1D Ameritrade PO BOX 2577 OMAHA NE 681 03 2 5 7 7 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012109 EFTA_00I 22760 EFTA01268239

Terms and Conditions STATEMENT GUIDE TL tv- ad* mondes mersky Portage Reporte lor aocoums veth actay and quanody topais e igue yo accounts eith assels.i Pallado Summary: Traie te Curent vêtue d your p00010 es 0 the repat OMO end empares ir to pie en., moleta 1TO essai ekeeliOn anale) yeti( pOrti010 dharatelion by imminent type /Ample entions und« 5'%wi6 be panai Mo the cagou el the -mile po chan. Llano Eculy - Total Accota EguilelTeel Lena literginMle Velue • Total Shan Value) Acbvity Summary: Tne cpening and clamp cash balances are mooncled hait ler mu punk m'ounce Ar =mue anime n sommante] lor me nanan' pua and year le date Income a Exponse Samory Mon4RAs only): Nus section delaib tre neomo and egene totaii rem Me Activity Soliman ana dessilles the lei lierternent Rotrement Accoure Sumadry (IRAs only): Menou the ES reetnatod transamons for lao curait ad me yen. IRS Form 5498 fair ment value is basait On te cornent velue as or Docember 31 p1Ø promus yoar ardus to furnshod rote Internai Revenue Senne. Paumante Sume ory:Monter your annuel portfolio performance ami the vreeeliied geins end loues br your brute ruminant somme Accourt Positions: New your rastrnoms at te curent market val» and coerparo the Orignal COBI to tee biweelqed geins ana lames n your rionlole Original ces' is eling ed usine Me erstm.first-oul (FIFOI melhod. Midi assumes me Srs, Shen! yOu et eie Prose Ø purchesed atm The cslimaled irnestment income2 and average cosi per Mare are c:gayal lor your mignon°, une odeur passhase cage e net te en inclusion of you bang Perbd). /tenant Actiely: Al acon eciMly is dorent det ed. bled in MM Ordo. ard ranale n the cbang Cash balance. %den Patina Salant Gonhrm your eue:end Perdes MM e saboter/ date Mie math Ø. Rem transactionsun bo rellected n me Accours Anny section reit meut Online Cash Services T'amodia Delel': Cash me egene« baneaCOM Mel Citera gaine ths seterteve rceomng ponod. ndudng check. MM nard and ATM anurie. aro Inted In dato «der. Online Cash Services Sun/Hm:Credo ant dotai transaction rates loi te cunom slaloment ferme» OMM tee SuMMeniert IndMekel banedall eie rot huma. tue le (*ondine actusiments. te slaloment dotais may not oqaal the statemont tout tameled Annal Income end Ebrhated Annuel Yed veule are bored upon the nuMber d shores minai or °nom value balance as ai tre stalemom date ard Me post renom &Mord mie a cent isela onde GENERAL INFORMATION ID Menado dore not pogne legal or las nec°. boas* cent your topai ment or lax neural, venen neCeatery. As e slenrerd in...4y pinte. Øiene COrhreolebOrIS May be Marta br Cmalty antreand transatiOn vingallen empeste For TDAmontrade bmsomonal Panes. your advesor olm is scparato hem and not affriola, vat, TD Annontrace Inc. a TD Artatrado Cloarng. Inc.. and *ad, trev Is ml retenait la the prakes end semons Ol the plier. Accoacy or Renons:Il you and any errors or omissions In your secoure stahament you Moud immedimely colt us M the nutum lista on page one 01 your stelemenl. You Moud sise contact our Clearing m n. TD Amatirai. Clearing, Inc. al 800469-3900. Please rommans simulent cambly. you Osagreo seta any transe:bon, or d Mao are arry ara: or cubain. messe Ø1y e Oient Services repiesentelsea you Ion' Waal osas. as mel as 10 Amegtrado Catan-g. Inc. in wmrg atm ton (IO) deys of yas rompt et tois lutinent Any oie statemenis Mel you hem rumb to us *raid be CONinned in milnp The Minent sel «hem« beconsideed concleshe Please notry vs pommer 01 arry changes in yor cernent information. Treteorien reareleti e your report wll be concanceeideamod enamoure:4s you n'y TD Amen:fado irrerpdattei. Accoure Proleebn: Denon hald by ID Bank. NA ard TD Bank USA. N.A. aro neural by Me FDIC Cetera by SIPC) Up le $250.000. Limita are per ettaum orgelet) per datte» TO barn teie about FDIC enrage 0010 tome idegov. SeCulteS. indang Mutuel 'UMM. hala in miur @rende ACCOune are tel depeellt, Or 0010alionS et. Or gewanteed by. arry bank. are net FDIC.mared. and enroba enrestmord nåes. indudng pomelo loss ol ptincpal. TD Amende us a mentor el Me Secondes Inreace Prctotten Corporation (SIPC). which primas mains cistomers or ds mentes up lo 9500.000 (incbdinp 5250.000 ler daine for cash). Explanatory brochure es araitable on repue* at amAelltorg. Adationagy. Tl) Aneth.* protides ne oeil $149.5 trillion Minh 01 ',reelle br nordet, and S2 nitan 01 iineelOn ler Cash Ihreigh SupOleMental COverage provled by London 'Murat ln the Mati Ola Ornant intgetrenCy. e dent may mena affine due lent the Infinie In banknetcY and man SIPC. Sia:planonial cava/aga s me out aber Mo trustee and SIPC panes and Laor suce coinçage sch clam s limiled to a conaned milan et S152 mitron Item e trustee. SIPC end London inertes The Tel Mertrade steplatented cannage les an a:Annate bra el 4600 milan one ai <usa:mors. Tris polcy mandes enrage lotkraing bekeege insohincy ard dons ned motel (banal bas in marken verbe e me sas M in...riment n a money mee‘el rond is net intured Of garantie by IOe Fada& genou Insuran Corporation (FOC, a any *Mc. gatarrat *penny Addigh Mo Itunds OMM tO pesa° the rate 04 yOur fanent al SI CO ph ytere. le peut» IO lOse more, by intestin n a money market Itund. DMderds are *carat dely end dateur:enter, mordily. Tho prospectus contons Mis an] otlwe manant rtartmon Real the peatectue earrettity belon nvesting. NOn-derial imminente h« br your ticket dealer arc NOT FDIC USURE!) f NOT BANK GUAfNNTEEDa MAY LOSE VALUE. The balance h your bank dater accCull Or One d yOur mona, market neval tek' can bo lemeclaied on your order. and tho aocoods marra lo mu saureras armant or tambia byta Tes leergrg: The perdra rtion if nal e lm «tanne Tou ese met FOrm 1099 loi end ex amarre n ccepla-co mir ES roasonens laudes mn rama datas. caFeal gare. taule ante end sires °menai, Sonie Donnera ere nient ro oxlessrarben eirdi MI bo rand cri .toner las maris Ont Base: *demis. te lot and ancerrereat reporing and Ganskon am ottcroi ad miche by COI taXe'ORMED ID Mena is not impOretie la tre regel° or earkg d te n'amer. ID Amena ad es tenon perdes ribaders1 do net gemeleethe atcurey d Me n'onglon ard date providel COI tICCEPCRATEDe elipende cormeny and na tlliradwm TD Amende Mate and Options Account Agreements: Promet advise ID Amentrade n timing a any oronge n your investment caecums or anormal striation as bey palan to your margin Or Mans °cotent agreements A summery of cOmmiesions ana charge) infinie war me onn= ol opens transe:cens es amiable. Orant Mats Prima Mo make taxe d sconses hais ban nad darne kom omette anges ad Othe rdepenart sana %blute tue ban On Me don pet Me man bene mo bd ad ahrg man. a Mer rame. t no murai toluen salade licm a chelem »VO) Cr Ote indepledent earce. te sectirty saur Io bang "Incisa b Nul Pratt Cr, veuns cn your :cacao reçoit am anal as (400M Intrrelen dd wa dora gumme Mo aurery d ab sea.rem prces. Vol:Aga btued postons tre vend rang me ramait berce rd the anal mate atm Polka> teçal valudions may na iceccet sec prame. 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Values mer ral celle« Ibo oigne arc/rase pics. .teel market veut ce be mata mon lemacn t an arma value cava be estatitalud Penh !Pst, nelhode. Me ,aluelen mec be reheided as NOmPaed (Np) For °delta Anal tonna votation la hbn.Seidant Ans. Orme cama Clam Sens Dosa mante ro na coxfol UØ Mo SPC Abaca Rase Saurera (Nitr) Prong: me mataaxe la APS scat boa Men nad. ateltb. bora ntekn sens or are amocha Mutes The mosay ol the gang nol eurankel Ha mn viabosndaolabb. TO Arnertrade MI po:odeMS perdon.sakrg ab madarecn boer te builly and undobng colt male. Me ARS market n eurrenly nenni, a lick d Sale end. Me met Irae Ce be ro tente Met ad, martes an M2dØOnaLØcOdIOn. REGULATORY DISCLOSURES MI transmuons are Wood to h) me cannon. Mes. togulatens osions and usages d tonne. or mulet. ana ils d'a/foreuse. il any. on Mich run hentsChins tre ameuta vo ioderai tans. ramena me Sennes Act bl 1933 and Mo Saureras 4 « ▪ osa n/ rt~r11r1Be tin oun lio n Mo Toters, &Ara For an investor brocher Mai roblos idonnabon desating FINRA% Prale Ostesva moseram. Mes° contact FINRA et 400-289.9g99 or rem Iivaag. The iniceest rate vern ter TO Amer/rade Cash e laken hem me applcatle immune ber lor Me Markel Velue belote n Ire TO Amettrede Cath. as 0 rob SlableneM cbsirg date Simple neveu n atome daily base, on the immun ter applcatto to oach clefs balance. Financera Salement Notifeation: Rie Pommait or Mancie conduon lor TO Ortiontrekt niable lobe a yens ana may be Matta al no cola. via the interna el htt.nvon.littonentrade.00mbnanciatialomonibtrnl. Option Ambreront: MI Mort ocrey option passons ard soma index option pennons are niable loi maternent Eurent simienne nouer Odet/ ei index options are renhy alocated amena sirat posoons bi an aJtamoind orecedre. Free CredO Balances (Pub 15c3.2 à 3): Under me dent protection rues. Lue may use free anal billantes n yOur *OMM il the Ordiery cane ol oui butines, tube, en) parade Io Mu on domard. Mare Amaties (Populace T): H you have a marge acoxem. Ou tenon s aantnntal al car margin accourt ami e SpOcial meenoradum accourt Timing on maman poses eddrionel nies anda not Lumen far all investors. A carpe» rat cl the teks ass000led unir marge bedon is avatars in me maçon tek disclosure davrent Yeu may °Vain e copy d Mn document by enleding us el nerumba bled on page One ral pur Internent. Paymord ler Ordet Flow (SEC Rades 606 and 607): In sono crcumeances. TO A/no/Made femme compaisabon let rimtorg tenon anatromunta and tend mue ordo Ibo to seecled menais. bettes a dealers (Mata Gantera). Canent/on is in Me lone ce e per shore cash paymont. m adettion. TO Amatradoese may men ccmponsatean tond to te breegn curency exChenCle Carbone« C4 ennantiOns :Meer securilies hem Market Calas eseamnp sikh vackm Yi* post cadrage renons chsclapre Mo venues lor «der re eng ezeceson esievidarratradecont Montan ocpy is @valable apon roaxist. h is our percy. absent clore ordres to Mo conirary. to select ans, dealers. ard market malien) tend On the (*My lo envole bibi meaten an' tire henry Of s'erg MM empaumezen man ordas.Pnce improyement+, antes urdor certain market tondions. Ø me reculer° monter execuans to test lot :mn impearomem d avala*. Tende Connotions (Rule 100-10):MI corettmelions are Peremilled On the Irenalebn eue. Taxe*: Transactions in beige anales (aude° belge Girgen aces op* lise in et U.S.) rosi omble taxes and Mes charpcd bymo figer malta of governments. %inch may be *Snoba in me Ø0e Ol lie s'ourle or cherged as an :daman ene don Prhecy Porey Nollgalon: A copy or ne TI) Amen:nue eelVeCy dOleY is ankebb el vnuttflamcfCradocorn Catie Snobes: The Modern or portal redonnonsOr ø1b is done rangeants bley smem. A morpion el the prennes for agate seules Is avalabb on te sotute et haie copiai aro awitable won ril. In Case Ol ense a crashons *Out Mur ElearOne Furia Dean. prase CO tel s el 1.2606693900. or n %gang to P.O. Box 2209. Omaha. NE 68103. or by ornait al ainnuervtnerramearadecom Tle inbrunton cOntaned il mur actant sletement anen bo tinene mien yen II you do not dace rien axe iebdays lor any bander et lutos s'Ope to Realabon E. such as ATM and pont or sale :ramiers delta transactions. dao demies. and sennes Die must heu tram pou ro leer Man 60 deys erter nue sent eau the FEST stamment on Mar the ener or problem aboute (I) Tel us Mt, riene end aCCOunt rater (2)1:insecteMe errer or Mo itanser you arc unsure about. and oxplan as citai, as you can MI mu berme d is an ener or %My mu flood mua m'armoriera. (3) Tel us Me dele orner of Me suentedenor WO salt invosigett your complant and toit carat any @trot promptly. r Lue raki, per@ Man ID busiress deys Io do the. se mil oral yOur tectunt fer me amant su Ihink is in arroi. se MM you MI have te use el the mcney donne te Mottent; u to corn:Cam ourinvougatean. »MD 150 07a: SDNY_GM_00012110 EFTA 00122761 EFTA01268240

Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/19 - 04/30/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Chan e Change Estimated Income Estimated Yield Cash ($149,196.34) $0.83 ($149,197.17) $ Insrd Dep Acct (IDA) 150,808.99 6,953,479.15 (6,802,670.16) (97.8)% Money Market Short Balance Stocks 6,433,030.00 56,085,911.35 (49,652,881.35) (88.5)% 347,661.00 5.4% Short Stocks Axed Income 17,981,963.20 17,902,740.00 79,223.20 0.4% 1,264,525.80 7.0% Options Short Options Mutual Funds Other Total S24,416,605.85 $80,942.131.33 ($56.525.525.48) (69.8)% $1,612,186.80 6.6% Margin Equity 99.0% Frrn'Irt7= 1 Current YTD Opening Balance $0.83 $ Securities Purchased Securities Sold 1,435,255.25 2,435,255.25 Funds Deposited 4,534,144.52 Funds Disbursed (8,550,808.99) (8,550,808.99) Income 162,073.78 315,657.93 Expense Other 6,804,282.79 1,116,554.95 Closing Balance ($149,196.34) ($149,196.34) page 1 of 8 Portfolio Allocation 72.8% Income & Ex • ense Summa Performance Summa Reportable Non Reportable YTD Income Cost Basis As Of - 04130119" $24,275,526.06 Dividends $ - $ - $12,275.00 Unrealized Gains 924,465.20 Interest 162,073.78 303,382.93 Unrealized Losses (784,998.06) Other Funds Deposited/(Disbursed)m (4,016,664.47) Expense Income/(Expense)" 315.657.93 Interest Securities Received/(Delivered)" 18,199,251.91 Fees Other "To view realized gains and losses for your account, login at wwwidametitrade.com and visit My Account > Clain/Loss. Net $162,073.78 $0.00 $315,657.93 CONFIDENTIAL SDNY_GM_00012111 EFTA_00122762 EFTA01268241

Statement for Account # 867-730320 04/01/19 - 04/30/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal TOTAL Current Year To Date $ - 0.00 $ (8,550,808.99) (8,550,808.99) (8,550,808.99) $ 1,000,000.00 1,000,000.00 $ (8,550,808.99) (8,550,808.99) (7,550,808.99) Income Summary Detail' Description Interest Income - Securities Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 303,380.01 2.92 12,275.00 8.634.59 $ 162,073.76 0.02 0.00 1.612.63 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date fowls will accuratehi reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Coat Unrealized Estimated Gain(Loss) Income Yield Stocks - Margin CITIGROUP INC C PRK 79.000 $ 27.72 $2,189,880.00 02/03/14 $ 1,999,418.90 $ 25.31 $ 190,461.10 $ 135,801.00 6.2% DEP SHS REPSTG 1/1000 PFD GMAC CAPITAL TRUST I ALLY PRA 80.000 26.30 2,104,000.00 02/22/12 1,882,773.60 23.53 221,226.40 167,760.00 8.0% 8.125% PRF 15/02/2040 USD25 UNITED TECHNOLOGIES UTX 15.000 142.61 2,139,150.00 06/20/18 1,882,944.30 125.53 256,205.70 44,100.00 2.1% CORP COM Total Stocks $6,433,030.00 $5,765,136.60 $667,893.20 $347,661.00 5.4% page 2 of 8 CONFIDENTIAL SDNY_GM_00012112 EFTA_00122763 EFTA01268242

Statement for Account # 867-730320 04/01/19 - 04/30/19 ns Symbol/ Current Market Purchase Cost Average Investment Description CUSIP Quantity Price Value Date Basis Cost Fixed Income - Margin ASSURANT INC 04621XAK4 2,000 $ 102.00 $2.040.000.00 03/29/18 $ 2,051,390.70 $ - SUBORDINATED NOTE CALLABLE VAR 7% 03/27/2048 CITIGROUP INC 172967JZ5 3,000 102.00 3,060,000.00 08/06/15 3,000,006.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 EXELA INTERMEDIATE 30162RAA9 3,000 100.843 3,025,290.00 10/24/17 2,969,262.00 LLC SR SEC GLBL 2310% 07/15/2023 JBS INVESTMENTS GMBH A29866AB5 2.000 103.61 2,072,200.00 10/31/17 1,981,300.00 SR PRIVATE PLACEMENT CLBL MAN 7.25% 04/03/2024 JPMORGAN CHASE & CO. 46625HHA1 5.760 100.457 5,786,323.20 06/15/11 6.559.930.56 - PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31/2199 LLOYDS BANKING GROUP 539439AG4 1.903 105.00 1.998,150.00 04/10/14 1.948.500.00 DEBENTURE CLBL OTRLY VAR CONV 7.5% 12/31/2199 Total Fixed Income $17,981,963.20 $18,510,389.26 Unrealized Gain(Loss) Estimated Income Yield $ (11.390.70) 5140.000.00 6.9% 59.994.60 178.500.00 5.8% 56,028.00 300,000.00 9.9% 90.900.00 145.000.00 7.0% (773,607.36) 358,300.80 6.2% 49,650.00 142,725.00 7.1% $(528,426.06) $1,264,525.80 7.0% Yields *splayed for fixed income products are the estimated current yield. Income displayed br fixed income products is the estimated yearly Income and may not take Into account certain features of bonds such as variable rate bonds, maturing bonds or called bonds. Total Margin Account $24,414,993.20 $24,275,526.06 $139,487.14 $1,612,186.80 6.6% Online Cash Services Transaction Detail Category DEBITS Electronic Transfer Transaction Date Description Amount 04/09/2019 WIRE FUNDS WIRE SENT 04/09/2019 11:41:30 04/16/2019 WIRE FUNDS WIRE SENT 04/16/201908:4425 page 3 of 8 CONFIDENTIAL $ (3,000,000.00) (5,400,000.00) SDNY_GM_00012113 EFTA_00122764 EFTA01268243

Statement for Account # 867-730320 04/01/19 - 04/30/19 Online Cash Services Transaction Detail Category DEBITS Subtotal TOTAL Transaction Date Description 04/30/2019 WIRE FUNDS WIRE SENT 04/30/2019 14:46:04 Trade Settle Date Date Opening Balance 04/01/19 04/01/19 04/03/19 04/03/19 Acct Type Margin Margin Transaction! Cash Activity• Journal - Other Div/Int - Income 04/04/ 9 04/04/19 Margin Journal - Other 04/09/ 9 04/09/19 Margin - Funds Disbursed 04/ 0/ 9 04/10/19 Margin Journal - Other 04/12/19 04/16/19 Margin Sell - Securities Sold 04/12/19 04/16/19 Margin Sell - Securities Sold 04/16/19 04/16/19 Margin Journal - Other 04/16/19 04/16/19 Margin - Funds Disbursed 04/17/19 04/17/19 Margin Journal - Other page 4 o18 Amount $ (150.808.99) (8.550.808.99) (8,550,808.99) Account Activit Description Symbol) CUSIP Quantity Price Amount Balance $0.83 PURCHASE FDIC INSURED $ 0.00 $ (0.83) 0.00 DEPOSIT ACCOUNT JBS INVESTMENTS GMBH A29866AB5 0.00 72.500.00 72,500.00 SR PRIVATE PLACEMENT CLBL MW 7.25%0410312024 Payable: 0410312019 Taxable Int Crecited72500.00 PURCHASE FDIC INSURED 0.00 (72.500.00) 0.00 DEPOSIT ACCOUNT WIRE FUNDS 0.00 (3.000,000.00) (3.000.000.00) WIRE SENT 04/09/2019 11:41:30 REDEMPTION FDIC INSURED 0.00 3.000.000.00 0.00 DEPOSIT ACCOUNT ALIBABA GROUP HOLDING LTD BABA 5.000- 188.2777 941,370.66 941,370.66 ADR Commission/Fee 5.00 Regulatory Fee 12.84 BIOGEN INC BIIB 2.095- 235.75 493.884.59 1,435,255.25 COM Commission/Fee 5.00 Regulatory Fee 6.66 PURCHASE FDIC INSURED 0.00 (1.435,255.25) 0.00 DEPOSIT ACCOUNT WIRE FUNDS 0.00 (5,400,000.00) (5.400.000.00) WIRE SENT 0411 6/201 9 08:44:25 REDEMPTION FDIC INSURED 0.00 5.400.000.00 0.00 DEPOSIT ACCOUNT CONFIDENTIAL SDNY_GM_00012114 EFTA_OOI 22765 EFTA01268244

Statement for Account # 867-730320 04/01/19 - 04/30/19 Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity• 04/24/19 04/24/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/30/19 04/30/19 Margin Div/Int - Income 04/30/19 04/30/19 Margin Journal - Other 04/30/19 04/30/19 Margin - Funds Disbursed page 5 of a Description APPLE INC COM DTC ACT FILE REC 46 KARYOPHARM THERAPEUTICS KPTI INC COM TOA TO CHARLES SCHWAB & CO SD 0412512019 0164 CARVANA CO CVNA COM CL A TOA TO CHARLES SCHWAB & CO SD 04+25+2019 0164 APOLLO GLOBAL MANAGEMENT APO LLC CL A SHS TOA TO CHARLES SCHWAB & CO SD 04+2512019 0164 AMAZON COM INC AMZN COM TOA TO CHARLES SCHWAB & CO SD 04+2512019 0164 ALPHABET INC GOOG COM CL C TOA TO CHARLES SCHWAB & CO SD 04+2512019 0164 JPMORGAN CHASE & CO. 46625HHA1 PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31+2199 Payable: 0413012019 Taxable Int Crecited89573.76 PURCHASE FDIC INSURED DEPOSIT ACCOUNT WIRE FUNDS WIRE SENT 04,30/2019 14:46:04 Symbol/ CUSIP AAPL CONFIDENTIAL Quantity Price Amount Balance 180.000- 0.00 0.00 25.000- 0.00 0.00 25.000- 0.00 0.00 263.157- 0.00 0.00 1.000- 0.00 0.00 3.000- 0.00 0.00 0.00 89373.76 89.573.76 0.00 (89.573.76) 0.00 0.00 (150.808.99) (150,808.99) SDNY_GM_00012115 EFTA_OOI 22766 EFTA01268245

