irformthon. TronlathoM red0C106 On your report wit be conclanory downed acoxato unless you noel,/ TO Amearadoimadutery. Account Protection: Deposits held by TO Sank. N.A. and TD Bank USA. N.A. are insured by the FDIC Covered by SIPC) up 10 5250.000. LIMIS ale per tretOunl OsnOrta per iniblutlat TO learn more eboul FDIC Coverage go to we've idcga. Searlded. indudng mutual fund, held in your ErOldwage Account are a1 deposits Or 001gallene Of. Of guaranteed by. any bank, aro net dOltinsised. and involve investment nag. includng posstle loss of princpal. TD Amerada is a member ol the Securities Inroad Pro:omen Corporation (SIPC'). which prefects seams customers of ns northers up to 5500.000 (Madding 5250.000 ler daime for cash). Explanatory brochure is available on request at wards* wa. AcIdthendly. TO Anieritrade provides Beth Cleat 5149.5 elan worth 01 drolectlon for securities and $2 ml ben Of prOdelKon for 089h tlYtugh SupOleMental average provided by London insurers. M the even 01 a brokerage insolanCy. a Client may receive ~Is due Iran the trustee in bribelltry and than SIPC. Siaktnemal coverage is pad out Met the trustee and SIPC payouts and miler such coverage each dm is limited to a centred return a 5152 miliOn from a trustee. SIPC and London insurers The TO Anceilfade lopptenental coverage has an aggregate Inn 01 $500 mtlon oar at artlaners. TM potty provides Coverage loldning Wasage insolroncy and does nOl poled Mina lass in mania vela, et roe securities. An investnen1 iv a money market turd is not Mewed Of guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any °Ma gevernrnert agency. Althoggh Me kinds Beek 10 preserve the vat...dyad weveament WS 00 pe shared is pOstibb 10 lOse money by investa n a money marker turd. DW4005 are declared defy and pachernwested monthly. The prospectus amens this and other important riorrtmon Read the prospects Cbeldly before arresting. NOn-depasil investments herd by you' Croke, dean are NOT FDIC INISURED f NOT BANK GUARANTEED( MAY LOSE VALUE. The balance n your bank deposit soctunt Or shares d you money Minkel WOW And can to lquidated on your order, and the proceeds returned lo yam accuses amount or remitted 10 yeti Tax RMOVIrg: The (MVO /Date net tar OfeeMent Yai Make Ran 1099 for Laud tax nmona in ethane will IRS ocaroTonts Includes dant neva dodenth. carcal gain. lace strykki. and sees procerobl. &MOO/pita aro awed le feclassfalOn ankh MI to relledel m siAmmient a moons. Cost Sash: Cog Cast. tan lot and pokanarim (caring as Danthalta are alai ad (band by COI IIIDOWOROTED TD tmericae is nd deporebb la tie rektfiry suit ay el to Samoa,. To Pmentalo and is Mammon providers Flanatotol do not puma Me mcenity el Me inkrmilon and date proW:k•/ COI tiCCRKRATEDb a Wend° Grainy and end alleged wen to Margin and Options Account Agreements: Prefrpet adate 10 Arnenuade n tang ci Wry change in your investment Maxi/yes or anaroal shaman as they peulain to your ms'gin Or 001ths aecOurn agreements. A summary Of cOmmesions and charge, incurred loth to execution ol aeons transamceo is aralable. Currant Maks Prices: the maggot Alan a scones have both Maned. al daub*. tom gam antes ed Other alepextent tons Vallee we based On Mo dosig thee eve mom banal me bd did adtng pat, a ether rnetals, a no rocked %caucus/alto son a grata' woke fr aka indecendent stack I've wooly is aided 10 Nine retooled Nth.Prced OP). The selusxns et yourFadden:pot are provided as peed minion ant no dent guarantee to a:cum./dam scones pm. Malmo bzked pardons be salad yang me nmanng balance lad Ina oa'M nasal pike Pandit dpol se/Arens may net repreart mks prococch. The Noonday make. to Oxfam d Oasts (CDs) a gthrely loud and the °clue vele may be (Mal horn Vie page pa Asiereary loss ci MOW may 50211 tom to sae al a CO par b resits BMW antra Fred tam Scanner. 11200 clibranvy May coat soma and deer wade on a kpsd exchange. Rana may Yam n me OTC Peer 0 °Dunk., markt( and surreal kat* miy nd sag b lour deed sour Pekndria to redone. The sad or bunt pa to natty may rood n a loss d mad. Non Standard Ames (IISAI are (meaty marmot in dna partopmen program saurian patnersas kneed Mary cempaned. on real MEMO rrasrnori indm.cownedty pak dna eauty. abate debt or raga knob. We ere WWI, lfad irneelmers as do not Ida on a area saunas moron?* a tie Krona Stock Malt. Thowlues done kr trade /amts are Sated 'sea dirtied lion ryas methods iicksdrog, but net killed Ix independent eau-mats. to tamaam's not =eh. ander rid pony tender oars tot hat boon prthad by asp maragorroy athwidrato. and spread each down a by a thrdpaty tcract mahout ascendent wrIcatim by ID Matra*. Values may nal Maths canal palate pke, actual rata ameba reakal oxn lopeason tan ostenahad value catd be estatracid trough test methods. ate 'dual/ may be reflected as NOnlryeed (NP) For addita deal /mama eadmen kr Nth.Stamtaid Ames. pcm° arta Gent Scent There nasals and othevel unclothe SIPC. Aram Rao Spurt= CARS-) Prong: The makes iota kr PAS warms ha ban Maned. ba) e. hem cathdon makes or eta harder. Mums The moray al Pe Pea is net curanle01 to meta vado and welded TO Poottrado W I pree Ore MS pcomn.tiarg ate cens4orman both to qua): and undetyng cm* gusty. The SAS rota is curronly togabnCing a lick of salty and. tea wok Mee an tie no myna Mal sash worriesan he sobunder one mato. caxlicro. REGULATORY DISCLOSURES AI transageons aro alma to Ii) me constitution. Nes, regulatiens customs and usages d the exchange of frorken. and its dearroneuse. it any. en Mich such Lrointatlens are ecrocuted: federal lass. inducing me &dunned AN of 1933 and the Sauces "n ip ° ENFIR M Ex in ko and w • as F an ono brochure mat mantas information denoting FINRAs Piano Descbsure Program. please °anted FINRA at 800289.9999 or wnwtinnsag. The interest rate them+ for TO Arnertrado Cash a liken from the applcatie molestrate ter for the Markel Van balance n a TO Amertrade Cara. as Of la illalemed closing dale Simolo interest is xcerxd daily based on the interesttato ter amicable to oach day's balance. Financial Statement Nallicallon: The mammon ol Manna condea for TO Amentrade avaltide trace a year and may be Waned al no cost via Me internal al Max,Awyrtictementranoconnnanciatiammentlurd. Option Assignment: At shun misty opoon posnons and some index option neutrons are avaltide Poi aaugnmeM Eterme assignment Meant ler equty of tide, options are eandomly alocamd among all dorms' shod posoons by an automated pram:two. Free Credit Baboon (Rule ISOI.2 II 3): Under me Mont proumnon mt. we may use tree Croat balances it your account in me Ordinary Cane ol our bigness which are puede Se yOu on demand. Margin Ammons (Regulation 7): t you have a margin account. so report es a combater, of YOur margin sothunt and a 50081 mtmorargian account Tradng on marlin poses eddlional risks and es not swathe tor all investors. A comae lei d the risks associated with trorgin tradng is tastable in me moron Mk disclosure doom en. You may obtain a copy d ass document by pomading us at the number teed on page one 01yOur Skiternent Payment for Order Flow (SEC Rules 606 and 607): In some crcumances. TO Amon:redo rocerred compensation tor drocang citron orowthocounta and tsled equity order (km to selected markets. brass or dealers (Made Centenil. Othgensalion is in the dm d a per sham cash payment. M andiron. TO Amatrade also may wave compensaton related tO the foreign oarenry exchange COmpOrent Of tronladdres in Magri Securitiesfrom Markel Centers mooing mai heeds. We post remarry reports disclosing the venues for order rogong mecum at wrAvidarneroradocom Amnia" copy is avalaUe span rawest. is our policy. abeenl deft orders to 1110 contrary. to select braids, cakes, and market makers used On Me ally te porde best thecuaon and the Mary Of Weida price improvementen mated orders. Pnce improvernem is evened* maw amen market condoms, and wo regular/1 mentor Garman to test for sox, imptcnemom ti ayalatte. Trade COMirmellena (Rule 106-10): Al contrmaliens are Paremilled On me InamatiOn age Taxes: Trantuclons in foreign seeking. (MOWN Wean company ADM OW Irate in the U,S.) may include taxes and fees charged by tie ratan marked or governments, dhoti may be **acted in the 0400 01 1110 security or caged es an aapenettni the item Parody Peaky Nellhallon: A copy of Me TD Amen:rads Privacy 00IeY is aTeabd al VAWnklanlefiradOSOT Cable Smudges: The aloe:eon ol partial retlemplons a oath ii done rang a prolate kOkry system. A descration el the proaddes for Stable saunas is avalable on to rebus a held copies ere available wonder-ea M Case 01 enOnS Or cantons tail your EledrOniC Fund Dander.. please co 1001 s al 1.1g0 669.3900, or in swing to P.O. Box 2209. Omaha. NE 68103, or by email at diedeenrkes&105Mentrade.COm The Mdrinaton °entrained in your sawn shamed shall be Wane upon you rf you do net WWI etbn sixty leOldays for any transfer ci lugs stage to Andabon E, ouch as ATM and pont of-sale :recedes, debit transactions, area dm:am, and wither/malt WO Must hear from you no later than 60 days arta we seN Kai me PEST statement on whets the error or problem appeared, (I) Tel es yea rend and account merger (2) Dosage the error or die transfer you aro unsure abOtdk and explan as dearly as you can why you bolero n is an error or ally you need mete inlormabon. (3) Tell us Pie dollar amount of the wattlederror. Wo wilt invested° your complain and will <arca any error promptly. II we rake more Man ID business rays to 00 Iris. we wit creel your aectut for the amount yOu think is in 'nor. sO that youwit have the used the money dunng the tme t takes us tocompete our investgata. Add MO 07a4 SDNY_GM_00012051 EFTA_00122702 EFTA01268181

1D Ameritrade 800-669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amen:rade Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/18 - 08/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 9-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value Margin Equity $ 5,280,333.30 1,617,500.00 $9897,833.30 100.0% Prior Value Period Change Change Estimated Income Estimated Yield $3,425,000.94 ($3,425,000.94) $ - 814,693.58 4,465,639.72 548.1% 0.50% 2,720,170.00 (1,102,670.00) (40.5)% 60,000.00 3.7% $6,959.864.52 ($62931.22) (0.9)% S60.000.00 0.9°. Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex .ense Summa Current YTD Income Reportable Non Reportable YTD $3,425,000.94 $ - (4,069,779.45) Dividends $ - $56,767.60 1,038,530.22 6,930,216.50 Interest 0.95 Other Expense 56,768.55 Interest Fees (4,463,531.16) (2,917,205.60) Other (3,827.81) $0.00 $0.00 Net $0.00 $0.00 $52,940.74 page 1 of 4 CONFIDENTIAL Portfolio Allocation Stocks 76.6% Performance Summary Cost Basis As Of - 08/31/18" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)m Income/(Expense)n Securities Received/(Delivered)"° •To view realized gains and losses for your account, login at envw.tdametitrade.com and visit My Account > Galn/Loss. $2,593,861.27 (976,361.27) 56,768.55 0.00 SDNY_GM_00012052 EFTA_00 122703 EFTA01268182

Statement for Account # 867-730320 08 01 18 - 08/31/18 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 0.04 0.04 $ 0.04 0.04 0.04 0.04 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 2.108.52 Year to Date $ 17,767.60 0.95 39,000.00 3,383.85 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date feuds will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Investment Description CUSIP Stocks - Margin GENERAL ELECTRIC CO GE COM Total Stocks Quantity 125,000 Total Margin Account Current Price Market Purchase Value Date Cost Average Basis Cost $ 12.94 $1,617,500.00 10/20/17 $ 2,593,861.27 $1,617,500.00 $2,593,861.27 $1,617,500.00 $2,593.861.27 Unrealized Gain(Loss) Estimated Income Yield $ 20.75 $ (976,361.27) $ 60,000.00 3.7% $(976,361.27) $60,000.00 3.7% S(976,361.27) $60,000.00 3.7% Online Cash Services Transaction Detail Category CREDITS Electronic Transfer Subtotal TOTAL Transaction Date Description 08/09/2018 Courtesy Adjustment page 2 of 4 CONFIDENTIAL Amount $ 0.04 0.04 SDNY_GM_00012053 0.04 EFTA_00122704 EFTA01268183

Statement for Account # 867-730320 08/01/18 - 08/31/18 Account Activity Trade Settle Date Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance $3,425,000.94 08101/18 08/01/18 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (3.425,000.94) 0.00 DEPOSIT ACCOUNT 08109/18 08/09/18 Margin Journal - Other Courtesy Adjustment 0.00 0.04 0.04 08108/18 08/10/18 Margin Sell - Securities Sold ALPS ETF TRUST AMLP 4.133- 11.305 46716.52 46.71656 ALERIAN MLP ETF Commission/Fee 6.00 Regulatory Fee 1.05 08108/18 08/10/18 Margin Sell - Securities Sold ALPS ETF TRUST AMLP 18.867- 11.301 213.210.95 259,927.51 ALERIAN MLP ETF Regulatory Fee 5.02 08108/18 08/10/18 Margin Sell - Securities Sold ALPS ETF TRUST AMLP 20.000- 11.30 225.988.68 485.916.19 ALERIAN MLP ETF Commission/Fee 6.00 Regulatory Fee 5.32 08108/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.805 138.041.02 623,957.21 COM Commission(Fee 6.00 Regulatory Fee 2.98 08/08/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.855 138541.01 762.498.22 COM Commission/Fee 6.00 Regulatory Fee 2.99 08108/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.805 138.041.02 900,539.24 COM Commission/Fee 6.00 Regulatory Fee 2.98 08108/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.80 137.991.02 1,038530.26 COM Commission/Fee 6.00 Regulatory Fee 2.98 08/10/18 08/10/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.038,530.26) 0.00 DEPOSIT ACCOUNT Closing Balance $ 0.00 'Flat Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. page 3 of 4 CONFIDENTIAL SDNY_GM_00012054 EFTA (()122705 EFTA01268184

Statement for Account # 867-730320 08 01 18 - 08 31 18 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 08/01/18 08/10/18 $ 4,239,694.52 5,278,224.78 9 0.4989 $ 521.50 22 0.4989 1,587.02 $ 521.50 2,108.52 $ - 2,108.52 Total Interest Income $2108.52 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $814,693.58 08/01/18 08/01/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 247.500.0O 1.062.193.58 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/01/18 08/01/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.177.500.94 4.239.694.52 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/10/18 08/10/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 4,487,194.52 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/10/18 08/10/18 Received FDIC INSURED DEPOSIT ACCOUNT 791,03026 5,278,224.78 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/31/18 08/31/18 Received Interest: Insured 1.793.94 5,280,018.72 Deposit Account Bank USA 08/31/18 08/31/18 Received Interest: Insured 104.86 5,280,123.58 Deposit Account Bank NA 08/31/18 08/31/18 Received Interest: Insured 104.86 5,280,228.44 Deposit Account Bank USA 08/31/18 08/31/18 Received Interest: Insured 104.86 5,280,333.30 Deposit Account Bank NA Closing Balance $5,280,333.30 TD Bank NA $247.604.86 TD Bank USA NA $4,785,123.58 US Bank NA $247,604.86 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks ('Program Banke). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Arnenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 4 o14 CONFIDENTIAL SDNY_GM_00012055 EFTA_00I 22706 EFTA01268185

Amedtrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012056 EFTA_00 122707 EFTA01268186