Statement for Account # 867-730320 04/01/19 - 04/30/19 Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity• 04/30/19 04/30/19 Margin Div/Int - Other 04/30/19 04/30/19 Margin Div/Int - Income Description FDIC INSURED DEPOSIT MMDA10 ACCOUNT PLUS NOT COVERED BY SIPC Interest: Insured Deposit Account Bank USA Payable: 04/30/2019 Insured Deposit Account Interest 1183.29 INTEREST CREDIT Payable: 04/30/2019 Symbol/ CUSIP Quantity Price Amount Balance Closing Balance Tor Cash Activity totals. refer to the Cash Activity Summary on page one of your statement 0.00 1,612.63 (149,196.36) 0.00 0.02 (149,196.34) ($149,196.34) TD Ameritrade Cash Interest Credit/Ex . ense Credit Balance $ 72,500.00 Begin Date 04/03/19 Total Interest Income/(Expense) Margin Balance $ Number of Days 1 Interest Rate 0.01 Interest Debited $ $ 0.00 Interest Credited $ 0.02 $0.02 Insured Deposit Account Interest Credited Begin Date Balance 04/01/19 $ 6,953,479.98 04/04/19 7,025,979.98 04/09/19 4,025,979.98 04/16/19 61,235.23 04/30/19 152,421.62 Total Interest Income Number of Days 3 5 7 14 1 Interest Rate 0.6978 0.6978 0.6978 0.1499 0.0000 Interest Accrued $ 398.79 671.58 538.75 3.52 MID Accrued $ 398.79 1,070.37 1,609.12 1,612.64 MTD PAID S. 1,612.64 page 6 o18 CONFIDENTIAL SDNY_GM_00012116 $1612.64 EFTA_00 I 22767 EFTA01268246

Statement for Account # 867-730320 04/01/19 - 04/30/19 Insured De osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $6,953,479.15 04101/19 04/01/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 0.83 6,953,479.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04104/19 04/04/19 Received FDIC INSURED DEPOSIT ACCOUNT 72,500.00 7,025,979.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/10/19 04/10/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (3.000.000.00) 4,025,979.98 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/16/19 04/16/19 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 4,273,479.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/16/19 04/16/19 Received FDIC INSURED DEPOSIT ACCOUNT 1,187,755.25 5,461,235.23 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,976,235.23) 1,485,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 1,237,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 990,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 495,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 018 CONFIDENTIAL SDNY_GM_00012117 EFTA_00122768 EFTA01268247

Statement for Account # 867-730320 04/01/19 - 04/30/19 Insured De. osit Account Activity Date Check Clewed Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 04/17/19 04/17/19 04/30/19 04/17/19 04/17/19 04/30/19 Delivered Delivered Received FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT (247,500.00) (186.264.77) 89.573.76 247,500.00 61,235.23 150,808.99 Closing Balance TD Bank NA $150,808.99 $150,808.99 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured Lip to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Amentrade. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 8 of 8 CONFIDENTIAL SDNY_GM_00012118 EFTA_00122769 EFTA01268248

1D Ameritrade PO BOX 25" OMAHA AE 68103 2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_000 12119 EFTA_00I 22770 EFTA01268249

Terms and Conditions STATEMENT GUIDE IL Af- cri:run taande: moren Ponk@ Plano@ lor accoums cum aaneen and guanedy roers ra crue accounts cum assels.i Portfolio Summary: Tadd Ire surtann wbe Ot yOuf 000010 as 01 !he Opat dale end negeren n to me prior morelhd The assol oil elfion MC8108 yOur ~WO div./Sealen by invesener4 type ~mto dbcalons under 5% ad be groep@ allo lbo comgory ol %Ces- in mo po thora. Manen Emily - Toto/ Account Egunafroial LOng nagloeide lakte • Toll Short Wild) Actinty Summary: Ine opening and dolend cash Mancec wo roconcrod hare lor year geeft emegenco At account aalmei es sunnianzed lor me roem pond and roe to dato_ Inca@ a Espen@ Summary ardaltras only): Ibis sonore dolrob tno inoame ard omen= totall (rom We Andy Summa), and daveren the les IrealMent. Roemeen Account Susnary (IRAs only): Acnes Mo MS regaatod transaceons for Inc aart ard aa nam IRS FOM1 5498 Fair Me~ vel@ is berd m te weent vake ai of Docent« 31 el tho ~nous yoar ani~ bo turn:had to Ma hierna] Revenue Santo. PodannanceSenry:Monisor your arend' porno@ perlamence and Me va ealized geina end lostas br your biuro ruestrnom ssategy. Account Positens: ncw your rnestmoms ot mo surtant mark« vabo and corrparo ta omina t al to lye edueelded gaine and kaas n your panne Original tost ia astigned usng Ihe Orstm. rent-ort (FIFOI melhod. ~di mama me Nel share, sol set are lapa you purchesed arst. lbo colimaled erwostmord enano2 and avocado cast por share are dtlidayod lor your /elegance Ne OkteStpurehaSe ate e ~An br en redenen cd yoga henna Pand). AOCOunt ~vrat ~oen ecihily ia deed/ detned. Iele« in date Orde, sild rellected n the doling Cash bale~, nadoe ~ding Settlentint Confirm yow eiwiteed tredes ~h e seillement date ener mono, Ø. Dros, transacionsed bo rellected n me Account Anton ~ron roet rnomit Onlion Card Services Transactie/n Dealt: Cad, management Moslem Met ~red dwing ns statanom repomng pond. ndudng rak. dor card and MIJ actray. aro ',stad in dato «Ob. 0~e Cash Services Summary: Grolt ard der iransmnon totals lor mo aroom slatemont report ) rada tre summair@. Indhifld tranerterie are rotlias. 'Duo to monding actuslments. db sh.rooment deals may not *qua] me dakimennotals. fEtilnialed Anne/ InCome end Esanmted Annual Meld wikte, a e based upon Ihe nuMber d slums ~cd or erom val= balanco as al tno ~lemen dale and lbo most foccni duidend rob Or aa. PM panel@ GENERAL INFORMATION 10 ~nar does not provido legal or las aart*. Ploos* consul, your lort advent or las retteruntant wan neCedery. A8 8 ellenalird naren pctiaCe. ~ne COrWenlelOrit may be recordeed br tarmry omrol and liansattiOn viantehr Oersaai, For TO Amontrade breseemonal acre. your adwsor turn es weirato from and not aftaaien wel TO Amanrado. Inc. a TO Arstrado Cloard, Inc., ard oach trol es nal rosponsblo Ia Om popkis end aanlas ol 'he Mer. Acceracy of ~ons: H you lind any errors or «Salons ln yam accouM sunemont you rood immadiaudy celt ur el the flaneer had m page ome ol your stalanent. You tinold als* contact our C~Ing 6m, TD Amanda, Clearing, bc. el 80046945100. Please conow mc sialoword c.irc-141y. It you cisogcce slirt any transacton, or el Mao am any amore or omissies Oase rally a Dient Senicemetresendhe Or yar Seal Winch Bete. as wol as 10 Amairado Goan-g. Ine, in wmrg maan ton (10) day: of year afoog ei tos statement Ary wei statements Inst you hare ~Oe to Le share, be COnrenned in sting The statement cum arena» be considered =nadat. Fletse notry a Drompily 01 any changes in yar cOnlaci information. TrearldiOns SOS« on your cron wil be conobsepalydosmod aco.pato unloss you noely TO Aren:fado irreredeey. Account Prolectbn: Decors hold by TD Dank. NA ard TD Dank Ø. NA. aro nauren by me FDC COvered by SIPC) up 10 $250.000. Lima* are per ecomm oser~ Per ~turnt TO lam ~fe MOE FOK erende go to *New ICIC/a0v. SeadleS. indeel@ ~haat Ion@, held in 00 BreMerage ACCOunt are rel degeen Or oblgations ot or gewanned by. any bank. am not FOICensered. and envoho envestmoni nåte. includng posstle loss ol µbØ1. TD Amereadt is a momber olme Sauna: Noester Praatten Corporalen (51PC'). wNch pretons saponiet: °stomers of els maners up lo 5500.000 (indeling 5250.000 ler daim lor cash). Explanatory brochure es available en requesi ws.sipc.org. Addibonaily. TO Amerika@ prOndle eer CM« $149.5 Mien word 01 maar lor Meudilete end 32 Peilen 01 praetten IOC anga Ihrtugh elupglemental ««eega provbed by London Ineuref$ h Me ~n 01 a breken@ insolsty. e dient may rare amants due krOM IN Stee en boametcY and Mon SIPC. Sedolsonial aworado ts pad out Mof tho trust@ and SIPC payouts ard ~or such corona, each cas es hinden to a ambrod mum ot 3152 maan kom e trustee. SIPC and London inwas The TI) Anyedlrade eupplaneniel corner* has an omver» Ira Ol 550) ~Ion lynx ab custamers. Trio poley wande: COverepe led eving aanga insolvancy ord does ne proleet egainte bah m~1 val» ot mo sawritos incomment ky a money mantel lund is nol intreed Or Weranneed by Me Fedead Dorst Inseraat Corporaeon tFOICI er any aha gronde« agency Mbour tho lont ~k 10 ~erve the val. Or nes irrealment el 51 0) p« Share. 4 b pOstibb 10 lege MOrey b/ incesten n a money merkel fund. Daderds ere decbred dan end padromestod moreen. lbo ~opera ~sans 'Ns ard oma imponart daarom Reen the ~pene andefla be ore ~eng. NOndepail inceemene held by your broker dode aro NOT FDIC NSURED f NOT SANK GUAAONTEEDt MAY LOSE VALDE. The henna n wikt bank deptral accturil Or abera d neg MOnehr "a el aart fund can to land@ on yotr order. and Me wreeds returrod lo nar meurt= moord or ambt@ EO yOu TM Analng: The etSke ~al e Mala. 00,4n(V4 Y« MI r~.0 Feem 1039 lor Smet su sotto n media-co mb ES mesiromnIs >ntludes turk ren drAltros. caped gen. 1~ Ø. and Wen proceeál. 50~ Papilertil we *object lo gegannefde, Mere M l to dadel ar stae~ ton ~ons Oost Sans: Costaoses, tor lot and paterrome esse and Cona°4« re cerOd ad araeled by COI tiC/CaPORMED. 11) ancarade is ne ~web* le ne celdeity or ariflty d to damden TI) knerta and ts liderroion ~des lalt:San do not gsseantee Me reo~yOrtheinicislonard de= ~eed. Cal NCCEPCEMED b a ~die seeny and ene a111~~ 11)ameddle Margin and Ongans Account Agreements: Manen adam 10 Amontrade n wang ot ry charge en your invostmont daxmos or Moraal stuaan as thoy man to your ~Min Or toldas maya agreements. A summay 01 ormissions and dwaal nam@ smith lno executon ol ~ons Panama= is ~fobie. Ortni Meld Rio mant fels el scones Se bs "lanen. ~be korn qdran sta and aha ~penant sanset Vatre em ~d a ie des?* Cri* me mor bennen mo bd afd arkng plo= or rot rratecba no ~toi ~om /afat= bem a ~aan eenke «nv indetandent 8~0). ne sedan is ekted ed lo ~g eatedef ~Prima CAP). Dm reduarts cel your ~domp= are omre as gcnod intimas ad to dam guaranuo to waan/dart/ stars pree= lArkpeo tocked pad= ~Mud ~g te renanng balince en Ine OOM manel Dna Podia@ Ø wiludons may non ~tom ~ prococcb. Die seo:nday ratel la Cannes d Ceposts (CDs) es dcreraty Meld and the &tig, was mor be 00~1 kom Me psdlese pote Mankst loss d pispa may rooit ton fop solo el a CD prof ta neiry. Bads adb ~d Iers Steurt.= wade ciforomy Mare ~n zona and dom tilt tn a prud oxchongo. Aard nov Pan mo OTC 104« thecounipl ~Mand baant ha^ ~ nft exa b Iel »ten Se gradro 0 0 to rrauty.lho sak atlant pncr to nature/ma/ «ah a atomair/F@0. Non Standard ~ets 06A10ø rdocaly naailaas n 0~ pancp.con program steurt@ ~tol. Imicd habIty ~panen. eb bed ertalo rep:enen troon cownadly pook. made °ontv. pnore dabt ot hedge Ø. NS46 ere tivedb Naud aneel~d an do not inde en a nden.lsonnes canon= a mb ttr.daq Stock Malt. lbo dues ~ar ler nise erearoma are ettimied waas afhad Iqn *non ~hols ~dreg bd nol Inatd Ia naarder ramØs tho eegaas m zal. ander Pad party tonder dien tut Mrt bØ preeded by lto moragron. arrdratr. ander spaar d oach paan d by a 'bvd p.ary wadi onnut inapendem ~canon b/ 11) ~e. Vakne mar nol rekel the Mona ~as/ Vee, ad made duo « bo ~zal men Icadamn t ei osindal volue ca-ra bo ettabbnod OVOugh teseivelhed6. me ~air mat be realled es Ner•Pited ("NV; Fa addlbnd ~1 ~rong ~zon er ~Swami Aas. paap amict Clan Seneca hete nødnat rom ~wol under tro SIPC. Aden lido Sleurt= CARSD Prang: lbo mold Las la AAS staar:~ ban ~nr. d ~We. trom ~non ska or oter ~ardent ~ted The way el te prang is nol gemonkel Ha malde ~oe ne pealre. TD ~In@ wil prmVnOAS pconon.tilrg nb ~dram bot to Muon n undtrang ~k guaty. Rio ARS ~ka n currordy 0~~irei ti kek ol lialty end. na mul. Mae an be no ~rente tal toch modi= am to sold urda ons mant ccreacra. REGULATORY DISCLOSURES Nl Pansaseons aro ~roet to p) me consmunon. N«. rodeo:ons custard and usages d the exchange cd merkel. and il deatnatouSe. H any. on Minn non benatelers ere «sust tro) lenemal Ww9, entlaing me Secunbes Act ot 1933 and lbo S«urneis Ex a ▪ sa oun re o and 'ho leDOEffre Aten« P an es» brochure hal maas informaeon dosolang FINRA's Piddec Cesclosuro Program. clean Contact FINRAa180D289.9999 Of ~marmert lbo inwast rato ~om tor TO Amati:sado Cash is laken hom ho applcata inrolt rato eer lor the Markel WO, barn n no TO AmendeCali. as 01 the ell810~M °Man) date Simple etre is mcrad door basce on Me en:crostrato ter afleefde topar dofs baboe°. Finandal Statement Noillioallon: D= mammae ol Mantel cond~ lor TO Omonlrado ~tabla twee a year and may be cetaned al no tost. via Me intomen al hip» \ wesittrnontradacomananciablalomentatra °plan Marmers: AF :non ectoty oFOon posnons and som inden oor potnone aro neme atagnmem Exegese anignn~ rotcc br Pa" Of ~ex °plens are fendOnty alocaled wrang alldoms' shot posnons by an auloniated prosodie. Free Credit Seances (Rul 1544 II 3): Under me alom protocbon ribes. wo may uso free bedil banan yOur account n ie ad ban tante ol out ~ns Inheb are pratte to sou on dorst. Mantel Aanris illegulatlengttlyou have a regen acoauni. bus report d a <omes@ ol YOur "trein etteort ed a netlel nneoranarm ettorm Tredng on mann poses °drentel mes and es not somt= lor all investors. A canada lol ei the =k: assoctaled web morgen bagno is evatable in Pee meren rek disdonne dommerd. YOu may eraan a copy d ms document by oontacting us et me numbec 19100 on page ~0 put statement. Paymenl lor Order Flow (SEC Redes 606 and 607): In somo creumnancos. TO Amor nrado recents comparanon la ~ter con.an asto.counta ard isued run orda Ibw to frelecied merkas. Vans cd dealers (Madrid Carga). COmpensation is in mo tom d a per share cash paymont. N adetion. TO ~anode als° may nero carponsas roloued to eie foteign ~rent" mehari@ COMpOr~ Cl treaaliOns in teder SeenrilieS tree, Makel Centen, *zwang ach ~bs. Wo post qadomy report ~tour Mo snuos lor order rotend ezecueon x wonvidamptradocom A entten oor is avalatle tfen syost. h es our ptlecy. Øn1 pent orators to Inc rotary. to select brokers, doaers. ard marken makers bes@ On Ihe ebilty to fnv@ best Mettegon ani the Story 01 ~en prioe emprocoment en marka orders. Poco imprommom is ava~o~er «dan mantel condors. and vno regulara monter ~ns: to lost lor ach emprommont d acalalde. Trede CO~~110nto (RW 100-10):All conlonalions are PareminetIOn 'he Inenstann date Team: Traneslae in biegn se~~ (indedng laaien 00^1060Y ACES 0.M Inde h Sta U,S.) mry eneludo lasas ani lees charpod by ther kregel ma!~ or goven mens. vAlch may be Niecied in Ine pica Ol ile security Of cherged aan Preanen ene ilarv Pels, POSity Notilkedlon: A copy of Me TO Anatracb ~ai Deer is ~bb» el sw.damabadoaom ~Mie ~fles: Th, Mors ar peer madommonsa ons is dane vang a pro.~ 1~y syllem. A doscopton ol mo ~stres tof oanibte sicunlier. Is avalabbon mo ~silo or heet topos are ~nitro urn made& In Case 01 erna a western, &Out your ~POS Fund Tandem plate CO lal 8 Si 1 an 669.3~, os re wrang to P,O. Box 2209, Oman. NE 68103. or by omart al dienherviniCandtrflede am The ~~~ cOnlaned n >eer actani statement nel be bndog epen na el you do not °and wthn sorry ~) days lor any bandar ot luens ~pct to Acgdabon E, toch as ATM and pont ot na trarelas den transacieons. dna aards. and wilhOmoth We Must heer trom va) ro later Man 60 are ener we sent you me FEST stutsel en whchthe error or problem afpoaccO (I) Telt us yOur rente and account ~ter (2) Doscrbe the error or to :rondo/ you aro unsuro abri. ard inplan as dor/ as you can wby you bolero d is an error or why you nood maa ~sas. (3) Ten us Me dollar ram of ise aunkted enor. Wo Mi encostgeo your °omplant and wil wroet any error pramen. II we lakei mom Man ID ~re's Ons lo W Iris. we wil oraal nes eCctunt br It*tiMOunt yOu mink is n ene. @ ~ you wil have to uso al the money dunng tho tra t tokos as tocards our investgas. ~TO 150 07,14 SDNY_GM_00012120 EFTA 00122771 EFTA01268250

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/19 - 05/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash ($0.38) ($149,196.34) $149,195.96 Insrd Dep Acct (IDA) 0.38 150,808.99 (150,808.61) (100.0)% Money Market Short Balance Stocks 6,433,030.00 (6,433,030.00) (100.0)% Short Stocks Fixed Income 17,981,963.20 (17,981,963.20) (100.0)% Options Short Options Mutual Funds Other Total S 0.00 624416.60565 ($24.416.605.85) (100.0)% Cash Activi Summa Income & Ex • ense Summar Opening Balance Current YTD Reportable Non Reportable ($149,196.34) $ - Income Securities Purchased Dividends $33,945.31 $ - Securities Sold 2,435,255.25 Interest 41,873.28 Funds Deposited 4,534,144.52 Other Funds Disbursed (77,331.62) (8,628,140.61) Expense Income 75,818.59 391,476.52 Interest Expense (100.00) (100.00) Fees (100.00) Other 150,808.99 1,267,363.94 Other Closing Balance ($0.38) ($0.38) Net $75,718.59 $0.00 Estimated Estimated Income Yield $ page 1 of $ 0.00 YrD 0.10% Portfolio Allocation • IDA Cash 50.0% 50.0% 0.0% rmTmvrrrr Cost Basis As Of - 05)31;19 $ - $46,220.31 Unrealized Gains 345,256.21 Unrealized Losses Funds Deposited/(Disbursed)' (4,093,996.09) Income/(Expense)r ° 391,376.52 Securities Received/(Delivered)"° (5,475,032.22) (100.00) -'To view realized gains and losses for your account, login at vrenctdameritrade.com end visit My Account> Clain/Loss. $391,376.52 CONFIDENTIAL SDNY_GM_00012121 EFTA_00122772 EFTA01268251

Statement for Account # 867-730320 05/01/19 - 05/31/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Checks Paid Electronic Transfer Subtotal TOTAL Current Year To Date - 0.00 $ (0.38) (77.331.24) (77.331.62) (77,331.62) $ 1,000,000.00 1,000,000.00 $ (0.38) (8,628,140.23) (8,628,140.61) (7,628,140.61) Income Summary Detail* Description Interest Income - Securities Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 41,873.28 (100.00) 0.00 33,945.31 0.38 Year to Date $ 345,253.29 (100.00) 2.92 46,220.31 8,634.97 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as tantalum to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Online Cash Services Transaction Detail Category DEBITS Checks Paid Electronic Transfer Subtotal TOTAL Transaction Date Description 05/31/2019 CASH DISBURSEMENT 05/16/2019 WIRE FUNDS WIRE SENT 05/16/2019 08:42:50 Amount $ (0.38) (77,331.24) (77,331.62) page 2 of 6 CONFIDENTIAL SDNY_GM_00012122 (77,331.62) EFTA_00122773 EFTA01268252

Statement for Account # 867-730320 05/01/19 - 05/31/19 Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance Opening Balance ($149,196.34) 05/20/19 05/20/19 Cash Received - EXELA INTERMEDIATE LLC 30162RAA9 3,000 $ 0.00 $ - (149,196.34) SR SEC GLBL 23 10% 07/15/2023 DTC ACT FILE AEC 383 05/31/19 05/31/19 Cash Delivered Other EXELA INTERMEDIATE LLC 30162RAA9 3- 0.00 - (149,196.34) SR SEC GLBL 23 10% 07/15/2023 TRANSFER TO 867.730320.2 05/31/19 05/31/19 Cash Delivered -Other EXELA INTERMEDIATE LLC 30162RAA9 2,997- 0.00 (149.196.34) SR SEC GLBL 2310% 07/15/2023 TRANSFER TO 867.730320.2 05/01/19 05/01/19 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 149,196.34 0.00 DEPOSIT ACCOUNT 05/09/19 05/09/19 Margin Div/Int - Expense ALIBABA GROUP HOLDING LTD MBA 0.00 (100.00) (100.00) ADR ADR FEE Payable: 05/09/2019 Ordinary Dividends -100.00 05/10/19 05/10/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 100.00 0.00 DEPOSIT ACCOUNT 05/15/19 05/15/19 Margin Div/Int - Income CITIGROUP INC C PRK 0.00 33,945.31 33,945.31 DEP SHS REPSTG 1/1000 PFD Payable: 05/15/2019 OUALIFIED DIVIDENDS33945.31 05/15/19 05/15/19 Margin Div/Int - Income GMAC CAPITAL TRUST I ALLY PRA 0.00 41,873.28 75,818.59 8.125% PRF 15/02/2040 USD25 Payable: 05/15/2019 Taxable Int Creckted41873.28 05/15/19 05/15/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (75,818.59) 0.00 DEPOSIT ACCOUNT 05/16/19 05/16/19 Margin - Funds Disbursed WIRE FUNDS 0.00 (77,331.24) (77,331.24) WIRE SENT 05/16/201908:42:50 05/16/19 05/16/19 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA10 0.00 0.38 (77,330.86) ACCOUNT PLUS NOT COVERED BY SIPC Interest: Insured Deposit Account Bank NA Payable: 05/31/2019 Insured Deposit Account Interest 0.38 page 3 of 6 CONFIDENTIAL SDNY_GM_00012 123 EFTA 00122774 EFTA01268253