Terms and Conditions STATEMENT GUIDE IL wade provides marbly Portiktio Flamm lor aocoums tare away and quanerly noon lc mad 3CCOUMS 54I5 assets.. Periled. Summery: Track8 Current Maxi 01 your 000010 as 01 the Mont dale and compares n to In prior nbunlh.8 The easel illaXatiOn Monet yOur pent010 dinenniealiOn by invesimert type Maple dloCateres under 5% mg be grouped into triocategory a tinor In mo pee chart. Margin Easy - Total Amount ElluilyilT0161LOng Me girvable Value • Tidal Shan Value) Activity Summary: Tne opening and dosing cash balances are reconclea here ler yore ouch reference. Al account actrinty is summit.] lor be current paled and year to date. Income a Expense Summary Men4RAs only): This section dataos the income ave ogionso totalt from the Affinity Sanitary and Classifies the lax treatment Retirement AccooM Summary (IRAs only): Renee the IRS regulated beam:eons for the arran and akt years IRS Fenn 5498 lair market value is based Cr. to °uncoil value as et December 31 eI to pranous year tad ml to furnished lotto Internal Revenue Same, Porknimann Summary:Monitor your annual po(on pedamanee en Me unedited gains and lassos tor your future mostmom strategy. Account Positnans: View you rnestrnonis al mo current Mirka vaho and corrparo the comma coal 10 me unrealized gains and losses n your conch) Original cost is seamed using the Munn roloul (FIFO) method. when assumes me rust shares >du sel are those you curcheee0 firm lire estimated irmostmont income2 and average cast per share are dapayed for your isleider It,, *deal purchase date is shown tor an Ideation ot your holdid Peidel). McNutt Ann*: Al Moor" aciMly is dead denied. lain in Ode Order, and reaeded n Irre dating Can balance. Trade. Panting SattlintIM: Confirm your eneCutel trades tann a senemen dale alter month Ø. lidaso transactionsad to reelected n me Account noway 'moon now mom. Online Cash Services TranuallOn Cash management tunnelled Ofh Mel Cleared dying ass stab:mom reporting pored. ndudng check. don: card and ATM actrefly. are listed in dato deb. Otto Cash Services Summary: Crodt ard debt transrbon tows tor to arrom statement regaled MOW eve summarized. IMMtbal atmeaCtOrili ere rot abed. 'Ovate rounding adustments. tho «sement decals may not eØ the stamentotals. tainted Annual Income and Esandeed Annual YNO values tue based upon the number a shards oared or carom value balance az Woo stalemom dale ard the most ream emden rate or GM Pond ~Ord GENERAL INFORMATION ID M,enlrade does not Fronde legal or lax acMce. Please consult your legal ~six or lax erCeOuNaral when necessary. A8 8 darned inekeby create. Mane COMOMIMS May be tended Ku dually 00111roland bansattion veittlealMounDOSte. For ID Ammo-ado nsontioral oleos. your advisor him is separate from and not althated was TO Artianracta. Inc. a TO Arnxtrado Cleaned Inc.. and oath him is not responstile la the prOOXIs and 'ernes nine orher. Accuracy or Reports: II you flnd any errors or omissions In your account statement you Mould immodialery call us et the ntenbei listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Amentrads Clearing, Inc. al 800469-3900. Please renew um statanam careitily. It you *lasagna win any transaction. or il there are any aids or omissions. Meuse redly a Client SercesrepresenInMo yaw lael ball alto. as wol as ID Amairado Cleareg. Inc. in wmrg mho+ on (10) days et yaw rocom ot this amtamen. Any ore/ statements that you NO? Erode to vi shard be cOnrimaed in voting The statement sill Othennie beconsidered connnive Please 'Kitty uB promptb ol any charges in von conned information. Trareaelbrandetted On your Copan MI be conclusively dimmed accurate unless you nobly TO ARCItfitOirnmodiatoly. Account Protection: Deposits told by TO Bank. N.A. and TD Dark USA. N.A. aro insured by The FDIC Ina covered by SIPC) up lei $250.000. Limes ale per acceunl ormerap per iindlt4On. TO learn more arkul FDIC coverage go to nvarklicgov. Sealskin. inducing mulual runde, held in you. Brelionage Accourt are nol damns or 0010aliOna el. Or guaranteed by. any bank. are net FOltinsexed. and invoke investment nes. includng possde loss ol princoal. TO Ameneade is a member ol Ø &aunts Investor Protochan Corporation (51PC'). which protects scam es cmtomers of its mentors up lo 5500.000 (nceding $250.000 la claims for cash). Explanatory brochure is available en request al wsw.alm.01. Additionally. TO Amnia* dreaded each Mall $149.5 /Milan warn 01 PrOleCtlaa tor securities and 52 mean ol enattlOn or cash trough eupplemenial coverage enOvIOKI by London Insurers the von or a brokerage insolvency, a Client may refeintiMOunts due IrOM the Munn in ~WY and ma SIPC. SiXolismental ø,0r390 a pad out dier Ma Innbo and SIPC payouts and man such coverage each clan is limited to a ccinbrod return ot 5152 Milan horn a trustee. SIPC and London insurers The TO Anted:facie Supplenlented coverage has an aggregate Ind al 5500 ~Ion ova at cum:mars. Tera coley provides Overage loitering brokerage insohmcy and does net noted against lea in mandl vete mo mourned An investment n a money nand lona IS net Mauled Or 9.18~d by the Federal Depots Insurance Corporabon ICING, a any other gwororrat agency Although Ihe lads seek to Omsave the val. 01 yea ~ailment al 51 00 pa Maio 4 it ~nab 10 lOse money by investing in a money meal brd. Dinderdi we decayed dirty ant pactleinnestod monthly. Tho praecox *mans this ard Sw imconart Mammon_ Read the prOspedv8 Carehiltr Penn Wading. 140n-depOsil investment herd by your trokordealer aro NOT FDIC INSURED/NOT BANK GUARANTEED? MAY LOSE VALUE. The balance in year bank 0~1 aceturil Or shares et yida money mallet mate., lancl can to Madan] on your order. and be proceeds rotund le yam uxurees mount or remitted oytu Tax ~ring: The pentila btal is nal a lan admen' You wit retake Fenn 11:99 fa revel tax nadarg n oxrpla-co mil IRS Jegaxais includes dab recon. cladendk capial mine. Nate naanee. and sales Coned» Some Doran are abject to reclassfarkin which «I to rellectal an en:co:pant tadcoons Cost Basin CostDam, tan in and panorama cepenng ard Cordocica ant Man ad concixted by COI ta:CEPORMED ID Antride is net inoCirebas la tie ~by or sund al tie reams: en To Ameraste ad as ~non prays IReaters'i de nei ~Mee me axonay el me Memnon and data waded COI ECCEPCEATED B BS* ~yard end etlIned mm ID trends Margin aid Options Account Agreements: Promp,/ ad mo ID Amenlrade n twang ot any dynga n your invostmem ctuxuats a enareal stuaban as they wain to your margin or Otilials accouni agreements. A summery et Ornmissions and <Integer, incurred tam the execution eI oceans imam:bons is avalabb. Omni Mats Felon: The males values el manna hue bean Waned I wake Korn crxittlei ann. ad Other idepasta" eons salve are based Co Me dosing ace me man band me bid ad slug From a ether robot, t m rend oluoa selde bon a ~aeon wen> OM indedeliklent sOsee. Me acuity is tutted to tieing mlected Monroe:1OAI icludxns an your catido noel are Mann "9"" noltitlen add no darn guarantee to seamy ct ay stomas aces. kbigage backed postaa air blued rang are ~nil Nine erd Me twat mewl eke Pandit repal .sluseion may noe mpt or I mac promo:h. The seaman men la Coln= of Omosts (CDs) is germ* Aqua an the dud nuke me, be debet Iren the ~Me Dn Asbnrant10% may malt tan to sale el a CD Per to many. Bands man Fred Wen Socurtes wade deaconry Man cowry scones and darn ado en a Saud oxchrige. Rama. may traM n me OTC Kim the count«, market and Kinder( loudly inn nOt and la lw »seil PM Postpipa to nanny. Thea», el bada pia to nannyma!~ a al.:matrix/pal Non Standard Amen (MAI aø nocaly innatinass n area pancluson program saunas ~sews Imioalablityccmpancm. co red IY.1210neasrnor. wogs,. cownadty pods. prune eguty. abate debt o hedge Ø. NSB me Data Maud irmalmeas ad do not Pale a a mend sown of. @change a tat Nasdaq Stock Mika The clues ~ant« mane mesh.ris ere ~wed taltid cleM0 itim ennui ~hods nickdro. OW net tinned 10 independent appraisals to progans rat mum. siva trod pinywider alas tut harp tool craned by to madame& av rat:candor spancr cl each pagan a b/ a thrdinly vender nation bielMaxleM erasion by ID knaodde. Values me/ ra Mk« the Maned nrclutne MCC and ~id due a be malted oxen Iquancn P an onnumd value canna be estatithod Ø0h One nononn. Me odualm mar be reheated as Nfinaited (NV) For adellimd decal rofordng ninsuan w Nal.Standarel kse. clean an= Cam Sara These n, snuvas are net coaxal unbind RPC, Aude Rao Socureca CARS-) Prong: The maltreat= la OAS sauroos hno ban clmnoce meagre. Korn cmotalm *encamp( On helepangent totem The *away el ene peeing a na gambol Ha motel mho a rct oddeb, TD kratrade Ml ~Me MS peolon.takrg into co-6d~ ban to quay ad undoamg ant quay. In MIS rend a airrenly ~drag Blad 011ialty an. Ma Mot mere an be ro mean that such mynas an to sold wr oast matne cation. REGULATORY DISCLOSURES MI Emma:bons aro slepet to 0) me conintoon. Mos. regain:ins customs arid usages or Me exchange or market. and its clearinghouse. 0 any, on shah such nansecian are caccuica ell Imam laws. reusing me Secunbes An al 1933 and to Satsrasa 6 oun Ni al* and the lepo fk[Vre &Atone For an investor brochure Mai incaxbs informabon desabng FINRA's Pntlic Desclasuro Program. Pease contact FINRAat 800289.9999 Or www.firwang. The interest rate ~sal tor TO Amertrade Cash is taken from Me appicalde imerost rate ter ler the Market Value Palace m Me TO Amer/redoCash. as Ol the Statement nosing dale Simple merest is rand salt/ based on the interestrate ter applicable toodds days balance. Financial Statement Nceinciatton: The stammers eI hnancial condmon lor TO Monad* es ~table twee a year and may be Wand al no cost via the interned al nem...‘wnoktrnanitadocominnanciamaromonumm. Option Assignment Mi snort *quay Opb011 pcsncns and some index option poubons are art/tabu lot essignrneM &MOM assignment fleeces for Oa" or noon options are randomly alocaled among allchants' she posoons br an automated procedee. Free Credit Balances (Rule Ifictad II 3): Under me non protection ans, we may use frog OMB balances n yOur account n the eidinne Cane el ow Minna which are payable 10 Mu on dernard. Margin Accounts (Regulation I): you have a margin acorns au report a a combnaton of YOur margin actOtint ard a special memorandum root" Tracing on margin poses edellional risks and a not sumac tor all investors. A cØØ tat a the mks *summed win margin tracing is amiable in Me moron rek disclosure document You may obtain a copy ce tas document by contacting us al Ile number 410000 page wool your elatement Payment lor Order Flow (SEC Rules 606 and 607): In some crcumstancos. TO knatIti.00 recants compensation lor deeding sidan overthatounta and mod equity orrer Ibre Wetted markets. Name or dealers CailaaelCenierefl. Ctrementolion is in ine lam oe a per snare cash payment. In 300505. TO Armandoalso may wave cordons's*, related to the foreign onitincy ...change COMpOnent Of tartntiOns h Wean SteUrilieS I tom Markel Cann oxecuang such wades. Wo post nanny reports disclosing Mc venues ler order rotting oxecuraon x winvidarnatradecom A mitten copy is ovalaga upad rawest. H Is our policy. Moon Pent orders to the contrary, to select brokers, dealers. and market makers based On the Why to proud, 5051 etecutlon and the halery ot seebrig ace improvementcad marina odors. Pnco mammon°, avandloirder ammo market condlions, and weregular,/ mentor examen to lest In :Gan man...omen d malable. Tied, COMirmillOnt (Rule 100-10):MI conlrmalions are trOMMi960 On in landhon dale Tax»: Tranmedona in foreign scour (incindn9 tertian company ADM apt Iran in the U.S,) ma/ include vexes and loos charms, by to foreign matted Of governments, shah may be Nibbled in the price Ol the security or charged as an ideile dall sne item Newby Peaty Net ~don: A 000y of the TO Amenran Piney POICY is available el wwwdamairadocom Caaabb Semnikre: The elocabon or pOtba, 'Memnon; or calls it dane runga prowls Many system. A ~crown ol the proccdses ter Sono sambas is aVallibl. On to rebus a ham copies are Mantle Man («fall. In case ol errors or glaslem LIMA Our Eleannie Fund Thunders plead CO lad al 1803 668.3900, or in snag to P.O. Box 2209. Omaha. NE 68103. or by email al diernervialts@XIMenarintem The ~melon <Oneida in your mane statement shall be b.ndng upon you it you de not dogrel wthn sixty Inndays lor any nandor or lutos sanxt o Ronlabon E. such as ATM and ave-resale traralets debit transactions, airen i5;1551115, and wind/Mint We Must hew from you ro later Man 60 dare after we Len >du Me FEST statomont en which the error or problem mooned. (I) Tall us yOur rente and account rune( (2) Ibsen° the error ot Ito monnar you am unsure a50411, and taxman as cream( as you can why you tandem ti is an error or why you need axis sniormanon. (3) Tell us Me Man 4,10,0JnIel OM sueonete0 error. Wo sill Lemnos* your complain and wit correct any error promptly. el we lake more Man ID business drys io a init. sown coal your amnia or me amount yOu INnk is in ettun. MOW you wit have the tro of the mow dunng to Imo t IS= m tecØofo OtifilIVII51931,511. OMM Ise0Tna SDNY_GM_000 12057 EFI'A_00122708 EFTA01268187

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD AmedMade Clearing. Inc.. Member SIPC Statement Reporting Period: 09/01/18 - 09/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Estimated Estimated Investment Value Value Change Change Income Yield Portfolio Allocation Cash $ $ $ $ - Insrd Dep Acct (IDA) 5,282,498.28 5,280,333.30 2,164.98 0.50% Money Market Short Balance Stocks 21.1% Stocks 1,411,250.00 1,617,500.00 (206,250.00) (12.8)% 60,000.00 4.3% Short Stocks Fixed Income Options Short Options Mutual Funds Other IDA $6693,748.28 $6,897,833.30 (S204.085.02) (3.0)% S60.000.00 78.9% 0.9°. Total Margin Equity 100.0% Cash Activity Summa Income & Ex . ense Summa Performance Summary Non Current YTD Reportable Reportable YID Opening Balance $0.00 $ - Income Cost Basis As Of - 09/30/18" $2,593,861.27 Securities Purchased (4,069,779.45) Dividends $ $56,767.60 Unrealized Gains Securities Sold 6,930,216.50 Interest 0.95 Unrealized Losses (1,182,611.27) Funds Deposited Other Funds Deposited/(Disbursed)YM - Funds Disbursed Expense Income/(Expense)"' 56,768.55 Income 56,768.55 Interest Securities Received/(Delivered)"' 0.00 Expense Other Fees (2,917,205.60) Other (3,827.81) **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. Closing Balance $0.00 $0,00 Net $0.00 $0.00 $52,940.74 page 1 of 3 CONFIDENTIAL SDNY_GM_00012058 EFTA 00122709 EFTA01268188

Statement for Account # 867-730320 09;01/18 - 09/30/18 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date 0.00 $ 0.04 0.04 0.00 0.04 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 2164.98 Year to Date $ 17,767.60 0.95 39,000.00 5.548.83 *This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a preybous tax year (spllover db.:Semis). The year to date feuds will accuratehi reflect your cumuiative amount for the year. Account Positions Symbol! Investment Description CUSIP Stocks - Margin GENERAL ELECTRIC CO GE COM Quantity Current Price Market Purchase Value Date Cost Average Basis Cost 125,000 $ 11.29 $1,411,250.00 10/20/17 $ 2,593,861.27 Total Stocks Total Margin Account $1,411,250.00 $2,593,861.27 $1,411,250.00 $2,593.861.27 Unrealized Gain(Loss) Estimated Income Yield $ 20.75 $ (1,182,611.27) $ 60,000.00 4.3% $(1,182,611.27) $60,000.00 4.3% $(1,182,611.27) $60,000.00 4.3% Insured De . osit Account Interest Credited Begin Date 09/01/18 Balance $ 5,280,333.30 Number of Days 30 Total Interest Income page 2 of 3 Interest Rate 3.4989 Interest Accrued $ 2,164.99 CONFIDENTIAL MID Accrued $ 2,164.99 SDNY_GM_00012059 tiro PAID $ 2,164.99 $2164.99 EFTA_00 I 227 I0 EFTA01268189

Statement for Account # 867-730320 09 01 18 - 09 30 18 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $5,280,333.30 09/28/18 09/28/18 Received Interest: Insured S 1,843.63 5,282,176.93 Deposit Account Bank USA 09/28/18 09/28/18 Received Interest: Insured 16.91 5,282,193.84 Deposit Account Bank NA 09/28/18 09/28/18 Received Interest: Insured 101.48 5,282,295.32 Deposit Account Bank NA 09/28/18 09/28/18 Received Interest: Insured 101.48 5,282,396.80 Deposit Account Bank USA 09/28/18 09/28/18 Received Interest: Insured 101.48 5,282,498.28 Deposit Account Bank NA Closing Balance $5,282,498.28 TD Bank NA $247,601.48 TD Bank USA NA $4,539,778.41 US Bank NA $247,601.48 Citi Bank NA $247,516.91 E Ole Ins,reo eeposo Account (IDA) balances reflected in your brokerage acceun are FDIC-Insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TD flank. N.A. and TD Bank LISA. NA. both affiliates of TD Amenuade. The IDA balances are not covered by the Secumies I/Nestor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_000 12060 EFTA_00122711 EFTA01268190

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012061 EFTA 00122712 EFTA01268191