Statement for Account # 867-730320 05/01/19 - 05/31/19 Account Activity Trade Settle Acct Transaction/ Symbol) Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/17/19 05/17/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 77230.86 0.00 DEPOSIT ACCOUNT 05/20/ 9 05/20/19 Margin Delivered - ASSURANT INC 04621XAK4 2.000- 0.00 0.00 SUBORDINATED NOTE CALLABLE VAR 7% 03+27/2048 DTC ACT FILE REC 49 05/20/9 05/20/19 Margin Delivered - LLOYDS BANKING GROUP 539439AG4 1.903- 0.00 0.00 DEBENTURE CLBL QTRLY VAR CONV 7.5% 12/31/2199 DTC ACT FILE REC 50 05/20/ 9 05/20/19 Margin Delivered - JBS INVESTMENTS GMBH A29866AB5 2.000- 0.00 0.00 SR PRIVATE PLACEMENT CLBL MW 7.25% 04+0312024 DTC ACT FILE REC 51 05/20/ 9 05/20/19 Margin Delivered - CITIGROUP INC C PRK 79.000- 0.00 0.00 DEP SHS REPSTG 1/1000 PFD DTC ACT FILE REC 654 05/20/19 05/20/19 Margin Delivered - CITIGROUP INC 172967JZ5 3.000- 0.00 0.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 DTC ACT FILE REC 655 05/20/9 05/20/19 Margin Delivered - EXELA INTERMEDIATE LLC 30162RAA9 3.000- 0.00 0.00 SR SEC GLBL 23 10% 07/1512023 DTC ACT FILE REC 656 05/20/ 9 05/20/19 Margin Delivered - GMAC CAPITAL TRUST I ALLY PRA 80.000- 0.00 0.00 8.125% PRE 15102+2040 USD25 DTC ACT FILE REC 657 05/20/ 9 05/20/19 Margin Delivered - JPMORGAN CHASE & CO. 4.6625HHA1 5.760- 0.00 0.00 PERPETUAL CALLABLE OTRLY VAR 6.05275% 12+31/2199 DTC ACT FILE REC 658 05/20/9 05/20/19 Margin Delivered - UNITED TECHNOLOGIES CORP UTX 15,000- 0.00 0.00 COM DTC ACT FILE REC 659 page 4 o16 CONFIDENTIAL SDNY_GM_00012124 EFTA (X1122775 EFTA01268254

Statement for Account # 867-730320 05/01/19 - 05/31/19 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price 05/30/19 05/30/19 Margin Delivered - EXELA INTERMEDIATE LLC 30162RAA9 3- 0.00 SR SEC GLBL 23 10% 07/15/2023 DTC ACT FILE REC 5 OS/31/19 05/31/19 Margin Received -Other EXELA INTERMEDIATE LLC 30162RAA9 3 0.00 SR SEC GLBL 23 10% 07/1512023 TRANSFER FROM 867-730320-1 05/31/19 05/31/19 Margin Delivered - EXELA INTERMEDIATE LLC 30162RAA9 2.997- 0.00 SR SEC GLBL 23 10% 07/15/2023 DTC ACT FILE REC 866 05/31/19 05/31/19 Margin Ck# 15356979 - Funds CASH DISBURSEMENT 0.00 Disbursed 05/31/19 05/31/19 Margin Received -Other EXELA INTERMEDIATE LLC 30162RAA9 2,997 0.00 SR SEC GLBL 23 10% 07/15/2023 TRANSFER FROM 867-730320-1 Closing Balance 'Foe Cash Acinttly totals. refer to the Cash Acavity Summary on page one of your statement. Amount (0.38) Balance 0.00 0.00 0.00 (0.38) (0.38) ($0.38) Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate 05101/19 $ 1.612.65 8 0.1000 05109/19 1.512.65 6 0.1000 05115119 77.331.24 1 0.1499 05116119 77.331.62 1 0.0000 05117/19 0.38 14 0.1000 Total Interest Income page 5 o16 Interest Accrued CONFIDENTIAL MTD Accrued MTD PAID $ 0.04 $ 0.04 $ - 0.02 0.06 0.32 0.38 0.38 $0.38 SDNY_GM_00012125 EFTA_00 I 22776 EFTA01268255

Statement for Account # 867-730320 05/01/19 - 05/31/19 Insured Deposit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $150,808.99 05/01/19 05/01/19 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (149,196.34) 1.612.65 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/10/19 05/10/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (100.00) 1.512.65 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/15/19 05/15/19 Received FDIC INSURED DEPOSIT ACCOUNT 75,818.59 77.331 24 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/17/19 05/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (77.330.86) 0.38 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT Closing Balance $0.38 TD Bank NA $0.38 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (*Program Banks". Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA.. both affiliates of TO Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://www.tdameritrade.comainancialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2019, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $3.3 billion and $469.4 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. page 6 of 6 CONFIDENTIAL SDNY_GM_00012126 EFTA_00 122777 EFTA01268256

1D Ameritrade PO 6°X 2577 OMAHA 6,E 68103 2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012127 EFTA_00I 22778 EFTA01268257

Terms and Conditions STATEMENT GUIDE t) stondes mortlay Portklio Moore lor accoums anti acverty and quanody repons tv nam vo accounts vara anels.i Portfolio Sommen,: DOW Ile currenl Ma a yOur 000010 as Of !he NpOd dele end ~vorm ir to me prior month.r TI» end elICWOOn Moeite yOut sealde diverenCalion by invesimert type KM* dbmteres onder 5% ese be geoogst] mto go calegory ol "Gnoe" in 0.e pa Man. Mandm Emily - Teder AccouM EituinalT0181 LOM laregineble lakte • Total Short Wikte) Activity Summery: Tne opening and doling cash blanca are reconcred nero lor ytra epiek retereice Al account actmte is swrimanzod lor me aurora ponod and yeti o dato. booms a Expense Suranary (nervIRM only): secton deins the incomo ard comense tOtaH (rom ve Attivey Summair end dennen the les irealment Retreement Account Samaren( ORM orrly): Rome the IRS resubod vaam:Dons lor Mo taren ard pf4 nam IRS FOOI 5498 Feit marker velue is baud en ire berent ndue as of Domme« 31 ot tho pranous yoar and wil bo aansnee, l0 tre Infomal Reucenue Saam°. PedonnanceSummery:Atondor »bi snood porildio pedarnance end Ira wreelized gaine end • your Niuro ruestrnore stratopy. Account Poolban: New yow wriestmoms a iho arren motet vat» and ccerparo the omme ceel to ese weeelued gaine and losse, n yOur panne Original coat is estigned using the enten. rinteut (FIFOI melhod, snob assumee me ani Moves yen set ere those you p$Challed etst lbo eslimaled erreostmoni encome2 and averago cast per share are dedayed lor your Nieren°. Ine odest dweilt» date e ShOon kir an telion 01 you hokreg Ptidah. ACCOunt Actidty: Al amor" eclidly is neen/ delhed, bied in date Order. ard relleded n Me doen:wast, Manco. Treden ~tang Settlen»M: Gonlirm yen< ...Wed tredes Wil e sen/amen date aller moren Ø. Ireso trareastens all te rellootod n me Account Anne), sabon non rromn. Onlin• Cash Services TioreastiOn Delen: Cash management &annalen, 'hal cleered dwing els statemen: ropoliic benul. ndudng check. debil card and MLI adam. are tisted in dato deb. Onbne Cash Services Summary: tred' ard deta !ren:maan wals lor tho cunord statement telbare) indOel &e sumnavized. IWMOuel treneaCtern eie ~Intimi rOue lo rondweg adummens. tho stmoment deals may not aval no statement totals. rellinaled Anne/ Won» end Eserreted Annuel neb nikten ere baud upon Ille nuMbn a slums oma) or ~rom vak,* Dalane as ol the statement dala an] ma nest rotohl duidend rek Or Cash Pekt panda/ GENERAL INFORMATION TO Omentrado does not provde legal or lal mine. Please consult your WO ~mot or las OCCOuntent wan Mc enery. A8 e illeneted innebry parate.. pose COrnevabens may be te0Ortied br Sally 00nird and liansettiOn verilirabal PurpOsea. For TO Amentrade hsehnonal dere. your adreot hen es si:parate trom and not afplooi vah TO Aincreracb. Inc. a TO Arratrado Ooaeng, tic., ard oach lam es ml tosponstlo la Me PrOdxls end seneos 01 Me ener. Accwacy of Report:H you fine any errors or omissie:~ In yam account statement you ehould immadiainy colt us el the ~Met baad on page One 01 your statement. You Mould else contact our Omring ruw TD Amoeben> Clearing, Inc. el 8004694900. Fleaso romen mc statsmon care-141y. II you daga* sub any transamort or el Mae are any orde er °minnere. please rally e Client Services represeMethe d your kar braai 0.00. es wel as 10 Amolrado Clean-g. lno, in wrong wem ton (10) day: of your romig or dm ettornen. Am wei ettmente Mei you hing ~de to ra share, be COMmeed in airco The statement Oh anenes be COreidered *netoog. Rome ~elf os prompily 01 any charge, in yor GOM& information. Dereedions Mede* On your rcpon wil be concbston~ed acarfalourdoss you rooie TD Amatradoernmochotay. Account Prolectbn: Deposes tob by TO flank. NA ard TD Dar* USA. N,A. aro nsured by dM FDIC COUered by SIPC) up 10 1250.600. Limit* Bie per 8•CCOunl oymerdlO per ~dienen. TO leem more (Neut FDIC COvearge pC, t Yam 101040v. SeCtrIleS. indoet@ ~Nat lunet., held in your erehaag.° ACCOunt are rel depent. Or oblipalions of. or gumanteed by. any bank. are not FOIC.inswed. and 'molm envestment nsks. indudrg posstle loss ol princpal. TD Amentrade is a momber ol the &morilles Invoel« Promoten Corporalion (51PC'). which uraan: secure*: antoniem of els merrbers up lo 5500.000 (inceading S250.000 lor claims fes cash). Explanalory brochure is overlade on requesI at www.sipc.ag. Addirendly. TO Ardente* pr<MOS Mia deed $149.5 milion wede ol prolection for SeCudilee Bad 32 milen 01 pannen fa cash Wou» ilepOlemental courage provided by London beurelt h Me «MI Ot a beknot infoirency, a dient may radar ~Cents doe kOM die trustee In nanduPtcY and IhOn SIPC, SiSmental covompo d pad oul Muf tho trustee and ØPC payouls ard Ør such coverage bun dort es inreed to a combrod return ot 3152 ~ion kom e trustee. SIPC and London immers The TO Myedirade lapplenental coverago los an aggregato km ol 1600 muon amr all cum:mors. TMs polcy stondes COvereare loiening adam° intblancy ord tb» 001 preien Manen Nu in makel val» ot lno securdos Ar, invomment h a money neldtel lund e not 'naad 0( garardeed by Me Federt Depots Insuranar Corporabon TFOICI ce any olim paranrnixt money Mbo* go funds treek 10 preline the web, er Wig Onalment el S 00 p« store. d is pOubb 10 108e money by invoelen n a money mantel fund. Diddeeda we 49~0 dely end padaernmstod mortsy. TI» prospectus amens Ibis ard odia impariart rtormaron Reed the prospect». andelO beame tweeling. NiOn-depteil in/Mimend red tor your broker. dealer aro NOT FDIC NSURED, NOT BANK GUARANTEED r MAT LOSE VALDE, The beknot in Mg bank depOsil amant Of Weet Cr yOur money medel weal fund con te lquidatcd on your order. and the voorrede returrod to wat nawees account or rentale, byta Tv ~eng: The pC4dO oporl b ne e lar Moment You se weke Ferm 1609b «wel Mx nmeeng n oxrpla-so Mb NS roasownis indudes makt we:~ dredenls. pØ gore. boei ~1 end stres °roemen Some permeria &e eubjeCt 10 reckesncelOn nbidr dl to ~aal oe Armeraxer Lar mcces NY tbers: ComEaus. W lol and patenen= cOSonng and G&IShatPa are olltrOd ad omdat«) by COI thaDORPORATO) 11) rmenwle is not repOrebb b Me rekdrn ottray cl Mo ~mam ID Arnonnao ad ts Inkrmaion ~Mes FPismiers1 do nol guarentee mo lto", d mo inkmdlon and data Ø~O. Cal NCCEPCEMIED b 680~e conainy end end ankted wel 1Drmerbede Mater and Options Account Agreements: Promo,/ a/daalt) Amon:rade n ming or any Mono, in your invomment closcures or kornel stuabon as thoy parain to your mank, OrØgM eCcOunt egreernenis A summary 01 eammissions and charge, inCurred witi me «mom ol opeons transamons Is walen*. Oren krekel Pdoas: Die marot ansa d scones ham ban tetanta. ~tb hem qx<okn ~OS red Oma hiependert sans Vabee we baad On pre dost» pron me mom bermen me bd ad antng coros Gana rreesols. I no racket alois anale Me a ~Om *ent* Oh« independent ~Ot he &tuft éS Waal to being ~stal dt abl.Pnxd CNP)_ volumons your potlno rured me ideeded as 90104, OtaTaban ad stro dora gewante bb aurery dry socurtes pact Ucromp baden postcns tro solo«, ~g n'e ~enne baboe ad ne ~MI makel priCe nOttlen, reped vekekont ake' nO1 tagccon sales procoot, Toa seo:nday moed la Gat!~ ot erepost: (CDs) n arstaly houd and Me e:kur maks mor be 0~r from me Øen ake Mannen Ida er ptxtd may rooit tem lde solo deel) per to husbry. Doen ster Fred Worm Øreos wade ciferomyIn.T man) smunses and dorst trado oi a kpd exchange. Rina nov Wan mie OTC bor de °Dunks: ~end nade' kouder man« aa ta 10 Sed your Padcn to rratutylhombol b:n:bona to mom ma rooit n a bos d prilapa. Non Standard Arams 04Tai aso tippery ~renend in broa postpalm program socurtes !praxis/'n:. lentod tublIty combinen. er red eden taprat oudst convedtypcds. primo mouty. pee» deel a hedge bob. teS86 ere Weed, ibud irmaimerve ad do not lade ot e nasa., sauna wharge a dro Naam Stoa Malt. lto aua enmo lor woonstwarts se ~Wed wiknee dei d heen wrkke ~hals hokten> bul nol kined l independed opwas*, tbc propan: nV bon. are« Wad partybeo offers tut har:boon prorded by to ~mormel. xrvinurast. anda game osh aman er by a thre pary ander ~out inca:penden wreden by DJ ~e. Wroet mei rol reik« Ine Merel ~me pica snul trassil tauo a be roa bod razn rommicn t al orartWed valse card be ~karn OVOugh tese methode. Me autdcn mar be remled es Nanl'ited CM') Fa addlend deed mgamnp waaien la WeStardard ka pene coma Ooi Sonar- Dom ~Broers rond wao:1u~ the SIPC, Aram Rao Sacurbra CARS)Prong: Tro makelmem la AAS secur~ No ban caancd. d ~We. Iran panden emirs or Wei hdepedere ~eo lhe mosay ol ire dom is nol garankel Ila natra wao a ra J.Stb. TD Molmde dl aso to SAS paan. tang eb ceroderwn bon to equay avd undearrig mat quaty. Die SAS ~kei a amtry enerandrig e ank Of Øy end. esa ~A diere an be ro wanne, tel bah 9000ben an to sold rader paart ~bs optici-n. REGULATORY DISCLOSURES MI mam:bons aro abject to ie me consmubon. Na. togularens. clowns and ~ges Or Me exchange Ofingkel. and iie deetagrouse. e eng. on snob *och trendins eie «rauwe: tui loden b 0. indultng Secumos Ad el 1933 and go S«urtes EY ouncriDO m in Veen t : For an envaser brochure mat maas intormabon Oosabng FINRA's Piano Dadosuro Prepam. dente Contact FINRAat 030-289.9?99 Of ~w.linnOrg. lbo interest rato Mom la TO Amor/rade Cash a laken trom 0.e opdeelde entecost rato eer lor the Merkel lakse Manco n Me TO AmettredeCarth. as OIO» dele ment °Osiris date Simple irscrest es acnxe deer based on the interestrato la applsatio toodd, dofs balende. Financieel Statement Notireation: Wo mammae ol Manou) condton lor TO Omentrado ~leb» tslce a year and may be °aantel al nO Oost via me intomen el Mena‘wratotrnentradeconylinanciatimemontloN. °neon Marmert MI short omity omen panons and soms index opton pontons are ~lal» lor assignment. botte tinign~il noties kir Muty 0f inden options are tendomly alocalod amang all clromi shon posoons by an aulomatod proceckwe. Free Credit ~noes (Rob 15034 a 3): Onder me dient protection naos. wo may uso tree 0006 beknes n yOur MCOunt n Ine «Ohm/ Wast ol otit banen ',Midi ere malde to sau on dorheid. Maner A000unie iRepuladon TkIlyou have a ramin account. Ca report d a combnaten ol YOur "trein «Sant adelt:edel memorandum moot« Tredng on meren poses °dellen.] niks and a not sutatio lor all investors. A complot° lol or the rek: assocnied van rotan trering is (welaan in me meren rek disdoeure downere. YOu may oblein e copy Or Ms document by eneeling us ei M momber feled On Page One ot put statement. Paymenl lor Order Row (SEC Robs 606 and 607): In somo crcummancos. TO Amordralo recents comperaabon le dromm canon anairrocounta and emoe °duo orda lbo, to wedled mafkees. alles eg dealers tiredet Genera). COmpensabon is in tre lom/ a e per share cash payment. h addlron. TO Amatrade aso may memo carpensalon tobbe to ne breien (urency exchange Component el trenablions h kier nawees erom abdel Ceders *zwang sikh 1Øs Wo post gallary report: discborg lbo vonues lor «dor rorang oxecueon ot wombarratradocom A wattencopy is overal:ba mon ~Jou. Ii is our pclicy. absent dort orders to Mo military. to snoot braafs. doalors. ard makro makt baad On Me (Willy le provde bed e.recebon and the telery Ot seebng pla improuemord cm markot orden. Poco improvetvent,s aV311.1010 unief oenen marker condooms. and me regelen, money exocutoy. to lest lor :wil impromment e avalable. Trede ConarmetiOnt (Dub 1Ø10):M1 contrmelions ere PeremilledOn ne Isnatten dele Tem»: Tranuotions in biegn seeurilies (indweng bieign tanntan ADR! tlal Iree° htre LLS.) inn include torn ard loos charpod by tre kroon marken of goeemmenls. van may be Metier, in Ine Aria ol to security Of cherOed Man adeperdent ene ilen Praam, POlky Netilkillon: A copy of Me TO Amen:Neb Phety PONY is angeble el wavr.klamcgindoccm Cabine Sormrides: The elocaeon ol peda] retlemplons or care ie done tong a pools baby synem. A dorsapion ol ere proombres tor tuninte &reumlos Is overeen on menie or ban top*: aro muntte usonfocpor.i. in case ol enered (Nesten. !lul your EledrOniC Fund %adem please CO led 8 el 1.200 669.3900, ot n ming to P,O, box 2209. Omarm. NE 68103. or by omen al dierreenrkes0108Mereilide.COrn 11» ~weten cOnteined n mui Marot statement shag be bndng ogen you el you do not obied wthn 'Jay NO) day: lor any handser of lutos papa to Raniabon E. toch as ATM and pon ot.me taalas. doe transactions. deren dopmes. ard sitheiremb We must har Oom you ro later Puin 60 dage eller we sent var The FEST statement ai whsh Me error or problem appearcd. (I /Tee us yeer ren» end account natter (2) Oincerethe error er the aandoe you aro unsuro ou t. ard oxplan as deer, as you can wny you bolero nis an orror or why you nood moro inlormalron. (3) Tea us Ine doder amouni of ene surbected error. Wo oh marmerde your °omplant and wil correct any error promptly. N wo take more man 10 busreis das lo do ges. se wil dan your °MOM kor Me emotie yOu Mink is n error. ame you wil navo eo uso ol the rricnoy dunne tho trio t takes us to caesar:c our match:aten. AtiM 1500714 SDNY_GM_00012128 EFTA 00122779 EFTA01268258