Terms and Conditions STATEMENT GUIDE TL: tr.risacb wande: moren. Pont° Moors lor aocoums tum acverty and quanedy report ,o• usus* accounts tam isel:.' %Molk Summary: Track8 Ine CurrOnt Ma d sou p00010 es Of Me repOrt dele end ~para Il to mo prior ~Mia The :esel etteren Moeke yOur EMOE divenideation by invesvnent type Etple aboters under 5% st be grouccd tut mo <memory al torn«' in mo po chan. Mar Essay - Total Aard ErtutbelT0181 LOM, Mdapinable Vake • Tetal Short Velt) ActnIty Summary: Trio opening and cbsing cash blanca wo reconcled here lor dar quid umeesce Al account actmty es searmanzal lor Me Enorm prod and voor to dato_ Moot a Expert' Sunernary (nadIRM only): Ibis sedan daalt trio inoame ard *Eense totak trom We Aait Summary and ~Mrt Oe las IMEMOM. Rebrement Account Senery ORM only): Runt Ine IAS retatod transaceons for Mc oer% ard pro yeers, IRS Fane 5498 lair Marlt Yalue ie basso On Me afrent «he aa or December 31 o1Ø panbus soar and nl be turrishod to~ hierna Revenu° Same. PedonnanceSummory:Monnor >oor aneel polobo tearmane end INe tneelized gans end loom: or your Stro neemt« stuw. Account PoslEns: View your rnestrnonts at lbo current marka vat ard corrparo th* Edna cal to ste idueekzed gaine and tosses n your pen!~ Original oost is °tred uting Ihe trein. linteut (FIFOI nyelhOd. Mien weent Uw :nal stres Ko set Me Omee you anchased ira. lbo eslimalod erreostmord enoame2 and ~rage Co:' per share are dodayed lor your roteren°, OM odest mocht» duet steur lor en ademen cd yoga hobby geotel). Maant Activey: Al ~ot« ectly ia deert, detned. klad in dat Order. end rertected n Me cbting Cash baart. ~ te Panding Settlertril: Confirm you e:etser tredes sr e setemel dete aller mone Ø. Ilmso transacions wel bo relloctod n me Account Acvmy toon non momn. Onno. Geil Services TrennallOn Delen) Ceel: Management trenaeakid Mal «Wed ting tas statanom ropomng panod. ndudng chet. dotti card and MIA acut. are ',stad en dato ader. Onte Cash Services Sturmarv:Credt ard dele naasten totals lor mo atom statement reldnag pedodbe summerized. IndhiCked Entert eie maisted. 'Jo to ronding adustments. lbo stmoment deals may not apa mo statement totals. traineled MAAI Income end Estnwed Annuel Yeeld vekes ere bieed upon IMO number d stres cmood or arrom valeed baton» as ot tm temt dale at be most ~am duidend mie or cash dele ~dr GENERAL INFORMATION 10 Men:rade does not provile topoi or las ~ce. Ploos* conti your leed achwor or las ECOuntrel venen neCendry. A8 te Standerd intaby pratte.. emne COnn~lirs ME be records br Sally control and liansettiOn vorkalr Pureren, For TO Amentrade motmel dorm. your admor hem es scparate from and not attrialod win TO Ansentracks Inc. a TO Arratrado °Eng, Inc.. ard oach h'm es nat responsbo Ia the Dretst end amma 01111e orher. Accwacy of Report: H you find any errors or otters In yow accouM statement you *houd immedialety all us el tnt inent' gered on page anti ol your ,trestien. You Ooit also contact our Clearing ene, TD ~ontrat Clearing, ne. el 8004694900. Flease ronow end stamnam c.yrektly. Ir you daagt tinn any transaceon or el Mae wo any ent a engene e. drie rally e Dient Services reproseMethe a yes tel Winch Ote. Ss wol as 10 Amodado Cleansp. Ina in wrang nitti ton (10) days ol tm recta ot th, stareent Am ot statements asnel you here made to us snedd be COntired in wring The statement all aherviso be conaidered condens: Fletse nart, ie prompt 01 any change* in yar contact information. nette% Met* On your rcpon wil be concbsepalydecomed acaratounloss you nooly TD Amen:fado irrenadatey. Account Protesten: Depots hald by TO Dank. NA ard TD Dank USA. N.A. aro intrad by Ts FDIC (rel COvered by SIPC) up 10 2250.000. Limiet de per aCtOunl onnet» Per «Sta» TO leern ~re abOul FDIC COverage 90 10 *New ICIC/adv. SeCt~98. indeel@ ~Nat runde, held in 00 BrEerage ACCOunt are rel deptitel Or obleallom of. or gewantat by. any bank. Ø not FOltenswed. and envoho envestmord nskc, ircludng posstle loss al print:dal. TD Amanda is a momber ol Ø Scouts Invet« Praatten Corporalion (51PC'). wNch presens secunhos ~tomen of ds mentors up lo 5500.000 (ntteding S250.000 lor dans fes cash). Explanatory brochure is available on rapen at :~Asipc.org. h Me tri Ola beknote ineohency. a dril tiby rether Wants Out KOM the Must) In b~uPtcY and mon SIPC. SEcansental oovorago is pad out dier mo trustee and SIPC payouls ard uncer such cousrage each den es limiled to a erend return ot 5152 tbr trom e ~Slee. SIPC and London intrers The TO Mserikade sidadrental aueros* has an oppropt Urn ol 550) urhon amt au cum:mors. Trix polcy wande: Geveins lating bidder insohincy enddoos nel proleet foton ba in merkel Mbe ot me seambas investment h a money meitel lund is na ineured Or Weranneed by Me Federtd Depte Inwon Corporation (M210 a any *Ma arnarnrrat agoncy Meien Ho bi t ~k 10 crew« the vat d yOrs mealment et 510 ra Shfre. 4 b peul» 10 lese money by inmeng il a money makel ~d. Drdeeds are decaed daler end pactremestod morory. !ho praats contans Ms ard oma important normtas Reed the respect Gereld)/ bede ~ding. NOndeptil invettmente Nal IN your bete dealer aro NOT FDIC NSURED / NOT BANK GLIAPANTEED/ IAAT LOSE VALLE. The Wart n your bank dagend eCCCurd Or steres d yOur money ~kei rn~ii fund can bo lqudated on your erts and Ma croceeds returnad lo tm escorts uwent or ~Mal NyOu Ti Rpd6re:Ore pt401O ~Matter ~at Vr wil moeke FOrm 11:09 lor «tel tm terug in oxrplame mb ES scrawants indudes WMake moed árderds. capral EM. twee ~1 and Mes proceechl Some ~nerts are tut 10redenrailen nbkh MIE Staal os brecrxer br mors Cost &Os: aa Saus. tas lot and Dateren:e ceporing and Gare:korps aft Wend ad anixted by CO1 E;Cee'ORSTE0 11) drmilrode e n« reperebb ta Fe relt% a Eitty d ta rtermmen. ID Amon) ao ad ta ~maan wars lto:maan do not ~Meert °runt d the inlemton and dele poted Cal NCCEPCEMED e eadatrale coneny and ra ented wit Mimen/st klargIn and Options Account Agrownents:Pranady adam 10 Amon:rade n merg ot any range re your investment clexuros or inarcel stuwt as thoy man to your mergin Or 001(nS ~Mint agreernenis A sumnvey cd ~missen and chemie turn wdl ta oxcroulko ol opoons &oma:eens is ~late. Om« MEM Pt»: Pee maket tam cl scones Na ban boaman d ~Wo kom q".:10‘ mrt ab elta rdependent sans Vak" we Woed On Oe dors ut me mer beton mo be ad arltrg prak «ana netdo. t no racket ~os statie hose a q.daan eent 6 e~ indettent earCe. SeCurty taal lo ~g rolocted E Nul Pestnel 01.P) sau tns yourpedIdorcput me act« , ad efsena ~~10n ad to Gord gewant lno a:cum:yam., sce.~. prees. Weriaage backcd postonsansdowl ~g We remenng banco ent me oen« merset Orke Pere" MEI satans my nes n:6n~ tm praat, ma manday mart la Cceremes ot Depot (CO) is gonecaly dood and the Stua wem Me/ be trens fr Me p.w.haSe pre Maters NE d parel may molt ton Me 5510 ol a CD gror 13 titante Brt ~br F~ ~ma Secure. Indo ciferomy thas auty anta and dam ~e en a Edo mdurgc. %M«. iney ~en mo OTC loer me counitn merk« and trede lemcM rnty na ~I la tor tot uw poelen picr to mrt. To eb dart snor to rrubsty m2/ cooJi n a las d renapol. Non Standard kaas CISM am botdy ~nerts ra droct pancpaton program sauma goalxistms, emir teelt ccmpana. «red ma» morsnat trut,. cosimay acts. prut ~bs pridete ~I a helge krt. NS.46 ere botelt leve tralmervs rod do na lede r e mot sccurne: ochangre a Iso NEON Stoa lAarka Roy-Jas tones ta toe rnesimass Et ~WE :dm dened ham wricke merods, ~to, bul nol kured la independent apprant 0m poltant net zses. and« tred pony Ent ros tut Eo been proded by to ~mora" as ta. ander go-ca d EM poltan a by a tb« easy ~da ~out indtedem ~tal by 11) ~Ede. Vete mei nd reilt me Ednel farchase pico. nol mairi Moe «be maiurd imen lqudaer C an oma] vald coma be esLablohod Øg1 ~se ~bode. Me Mutt mar be eecd es NOndked (Mrt eer arena deal toptisp vataion la bbn.Masdant kot. paap ton den Smet new rmasensets re na maal unclaild SIPC Aden limo Scouts eARS—t Promo: Die motet~ Ia MS stomme hme boen ~med. d autet4e. kom rOtakneente or other isdeperdne ~ces The way allee pleng is nol ~atol lea ma~ sto snot aroldab. Tij emeritaat:WI proo lno PAS pair. talosp nb anterecn bot to eaudly aa undererg art Quay. 11b ARS rand is currenly ~OE e kt el lialty and. esa ~A beman be no ~race~ euneecurtesan to sollurder n:~ mat caxlices. REGULATORY DISCLOSURES For an investor brochure bal enctlas informabon desating FINAM Pits Desclasuro ~rem. pleese contact FINFIA at 030-289.9299 or wenefirweag. Tbc interest rato ~an tot ro Amertrade Cash s laken hom tho onpaar, emecost rato eer lor !he ~kei Vet befance n oe TO AmertredeCatth. M 01 me statement donna date Simt/ ~ren Is acnxd dan/ based on the interestrato ta amict° to oor days Liane,. Financial Statement Nontatton: lbo mammae ol 'naneef condor lor TO Meen:rade rs ~labo taco a yen and may be obtentel al nO oost via Me intomen el hard Winetctrnontradocombnancitimemonintl. °neon AssIgnment: All short equty ogen pontons and same indox oor pontons aro ~labo lor assignmeM. Exerede tinignmrt races egt or index °plens ere rendOmly alocated aflang all doms' short pasnone try an aJlomaled °racete. Free Credit Relances (RUM 15634 & 3): Onder me tesent promotion (vlos. wo may uso free bedil belteres il yOur ECOunt n me Ordinery omme ot our boenen whkh ere pette to sou on damt. Martin Aoceurds 0leguirdonl): k you have a margin act" ens report d a combnaten ol yes maren account enda Wede] ~vat" 20:Ce.g.nt Tradng On meren poses °drensl nsks anda not statie lor all investors. A carte» lei of the risks alom:wied wel marges treduo ib editte in me maren rek disclotore bournen. YOu mey obtain a copy er ges document by ~lating us el re nurnber ;Wed on page ene ol 'mor statement. Payment for Order Flow (SEC Rut 606 and 607): In somo crcumnants. TO Arnornrado recents oompassabon la ctioceng teren anatenoaunta ard tod equb order Ibt lo selected mats. trotse cd eerdere cmairtei Contersi. COmpentrion is in me lome or a per share cash payment. h adert. TO ~anode aso may tom carponsa~ related to Me foreign curency tochtte Component d tanattiOns &Oreer mooi:les from Markel Centen, rociong lest bados Wo post roJarbmy repons di:donna Iho vonues lor ader roung *zeeton at enewidarrixtrado_com. A ventten copy is @vader° uan ratst. 11 es oor easy. absent dort orders to iho oontrary. Oo scant brokers. dooiers. ard ~kei Maken, tred On IN> tint( ko povde bost reten and the helary Or steng pre erna/momenten mankot oØ. Poco improyeteentis avanablowydre «taan maitel conalsons. and wo regulary monter execulan to lost lor :ten impromment d aualable. Trede COMIrmetiOne (flul• 11)0-10):AJI contrmalions ere PeremilledOn me tratiottn dele. Yes: Dentractions in Stip ~Wilt (Muring Paalde crEst bade in EO U.S.) rui indut taxa ard loos charpod by tec, kroon mart ot govenwnenls. Est may be reeecied in Uw price ol ale reut Of 011(000 nen :doteer« ene Man ~at Poroy Notilkillon: A copy of Me TO Amertreds Prat DOEY is ~Eb» el waytklamcgiradoeorn Care ~tee The enter el porti rodsmpons« rak k done song e pront 4~y mslem. A doanotion el Mo proactees br Slibt° sreunids is avalabb on Mo tabula or hard copiel are ~tabla won roomst In Case ol Onaf: Or (postte &Out your Elswerene Fund %neder. please CO Iaat 8 Si 1.260669.3900. or in mare to P.O. Box 2209. Ommas. NE 68103. or by *maa at dittiervirakEltiMeaoldeCem The irtnnatien cOntened n >ta ticasni statement shag be bndng upon ti d you do not obect wthn ney 160idays lor any kanter ot lunds tra to Retabon E. sch as MIA and pon -dy-ab trarolas deld transactions. wrat datum. and alhdranels We munt beer trom you ro later Men 60 dan er« we sed etar me FEST stamt« on white the error or problem appeared. (I) Tell us yar neme end account nutter (2) Doscrbo the error or Me mandar you are unsuro aam ard oxplan as daar/ as you can • you bare ri is an error or why you nood mcie enlormahon. (3) Ten us Me ddr onedel of me moederener. Wo nis unempato your °omplant and wil correct any error promptly. fl we lakei more man ID business r's e da Ms. se wil credi your ecocm br re amant yes Mink is n error. E ~ you wil have lbo uso al the rrcnoydunng lbo tmottakos t toean:1~ ourinvesteaton. OUTD NO 07,14 Addrtionaily. TO Andidlrafte plein dee eede deal $149.5 millon wet ot proleron tor MI Ensaceons aro utsect to N me con:muon. Na. regulair:ns tien: and ulaan ideudINS and 52 nellen 01 IXONCIOn br cash tempte SupOlemental allrape pdOvided by d the exchange Or Merkel. and its dearvonouse. il any. On Midi toch benastlens ere London inert caccutcd oe total lans. enchsing me Secties Act ot 1933 and tho S«urtes Es 4 in S0NY_GM_00012062 ouncre0 m oir ond ten t.: EFTA 00122713 EFTA01268192

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 10/01/18 - 10/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 9-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $1.37 298,404.09 1,262,500.00 Margin Equity Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance $1,560,905.46 100.0% Prior Value Period Change Change Estimated Income Estimated Yield $ - $1.37 $ - 5,282,498.28 (4,984,094.19) (94.4)% 0.30% 1,411,250.00 (148,750.00) (10.5)% Ku:Kat:* 4.8% $6,693,748.28 ($5.132.842.82) (76.7)% S60.000.00 3.8°. Portfolio Allocation Stocks 809% IDA 19.1% Income & Ex . ense Summa Performance Summa Current YTD Reportable Non Reportable YTD $ 0.00 $ - Income Cost Basis As Of -10131118" $2,593,861.27 (4,069,779.45) Dividends $15,000.00 $ $71,767.60 Unrealized Gains 6,930,216.50 Interest 1.37 2.32 Unrealized Losses (1,331,36 t 27) Other Funds Deposited/(Disbursed)''1D (5,000,000.00) (5,000,000.00) (5,000,000.00) Expense Income/(Expense)r° 71,769.92 15,001.37 71,769.92 Interest Securities Received/(Delivered)"° 0.00 Fees **To view realized gains and losses for your account, login at 4,985,000.00 2,067,794.40 Other (3,827.81) vnvw.tdametitrade.com and visit My Account > Clain/Loss. $1.37 $1.37 Net $15,001.37 $0.00 $67,942.11 page t of 6 CONFIDENTIAL SDNY_GM_00012063 EFTA 00122714 EFTA01268193

Statement for Account # 867-730320 10 01 18 - 10/31/18 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal Current Year To Date TOTAL $ - 0.00 $ (5,000,000.00) (5,000,000.00) (5,000,000.00) $ 0.04 0.04 $ (5,000,000.00) (5,000,000.00) (4,999,999.96) Income Summa Descri Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest 905.81 6.454.64 on Current $ 0.00 1.37 15,000.00 Year to Date $ 17.767.60 2.32 54.000.00 'TVs section displays current and year to date taxation values for thiS account. The current totals may not equate to the total payments listed on this statement as correal01113 to tax reporting may also be included. These correchons can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Market Purchase Cost Average Price Value Date Basis Cost Unrealized Estimated Gain(Loss) Income Yield Stocks - Margin GENERAL ELECTRIC CO COM GE 125,000 $ 10.10 $1,262,500.00 10/20/17 $ 2,593,861.27 $ 20.75 $ (1,331,361.27) $ 60,000.00 4.8% Total Stocks $1,262,500.00 $2,593,861.27 $(O31,381-27) $60,000.00 4.8% Total Margin Account $1,262,500.00 $2,593.861.27 $(1,331,361.27) $60,000.00 4.8% Online Cash Services Transaction Detail Category Transaction Date Description Amount DEBITS Electronic Transfer 10/11/2018 10/15/2018 WIRE FUNDS WIRE SENT 10/11/2018 13:13:56 WIRE RETURNED-FROM 10/11-BNF DETAILS INCORRECT PER BANK $ (5,000,000.00) 5,000,000.00 page 2 o16 CONFIDENTIAL SDNY_GM_00012064 EFTA_00122715 EFTA01268194

Statement for Account # 867-730320 10/01/18 - 10/31/18 Online Cash Services Transaction Detail Category Transaction Date Description Amount DEBITS Subtotal 10/16/2018 WIRE FUNDS WIRE SENT 1 0/1 61201 8 10:14:00 $ (5.000.000.00) (5.000.000.00) TOTAL (5,000,000.00) Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity' Description Symbol; CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 10/11/18 10/11/18 Margin - Funds Disbursed WIRE FUNDS $ 0.00 $ (5.000,000.00) (5.000.000.00) WIRE SENT 10111/201813:13:56 10/12/18 10/12/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.000.000.00 0.00 DEPOSIT ACCOUNT 10/15/18 10/15/18 Margin Journal - Funds Disbursed WIRE RETURNED-FROM 0.00 5.000.000.00 5.000,000.00 1G/11 -BNF DETAILS INCORRECT PER BANK 10/16/18 10/16/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (5.000,000.00) 0.00 DEPOSIT ACCOUNT 10/16/18 10/16/18 Margin - Funds Disbursed WIRE FUNDS 0.00 (5.000,000.00) (5.000.000.00) WIRE SENT 10116,2018 10:14:00 10/17/18 10/17/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.000.000.00 0.00 DEPOSIT ACCOUNT 10/25/18 10/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 15.000.00 15.000.00 COM Payable: 10125/2018 QUALIFIED DIVIDENDS15000.00 10/25/18 10/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (15.000.00) 0.00 DEPOSIT ACCOUNT 10/31/18 10/31/18 Margin Div/Int - Income INTEREST CREDIT 0.00 1.37 1.37 Payable: 10131/2018 Closing Balance $1.37 'Fa Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. page 3 of 6 CONFIDENTIAL SDNY_GM_00012065 EFTA 00122716 EFTA01268195

Statement for Account # 867-730320 10 01 18 - 10 31 18 TD Ameritrade Cash Interest Credit/Ex . - nse Begin Date Margin Balance Credit Balance Number of Day Interest Rate Interest Debited Interest Credited 10/15/18 $ $ 5,000,000.00 0.01 $ - $ 1.37 Total Interest Income/(Expense) S 0.00 $1.37 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MID Accrued MTD PAID 10/01/18 $ 5,282,498.28 4 0.4989 288 78 $ 288.78 $ - 10/05/18 5,282,498.28 6 0.6481 562.75 851.53 10/11/18 282,498.28 14 0.2996 37.19 888.72 10/25/18 297,498.28 7 0.2996 17.09 905.81 905.81 Total Interest Income $905.81 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $5,282,498.28 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (4,292,498.28) 990,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 742.500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 495.000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (212,501.72) 282.498.28 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 212,501.72 495.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 742.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 4 o16 CONFIDENTIAL SDNY_GM_00012066 EFTA_00122717 EFTA01268196

Statement for Account # 867-730320 10 01 18 - 10 31 18 Insured De. osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 990,000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.00 1,237,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 1,485,000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,797,498.28 5,282,498.28 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (4,292,498.28) 990.000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 742.500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 495.000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (212,50112) 282,498.28 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/25/18 10/25/18 Received FDIC INSURED DEPOSIT ACCOUNT 15,0001)0 297,498.28 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/31/18 10/31/18 Received Interest: Insured 691.94 298,190.22 Deposit Account Bank USA 10/31/18 10/31/18 Received Interest: Insured 39.90 298,230.12 Deposit Account Bank NA 10/31/18 10/31/18 Received Interest: Insured 39.90 298,270.02 Deposit Account Bank NA page 5 o16 CONFIDENTIAL SDNY_GM_00012067 EFTA_001227 I 8 EFTA01268197

Statement for Account # 867-730320 10/01/18 - 10/31/18 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 10/31/18 10/31/18 Received Interest: Insured 46.79 298216.81 Deposit Account Bank USA 10/31/18 10/31/18 Received Interest: Insured 87.28 298.404.09 Deposit Account Bank NA Closing Balance $298,404.09 TD Bank NA $247,587.28 TD Bank USA NA $50,737.01 US Bank NA $39.90 Citi Bank NA $39.90 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are F DIC-msured up to applicable limits and held by one or more banks (Program Banke). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Ammar:Ie. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 6 of 6 CONFIDENTIAL SDNY_GM_00012068 EFTA 00122719 EFTA01268198

en Ameritrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SO NY_GM_000 12069 EFTA_00122720 EFTA01268199

Terms and Conditions STATEMENT GUIDE IL /cc ,i.Ø prandes morshy Ponk@ Rococo; lor accoums yam actrerty and quanerly topons 'a maa.,* accounts wel asselst Portfolio Summary: DOW Ile Ourrent «Me d >Mto 000010 es Of the repOrt dele and ~yes ij to pre prior nionlh.8 The Met ellaagen MOM, yeti( betitel° divergnalion by inyearnert type MMO* abcatcres under 5% ES be grouccd enk, trio calegory ol-Omer' in en po chart. Man., Emily - Tott Account EguibriTotal LOng Nagloeit Mbo • Total Short gakte) Actinty Summary: Tim opening and doling cash Manco: am reconcled here lor year clinch re!egeico N acc-zuni acunty es sunnyanzed lor me curieus pand and year to dato_ inca@ 4. Exponeer Summary inenarts only): Ibis sedan dolrob the inoome ard *mensa totall trem We AttisAy Sommen and demirin the lex IrealMent. Reen:ment Account ~uni (IRA, orry): Acnes Irr IAS roanotod transaceons for Mc turart ard aa >mam IRS FOMY 5498 Fair manrat val@ is baad on te weed robe aa of December 31 d en poreus yoar ard en bo turn:had to en Mem) Revenue Same. ~onnet.@ Summary:Monitor your annal polk@ perlormanee and Pm imealized gans end loss`: br your alluro ruestrnow strategy. Account Poelbone: New you mosemoms l en current marka vabo and corrparo the omina) ost to me imealoed peins and loeres n your porgol0 Original coat ia esogned usng Ibe eratm. rint-out (FIFOI melnocl. neten aanmat Om anal Mams >du Sel eie lb050 you pjrchesed ira lbo colimaled nestmord enoame2 and Emoe cast per share are dingayed lor your meren@ Ilte °kiest mochten dele e Mam br an ademen or yoga huizing sed@). ACCOunt Aelidly: Al Wood< eclMly ia deert/ deinen. teled in date Order, ard regenen n the cbang Cash balar0). Tm@, Panding Settlement: Confirm yed etend@ tradee web a statement dele dier manito Ø. Daas* vardaclionsws bo rellected n me Account Actnny sabon nokt moa Onlin• pit Services TramatiOn Detail: Gaan manpeuren transen/ons Mal Omreed øsing ms statanom refornng ponod. ndudng check. debil card and ATM adem. are ',stad in dato eed«. OS. Cash Services Surnmary:Crolt ard de@ transmeon totals lor lbo turtom statement retiOnag EO albe summair@. Indhittal bankierene be not 'Cue te monding actostments. en stermem ~als may nei *qua] S e ideman toltb. Eetwal@ Anne/ Intime end Esimated Annual Yield wikten, a e baad upon Ibe nuMber of slums erend or avrom mbo balanse as ot the stalemom dale and lbo rost mant duidend mie Or Cash Pekt ~1004 GENERAL INFORMATION ID Omen:rade does not provile legal or las ~oe. Ploos* consult your lagt advaor or lax *Meurt/nl Men neCealary. A8 ti anodero inCleby praCt00. "ne COrarenekna May be re0Ortied br uthy InnIrd and kansattion venralm Dorens@. For TD Amentrade tessononal clans. your adasor bern es separate trom and not ontwind wat TD Amornrada. Inc. er TD Arratrado Clearna, Inc., ard *ach h'm is nat responstlo la Me PreteMs end ',Mees 01 lbo ahoir. Acceracy of Repons: h you bind any errors or omissie:ins In voeg accouM statement you enceld immadlaudy colt us et the rimboe listen Oe page ome or your trelinene You thould aso contact our Clearing rem, TD Mneritrede Clearing, Inc. el 800-669-9/00. Please renen mc statenterm earCAlly. 11 you dragee* mal any transacton, or d Mae am any en» a onessiont. Masse rotly a Grient Services represeMethe a yOu bal Winch «ce. as wel as 10 Omarmde Clean-g. Ine, in wrang norm ton (10) days el ycar recept or cha statement Am dei nalements Ihet you hare nede to us shOdd be COMmtan in vesting The statement aai «hem@ be conaidered condrahm. Fletse nolfy n prompity 01 any charges in vet, cOnleci inhaalden. Tranneelions reeeeled on your repon wil be concbsemlydatmed aco.trato wee= you nooly TD Arnatradoirrerraddety. Account Prolectbn: Deposits held by TO Bank. NA ard TD Bank USA. N,A., aro nsured by Ts FDIC (nel Over@ by SIPC) up 10 2250.030. Umels are per aCtOuni ~erft» Per MONS@ TO leem mare (tag FDIC COyerage 00 10 *New ICIC/a0v. SeCulled. indoet@ "dop runde, held in 00 Breton@ ACCOunt are red den0SAIS Or obigations el. or guwanteed by, any bank. Ø not FOIC.instred. and envohe envestmont ddrs. includng posstre loss ol pbripal, TD Amenkade is a momber ol en &nuntii: incest« Maatton Corporalion (SEC,. which praeds secunbes astomers el els menbers up lo 5500.000 (indocling S250.000 lor darm bi cash). Explanatory brochure es aeagable m request d wmtalm.a9. Addlbonagy. TO Amarant, prOndin eed) Clan') $149.5 mlbon worth 01 proloog@ tor SeCudlieti end 32 milde ot Weden lor ossn Inrcuph SupOlemental °omgaan CgOelded by London Marina h Me even Ot a bekoopt insoirency. a dient my realivetern~ts due KOM the Mede rit bariedgcY and ma SEC. Seademental covorago is pad out ni th° trustee and SIPC Dayans ard uncor such canna° each clan es timend to a ccalbrrod return ot 3152 malen trom e trustee. SIPC end tonden insmers The TO Antedlrade lopplentental coverage bas an aggromue Ma el 550) molton amor ab aistamers. TMs polcy branden taverne tollening bcOkaage insehincy ord does nel pond (Molmt lese in mand val» ot mo socuribas invomment by a money mtetel lund is net ineured Or pereneed by Me Fedd Deense Insuranar Corporabon (FOICI er any orrer ~imam agent), veneegn !ho fund: Beek 10 petsen the valla d yeti irmealment el 51 00 p« Share. 4 b posebb 10 Mee morty by invoegen in a money makel kind. DMOrleds are nadeed day end pactromestod moridy. TM pn:cpcdus contans Oss ard pØ impanart domwaas Reed the eminente Carehiltr berore invygng. Non depotril invedments held te your boker dealer are NOT FDIC NSURED f NOT BANK GUN:LONTEN)? MAY LOSE VALDE. TAB balanse nya bank 00091 accCuril Or Share d your ~net Merkel rndiMil sund can te liquidatcd on your order, and Ma pmocieds murmel lo yam erectieos moment or ambt@ bynu Tas ROXWIng: The penbit) epal e nel a lar OOMM(V4 Wo wil MOM Ferm 1039 lor Mnal su rcpareg n oxrpla-ce mb ES whirownts Cridudos Want ren. drolinds. cap@ {.**. lanle Ø. and wies broceerbl. SOM 0,801.03 we anten lo reclassikelOn ishkri Mto relsztoa cri aterechunt la nmons. Coat Base: Contant, tam, let and ~Eren= rcooring rd GonMo@:* am detrOd and cadded by COI hajtrEOREED 11) Maan@ is na itiporebb Ia te teltdAy nare/ cl Pb ~mem Ti) ~ma@ ad ts Mammon ambo: pPizetorsi do net ~eet@ tommy d me inkmelon ard data proxbed Cal MCCEPCEEED e ildprnile corpany and e d allked cum 1Demertmcle al gin and Ongans Account Agreements: Pandt/ arEsol0 Amontrade n ~Ina ot anY cnanyo in your investment dmxbros or *namat stuaban as thoy man to your ~ai a Man amOunt agreements A summay el cOmmissions and charge, neon@ cum mo °mouten ol opeens Dansanced is ~tabla. Om« Makel Prime: Irae maket wauw ot scones nake bos Wanen. d ~bb kom godtan seriøse ad Oer ~penden( wees Vake am Woed On Ile doleg oe* me mecn beman mo bd ad arkng paces. ««ber ment. I no raket rakte is matte bom a opdeden Enk» a Oh« independent »fl. be Emily is tioNed b beng ~Prooi CAP). The slu your peetdo repro are prairded as mond inkmmon ad vu dd qua/2Mo Me aurery dry amuses aces. Itoxpeo bocturd postons a ro Mooi ~g the meting banco ad ne onaf meen OM Panne Kamt vek eions mey nel mama/ svs prococcb, The weiday maikel la G:Rhea:as ca Coposts (CDs) n acrocaty 40t4 and ere adat wake mor be Otteml kern thepschese Voc Asaptecrt lossel Sivn4el may rooit toe to solo el a CD dor ta inarty. Bads maa Fred ~ba Secundo inde Oferomy am miory sauna and dd trade ces a kwel *wennen Rina km aan me OM Wet Me munt@ ~Mand efident bouder rttlYnd net b lou »teil aur ~maa to rnmety.lho sak el brat pncr le rfuturty r,i men n a Icas ermapd. Non Aanaard Assen OMA) am tracaly ammencrts n dros pancpann program securtes patixfstms. ImudItibtryccmpanco. cv red irtato rees:more troon cownzety pools. anwb eguty. edele deel ledere inch. NS.46 se hpOrM Houd eneelmeve ad de net inide en a nson.1 secuur>: @change er MettrAaq Stock ~a The duns Man la mime rosebets are amid am En.@ kern ,orlosi ~NOK an~. bui na linawl le independent opwaai& de pronves rot zat. ander ervd pangander drom tut had boon proMed by en maragorrert. wwinuraw.andLer spa-der d °ach per" ab/ a bid paty nader ntliout in<koendeM ~talen by ID galde mei nol Mg« the annal psNase pace, Ø moed duo « be roleb men aasaagt. t ay ooms@ yam card be ettabbhed OVOugh tem melhods. me Mud@ mar be redenen es NOr•Pited CNV; Fa ~had dna nagarang wam@ la ~Stardaml kram. Mcme amict Clan Seneca These rnesmorts aro na mand under tho SIPC Aden Ado Smurf= (ARSD Ping: m@ makel~ la AAS socureoshmo ban ~med. dinebde. komgaat@ Enken or oter ~penden( eaxcM The Way el Me prang is nol 5...aantast na massa ~ob na araláab. TD Morin@ MI poco tto SAS pcston.talrg nb *anderamn bot Pb Nuely aG undotog aak Quay. le ME merkel d corrordy ~Mag stack el Sally and. na ~A Mae an be no omver@ dial wen emeurbes am to sold ader ons ~uk ccriatcre. REGULATORY DISCLOSURES All :nasa:bons aro 'traject to p) me consmubon. NOS. rondo:ons amore and utages Of Me exchange or merkel. and in deangtrouse. il any. on weter inch tranaMbens ere etmaal: rat Ideral lam. enctuann me Secunters Act el 1933 and tho S«urtes Ex leS and p crunMEINft eofond et Ma r P an eico brochure mal nados intonnabon desolang FINRA9 Pit@ Cbsclasuro Program. clean Contact FINRAM 0304894999 Of wimv.tirinIMO. "Uw inwoei rato Loen lor TO Amor/fade Cash is laken hom lbo appicade entecost rato ter lor the Merkel Mdue baton@ n dm TI) AmereadeCarth. M Ot@ olate em ebsing date Simple irteron r. xcnx.t1 dan/ basod on the interest rato ter amicale toodd. dofs Ulanen Finandal Statement Nonlicallon: The mammae ol Eancrol cond~ lor TO Omondado ~tabla tvice a year and may be obrened al no cast via me intomen el Marice‘writittamontradecomunanciablammonintrn. OptIon Marmert!: Al alten armry odeon pasnone and some indom ophan postbons aro name ier ~ramen' Emmen anignmenl naten /Or evey sa «Wen opeens are fendOmly alocaled aflang all cbantS shon postraa by an attl0Mated proceekra. Free Credit Barman (Rul 15c34 A 3): Under me dom promotion (Mos, we may uso tree bedil belande ir yOur *Meun n the editen case ol out boem@ which are perable to tau on dankt. Marge Accounts (llegulattonT):11you have a magen acoauni. ma report es a combnawn ol YOUr "train aam« ard a spela memorardom mom« Tradng on maan poses eddlionel niks and rs not :nul@ lor all investors. A complet° let ot the risks as:omblad wilt, morgen bedoe is °Made in Fee margri rek disdosure document YOu ent/ taan a copy d ms document by oonmeting us el elle rnlmbe. tsled on page ~ot put slete ent. Payment lor Order Flow (SEC tube 606 end 607): In som* crcummandes. TO ATOtftrad0 recents compalsabon lor demore teren anxtersounta ard ~d °club orde< Ibw to aNeeled mafkees. Ordes er dealers (Maden Ceders') Compensation is in m* tom d a per thee cash payment. M adatten. TO Amatrado als° may raamcarbonaat@ relaxed to Me lorden curency mehari@ COMpene« Or trareatiOns in Meen secumies trem Made' Centen occdeng ach grados. Wo post qadomy repans disclou ne lno snuos lor order rottng oxecuson a: wimv.idarrutradacom A yondencopy is aralade Loco rozpest. II es our polocy. Øn1 lan erom to Mc contrary. to select brokas, dalers. ard maven maken bes@ On Ine °bib to porde betel «mugen ani the Mach, Or ~ns ertoe ernproyement en marde ordas. Pnco noem:mamis avanablouder Dorian nareel condbans. and eo regulary monter execumn: to tost lor svir emprommont t ayalatio. Trede COMIrmilleint (Rule100-10):MI conlonalions are Stemmige* On Ree InanUraien date Toon: Trantdolons in kraan seOurides (indidnO laaien 00^9M0Y ADM Inst Ede in En U.8) mar include tams ard loos~ by tin hegn ma!~ er governments. vAlch may be malen in Ine coke ol Ine Meurt Of ~MS Man asclesendern sne item Pf hem POlity 1401ilkallon: A capy el the TO Ameitracb ahraty Delte is aseabse al wavr.Pamcgindacom Castte Seadlies: The alocation ol pogo redemmonsa ølte is dane vang a aansla Itetmy melem. A coscnotion ol mo meedoe, for SIS» &WIM»: is avalább *n to roeide or hard cond are munitie won ifemard. M Case 01 mas Or grotoa sba11 your EIK*Onn Fund Trandera, MEN CO lad 8 81 1.~ 669.3960, ot n tVr 409 to P,O. Box 2209. Omaler. NE 68103. or by email dianeerviankblekEentradeCem Te W6Ormaten cOntabed n >mui *scant statement shag be koning ups yes il you do not *blaf wthn may Mei days lor any !fanater or lurds Woed to Acgdabon E, toch as ATM and pont drab traden, ne@ van:odeons. direct daxisets. and wilhOtiongti We Must heer kom you ro later Man 60 Wo ener we sent yOu The FEST statoment on Mina the error or problem ai:boa/cd. (I) Tell us yOur rente and account ~ter (2) Ootcrto the ener or tho :rondo/ you aro unsuro Øk ard inplan as neon, as you can wby you bolave d is an error or why you MMO (We inlormation. (3) Teil us Me dollar mam or the suspeded ener. Wo wil mastpar* your °omplant and wil carnet any error prompity. II wo take more man ID business gys led Ms, se wil eredl yeti aCcáid br Me amaril yOu Mink is in eraanME you wil have Db uso ol the money donna en trottoir= us tocon:om our mele gaten, AMTD 150 07n4 SDNY_GM_00012070 EFTA 00122721 EFTA01268200

1D Amer'trade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member CPC Statement Reporting Period: 11/01/18- 11/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE I3-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Estimated Income Cash $ $1.37 ($1.37) $ Insrd Dep Acct (IDA) 298,478.93 298.404.09 74.84 Money Market Short Balance Stocks 937,500.00 1.262.500.00 (325.000.00) (25.7)% 60,000.00 Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $1.235,978.93 $1,560.905.46 (S324,926.53) (20.8)% 660,000.00 Margin Equity 100.0% Cash Activit Summar Income & Ex • ense Summar Current rro Reportable Non Reportable Opening Balance $137 $ - Income Securities Purchased (4,069,779.45) Dividends S - S - Securities Sold 6,930,216.50 Interest Funds Deposited Other Funds Disbursed (5,000,000.00) Expense Income 71,769.92 Interest Expense Fees Other (1.37) 2,067,793.03 Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 Estimated Yield Portfolio Allocation 0.30% 6.4% page 1 of 3 YTD 4.9% Stocks 75.9% IDA 24.1% Performance Summary Cost Basis As Of -11/30118" $2,593,861.27 $71,767.60 Unrealized Gains 2.32 Unrealized Losses (1.656,361.27) Funds Deposited/(Disbursed)''1D (5.000,000.00) Income/(Expense)"° 71,769.92 Securities Received/(Delivered)"° 0.00 (3,827.81) CONFIDENTIAL $67,942.11 'To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. SDNY_GM_00012071 EFTA_00122722 EFTA01268201