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/19 - 06/30/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Period Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $0.03 Prior Value ($0.38) 0.38 Change Change $0.41 (0.38) (100.0)% Estimated Estimated Income Yield $ Total $0.03 $ 0.00 Cash Activi Summa Current YTD $0.03 $ 0.00 Income & Ex • ense Summar Reportable Non Reportable YTD Portfolio Allocation 0.0% • Cash 100.0% frrrimvrrrri Opening Balance ($0M) $ - Income Cost Basis As Of - 0640/19 " $ - Securities Purchased Dividends $11,025.00 $ - $57,245.31 Unrealized Gains Securities Sold 2,435,255.25 Interest 0.03 345,256.24 Unrealized Losses Funds Deposited 4,534,144.52 Other Funds Deposited/(Disbursed)m (4,105,021.09) Funds Disbursed (11,025.00) (8,639,165.61) Expense Income/(Expense)"° 402,401.55 Income 11,025.03 402,501.55 Interest Securities Received/(Delivered)"' (5,475,032.22) Expense (100.00) Fees (100.00) -To view realized gains and losses for your account, login at Other 0.38 1,267,364.32 Other vraw.tdemerinade.com and visit My Accounl Galn/Loss. Closing Balance $0.03 $0,03 Net $11,025.03 $0.00 $402,401.55 page 1 o14 CONFIDENTIAL S0NY_GM_00012129 EFTA_00122780 EFTA01268259

Statement for Account # 867-730320 06/01/19 - 06/30/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Checks Paid Electronic Transfer Subtotal TOTAL Current S 0.00 $ (11.025.00) (11.025.00) (11,025.00) Year To Date $ 1,000,000.00 1,000,000.00 $ (11,025.38) (8,628,140.23) (8,639,165.61) (7,639,165.61) Income Summary Detail* Description Interest Income - Securities Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.03 11,025.00 0.00 Year to Date $ 345,253.29 (100.00) 2.95 57,245.31 8,634.97 'This section displays einem and year to date taxation values for thIS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Online Cash Services Transaction Detail Category DEBITS Checks Paid Subtotal Transaction Date Description 06/21/2019 CASH DISBURSEMENT TOTAL Amount $ (11,025.00) (11,025.00) (11,025.00) ccount Active Trade Settle Date Date Acct Type Transaction/ Cash Activity' Symbol! Description CUSIP Quantity Price Amount Balance Opening Balance ($0.38) 06/28/19 06/28/19 Cash Div/Int - Income INTEREST CREDIT $ 0.00 $ 0.03 (0.35) Payable: 06/28/2019 06/03/19 06/03/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 0.38 0.03 DEPOSIT ACCOUNT page 2 o14 CONFIDENTIAL SDNY_GM_00012130 EF1'A_00122781 EFTA01268260

Statement for Account # 867-730320 06/01/19 - 06/30/19 Account Activit Trade Settle Acct Transaction Data Date Type Cash Activity* 06/10/19 06/10/19 Margin Divfint - Income COM Payable: 06/10/2019 OUALIFIED DIVIDENDS11025.00 06/21/19 06/21/19 Margin CM 15437407 - Funds CASH DISBURSEMENT Disbursed Description UNITED TECHNOLOGIES CORP UTX Symbol/ CUSIP Quantity Price Amount Balance 0.00 11,025.00 11,025.03 0.00 (11,025.00) 0.03 Closing Balance 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. $0.03 TD Ameritrade Cash Interest Credit/Ex . - nse Credit Balance $ 11,025.00 Begin Date 06/10/19 Margin Balance $ Number of Days 11 Total Interest Income/(Expense) Interest Rate 0.01 Interest Debited S. $ 0.00 Interest Credited $ 0.03 $0.03 Insured De. osit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 06/03/19 06/03/19 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT Closing Balance FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-Insured up to applicable limits and held by one or more banks ['Program Banks'). Two of the Program Banks are TO Bank. N.A. and TD Baia USA. NA. both affiliates of TO Arnenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount $ (0.38) Balance $0.38 0.00 $ 0.00 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://unwndameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2019, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $3.3 billion and $469.4 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. page 3 of 4 CONFIDENTIAL SDNY_GM_00012131 EFTA_00122782 EFTA01268261

Statement for Account # 867-730320 06/01/19 - 06/30/19 Important Information FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. page 4 o14 CONFIDENTIAL SDNY_GM_00012132 EFTA_00122783 EFTA01268262

1D Ameritrade BOX 25" OMAHA 6.E 68103.2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012133 EFTA_00122784 EFTA01268263

Terms and Conditions STATEMENT GUIDE t) stondes mortlay Portklio Moore lor accoums anti acverty and quanody repons tv nam vo accounts vara anels.i Portfolio Sommen,: DOW Ile currenl Ma a yOur 000010 as Of !he NpOd dele end ~vorm ir to me prior month.r TI» end elICWOOn Moeite yOut sealde diverenCalion by invesimert type KM* dbmteres onder 5% ese be geoogst] mto go calegory ol "Gnoe" in 0.e pa Man. Mandm Emily - Teder AccouM EituinalT0181 LOM laregineble lakte • Total Short Wikte) Activity Summery: Tne opening and doling cash blanca are reconcred nero lor ytra epiek retereice Al account actmte is swrimanzod lor me aurora ponod and yeti o dato. booms a Expense Suranary (nervIRM only): secton deins the incomo ard comense tOtaH (rom ve Attivey Summair end dennen the les irealment Retreement Account Samaren( ORM orrly): Rome the IRS resubod vaam:Dons lor Mo taren ard pf4 nam IRS FOOI 5498 Feit marker velue is baud en ire berent ndue as of Domme« 31 ot tho pranous yoar and wil bo aansnee, l0 tre Infomal Reucenue Saam°. PedonnanceSummery:Atondor »bi snood porildio pedarnance end Ira wreelized gaine end • your Niuro ruestrnore stratopy. Account Poolban: New yow wriestmoms a iho arren motet vat» and ccerparo the omme ceel to ese weeelued gaine and losse, n yOur panne Original coat is estigned using the enten. rinteut (FIFOI melhod, snob assumee me ani Moves yen set ere those you p$Challed etst lbo eslimaled erreostmoni encome2 and averago cast per share are dedayed lor your Nieren°. Ine odest dweilt» date e ShOon kir an telion 01 you hokreg Ptidah. ACCOunt Actidty: Al amor" eclidly is neen/ delhed, bied in date Order. ard relleded n Me doen:wast, Manco. Treden ~tang Settlen»M: Gonlirm yen< ...Wed tredes Wil e sen/amen date aller moren Ø. Ireso trareastens all te rellootod n me Account Anne), sabon non rromn. Onlin• Cash Services TioreastiOn Delen: Cash management &annalen, 'hal cleered dwing els statemen: ropoliic benul. ndudng check. debil card and MLI adam. are tisted in dato deb. Onbne Cash Services Summary: tred' ard deta !ren:maan wals lor tho cunord statement telbare) indOel &e sumnavized. IWMOuel treneaCtern eie ~Intimi rOue lo rondweg adummens. tho stmoment deals may not aval no statement totals. rellinaled Anne/ Won» end Eserreted Annuel neb nikten ere baud upon Ille nuMbn a slums oma) or ~rom vak,* Dalane as ol the statement dala an] ma nest rotohl duidend rek Or Cash Pekt panda/ GENERAL INFORMATION TO Omentrado does not provde legal or lal mine. Please consult your WO ~mot or las OCCOuntent wan Mc enery. A8 e illeneted innebry parate.. pose COrnevabens may be te0Ortied br Sally 00nird and liansettiOn verilirabal PurpOsea. For TO Amentrade hsehnonal dere. your adreot hen es si:parate trom and not afplooi vah TO Aincreracb. Inc. a TO Arratrado Ooaeng, tic., ard oach lam es ml tosponstlo la Me PrOdxls end seneos 01 Me ener. Accwacy of Report:H you fine any errors or omissie:~ In yam account statement you ehould immadiainy colt us el the ~Met baad on page One 01 your statement. You Mould else contact our Omring ruw TD Amoeben> Clearing, Inc. el 8004694900. Fleaso romen mc statsmon care-141y. II you daga* sub any transamort or el Mae are any orde er °minnere. please rally e Client Services represeMethe d your kar braai 0.00. es wel as 10 Amolrado Clean-g. lno, in wrong wem ton (10) day: of your romig or dm ettornen. Am wei ettmente Mei you hing ~de to ra share, be COMmeed in airco The statement Oh anenes be COreidered *netoog. Rome ~elf os prompily 01 any charge, in yor GOM& information. Dereedions Mede* On your rcpon wil be concbston~ed acarfalourdoss you rooie TD Amatradoernmochotay. Account Prolectbn: Deposes tob by TO flank. NA ard TD Dar* USA. N,A. aro nsured by dM FDIC COUered by SIPC) up 10 1250.600. Limit* Bie per 8•CCOunl oymerdlO per ~dienen. TO leem more (Neut FDIC COvearge pC, t Yam 101040v. SeCtrIleS. indoet@ ~Nat lunet., held in your erehaag.° ACCOunt are rel depent. Or oblipalions of. or gumanteed by. any bank. are not FOIC.inswed. and 'molm envestment nsks. indudrg posstle loss ol princpal. TD Amentrade is a momber ol the &morilles Invoel« Promoten Corporalion (51PC'). which uraan: secure*: antoniem of els merrbers up lo 5500.000 (inceading S250.000 lor claims fes cash). Explanalory brochure is overlade on requesI www.sipc.ag. Addirendly. TO Ardente* pr<MOS Mia deed $149.5 milion wede ol prolection for SeCudilee Bad 32 milen 01 pannen fa cash Wou» ilepOlemental courage provided by London beurelt h Me «MI Ot a beknot infoirency, a dient may radar ~Cents doe kOM die trustee In nanduPtcY and IhOn SIPC, SiSmental covompo d pad oul Muf tho trustee and ØPC payouls ard Ør such coverage bun dort es inreed to a combrod return ot 3152 ~ion kom e trustee. SIPC and London immers The TO Myedirade lapplenental coverago los an aggregato km ol 1600 muon amr all cum:mors. TMs polcy stondes COvereare loiening adam° intblancy ord tb» 001 preien Manen Nu in makel val» ot lno securdos Ar, invomment h a money neldtel lund e not 'naad 0( garardeed by Me Federt Depots Insuranar Corporabon TFOICI ce any olim paranrnixt money Mbo* go funds treek 10 preline the web, er Wig Onalment el S 00 p« store. d is pOubb 10 108e money by invoelen n a money mantel fund. Diddeeda we 49~0 dely end padaernmstod mortsy. TI» prospectus amens Ibis ard odia impariart rtormaron Reed the prospect». andelO beame tweeling. NiOn-depteil in/Mimend red tor your broker. dealer aro NOT FDIC NSURED, NOT BANK GUARANTEED r MAT LOSE VALDE, The beknot in Mg bank depOsil amant Of Weet Cr yOur money medel weal fund con te lquidatcd on your order. and the voorrede returrod to wat nawees account or rentale, byta Tv ~eng: The pC4dO oporl b ne e lar Moment You se weke Ferm 1609b «wel Mx nmeeng n oxrpla-so Mb NS roasownis indudes makt we:~ dredenls. pØ gore. boei ~1 end stres °roemen Some permeria &e eubjeCt 10 reckesncelOn nbidr dl to ~aal oe Armeraxer Lar mcces NY tbers: ComEaus. W lol and patenen= cOSonng and G&IShatPa are olltrOd ad omdat«) by COI thaDORPORATO) 11) rmenwle is not repOrebb b Me rekdrn ottray cl Mo ~mam ID Arnonnao ad ts Inkrmaion ~Mes FPismiers1 do nol guarentee mo lto", d mo inkmdlon and data Ø~O. Cal NCCEPCEMIED b 680~e conainy end end ankted wel 1Drmerbede Mater and Options Account Agreements: Promo,/ a/daalt) Amon:rade n ming or any Mono, in your invomment closcures or kornel stuabon as thoy parain to your mank, OrØgM eCcOunt egreernenis A summary 01 eammissions and charge, inCurred witi me «mom ol opeons transamons Is walen*. Oren krekel Pdoas: Die marot ansa d scones ham ban tetanta. ~tb hem qx<okn ~OS red Oma hiependert sans Vabee we baad On pre dost» pron me mom bermen me bd ad antng coros Gana rreesols. I no racket alois anale Me a ~Om *ent* Oh« independent ~Ot he &tuft éS Waal to being ~stal dt abl.Pnxd CNP)_ volumons your potlno rured me ideeded as 90104, OtaTaban ad stro dora gewante bb aurery dry socurtes pact Ucromp baden postcns tro solo«, ~g n'e ~enne baboe ad ne ~MI makel priCe nOttlen, reped vekekont ake' nO1 tagccon sales procoot, Toa seo:nday moed la Gat!~ ot erepost: (CDs) n arstaly houd and Me !dure maks mor be 0~r from me Øen ake Mannen Ida er ptxtd may rooit tem lde solo deel) per to husbry. Doen ster Fred Worm Øreos wade ciferomyIn.T man) smunses and dorst trado oi a kpd exchange. Rina nov Wan mie OTC bor de °Dunks: ~end nade' kouder man« aa ta 10 Sed your Padcn to rratutylhombol b:n:bona to mom ma rooit n a bos d prilapa. Non Standard Arams 04Tai aso tippery ~renend in broa postpalm program socurtes !praxis/'n:. lentod tublIty combinen. er red eden taprat oudst convedtypcds. primo mouty. pee» deel a hedge Ø. teS86 ere Weed, ibud irmaimerve ad do not lade ot e nasa., sauna wharge a dro Naam Stoa Malt. lto aua enmo lor woonstwarts se ~Wed wiknee dei d heen wrkke ~hals hokten> bul nol kined l independent opwas*, tbc propan: nV bon. are« Wad partybeo offers tut har:boon prorded by to ~mormel. xrvinurast. anda game osh aman er by a thre pary ander ~out inca:penden wreden by DJ ~e. Wroet mei rol reik« Ine Merel ~me pica snul trassil tauo a be roa bod razn rommicn t al orartWed valse card be ~karn OVOugh tese methode. Me autdcn mar be remled es Nanl'ited CM') Fa addlend deed mgamnp waaien la WeStardard ka pene coma Ooi Sonar- Dom ~Broers rond wao:1u~ the SIPC, Aram Rao Sacurbra CARS)Prong: Tro makelmem la AAS secur~ No ban caancd. d ~We. Iran panden emirs or Wei hdepedere ~eo lhe mosay ol ire dom is nol garankel Ila natra wao a ra J.Stb. TD Molmde dl aso to SAS paan. tang eb ceroderwn bon to equay avd undearrig mat quaty. Die SAS ~kei a amtry enerandrig e ank Of Øy end. esa ~A diere an be ro wanne, tel bah 9000ben an to sold rader paart ~bs optici-n. REGULATORY DISCLOSURES MI mam:bons aro abject to ie me consmubon. Na. togularens. clowns and ~ges Or Me exchange Ofingkel. and iie deetagrouse. e eng. on snob *och trendins eie «rauwe: tui loden b 0. indultng Secumos Ad el 1933 and go S«urtes EY ouncriDO m in Veen t : For an envaser brochure mat maas intormabon Oosabng FINRA's Piano Dadosuro Prepam. dente Contact FINRAat 030-289.9?99 Of ~w.linnOrg. lbo interest rato Mom la TO Amor/rade Cash a laken trom 0.e opdeelde entecost rato eer lor the Merkel lakse Manco n Me TO AmettredeCarth. as OIO» dele ment °Osiris date Simple irscrest es acnxe deer based on the interestrato la applsatio toodd, dofs balende. Financieel Statement Notireation: Wo mammae ol Manou) condton lor TO Omentrado ~leb» tslce a year and may be °aantel al nO Oost via me intomen el Mena‘wratotrnentradeconylinanciatimemontloN. °neon Marmert MI short omity omen panons and soms index opton pontons are ~lal» lor assignment. botte tinign~il noties kir Muty 0f inden options are tendomly alocalod amang all clromi shon posoons by an aulomatod proceckwe. Free Credit ~noes (Rob 15034 a 3): Onder me dient protection naos. wo may uso tree 0006 beknes n yOur MCOunt n Ine «Ohm/ Wast ol otit banen ',Midi ere malde to sau on dorheid. Maner A000unie iRepuladon TkIlyou have a ramin account. Ca report d a combnaten ol YOur "trein «Sant adelt:edel memorandum moot« Tredng on meren poses °dellen.] niks and a not sutatio lor all investors. A complot° lol or the rek: assocnied van rotan trering is (welaan in me meren rek disdoeure downere. YOu may oblein e copy Or Ms document by eneeling us ei M momber feled On Page One ot put statement. Paymenl lor Order Row (SEC Robs 606 and 607): In somo crcummancos. TO Amordralo recents comperaabon le dromm canon anairrocounta and emoe °duo orda lbo, to wedled mafkees. alles eg dealers tiredet Genera). COmpensabon is in tre lom/ a e per share cash payment. h addlron. TO Amatrade aso may memo carpensalon tobbe to ne breien (urency exchange Component el trenablions h kier nawees erom abdel Ceders *zwang sikh 1Øs Wo post gallary report: discborg lbo vonues lor «dor rorang oxecueon ot wombarratradocom A wattencopy is overal:ba mon ~Jou. Ii is our pclicy. absent dort orders to Mo military. to snoot braafs. doalors. ard makro makt baad On Me (Willy le provde bed e.recebon and the telery Ot seebng pla improuemord cm markot orden. Poco improvetvent,s aV311.1010 unief oenen marker condooms. and me regelen, money exocutoy. to lest lor :wil impromment e avalable. Trede ConarmetiOnt (Dub 1Ø10):M1 contrmelions ere PeremilledOn ne Isnatten dele Tem»: Tranuotions in biegn seeurilies (indweng bieign tanntan ADR! tlal Iree° htre LLS.) inn include torn ard loos charpod by tre kroon marken of goeemmenls. van may be Metier, in Ine Aria ol to security Of cherOed Man adeperdent ene ilen Praam, POlky Netilkillon: A copy of Me TO Amen:Neb Phety PONY is angeble el wavr.klamcgindoccm Cabine Sormrides: The elocaeon ol peda] retlemplons or care ie done tong a pools baby synem. A dorsapion ol ere proombres tor tuninte &reumlos Is overeen on menie or ban top*: aro muntte usonfocpor.i. in case ol enered (Nesten. !lul your EledrOniC Fund %adem please CO led 8 el 1.200 669.3900, ot n ming to P,O, box 2209. Omarm. NE 68103. or by omen al dierreenrkes0108Mereilide.COrn 11» ~weten cOnteined n mui Marot statement shag be bndng ogen you el you do not obied wthn 'Jay NO) day: lor any handser of lutis papa to Raniabon E. toch as ATM and pon ot.me taalas. doe transactions. deren dopmes. ard sitheiremb We must har Oom you ro later Puin 60 dage eller we sent var The FEST statement ai whsh Me error or problem appearcd. (I /Tee us yeer ren» end account natter (2) Oincerethe error er the aandoe you aro unsuro ou t. ard oxplan as deer, as you can wny you bolero nis an orror or why you nood moro inlormalron. (3) Tea us Ine doder amouni of ene surbected error. Wo oh marmerde your °omplant and wil correct any error promptly. N wo take more man 10 busreis das lo do ges. se wil dan your °MOM kor Me emotie yOu Mink is n error. ame you wil navo eo uso ol the rricnoy dunne tho trio t takes us to caesar:c our match:aten. AtiM 1500714 SDNY_GM_00012134 EFTA_00122785 EFTA01268264