Statement for Account # 867-730320 11/01/18 - 11/30/18 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal $ - 0.00 $ 0.00 $ 0.04 0.04 $ (5,000,000.00) (5,000,000.00) TOTAL 0.00 (4,999,999.96) Income Summary Detail' Description Current Year to Date Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest $ 0.00 0.00 0.00 73.47 $ 17,767.60 2.32 54,000.00 6.528.11 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date feuds will accuratehi reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Unrealized Cost Gain(Loss) Estimated Income Yield Stocks - Margin GENERAL ELECTRIC CO COM GE 125,000 $ 7.50 $937,500.00 10/20/17 $ 2,593,861.27 $ 20.75 $ (1,656,361.27) $ 60,000.00 6.4% Total Stocks $937,500.00 $2,593,861.27 $(1,656,381.27) $60,000.00 6.4% Total Margin Account $937,500.00 $2,593.861.27 $(1,656,361.27) $60,000.00 6.4% page 2 of 3 CONFIDENTIAL SDNY_GM_00012072 EFTA_00122723 EFTA01268202

Statement for Account # 867-730320 11/01/18 - 11/30/18 Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity• Opening Balance 11/01/18 11/01/18 Margin Journal - Other Closing Balance tor Cash Activity totals. refer to the Cash Activity Summary on page one Symbol) Description CUSIP Quantity Price Amount Balance PURCHASE FDIC INSURED DEPOSIT ACCOUNT $ 0.00 $ (1.37) $1.37 0.00 of your statement. $ 0.00 Insured De.osit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued MTD PAID 11/01/18 $ 298,405.46 30 0.2996 $ 73.48 $ 73.48 $ 73.48 Total Interest Income $73A8 Insured De.osit Account Activ t Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 11/01/18 11/30/18 11/30/18 11/01/18 Received 11/30/18 Received 11/30/18 Received FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Bank USA Interest: Insured Deposit Account Bank NA $ 1.37 12.53 60.94 $298,404.09 298,405.46 298.417.99 298,478.93 Closing Balance TD Bank NA TD Bank USA NA $247,560.94 $50,917.99 $298,478.93 FDIC Insured Deposit Account (I0A) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by one or more banks (Program Banks.). Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Arnentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 013 CONFIDENTIAL SDNY_GM_00012073 EFTA_00122724 EFTA01268203

Ammeritrade PO BOX 2517 OMAHA NE 68103-2511 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SO NY_GM_000 12074 EFTA_00 122725 EFTA01268204

Terms and Conditions STATEMENT GUIDE 11. Arritlacio panes moray Padre Faces lot accoums with ann./ and quanorly sons cis mactic accounts with assets.. Penton* Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divertatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This semen detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Review the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta value is based On the anent value as el Docomtler 31 cite premous year ad ail to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto-nom strategy. Account Positions: New your mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Ohl shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase as is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Conlirm yew tailed trades Soh a seamen dale she. month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS that Cleared Bring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal Income and Edmiston Annual 'la values a 0 based upon the number el shwas man or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Pleas* consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be Ward Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo-ado Mamma darts. your admit( hart es separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and semces UI the other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al $01)469-91100. Please 'maw too statement caready. II you camerae with any transaction or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled a your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 sue 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOlt instred. and involve investment Sm. ineludng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which premeds senoras automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prOndeS ant ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden err ash Weigh SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage is pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad Ion in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valle a yOur rivestant NS 00 per share. it is pale* 10 lOse mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-depteil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel WOW ad can to licalated on your order. and Its proceeds returned to your manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ishith di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlerth as coxixted by COI ildraPORSIED ID inetirede is net spat* la to rata suitay d tie ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI tiCCRKSIATED e 6Si* orpany and erot diked a Maass* Margin and Options Account Agreements: Prarrpift ad/SOW Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0, Sens warn agreemenis A summary Of cOmmissions and clwgee Math W e111N execution el wens transamcen is °ratable. Cunard Mat Films: The makot tomes tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based a the dosig free the iron bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad and aro guarantee to a:cum./dam sass frees. Malmo bard pardons are wad wing me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asgsrart loss cf MOW may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa ozone Scanner. trade dforenvy thaN Nay scturiun and deco wane en a ad exchange. Rata may son me OTC Pm thecoma market and surreal Iguana nd ens b yw bell your Peek^ PS to ressuty. The silo often:a pia to arty may rocA n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge Inds. NS& ere [gab lad knealmdria as do not age ma nsixid osunes mean?* a tie Krona Stock Mara Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern anon methods. hasdro, bun not fad IN independent apace's one mama s rd =oh. ceder OW party tender offers tot ha,o ban aided by to magmart androw. add spread each ran a by a Mot nag yoga Soul ascendent sand, by 11) knerrade. Was may MI Mane anal WNW pike, amol rvnYV vatic a be ma] men leaden e an osynattd value cad be eatinhed trough Bete methods. Me slam mg be faded as NOneited (Nn For anand Mal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or atm naval sauces The Nara ol Se am is not WYNN:01H a ma ma end meals Tr) knetbadeN1 price to ARS manna No centhorman both to quay and undthog cat quaky. The SAS racket is comfy tebeeentimnilick ol tCp.klty end. an result Mee Cm be no mance Mal encheecurties Car to sod with. one mai co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such thintssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information Mooting FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar.,Awestawontrano.conshnancidsidementlurg. Option Assignment MI short cower opoon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all clams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our business which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acoNe. the report is a conga*, of YOur Margin trawl and a add mettorandum "mom( Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to 101 id the risks assoc Med nth rrargin tracing is (heatable in the margn Mk disclosure aura. You may obtain a copy a Iris acumen by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens-ado remises compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. al andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange component Cl tranattetiOns n lair securities iron Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle Lixn raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mat to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremined On the IrtimatiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO Wan Water ADM OW Irade le *le U,S.) may include taxes and fees charpcd by to reran marmot or governments. Bch may be beetledin the 0400 01 to security or charged lis an aerienea tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in stag to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton Malted in your ectotrn slatemeM shall be WON! upon you rf you de eel awl lathe wry 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem appeared. (I) Tell tiS yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bans n1 is an error or why you need mac inlormalion. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. mewl cal yew saint for the amount you think is in error. sO Onit you MI have to use of the mcneydunng the so t taws us tocostae our investigates,. AUTDI5007tia S0NY_GM_00012075 EFTA_00122726 EFTA01268205

1D Ameritrade 800.669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103.2209 TO Amerinade Clearing. Inc.. Member CPC Statement Reporting Period: 12/01/18 - 12/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-13448 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash $ $ - $ Insrd Dep Acct (IDA) 1,258,729.35 298.478.93 960,250.42 321.7% Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other 937.500.00 (937,500.00) (100.0)% Total $1.258,729.35 $1,235.978.93 $22,750.42 1.8% Cash Activit Summar Income & ense Summar Current YTD Non Reportable Reportable Opening Balance $0.00 $ - Income Securities Purchased Securities Sold 959,955.63 (4,069,779.45) Dividends 7,890,172.13 Interest S $ - Funds Deposited Funds Disbursed Income Expense Other (959,955.63) Other (5,000,000.00) Expense 71,769.92 Interest Fees 1,107,837.40 Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1 o15 Estimated Income $ Estimated Yield Portfolio Allocation 0.65% $ 0.00 YTD 0.0% 1 11 IDA 100.0% Performance Summa Cost Basis As Of - 12/31118" $71,767.60 Unrealized Gains 222 Unrealized Losses Funds Deposited/(Disbursed)"" (5,000,000.00) Income/(Expense) 71,769.92 Securities Received/(Delivered)"° 0.00 "To view realized gains and losses for your account, login at www.tdamerllrade.com and visit My Account > Gain/Loss. (3,827.81) CONFIDENTIAL $67,942.11 SDNY_GM_00012076 $ EFTA (H) 122727 EFTA01268206

Statement for Account # 867-730320 12/01/18 - 12/31/18 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal $ - 0.00 $ 0.00 $ 0.04 0.04 $ (5,000,000.00) (5,000,000.00) TOTAL 0.00 (4,999,999.96) Income Summary Detail' Description Current Year to Date Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest $ 0.00 0.00 0.00 294.79 $ 17,767.60 2.32 54,000.00 6.822.90 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuraiehi reflect your cumuiative amount for the year. Account Activit Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance 0.00 12/19/18 12,21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 25,000- $ 7.64 $ 190,988.55 190,988.55 COM Commission/Fee 6.00 Regulatory Fee 5.45 12/19/18 12/21/18 Margin Sell Securities Sold GENERAL ELECTRIC CO GE 25,000- 7.72 192.988.51 381977.06 COM Commission/Fee 6.00 Regulatory Fee 5.49 12/19/18 12/21/18 Margin Sell Securities Sold GENERAL ELECTRIC CO GE 25,000- 7.70 192.488.52 576.465.58 COM Commission/Fee 6.00 Regulatory Fee 5.48 page 2 of 5 CONFIDENTIAL SDNY_GM_00012077 EFTA_0O122728 EFTA01268207

Statement for Account # 867-730320 12/01/18 - 12/31/18 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 12/19/18 12/21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 25,000- 7.66 191,488.53 767,954.11 COM Commission/Fee 6.00 Regulatory Fee 5.47 12/19/18 12/21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 2,600- 7.685 19,974.43 787,928.54 COM Cornmissiorifee 6.00 Regulatory Fee 0.57 12/19/18 12/21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 22,400- 7.68 172,027.09 959.955.63 COM Regulatory Fee 4.91 12/21/18 12/21/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (959,955.63) 0.00 DEPOSIT ACCOUNT Closing Balance $ 0.00 'For Cash Aclivily totals, refer to the Cash Activity Summary on page one of your statement. Insured De . osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 12/01/18 $ 298,478.93 20 0.2996 $ 49.00 $ 49.00 $ - 12/21/18 1,258,434.56 11 0.6481 245.78 294.78 294.78 Total Interest Income $294.78 page 3 015 CONFIDENTIAL SDNY_GM_00012078 EFTA_00 I 22729 EFTA01268208

Statement for Account # 867-730320 12/01/18 - 12/31/18 Insured De . osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $298,478.93 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 196,521.07 495.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 742.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 990.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.00 1.237.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 20.934.56 1.258.434.56 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/31/18 12/31/18 Received Interest: Insured 4.09 1,258,438.65 Deposit Account Fargo NA 12/31/18 12/31/18 Received Interest: Insured 48.34 1,258,486.99 Deposit Account of America 12/31/18 12/31/18 Received Interest: Insured 48.34 1,258,535.33 Deposit Account Bank NA 12/31/18 12/31/18 Received Interest: Insured 48.34 1,258,583.67 Deposit Account Bank NA 12/31/18 12/31/18 Received Interest: Insured 56.71 1,258,640.38 Deposit Account Bank USA page 4 of 5 CONFIDENTIAL SDNY_GM_00012079 EFTA 00122730 EFTA01268209

Statement for Account # 867-730320 12/01/18 - 12/31/18 Insured Deposit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 12/31/18 12/31/18 Received Interest: Insured 88.97 1.258.729.35 Deposit Account Bank NA Closing Balance $1,258,729.35 TD Bank NA $247,588.97 TD Bank USA NA $247,556.71 US Bank NA $247,548.34 Citi Bank NA $247,548.34 Bank of America NA $247,548.34 Wells Fargo NA $20,938.65 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage accotnt are FDIC-insured up to applicable limits and held by one or more banks (*Program Banks". Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action. such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost. via the Internet at http://wmv.tdameritrade.comffinancialstatement.html or by contacting TD Ameritrade Clearing. Inc. at 1-800-669-3900. As of September 30. 2018. TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $2.8 billion and $524.9 million. respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington. D.C. and the Denver, CO office of the Commission. CALIFORNIA RESIDENTS If your total payments of interest and interest-dividends on Federally Tax-Exempt non-California municipal bonds were $10 or greater and you or your Partnership had a California address then TD Ameritrade will report this information to the California Franchise Tax Board each tax year per state statute. OPTION-APPROVED ACCOUNTS The Options Clearing Corporation has issued a supplement to the Options Disclosure Document. You can review a copy on their site at http://www.theocc.com/about/publications/character-risks.jsp . We also sent this information to the message center within your account. If you would like to receive a printed copy, please call 800-669-3900. page 5 of 5 CONFIDENTIAL SDNY_GM_00012080 EFTA_00 I 22731 EFTA01268210

Am strads PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SONY_GM_00012081 EFTA 00122732 EFTA01268211

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Summary: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes tm IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Iho ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l tho current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFOI method. weien assumee me lint' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e slaen br en .'Moerion 01 you hobia Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ del bed. Iele« in OM Order. end relleded n Me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monen Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor kno cunom statement rePOnag pedod e summerized. InditiCkel neonataal, eie rot limed. 'Je to !tanding oaustments. tho stroman detals may not apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. 010ne COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es separate from and not attbaled wit. TO Antentrade. Inc. er TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0100xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er °Menen,. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Intet you hem ~Oe to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be weiders conclehe. Fletse natelt a prompity 01 any charter in yve cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by nid FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert110 per iinett401. TO leem more etOut FDIC (menage go to twee IdCgOv. Seadharr. indoet@ ~krat bnp., held in 00 erehaag* ACCOunt are el deposita Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and Mieke envestmord nåis. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. lt Me «Pol 01 a aderend ineoksty. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and &Po payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: .'Olietape lotkraing Weswege ineohincy enddoes nOl proleet Mand ba in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, n your bank depend eCCO.ed Of tihtueS d 'Muf MONS, mattel MOM, fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or remeled 1C you TO ~eng: The andt ban if Maler Poornent You e0 ranke Form 1039b «Poel tm Daan n oxrplame wilt ES secrsonsis indudes Wake roden árdent. Poen gans. Ia» ~1 end eros procenten Sone mimer% ere subject 10 redessnailOn nbds wil toren:dol at maagrat tor reccds OM Coet Eens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a-el ~AN by CO1 hCCaPORSTED TI) analade is n« reperetne ta te retbrity or biday el tm necrmmcn. ID Amon) ao ad ts Ponen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi reces. t no marker tam n /Motie ome a qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan», os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair laacked postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum Pa <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. Tho vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a Tedge Ø. N546 ere botdy houd mealmtas ad do not ede Re a none mana behanger a ta Krom Stoa Motta Do 'duce dean ta mto medeaas ere ~Ad takes det ed han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah Va proeyams r I =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d exti argon er tri a thrdpaty vendu smout indgendeM ~esa by TI) Mnbade. Vatne mei nat raket pkt alanal raglan, pico. arral mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome torad Cbs Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nol ~amant Ha maag taboe rot matte. TD emeritaat sel pret Om IESpeolim.takrg ille ~dorden bot tm Rhea aG underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be wenk Mae an be ro esstrtrce giet toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01 dere delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname :d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and may be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut., or index options ere rendont' alocated aflang alldorde shon pontons try an aJtamolod praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur *CCOunt h IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brok«, or dealers (51toket fontenel Co eenben is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» COmponent el trenaletiOns &Oenen necuribes Iren Merkel Cellen oxemang itCh adios Wo post grody mans discleung Oio tenues lor order navang *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. abeenl Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia emprovement en markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn aantelen ADM Ilmel Ira In *be U.S.) nu/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in le print Ol le money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia neUemdOnsor calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona «beul your ElearatiC Fund %Adem ',sekse co wei e ei 16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at [email protected] The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen you el you do not otteci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Ted us lag rente and account ~Poer (2) Dolen» the error or Po trondor you are unsuro aboui. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us le dab, amodni of Ce suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40 Pot you wil have drum ol the rroneydunng tho tm* a takes us toean:Cao our enveisgates. AUTO NO 07,14 TO Ansedirede URM«, eed, derd $149.5 melkion words ol prolecoon for AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and iie deemonouse. n en/. on grien toch lieneedan ere London beurelt oxecuted ui) fosfaat lag:. indaging me Secunoes Act ot 1933 and tho S«urtes Es 4 in Of SONY_GM_000 12082 ounctite0 m f ond rh: EFTA_00122733 EFTA01268212

Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/19 - 01/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Period Value Change Change Estimated Income Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other $1.09 2,262,899.79 $ - $1.09 1,258,729.35 1,004,170.44 79.8% $ - Total $2,262,900.88 $1,258,729.35 $1,004,171.53 79.8% $ 0.00 Cash Activi Summa Income & Ex • ense Summar Current YTD Reportable Non Reportable YTD Opening Balance $ 0.00 $ Income Cost Basis As Of - 01131/19 " $ - Securities Purchased Dividends $1,250.00 $ $1,250.00 Unrealized Gains Securities Sold Interest 1.09 1.09 Unrealized Losses Funds Deposited 1,002,000.00 1,002,000.00 Other Funds Deposited/(Disbursed)`'1D 1,002,000.00 Funds Disbursed Expense Income/(Expense)"° 1,251.09 Income 1,251.09 1,251.09 Interest Securities Received/(Delivered)"° 0.00 Expense Fees "To view realized gains and losses for your account, login at Other (1,003,250.00) (1,003,250.00) Other www.tdamerllrade.com and visit My Account > Gain/Loss. Closing Balance $1.09 $1.09 Net $1,251.09 $0.00 $1251.09 Estimated Yield Portfolio Allocation 0.70% 0.0% rtrmvrrrir page 1 o15 CONFIDENTIAL SDNY_GM_00012083 EFTA_00122734 EFTA01268213

Statement for Account # 867-730320 01/01/19 - 01/31/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 1,000,000.00 1,000,000.00 $ 1,000,000.00 1,000,000.00 1,000,000.00 1,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 1.09 1,250.00 920.44 Year to Date $ 1.09 1,250.00 920.44 'This section displays =Teal and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumulative amount for the year. Online Cash Services Transaction Detail Category Transaction Date Description Amount CREDITS Electronic Transfer 01/18/2019 Wire Received $ 1,000,000.00 Subtotal 1,000,000.00 TOTAL 1,000,000.00 Account Activi Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 01/31/19 01/31/19 Cash - Income INTEREST CREDIT $ 0.00 $ 1.09 1.09 Payable: 01/31/2019 01/18/19 01/18/19 Margin - Funds Deposited Wire Received 0.00 1,000,000.00 1,000,001.09 01/22/19 01/22/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1,000,000.00) 1.09 DEPOSIT ACCOUNT 01/22/19 01/22/19 Margin Journal - Funds Deposited $2000 Offer 0.00 2,000.00 2.001.09 01/23/19 01/23/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.000.00) 1.09 DEPOSIT ACCOUNT page 2 of 5 CONFIDENTIAL SDNY_GM_00012084 EFTA_00122735 EFTA01268214

Statement for Account # 867-730320 01/01/19 - 01/31/19 Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity 01/25/19 01/25/19 Margin Div/Int - Income 01/28/19 01/28/19 Margin Journal - Other Description GENERAL ELECTRIC CO COM Payable: 01/25/2019 QUALIFIED DIVIDENDS 1250.00 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Symbol/ CUSIP GE Quantity Price Amount Balance 0.00 1,250.00 1,251.09 0.00 (1,250.00) 1.09 Closing Balance 'For Cash Mainly totals, refer to the Cash Monty Summary on page one of your statement. $1.09 TD Ameritrade Cash Interest CreditEc.ense Begin Date 01/18/19 Margin Balance $ Total Interest Income/(Expense) Credit Balance $ 1,000,000.00 Number of Days 4 Interest Rate 0.01 Interest Debited $ - $ 0.00 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued 01/01/19 $ 1,258,729.35 10 0.6481 $ 223.49 $ 223.49 01/11/19 1,258,729.35 11 0.6978 264.69 488.18 01/22/19 2,258,729.35 1 0.6978 43.18 531.36 01/23/19 2,260,729.35 5 0.6978 216.09 747.45 01/28/19 2,261,979.35 4 0.6978 172.97 920.42 Total Interest Income page 3 of 5 CONFIDENTIAL Interest Credited $ 1.09 $1.09 SDNY_GM_00012055 MTD PAID $ - 920.42 $920.42 EFTA 00122736 EFTA01268215

Statement for Account # 867-730320 01/01/19 - 01/31/19 Insured De . osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $1,258,729.35 01/22/19 01/22/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 247.500.00 1,506,229.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/22/19 01/22/19 Received FDIC INSURED DEPOSIT ACCOUNT 226.270.65 1,732,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/22/19 01/22/19 Received FDIC INSURED DEPOSIT ACCOUNT 526,229.35 2,258,729.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/23/19 01/23/19 Received FDIC INSURED DEPOSIT ACCOUNT 2,000.00 2,260,729.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/28/19 01/28/19 Received FDIC INSURED DEPOSIT ACCOUNT 1,250.00 2,261,979.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/31/19 01/31/19 Received Interest: Insured 148.35 2,262,127.70 Deposit Account Bank USA 01/31/19 01/31/19 Received Interest: Insured 55.54 2,262,183.24 Deposit Account Fargo NA 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,326.55 Deposit Account of America 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,469.86 Deposit Account Bank NA 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,613.17 Deposit Account Bank NA 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,756.48 Deposit Account Bank USA page 4015 CONFIDENTIAL SDNYGM 00012086 EFTA 00122737 EFTA01268216

Statement for Account # 867-730320 01/01/19 - 01/31/19 Insured De . osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 01/31/19 01/31/19 Received Interest: Insured Deposit Account Bank NA 143.31 2,262,899.79 Closing Balance TD Bank NA TD Bank USA NA US Bank NA Citi Bank NA Bank of America NA Wells Fargo NA $247,643.31 $1.024,771.01 $247.643.31 $247.643.31 $247.643.31 $247.555.54 $2,262,899.79 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 5 of 5 CONFIDENTIAL SONY_GM_000 12087 EFTA_00122738 EFTA01268217

en Ameritrade PO BOX 2517 OMAHA NE 68103-2511 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SO NY_GM_000 12088 EFTA_00I 22739 EFTA01268218

Terms and Conditions STATEMENT GUIDE tv- .....ado wades morally Porddio Reports lot accoums with actrerty and quanetly moods Mr mad ve accounts Mb assns.. Portfolio Summary: Track» the Current value d your 000010 as of the repOrt dale and compares eta pie prior month.: The assn illkaliOn Etcetera your 00010 diveraliCalion by investment type Whale dlocatcns under 5% ma be grouped into Mecategory of -Other' in the pie chart. Margin Emily - iota/ Accourn Erauiryileml Long Meginable Value • Told Short Value) Activity Summary: The opening and dosing cash balances are moon:lea here ter yap quick refteeice Al account activity is summated for Me currant period and year to date Income a Expense Summary inernals only): This section debit the income and entente Mita, from le ActiNly Summary end 49863ineS the lax IrealMent. Rebreenent Account Summary (IRAs only): Review Ire IRS roaAttod Wansaceons for Me Curer% and prry mama IRS EOM 6498 lair mama vduti is based On the anent value ea Of December 31 of Pro previous year and ad to turnshod lotto Internal Revenue Scence. Padormance Summary:Monitor you( annual portfolio pedormance era ins vrrealled gains and losses 'or your lam ruestrnoni strategy. Account Poalbona: Now your rnostrnoMs al ma current market vat.* and compare the ongns cost to see tneetaed gains and losses n your portIolig Original coal is assigned using the arsbn. ahl-Oul (FIFO) method. idich assumes me rust shares yOu sot ale Poo?e you purchased first. The estimated irriestmeni income2 and average cosi per share are disMayed for your reference 10a ohlest purchase date is shown tor an rdcation of your hotting Ped0d). ACCOonl Mildly: Al a:cowl actMly is dead defiled. leled in Ole Ordry. and rebated n the define Cash balance. Trod*, Pending Sattlarnent Conlirm yaw eLeryted trades ant a settlement data she, month and. Three transactionsel be reflected n me Account Actredy Lemon nod north. Online Cash Services Tranalctien Detail: Curet manage/Mini hannO/OnS Mai Cleared axing ass stateroom reporting paned. ndudng check. debt card and ATM actmty. are listed in dale Oder. Online Cash Services Summary:Gm:It are debt transaction totals for ma cream statement tryryIng 00006 be summarized. IndMtkel Venetia*. are notlisted- roue to rounding adustments. the %seamen, domes may not copal the statement totals. telitialed venial Income and Esarnated Annual 'field velvet a e based upon he number of shares owned or anent value balance as ot the stalemom dale and roe most .teem dradand race cr Cash yield pkMderf GENERAL INFORMATION 10 Mientrade does not provide legal or lax acMce. Please consult your legal advesof or lax accountant when neryThary. ASS Standard inOssby pitiette. Dame COneenialiths May be MOMS ter guilty POMO and transadiOn vrygrealth DurpOSMI. For TOAmmo-ado nsootional clones. your °dryly hen es separate hem and not alluded wan TO Artiontracd. Inc. a TO Aruba:* Owing. Inc.. and oath him is rot dispensed la the POMrys end senices ol Me otier. Accwacy of Reports:II you find any errors or omissions In your account statement you Mould immediately call us at the mamba listed on page one of your statement. You Mould also contact our Gloating Twin, TO Amer Wade Clearing, Inc. al 8@469-3900. Please 'maw no Mamma carekny you etsagfeo min any transaction or it Mae aro any afOrS 04 OrriSsiavi. [Mose nobly a Ghent Services reptesernallry Or yell tat blind, Cate. as wet as 10 Amatrado Oeareg. Inc. in wmrg norm ton (10) days of you tempt ot this soMment Any ore' statements Mal you hare made to us staid be Cannoned in wining The statement will Othenvee be considered COneldive Please notty tis promptly 01 any charges in yet. Genteel irformadon. TreiniadOM Needed On your report wit be conflate:sly deemed accurateunless you noaly TO Amen/ado irrimelatay. Account Protection: Deposits bald by TO Sank. N.A. and TD Clank USA. N.A. are insured by tie FOIC (MI Canted by SIPC) up 10 5250.000. Limits ale per aCtounl ornOrthe) Per TO learn mere eboul FDIC Coverage god wow 101C40v. SeCtrthee. indudng mutual Node. held in Mt Eralulage ACCOunt are fal depOsils Or 001gationS Of. Or guaranteed by. any bank, aro net FOltinsuied. and involve investment Mks. includng posstle loss ol princpal. TD Amerinde is a member ol the Securities Invader Pro:omen Corporation (51PG'). which amens scannas customers of ds menders up lo 5600.000 (ndading 5250.000 lot claim for cash). Explanatory brochure is available on request at mmmalP060P. Aelditiondly. TO Aniedtrafle prCMCbs Bed) Cleat 5149.5 milion worth 01 prolectlon tot securities and $2 milKon 01 prOleden for Nth tlYgigh SupOleMental °Overage provided by London 'neuron h the even 01 a brokerage insolanCy. a dam may reteivetimants due IrOM the MAO in brindle), and than SIPC. Simoktnemal coverage es pad out Met the trustee and SIPC payouts and .Baler such coverage each dent is limited to a combrod return ot 5152 milion from a trustee. SIPC and tendon insurers The TO Anceitrade eopptemental coverage has an aggregate Iml ol $500 ninon crier at customers. TM potty wades Coverage loldning WOkaage insohincy anddoes nO1 poled against lass in menial vate ot Vie socuntios An investment h a money menet land is nO1 Mewed Or garotted by the Federal Depose Insurance Cowman (FDIC' a any abet cevonwrat agency. Although Ire Vida Beek 10 preserve the val. Cd your investment NS 00 per share. it ia pOssbb 10 lOse matey by investing n a money market fund. DMderds we declared defy and pactreinmsted monthly. The prospectus *mans the and once important dorrnbon Read the prospectus Cireltily berore nveiting. NOn-defedi invettiments held by your broker dealer are NOT FDIC VISORED /NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance all your bank depOsil =Cunt Or shares d you money Merkel mutual turd can to lquidated on your order, and he proceeds daubed to yew accuses amount or remitted 10 yeti Tarr Reperdrg: The With) mod b net a Is. datuMent Yryi we receke Pam 1099 for tonal tax omortrg n carplake well IRS natannis gouda tuabb reams drydenth. captal Wit, hues withekl. and Wes procorybi. SOMODerelbrtil we subject to reclasshCalOn ankh MI to retedel en siterystant men:pans. Goa Basis: Cca Ease. try id and pakanamo Mooring ad Gan:kat:a are team ad andickel by COI IMDCPPORMED 11)Amelhaffe is not raperebb lo tie rektfily sultay el to Samba,. To Amara and as nitration providers FINtritots, do not gdnindebe Emmy Of Me inkrmilon and date pooLtk•/ tiGCSIPCRATEDb aspen* corpany and end +Witted win TDdmenraele Margin and Options Account Agreements: Prorrpift adaso 10 Amentrade n wning el any change in your investment replies or inamial station as they pertain to your ms'gin o. colons tiOCOunl agreements A summary of oatmeal:ins and charge, incurred win Bra execution ol aeons hansadicra is amiable. Current Metal Prices: The makot whin d scones have bow Maned it null*. nom • eaves and Other rylependtry tons Vallee we based On the doing enth the man between to bd ad aryng peat, a direr rreircels, a no market tau* is salable sum a cmottryn eente cr OMR indeplidanl sena. tie security is tabled b Nine reed& SI Mc-Priced OP). The wlusxns cn your Fatldo mean arc eroded as ryned merman ad sto dm guaranies to a:cum./dam scones pmts. Malmo bzkrid pardon aro mitred yang me rtmanng balance and me ornery mean pike Podldio Kcal sebarons may net ropmart sake prococch. The seanday rata la Ostficadsd Deposes (CDs) is goxraly loud and the aclud was me' be clnertil horn the p.rthitS0 robe AsOnTant less cf Onted may roan tom Ito sale cd a CO as Bends skit, Frei room Saunas trade clfercnuy roam catty sctunun and do na wade on a kpsd exchango. Reno may awe n to OTC Wet Memow markt( and strident kw:* may nd MP kr lid beta you( Peek^ Ina to rem". The sad of teeth Fria to =arty may moll vi a lass el proopi. Non Standard Assets (PISA1 are ripely marmot in dred portend:on program securtios botrattoos. kneed tatty ccmpanca. a red estab ruminant mem. corrnadty mots, male ably. abate debt or hedge indi- .Sant ere Wetly Maud onesinevis ad do not lode at a Mold saunas catnap a tie &coat Stock Malt. lire 'dues Myth kr moo mantras are Sind& %%Oa dirtied Ipn weed methalk iickcird, but not killed b, independent appranals to orogen: net =oh. ander add pay tender Was try inn been proMod by to management. athrturatx.ander . spo-cry d oath town a by a thrd paly yenta nthout independent wetcatian by 11) knotrade. Values may rob MINIM, Menai p.mhase pica, actual maker ryue a be soaked rpm lqudascn Can malted value ca-nd be estabbhod trough these methods. Me wThafai may be reflected as NOnAited Rd addltad deal rowan; Lebanon kr NthStamtard here. Mame artier Gent Schram Them incerrets worry oracel under ma S1PC.. Auden Rao Socurbm (AFtr) Prong: The motet mace fa ORS exurb:alma band:toned. d made. tom asaidentrenkes or oter hdeptrelect 'Owes. The moray el the pfefrry is net curanIC01 II a meta wino am addax Ai /cattail SI pro, to MS pcomn.tiarg ate con:dram bah to bduaty and undotyng cm* gusty. The SAS rata is curronly expinMCid a lick of Saltyand. tea mat nee Cm tie ro asterynce Mal PAM eeturlieS an to sob under one meta cote. REGULATORY DISCLOSURES MI bona:bons aro abaci to Ii) me constitution. Na, togulatians. customs and usages d the exchange Or narked. and as dearratiOuSe. a any. en idich such Mintadens are coceuttat nit federal lass. inducing me Secunues An or 1933 and the S«urims was • all 4 aunirYENft e i t Ex in t and F an ono brochure HMI includes information desoidng FINRAs Piano Dacbsum Program. please Conlacl FINRA at 1930-289.9999 of wsw.lins091. The interest rata Yawl for TO Amettrade Cash a taken from the amicable interestrate ter for the Medial Value balance n Ike TO Amato:rade Garth. as 01Me illatemeM closing dale Simple waren is xcruad daily based on the interest tato ea moldable to each claya balance. Financial Statement Notificiallon: The statemom ol Maned] condban lot TO Amontrade avalable twice a year and may be Waned al no cost via Me internal al May.ii‘whetcrynentradecomOnanciatiammentlurd. Optlon Assignment: At con amity opoon pavans and some index option potations aro aveltiNe lot atistymeM Carmel assignment maces Mr (Ivey of nden options are randomly aloCaled among alldards' shod poseons by an automated proceekve. Free Credit Baboon Mule 15d1.2 II 3): Under me dent prouxtion Ards, we may use tree Credit balancers it your teCCOunt n me Ordinary Corse ol our Wetness which are ameba to yOu on demand. Margin Amami, (Regulation 7): ti you have a margin accoal. this report es a catenate., of yin margin sryount and a WON memorandum account Tradng on marlin poses eddlional risks and a not sutatto ter all investors. A ocnipkto let of the mks associated with reran begun; is tastable in Me manan Mk disclosure Moment You may obtain a copy Of Iris Oatmeal by 'bobbling us al me number fated on page one 01 your Shiterneril. Payment for Order Flaw (SEC Rules 606 and 607): In some crcummances. TO Amon:rade rectums compensation lot droceng cilium any-Ma-country an] mod cowry order lbw to serecled markets. brakes Or dealers (Markel Cantons') Gthlpensalion is in Me town d a per two cash payment. ei ad.:tom. TO Amatrade also may receivecompensator. related tO the foreign curenry exchange COmpOnent Oftrareadions in dram securities from Medial Cabers ozocueng such oaths. We pod granary reports disclosing the venues for order romng mecum at wwwidarnixtradecom A einem copy is avalatle upon request. II is our policy. abeenl Pelt orders tO 1110 contrary. to select brokas, deadrs, and market makers tend On he Wily to provde best Pecutlon and the history Of Wailing rode improvementen matted orbits. Pnce improverriam is avanablemdar carton marker condoms, and we topiary mentor extronons to WM for sish impf moment tl ova/able. Trade COMirmalleina (Rule 100-10): All cordtmatiOns are Paremilled On me Inan51050n Male. Taxes: Transsolons in foreign smolt,. (ndoiTh0 breqin Mallory ADM tlw Irade in IRO U,S.) may include taxes and lees charged by to Moon matted or governments. 'ich may be Neededin Me Moe ol Me security or charged ban Videpenettni The item Pram" Peaky Notifitsflon: A copy of he TO Amen:Falb Privacy DOIcY is avarybe el VAWnklan1CfiradOSOT Gabler Sesames: The alocaeon of partial ra:melonsor cant is done tong a preens Item system. A description el the procedses tor Sable sicuniles is avolabb on to orobsele a hand copies we available to:onto:sea M Case 01 Pros Or questions *Out your EledrOniC Fund Tranders. obese CO 1001 s al 1.260 669.3900, or in twang to P.O. Box 2209. Omaha. NE 68103, or by email al dieMereNkestialdbMilneade.COm The MOrmaton <entrained in your acConi slate em shall be lancing upon yes if you do n01 01:10c1 obi.) sixty MOldays lot any dander et lurch stioaat to Readabon E, such as ATM and point ot-sale trarelas, debit transactions. aired decoms, and with...nab We must hear from you no later Man 60 ads Oar we seN you me PEST statement on whch the error or problem appeared, (I) Tell us yOur men e and account metier (2)00=amthe error or der transfer you aro unsure abOtn, and wagon as dear?' as you can why you bolero rl is an error or wily you need mad inlormabon. (3) Tell us Pie dollar amount of Me euiPeCted error. Wo with invaded* your compare and real correct any error promptly. If we lake more Man ID business Jaya 10 00 Iris. we wit credl yaw socCuM ter me Smart you think is in area. SO OW you wll have Me use of the money dung ma tmo t takes id tocompete our investoattn. AUTD ISO 0744 S0NY_GM_00012089 EFTA 00122740 EFTA01268219

ID Ameritrade 800.669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103.2209 TO Amentrade Clearing. Inc.. Member CPC Statement Reporting Period: 02/01/19 - 02/28/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFtS STE B-3 ST THOMAS. VI 00802-13448 Portfolio Summa Investment Current Value Prior Period Estimated Value Change Change Income Estimated Yield Portfolio Allocation Cash $25,000.98 $1.09 $24,999.89 $ Insrd Dep Acct (IDA) 5,814,410.10 2,262,899.79 3,551,510.31 156.9% 0.70% Money Market Fixed IDA Short Balance Income 7.5% Stocks 52,806,161.05 52,806,161.05 1,354,838.31 2.6% 24.3% Short Stocks Fixed Income 18,871,623.00 18,871,623.00 1,335,775.80 7.1% Options Short Options Mutual Funds Other Stocics Total $77.517,195.13 $2,262,900.88 $76254,294.25 3325.6% $2,690,614.11 3.5% 68.2% Margin Equity 100.0% Cash Activit Summar Income & Ex • ense Summar Performance Summary Non Current YTD Reportable Reportable YTD Opening Balance $1.09 Income Cost Basis As Of - 02/28/19" $8,734,169.70 Securities Purchased Dividends S - S - $1,250.00 Unrealized Gains 1,341,407.25 Securities Sold Interest 0.98 2.07 Unrealized Losses (363,856.00) Funds Deposited 3,574,144.52 4,576,144.52 Other Funds Deposited/(Disbursed)' 4,576,144.52 Funds Disbursed Expense Income/(Expense)Y” 1,252.07 Income 0.98 1,252.07 Interest Securities Received/(Delivered)"” 71,531,951.85 Expense Fees ••To view realized gains and losses for your account, login at Other (3,549,145.61) (4,552,395.61) Other www.tdametitrade.com and visit My Account > Galn/Loss. Closing Balance $25,000.98 $25,000.98 Net $0.98 $0.00 $1,252.07 pivot of 9 CONFIDENTIAL SDNY_GM_00012090 EFTA_00122741 EFTA01268220

Statement for Account # 867-730320 02/01/19 - 02/28/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ - 0.00 $ 1,000,000.00 1,000,000.00 0.00 1,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.98 0.00 2.364.70 Year to Date $ 2.07 1,250.00 3,285.14 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumulative amount for the year. Account Positions Investment Description Symbol! CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ALIBABA GROUP BABA 5,000 $ 183.03 $915,150.00 06/10/15 $ 444,749.00 $ 88.95 $ 470,401.00 $ HOLDING LTD ADR ALPHABET INC GOOG 3.000 1,119.92 3,359,760.00 02/02/18 3,226,807.29 1,075.60 132,952.71 COM CL C AMAZON COM INC AMZN 1.000 1,639.83 1,639,830.00 03/29/18 1,395,441.18 1,395.44 244,388.82 COM APOLLO GLOBAL APO 263.157 29.30 7,710,500.10 481,577.31 6.2% MANAGEMENT LLC CL A SHS APPLE INC AAPL 180.000 173.15 31,167,000.00 525,600.00 1.7% COM BIOGEN INC 6118 2.095 328.01 687,180.95 02/14/12 231,019.65 110.27 456,161.30 COM CARVANA CO CVNA 25.000 44.86 1,121,500.00 06/18/18 1,086,102.28 43.44 35,397.72 COM CL A page 2 of 9 CONFIDENTIAL SDNY_GM_00012091 EFTA 00122742 EFTA01268221

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Positions Symbol/ Current Market Purchase Cost Average Investment Description CUSIP Quantity Price Value Date Basis Cost Stocks - Margin CITIGROUP INC C PRK 79,000 27.06 2.137.740.00 DEP SHS REPSTG 1/1000 PFD GMAC CAPITAL TRUST I ALLY PRA 80,000 25.99 2.079.200.00 8.125% PRF 15(02/2040 USD25 KARYOPHARM KPTI 25.000 4.13 103.250.00 07/12/18 4.67.106.00 18.68 THERAPEUTICS INC COM UNITED TECHNOLOGIES UTX 15.000 125.67 1.885.050.00 06/20/18 1.882.944.30 125.53 CORP COM Total Stocks $52,806,161.05 $8,734,169.70 Fixed Income - Margin ASSURANT INC 04621XAK4 2.000 $ 98.00 $ 1,960,000.00 $ - $ - SUBORDINATED NOTE CALLABLE VAR 7% 03/27/2048 CITIGROUP INC 172967JZ5 3.000 101.25 1037.500.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 CITIZENS 17453BAW1 1.000 99.875 998.750.00 COMMUNICATION CO SENIOR NOTE MAN 7.125% 03+1 5/2019 EXELA INTERMEDIATE 30162RAA9 3.000 102.00 1060.000.00 LLC SR SEC GLBL 23 10% 07/15/2023 JBS INVESTMENTS GMBH A29866A85 2,000 103.301 2,066,020.00 SR GLBL REGS 24 7.25% 04/03/2024 page 3 o19 CONFIDENTIAL Unrealized Gain(Loss) Estimated Income Yield 135,801.00 6.4% 167,760.00 8.1% (363.856.00) 2.105.70 44.100.00 2.3% $977,551.25 $1,354,838.31 2.6% $ - $ 140.000.00 7.1% 178.500.00 5.9% 71.250.00 7.1% 300.000.00 145,000.00 SDNY_GM_00012092 EFTA_00 122743 EFTA01268222

Statement for Account # 867-730320 02/01/19 - 02/28/19 ns Symbol/ Current Market Purchase Cost Average Unrealized Estimated investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Fixed Income - Margin JPMORGAN CHASE & CO. 46625HHA1 5,760 100.475 5,787,360.00 358.300.80 6.2% PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31/2199 LLOYDS BANKING GROUP 539439AG4 1,903 103.10 1,961,993.00 142.725.00 7.6% ALT TIER I COCO 7.5% 12/31/2199 Total Axed Income $18,871,623.00 $0.00 $0.00 $1,335,775.80 7.1% Yields &splayed for toted income products are the estimated current yield bonds, maturing bonds or called bonds. Income displayed for fixed income products is the estimated yearly income and may not take Into account certain features of bonds such as variable rate Total Margin Account $71,677,784.05 $8,734,169.70 $977,551.25 $2,690,614.11 3.8% Account Activit Trade Settle Date Date Acct Type Transaction! Cash Activity Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance $1.09 02/01/19 02/01/19 Cash Journal - Other MOVE CASH BALANCE TO $ 0.00 $ (1.09) 0.00 MARGIN 02/01/19 02/01/19 Margin Journal - Other MOVE CASH BALANCE TO 0.00 1.09 1.09 MARGIN 02/01/19 02/01/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.09) 0.00 DEPOSIT ACCOUNT 02/11/19 02/11/19 Margin Journal - Funds Deposited TOA CASH BALANCE IN 0.00 3,534,144.52 3,534,144.52 02/11/19 02/11/19 Margin Received - AUBABA GROUP HOLDING LTD MBA 5,000 0.00 - 3,534,144.52 ADR TOA FROM PERSHING DIV OF DONALDSON SD 02/11/20190443 02/11/19 02/11/19 Margin Received - ALPHABET INC GOOG 3,000 0.00 - 3,534,144.52 COM CL C TOA FROM PERSHING DIV OF DONALDSON SD 02/11/20190443 page 4 of 9 CONFIDENTIAL SDNY_GM_00012093 EFTA_00 122744 EFTA01268223

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol! CUSIP Quantity Price Amount Balance 02/11/19 02/11/19 Margin Received - AMAZON COM INC AMZN 1,000 0.00 3,534,144.52 COM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - BIOGEN INC BIIB 2.095 0.00 - 3,534,144.52 COM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - CARVANA CO CVNA 25,000 0.00 - 3,534,144.52 COM CL A TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - KARYOPHARM THERAPEUTICS KPTI 25.000 0.00 - 3,534,144.52 INC CAM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - UNITED TECHNOLOGIES CORP UTX 15.000 0.00 - 3,534,144.52 CAM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Journal - Funds Deposited $5000 Offer 0.00 5.000.00 3.539.144.52 02/11/19 02/11/19 Margin Journal - Funds Deposited $10000 Offer 0.00 10.000.00 3,549,144.52 02/12/19 02/12/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.549,144.52) 0.00 DEPOSIT ACCOUNT 02/28/19 02/28/19 Margin Received - JBS INVESTMENTS GMBH A29866AB5 2.000 0.00 0.00 SR GIRL REGS 24 7.25% 0410312024 TOA FROM PERSHING DIV OF DONALDSON SD 02/28,12019 0443 page 5 o19 CONFIDENTIAL SDNY_GM_00012094 EFTA_0011 22745 EFTA01268224

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 02/28/19 02/28/19 Margin Received - APPLE INC AAPL 180.000 0.00 0.00 COM TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - ASSURANT INC 04621XAK4 2.000 0.00 0.00 SUBORDINATED NOTE CALLABLE VAR 7% 03+27/2048 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - CITIGROUP INC 172967JZ5 3.000 0.00 0.00 SUB PERPETUAL CLBL VAR 5.95% 12/31r2199 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - CITIGROUP INC C PRK 79.000 0.00 0.00 DEP ShIS REPSTG 1/1000 PFD TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - CITIZENS COMMUNICATION CO 17453BAW1 1.000 0.00 0.00 SENIOR NOTE MW 7.125% 03115/2019 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - EXELA INTERMEDIATE LLC 30162RAA9 3.000 0.00 0.00 SR SEC GLBL 23 10% 07/15/2023 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - GMAC CAPITAL TRUST I ALLY PRA 80.000 0.00 0.00 8.125% PRF 15/02/2040 USD25 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 page 6 o19 CONFIDENTIAL SDNY_GM_00012095 EFTA_0011 22746 EFTA01268225

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Activit Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance 02/28/19 02/28/19 Margin Received - JPMORGAN CHASE & CO. 46625HHA1 5,760 0.00 0.00 PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31/2199 TOA FROM PERSHING DIV OF DONALDSON SD 02/28/2019 0443 02/28/19 02/28/19 Margin Received - LLOYDS BANKING GROUP 539439AG4 1.903 0.00 0.00 ALT TIER I COCO 7.5% 12/31/2199 TOA FROM PERSHING DIV OF DONALDSON SD 02/28/2019 0443 02/28/19 02/28/19 Margin Received - APOLLO GLOBAL MANAGEMENT APO 263.157 0.00 0.00 LLC CL A SHS TOA FROM PERSHING DIV OF DONALDSON SD 02/28/2019 0443 02/28/19 02/28/19 Margin Journal - Funds Deposited $10000 Offer 0.00 10.000.00 10,000.00 02/28/19 02/28/19 Margin Journal - Funds Deposited $5000 Offer 0.00 5.000.00 15,000.00 02/28/19 02/28/19 Margin Journal - Funds Deposited $10000 Offer 0.00 10.000.00 25,000.00 02/28/19 02/28/19 Margin Div/Int - Income INTEREST CREDIT 0.00 0.98 25,000.98 Payable: 02/28/2019 Closing Balance $25,000.98 For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest Credit Expense Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 02/11/19 $ • $ 3.549.144.52 1 0.01 $ - $ 0.97 02/28/19 25.000.00 1 0.01 0.01 Total Interest Income/(Expense) S 0.00 $0.98 page 7 of 9 CONFIDENTIAL SDNY_GM_00012096 EFTA 00122747 EFTA01268226

Statement for Account # 867-730320 02/01/19 - 02/28/19 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTh Accrued MTD PAID 02/01/19 02/12/19 $ 2,262,900.88 5,812,045.40 11 0.6978 $ 475.86 17 0.6978 1,888.85 $ 475.86 2.364.71 $ - 2,364.71 Total Interest Income $2364.71 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $2,262,899.79 02/01/19 02/01/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 1.09 2,262,900.88 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/12/19 02/12/19 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.00 2.510.400.88 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/12/19 02/12/19 Received FDIC INSURED DEPOSIT ACCOUNT 1301.644.52 5.812.045.40 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/19 02/28/19 Received Interest: Insured 1,569.82 5,813,615.22 Deposit Account Bank USA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,813,747.70 Deposit Account Fargo NA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,813,880.18 Deposit Account of America 02/28/19 02/28/19 Received Interest: Insured 132.48 5,814,012.66 Deposit Account Bank NA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,814,145.14 Deposit Account Bank NA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,814,277.62 Deposit Account Bank USA page 8 of 9 CONFIDENTIAL SDNY_GM_00012097 EFTA 00122748 EFTA01268227

Statement for Account # 867-730320 02/01/19 - 02/28/19 Insured De. osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 02/28/19 02/28/19 Received Interest: Insured Deposit Account Bank NA 132.48 5,814,410.10 Closing Balance TD Bank NA TD Bank USA NA US Bank NA Citi Bank NA Bank of America NA Wells Fargo NA $247,632.48 $4.576,247.70 $247.632.48 $247.632.48 $247.632.48 $247.632.48 $5,814,410.10 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of tne Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliate's of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 9 of 9 CONFIDENTIAL SDNY_GM_00012098 EFTA 00122749 EFTA01268228

1D Ammedtrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SO NY_GM_000 12099 EFTA_00122750 EFTA01268229

Terms and Conditions STATEMENT GUIDE IL prandes monMy Ponton° Amons lor accoums vaal acverty and quanody regens ia maa te accounts tam assels.i Portfolio Summany: DOW Ire Current Ma d you. 000010 es Of the repOrt date end mappen ij to die prior nionln.> Th. INNI eliCabOn Meelt, yOur reedde divertintalion by investment type Mjbple PloCalons under 5% wi be grouged mto thoomegory ol tergt in lbo po chart. Margin Emily - Total Account ErtuibriTotel LOng Maginable Veld, • TONI Short Vekte) Actnety Summary: Tse mening and doling cash hakmes are reconcted hoe lor year quich iperonco Ai account acunty es sunntanzod lor me cunent paiod and vita to dato_ hoorn° a Saponiet Summary (nomiliAs only): Ibis senen delast the gnoom° ard *mensa totae hom me ~tab Sumnsb and damirin the lex IrealMent. Rebrement Account Summae,/ (IRAs any): Ramt tho IAS rceonatod transaceons lor lbo oterert ard aga nam IRS Form 5498 leir madet vak» is based On te afrent vatte aa d Domineer 31 ot to oremus yoar anion bo turn:had to to Wendt Revenu° Sance. PedonnanceSummary:Monitor tod omwal portfolio benomene, ord Ihe unealized peins end lose`: br your luture rumtrom strategy. Account Poelbone: Meur yoga' rnestmoms at to current manga vota* ard corrparo the ongul toet to sec uneekzed pains and loeses n your ponlo10 Original tost is (marmert uting Ihe erstm. rintout(RF01 melhod. neten ensump Ute ani Mimes Ko set ere lhose yogi purchased arst lbo colimaled mos:mom ineame2 and average cast per share are dodayed lor your /elegance Ofte attest porehase etage e Pioen tor en vetelien or yoga nabig • ~Way: Al stoomt ectMly ia deert/ dethed. Iele« in date Order, end redebed n the detente Cash balaree. %de. Panding Settlentinl: Confirm yOur erecm tredes ^Oh e statement date ener molm Ø. Doso mnaclinswn bo relloctod n me Account Actony 'won nee rnomn. Onno* aalt Services TioneallOn 0•011: Cash management inosections Iset cleared dwing Oss statanom reporting pond. ndudng check. deb.: card and ATM anta/. are lestod in dato Cider. Osane Cash Services Summary: trait ard deal Iransmteon totals lor lid amant statement teat,» pedOrltve thimmarizel. Indhitesel bankiert...are rot listed. rom to monding aqustments. to «moment doods may not eØ the datement totals. ittiltnaled Anns,/ InCome end Esamated Annuel Veld wikte!, e e Weed upon Ihe nuMber of slums amice or arrom vake, balanse as ot the statenmm dale ani Me nest team duidend relea CIM Iseld pttnide4 GENERAL INFORMATION 10 veenlade dom not provde legal or las ~ce. Plette consult your legal adersor or fax deOuSant when neCeMery. A8 e illerMird ineleby pratte.. OOM COneentelian may be re0Ortiml br dielly Ontrol and TranseCtiOn irellibehtn DurpOste. For TO Amentrade Issehnonal Perez. your °das« hen es scp.vate trom and not annalen vat. TO Amordrada. Inc. a TO ~tra» Clearng, Inc., ard oach lno is not responsblit Ia Me laOtbas end senices dan ahoi Acceracy of Report:H you tind any errors or omissies ln voer account statement you «WAM immeidialety colt us el the ~bet had on page ome ol your inaleenent. You thould als* contact our Clearing Fr" TD Amentrade Clearing, Inc. al 800-669-81/00. Please renewens sialemont c.irektly. 11 you Osageco sitt' any transacton, or el Mae am any uiers a ontstiom. pieste rally e Dient Services represeMethe a yetr tital brandt Otte. es wol as 10 Amairado Cleantg. Mc. in wurg nithn ton (10) days ot year recept et toos statement. Ary mei stafemenis Isel you hare ~Oe to ra shOtid be tOrAmted in veitog The statement wal Wieme/ be conaidered concbsbe. Fletse noley m prompily ol any changes in yotr nadeel inormation. Deneetlions rederled on your cocon wil be concbsepalydatmed acooatounloss you nooly TO Aren:sado irterteddar. Account Proleabn: Deposito tod by TD Dank. NA ard TD Dank Ø. NA. aro narad by Ta FDC (nel Covers by SIPC) up le 2:250.0)1). Linda We per aCCOunl onnenDO per inlatullen. TO leem nare eboul FOK terdege go) N *New Ick/gOv. Snartet. indoet@ ~baat lunet held in 00 6rdierage AtCOunt are 001 depOS1I8 or oblittalions d or mewanteed by. any bank. aro not FOlt insered. and invoho investmont nåis. ircludng posstle loss ol princcial. TD Minmade is a momber ol Me Secundi: lovela Maatton Corporalion (51PC). wNch praam: senn es °stomers of ds mentors up lo 5500.000 (incedkig $250.000) lor doend lor cash). Explanatory brochure is available on request al wnsiPu.mg. Addlionady. 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TI) krabde wil pootte0AS Øen. celeg nen ansderaxn bot to kludly ad undotring colt quaty. Die ARS rakel d afrody emerenting e ItCk 011epielty and. ese mot thee Cm be no alenemel och eecurbes am Co sekt ~a wart max opdien,. REGULATORY DISCLOSURES MI :nasa:bons aro sdotact to p) me consmubon. NOS. rogulahans afstorm and usages Of Me exchange or merkel. and as deam)nouse. il any. On ahob midi benastiliena ere oxccutet tm lademal lam. encitelng me Secuntees Act ot 1933 and tho S«urtes Ex les end cruntyEINft eofond et !ho P an oom brochure Mat encbclas intonnabon desolang FINRA's PLtrec Declasuro Program. pleese Contact PINDA at 030-289.9999 Of wmv.linnlOrg. lbo intactst rato Laan tor TO Amearade Cash is laken trom ho opptapa inkwam rato ter lor the Merkel Vatte balance n Un TO AmrtedeCesh. as OIO» illetement °ban) date Simple atoom r. xcrrxd dall/ Wied on Ma interestrato ta amicale to cad, days Wam). Finandal Statement Nonlicallon: The mammae ol hnancul condegan lor TO Omondado ~Iade twee a year and may be obeened al nO eest. vie 'he intomen el MatiMwrentamontradecomnnanciabiammonthon. Ontken Asslernmeni: As :non combi odeon paspons and som index omen poubons aro ateriebie essignmem Camee enirmniMIndieeti br eltity or ndex odions are fandOmly alocaled aflang all doms' sleve pontons by an aulomatod proceckwe. Free Credit Ulanen (Pub 1544 & Onder me pent promotion ribes. wo may use tree bedt belende n yOur MtOunt ir IN Mbov Game ol out buurren Midi ere pootte to yOu on damt. Margin Amant, (ReguladenT):11you have a margin account. tros (*pon d a <ombinden ol YOur Margin eacont orde ipedel menorardom mom« inmeng on maan poses edditonal risks and es not sutablo lor all investors. A complet° lol et the risks alsoctaled web margin Verba is evatable in Fee maren rek disdosure document. YOu may ebtein e copy d ms document by eiontacting us et Ile number %led on page ~ob pui statement Paymont lor Order ROW a Rutes 606 and 607): In somo crcumstancos. TO Amornrado recente componsabon ler drom% canon anx.iregeounta ard goed equiry orda nes to selecied merkets. brdas or dealers (Makel Geniete). Ctredensation is in re lam d a per share cash payment. h adeliep. TO Amatradealso may neme carponsmen (*Wed to the laaien airrency mehari,» COMpOned d trenerittiona in beregn SeCuijneSfrOM Mede' Centen, ozaiong ach trad. Wo post cparomy tcpans discloung Mo urmos lor order rottng oxecuson a: wswidarne•Cradacom A watten *Day is avalatle Loco rozpost. is our Wem. absent Pent orders to Inc ooniraty. to select kaas. doants. ard makel makers tand On Ine °bib to porde best erecution ani the Welory 01 ~no nen improvement en marka orders. Pnce noem:mamis avant,* ~af person martel condooms. and wo medoc>, monter gummen: to lest lor steil moeromen t notatie. Trede CoMIrmellone (Ruk. 100-10):AS contonalions ere Paraffine* On ne InanstaiOn dele. Toon: Trensden in bongo se minies (indidn0 laaien cOndanY ADM des Inde in tre U.S.) ma/ include Lucs ard loos~ by esa hegn ma!~ er governments. vAwh may be gedeeld, in Ine OM ol lire security Of 011(0de:en ncleperderm Ine item Pitmey POlky NollIkillon: A copy cl Me TO Amen:reen Plenty 001eY is ovalabb el waw.damcgindacom C l. Secwillee Tlge alom/ion el perk& talentloos a calls is dane vang a aansla Iteny toom. A doseren:in ol to Droomloos br Slibt° stouwer. Is avalabloon to rebus or hard coma. are muntte upon rapen oase 01 «OM er pasta» &Out your %MONO Fund Tienden. Magda Co laCI e el l'000-669.3900, ot n wang to P,O. Box 2209. Omaria. NE 66103. or by *maa al dientierviales(0108MentodeCOm TIN ~meten cOniehed n tooi eargni statement sneb be bndng upon you el you do not °Moot wthn ody ietidays lor any Pandoer ot lurds salga to Regriabon E, toch as ATM and polo arole :tamtam deal transachons. direct daoses. and windende We must heer from ?oe ro later Man 60 den art« we seM yOu me FEST staeoment en whchthe error or problem appearod, (I) Tell ut yOur rente end account nieter (2) Doscrbo the error or die :rondo/ you aro unsuro ou t. ard urpion as den, as you can way you belast nis an error or may you nood mud .normalen. (3) Ten us Me dollar «wit of me suspaSed error. Wo toe inuestgue your °omplant and wil correct arry error prompily. II we lake more Man ID boeren riemt lon Ms, oe wil eredl yOur 8°MM br Me amant yOu 'hink is n 'nor. Doet you wil have the uso al the money donng to tmo t takes us tocon:toto our meenemen. AARD 150 07na SDNY_GM_00012100 EFTA 00122751 EFTA01268230

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amer'bade Clearing. Inc.. Member CPC Statement Reporting Period: 03/01/19 - 03/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cunent Value Prior Value Period Change Change Estimated Income Cash $0.83 $25,000.98 ($25,000.15) $ Insrd Dep Acct (IDA) 6,953,479.15 5,814,410.10 1,139,069.05 19.6% Money Market Short Balance Stocks 56,085,911.35 52,806,161.05 3,279,750.30 6.2% 1,354,838.31 Short Stocks Fixed Income 17,902,740.00 18,871,623.00 (968,883.00) (5.1)% 1,264,525.80 Options Short Options Mutual Funds Other Total $80,942,131.33 $77,517,195.13 $3,424,936.20 4.4% $2,619,364.11 Margin Equity 100.0% Cash Activit Summar Income & Ex • ense Summar Current YTD Income Reportable Non Reportable Opening Balance $25,000.98 $ - Securities Purchased Dividends $11,025.00 $ - Securities Sold 1,000,000.00 1,000,000.00 Interest 141,307.08 Funds Deposited (42,000.00) 4,534,144.52 Other Funds Disbursed Expense Income 152,332.08 153,584.15 Interest Expense Fees Other (1,135,332.23) (5,687,727.84) Other Closing Balance $0.83 $0.83 Net $152,332.08 $0.00 page t ale Estimated Yield Portfolio Allocation YTD $12,275.00 141,309.15 $153,584.15 CONFIDENTIAL 0.70% Fixed IDA Income 8.6% 2.4% 22.1% 7.1% Stocks 3.2% 69.3% Performance Summary Cost Basis As Of - 03(31/19" $86,881,721.99 Unrealized Gains 8,434,901.10 Unrealized Losses (1,127,971.74) Funds Deposited/(Disbursed) v'1D 4,534,144.52 Income/(Expense)"° 153,584.15 Securities Received/(Delivered)"° 71,531,951.85 •To view realized gains and losses for your account, login at www.tdametitrade.com and visit My Account > Gab/Loss. SDNY_GM_00012101 EFTA_00122752 EFTA01268231

Statement for Account # 867-730320 03/01/19 - 03/31/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 0.00 $ 1,000,000.00 1,000,000.00 0.00 1,000,000.00 Income Summary Detail' Description Interest Income - Securities Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 141.306.25 $ 141,306.25 0.83 2.90 11,025.00 12.275.00 3,736.82 7,021.96 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be Included. These corrections can include changes made to previous payments and removal of payments reportable In a prevms tax year (spillover dividends). The year to date totals will accurately reflect your cumuLative amount for the year. Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield ALIBABA GROUP BABA 5,000 $ 182.45 $912,250.00 06/10/15 $ 444,749.00 $ 88.95 $ 467.501.00 $ - HOLDING LTD ADR ALPHABET INC GOOG 3,000 1.173.31 3.519,930.00 02102/18 3.226.807.29 1.075.60 293.122.71 COM CL C AMAZON COM INC AMZN 1,000 1.780.75 1.780,750.00 03/29/18 1.395.441.18 1.395.44 385.308.82 COM APOLLO GLOBAL APO 263,157 28.25 7,434,185.25 03/29/11 4.999.983.00 19.00 2.434.202.25 481.577.31 6.5% MANAGEMENT LLC CL A SHS APPLE INC AAPL 180,000 189.95 34.191,000.00 12/07/17 30.566.543.05 169.81 3.624.456.95 525.600.00 1.5% COM BIOGEN INC BIIB 2.095 236.38 495.216.10 02/14/12 231,019.65 110.27 264.196.45 COM CARVANA CO CVNA 25,000 58.06 1.451,500.00 06/18/18 1.086.102.28 43.44 365,397.72 COM CL A page 2 of 8 CONFIDENTIAL SDNY_GM_00012102 EFTA_00122753 EFTA01268232

Statement for Account # 867-730320 03/01/19 - 03/31/19 Account Positions Symbol/ Current Market Purchase Cost Average Investment Description CUSIP Quantity Price Value Date Basis Cost Stocks - Margin CITIGROUP INC C PRK 79,000 27.07 2.138.530.00 02/03/14 1.999.418.90 25.31 DEP SHS REPSTG 1/1000 PFD GMAC CAPITAL TRUST I ALLY PRA 80,000 26.04 2.083.200.00 02/22/12 1.882.773.60 23.53 8.125% PRF 15(02/2040 USD25 KARYOPHARM KPTI 25.000 5.84 146.000.00 07/12/18 467.10&00 18.68 THERAPEUTICS INC COM UNITED TECHNOLOGIES UTX 15.000 128.89 1,933.350.00 06/20/18 1.882.944.30 125.53 CORP COM Total Stocks $56,085,911.35 $48,182,888.25 Fixed Income - Margin ASSURANT INC 04621XAK4 2.000 $ 100.205 $ Z004.100.00 03/29/18 $ 2.039.835.18 $ - SUBORDINATED NOTE CALLABLE VAR 7% 03/27/2048 CITIGROUP INC 172967JZ5 3.000 101.00 3.030.000.00 08/06/15 3.000.006.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 EXELA INTERMEDIATE 30162RAA9 3.000 101.825 3.054.750.00 10/24/17 2.969.262.00 LLC SR SEC GLBL 23 10% 07/15/2023 JBS INVESTMENTS GMBH A29866A85 2.000 103.25 2.065.000.00 10/31/17 1.981,300.00 SR PRIVATE PLACEMENT CLBL M'W 7.25% 04/03/2024 JPMORGAN CHASE & CO. 46625HHA1 5,760 100.50 5.788,800.00 06/15/11 6.559.930.56 - PERPETUAL CALLABLE QTRLY VAR 6.2205% 12/31/2199 page 3 o18 CONFIDENTIAL Unrealized Gain(Loss) Estimated Income Yield 139.111.10 135.801.00 6.4% 200.426.40 167760.00 8.1% (321.106.00) 50.405.70 44.100.00 2.3% $7,903,023.10 $1,354,838.31 2.4% $ (35.735.18) $ 140.000.00 7.0% 21994.00 178,500.00 5.9% 81488.00 300.000.00 9.8% 81700.00 145.000.00 7.0% (771.130.56) 358.300.80 6.2% SDNY_GM_00012103 EFTA_00I 22754 EFTA01268233

Statement for Account # 867-730320 03/01/19 - 03/31/19 Account Pos Jis Symbol/ Investment Description CUSIP Fixed Income - Margin LLOYDS BANKING GROUP 539439AG4 DEBENTURE CLBL OTRLY VAR CONV 7.5% 12/31/2199 Quaint Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Estimated Gain(Loss) Income Yield 1,903 103.00 1,960,090.00 04/10/14 1,948,500.00 11,590.00 142,725.00 7.3% Total Fixed Income $17,902,740.00 $18,498,833.74 $(596,093.74) $1,264,525.80 7.1% Yields cssplayed for fixed income products are the estimated current yield. Income displayed for fixed income products is the estimated yearly income and may not take Into account certain features of bonds such as variable rate bonds. maturing bonds or called bonds. Total Margin Account $73,988,851.35 $66,681,721.99 $7,306,929.36 $2,619,364.11 3.5% Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $25,000.98 03/01/19 03/01/19 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (25.000.98) 0.00 DEPOSIT ACCOUNT 03/11/19 03/11/19 Margin Divilnt - Income UNITED TECHNOLOGIES CORP UTX 0.00 11.025.00 11.025.00 COM Payable: 03/10/2019 QUALIFIED DIVIDENDS11025.00 03/11/19 03/11/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (11.025.00) 0.00 DEPOSIT ACCOUNT 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (10.000.00) (10.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (10,000.00) (20.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (10,000.00) (30.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (2.000.00) (32.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (5.000.00) (37.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (5,000.00) (42.000.00) 03/12719 03/12/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 42,000.00 0.00 DEPOSIT ACCOUNT page 4 of 8 CONFIDENTIAL SDNY_GM_00012104 EFTA_00122755 EFTA01268234

Statement for Account # 867-730320 03/01/19 - 03/31/19 Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity• 03/15/19 03/15/19 Margin Div/Int - Income 03/15/19 03/15/19 Margin Journal - Other 03/15/19 03/15/19 Margin Sell - Securities Sold 03/18/19 03/18/19 Margin Journal - Other 03/27/19 03/27/19 Margin Div/Int - Income 03/27/19 03/27/19 Margin Journal - Other 03/27/19 03/27/19 Margin Div/Int - Income 03/28/19 03/28/19 Margin Journal - Other 03/29/9 03/29/19 Margin Div/Int - Income Symbol) Description CUSIP CITIZENS COMMUNICATION CO 17453BAW1 SENIOR NOTE MW 7.125% 0311512019 Payable: 03+1512019 Taxable Int Crecited35625.00 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Quantity Price Amount 0.00 35,625.00 Balance 35.625.00 0.00 (35.625.00) 0.00 CITIZENS COMMUNICATION CO 17453BAW1 1.000- 100.00 1.000.000.00 1,000,000.00 SENIOR NOTE MW 7.125% 03115/2019 PROCEEDS FROM MATURITY Auto Recfg#420911ITRICASH PAYMENT PURCHASE FDIC INSURED 0.00 (1.000,000.00) 0.00 DEPOSIT ACCOUNT ASSURANT INC 04621XAK4 0.00 70,000.00 70.000.00 SUBORDINATED NOTE CALLABLE VAR 7% 03+27/2048 Payable: 03+27/2019 Taxable Int Crecited70000.00 PURCHASE FDIC INSURED 0.00 (70.000.00) 0.00 DEPOSIT ACCOUNT LLOYDS BANKING GROUP 539439AG4 0.00 35.681.25 35.681.25 DEBENTURE CLBL QTRLY VAR CONY 7.5% 12/31/2199 Payable: 03+27/2019 Taxable Int Crecited35681.25 PURCHASE FDIC INSURED 0.00 (35.681.25) 0.00 DEPOSIT ACCOUNT INTEREST CREDIT 0.00 0.83 0.83 Payable: 03+29/2019 Closing Balance 'Foe Cash Amway totals. refer to the Cash Monty Summary on page one of your statement page 5 o18 CONFIDENTIAL SDNY_GM_00012105 $0.83 EFTA_00 122756 EFTA01268235

Statement for Account # 867-730320 03/01/19 - 03/31/19 TD Ameritrade Cash Interest Credit/Expense Begin Date 03/15/19 03/27/19 Margin Balance Total Interest Income/(Expense) $ - Credit Balance $ 1,000,000.00 35,681.25 Number of Days 3 1 Interest Rate 0.01 0.01 Interest Debited $ $ 0.00 Interest Credited $ 0.82 0.01 $0.83 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MID Accrued MTD PAID 03/01/19 $ 5,839,411.08 10 0.6978 $ 1,116.32 $ 1,116.32 $ - 03/11/19 5,808,436.08 4 0.6978 444.16 1,560.48 03/15/19 5,844,061.08 3 0.6978 335.16 1,895.64 03/18/19 6,844,061.08 9 0.6978 1,177.54 3,073.18 03/27/19 6,914,061.08 1 0.6978 132.18 3,205.36 03/28/19 6,949,742.33 4 0.6978 531.43 3,736.79 3,736.79 Total Interest Income $3736.79 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $5,814,410.10 03/01/19 03/01/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 25,000.98 5,839,411.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/11/19 03/11/19 Received FDIC INSURED DEPOSIT ACCOUNT 11,025.00 5,850,436.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/12/19 03/12/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (42,000.00) 5,808,436.08 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/15/19 03/15/19 Received FDIC INSURED DEPOSIT ACCOUNT 35,625.00 5,844,061.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/18/19 03/18/19 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 6.091.561.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page eel 8 CONFIDENTIAL SDNY_GM_00012106 EFTA_00122757 EFTA01268236

Statement for Account # 867-730320 03/01/19 - 03/31/19 Insured Deposit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 03/18/19 03/18/19 Received FDIC INSURED DEPOSIT ACCOUNT 752,500.00 6.844.061.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/27/19 03/27/19 Received FDIC INSURED DEPOSIT ACCOUNT 70.000.00 6.914.061.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/28/19 03/28/19 Received FDIC INSURED DEPOSIT ACCOUNT 35.681.25 6.949.742.33 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/29/19 03/29/19 Received Interest: Insured 2.856.74 6.952.599.07 Deposit Account Bank USA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.952.745.75 Deposit Account Fargo NA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.952.892.43 Deposit Account of America 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.039.11 Deposit Account Bank NA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.185.79 Deposit Account Bank NA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.332.47 Deposit Account Bank USA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.479.15 Deposit Account Bank NA Closing Balance $6,953,479.15 TD Bank NA $247,646.68 TD Bank USA NA $5,715,245.75 US Bank NA $247,646.68 Citi Bank NA $247,646.68 Bank of America NA $247,646.68 Wells Fargo NA $247,646.68 FDIC Insured Deposri Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (*Program Banks,. Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for breakpoints on, and waivers of. the sales charge. To learn more about breakpoint discounts, go to http:liwww.finra.orgiindustry/issuesibreakpoints. For more information on waiver eligibility, please refer to the fund prospectus. page 7 of 8 CONFIDENTIAL SDNY_GM_00012107 EFTA_00 122758 EFTA01268237

Statement for Account # 867-730320 03/01/19 - 03/31/19 Important Information FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. page 8 o18 CONFIDENTIAL SDNY_GM_00012108 EFTA_00122759 EFTA01268238