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/19 - 07/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Period Chan $ Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $0.03 Total $0.03 Prior Value $0.03 $0.03 Cash Activi Summa Current YTD e Change $ 0.00 Estimated Estimated Income Yield $ $ 0.00 Income & Ex • ense Summa Reportable Non Reportable YTD Portfolio Allocation 0.0% Cash 100.0% Rairmirtnirrirt Opening Balance $0.03 $ - Income Cost Basis As Of 07/31/19 " $ - Securities Purchased Dividends S - $ - $57,245.31 Unrealized Gains Securities Sold 2,435,255.25 Interest 345,256.24 Unrealized Losses Funds Deposited 4,534,144.52 Other Funds Deposited/(Disbursed)YM (4,105,021.09) Funds Disbursed (8,639,165.61) Expense Income/(Expense)n° 402,401.55 Income 402,501.55 Interest Securities Received/(Delivered)r° (5,475,032.22) Expense (100.00) Fees (100.00) **To view realized gains and losses for your account, login al Other 1,267,364.32 Other vnewidamerlIzade.com and visit My Account Claln/Loss. Closing Balance $0.03 $0.03 Net $0.00 $0.00 $402,401.55 page 1 o12 CONFIDENTIAL SDNY_GM_00012135 EFTA 00122786 EFTA01268265

Statement for Account # 867-730320 07/01/19 - 07/31/19 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal DEBITS Checks Paid Electronic Transfer Subtotal $ - 0.00 $ - 0.00 $ 1,000,000.00 1,000,000.00 $ (11,025.38) (8,628,140.23) (8,639,165.61) TOTAL 0.00 (7,639,165.61) Income Summary Detail' Description Current Year to Date Interest income - Securities Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest $ 0.00 0.00 0.00 0.00 0.00 $ 345,253.29 (100.00) 2.95 57,245.31 8,634.97 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. page 2 of 2 CONFIDENTIAL SDNY_GM_00012138 EFTA_00122787 EFTA01268266

1D Ameritrade P BOX 25" OMAHA NE 68103 2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012137 EFTA 00122788 EFTA01268267

Terms and Conditions STATEMENT GUIDE t) stondes mortlay Portklio Moore lor accoums anti acverty and quanody repons tv nam vo accounts vara anels.i Portfolio Sommen,: DOW Ile currenl Ma a yOur 000010 as Of !he NpOd dele end ~vorm ir to me prior month.r TI» end elICWOOn Moeite yOut sealde diverenCalion by invesimert type KM* dbmteres onder 5% ese be geoogst] mto go calegory ol "Gnoe" in 0.e pa Man. Mandm Emily - Teder AccouM EituinalT0181 LOM laregineble lakte • Total Short Wikte) Activity Summery: Tne opening and doling cash blanca are reconcred nero lor ytra epiek retereice Al account actmte is swrimanzod lor me aurora ponod and yeti o dato. booms a Expense Suranary (nervIRM only): secton deins the incomo ard comense tOtaH (rom ve Attivey Summair end dennen the les irealment Retreement Account Samaren( ORM orrly): Rome the IRS resubod vaam:Dons lor Mo taren ard pf4 nam IRS FOOI 5498 Feit marker velue is baud en ire berent ndue as of Domme« 31 ot tho pranous yoar and wil bo aansnee, l0 tre Infomal Reucenue Saam°. PedonnanceSummery:Atondor »bi snood porildio pedarnance end Ira wreelized gaine end • your Niuro ruestrnore stratopy. Account Poolban: New yow wriestmoms a iho arren motet vat» and ccerparo the omme ceel to ese weeelued gaine and losse, n yOur panne Original coat is estigned using the enten. rinteut (FIFOI melhod, snob assumee me ani Moves yen set ere those you p$Challed etst lbo eslimaled erreostmoni encome2 and averago cast per share are dedayed lor your Nieren°. Ine odest dweilt» date e ShOon kir an telion 01 you hokreg Ptidah. ACCOunt Actidty: Al amor" eclidly is neen/ delhed, bied in date Order. ard relleded n Me doen:wast, Manco. Treden ~tang Settlen»M: Gonlirm yen< ...Wed tredes Wil e sen/amen date aller moren Ø. Ireso trareastens all te rellootod n me Account Anne), sabon non rromn. Onlin• Cash Services TioreastiOn Delen: Cash management &annalen, 'hal cleered dwing els statemen: ropoliic benul. ndudng check. debil card and MLI adam. are tisted in dato deb. Onbne Cash Services Summary: tred' ard deta !ren:maan wals lor tho cunord statement telbare) indOel &e sumnavized. IWMOuel treneaCtern eie ~Intimi rOue lo rondweg adummens. tho stmoment deals may not aval no statement totals. rellinaled Anne/ Won» end Eserreted Annuel neb nikten ere baud upon Ille nuMbn a slums oma) or ~rom vak,* Dalane as ol the statement dala an] ma nest rotohl duidend rek Or Cash Pekt panda/ GENERAL INFORMATION TO Omentrado does not provde legal or lal mine. Please consult your WO ~mot or las OCCOuntent wan Mc enery. A8 e illeneted innebry parate.. pose COrnevabens may be te0Ortied br Sally 00nird and liansettiOn verilirabal PurpOsea. For TO Amentrade hsehnonal dere. your adreot hen es si:parate trom and not afplooi vah TO Aincreracb. Inc. a TO Arratrado Ooaeng, tic., ard oach lam es ml tosponstlo la Me PrOdxls end seneos 01 Me ener. Accwacy of Report:H you fine any errors or omissie:~ In yam account statement you ehould immadiainy colt us el the ~Met baad on page One 01 your statement. You Mould else contact our Omring ruw TD Amoeben> Clearing, Inc. el 8004694900. Fleaso romen mc statsmon care-141y. II you daga* sub any transamort or el Mae are any orde er °minnere. please rally e Client Services represeMethe d your kar braai 0.00. es wel as 10 Amolrado Clean-g. lno, in wrong wem ton (10) day: of your romig or dm ettornen. Am wei ettmente Mei you hing ~de to ra share, be COMmeed in airco The statement Oh anenes be COreidered *netoog. Rome ~elf os prompily 01 any charge, in yor GOM& information. Dereedions Mede* On your rcpon wil be concbston~ed acarfalourdoss you rooie TD Amatradoernmochotay. Account Prolectbn: Deposes tob by TO flank. NA ard TD Dar* USA. N,A. aro nsured by dM FDIC COUered by SIPC) up 10 1250.600. Limit* Bie per 8•CCOunl oymerdlO per ~dienen. TO leem more (Neut FDIC COvearge pC, t Yam 101040v. SeCtrIleS. indoet@ ~Nat lunet., held in your erehaag.° ACCOunt are rel depent. Or oblipalions of. or gumanteed by. any bank. are not FOIC.inswed. and 'molm envestment nsks. indudrg posstle loss ol princpal. TD Amentrade is a momber ol the &morilles Invoel« Promoten Corporalion (51PC'). which uraan: secure*: antoniem of els merrbers up lo 5500.000 (inceading S250.000 lor claims fes cash). Explanalory brochure is overlade on requesI www.sipc.ag. Addirendly. TO Ardente* pr<MOS Mia deed $149.5 milion wede ol prolection for SeCudilee Bad 32 milen 01 pannen fa cash Wou» ilepOlemental courage provided by London beurelt h Me «MI Ot a beknot infoirency, a dient may radar ~Cents doe kOM die trustee In nanduPtcY and IhOn SIPC, SiSmental covompo d pad oul Muf tho trustee and ØPC payouls ard Ør such coverage bun dort es inreed to a combrod return ot 3152 ~ion kom e trustee. SIPC and London immers The TO Myedirade lapplenental coverago los an aggregato km ol 1600 muon amr all cum:mors. TMs polcy stondes COvereare loiening adam° intblancy ord tb» 001 preien Manen Nu in makel val» ot lno securdos Ar, invomment h a money neldtel lund e not 'naad 0( garardeed by Me Federt Depots Insuranar Corporabon TFOICI ce any olim paranrnixt money Mbo* go funds treek 10 preline the web, er Wig Onalment el S 00 p« store. d is pOubb 10 108e money by invoelen n a money mantel fund. Diddeeda we 49~0 dely end padaernmstod mortsy. TI» prospectus amens Ibis ard odia impariart rtormaron Reed the prospect». andelO beame tweeling. NiOn-depteil in/Mimend red tor your broker. dealer aro NOT FDIC NSURED, NOT BANK GUARANTEED r MAT LOSE VALDE, The beknot in Mg bank depOsil amant Of Weet Cr yOur money medel weal fund con te lquidatcd on your order. and the voorrede returrod to wat nawees account or rentale, byta Tv ~eng: The pC4dO oporl b ne e lar Moment You se weke Ferm 1609b «wel Mx nmeeng n oxrpla-so Mb NS roasownis indudes makt we:~ dredenls. pØ gore. boei ~1 end stres °roemen Some permeria &e eubjeCt 10 reckesncelOn nbidr dl to ~aal oe Armeraxer Lar mcces NY tbers: ComEaus. W lol and patenen= cOSonng and G&IShatPa are olltrOd ad omdat«) by COI thaDORPORATO) 11) rmenwle is not repOrebb b Me rekdrn ottray cl Mo ~mam ID Arnonnao ad ts Inkrmaion ~Mes FPismiers1 do nol guarentee mo lto", d mo inkmdlon and data Ø~O. Cal NCCEPCEMIED b 680~e conainy end end ankted wel 1Drmerbede Mater and Options Account Agreements: Promo,/ a/daalt) Amon:rade n ming or any Mono, in your invomment closcures or kornel stuabon as thoy parain to your mank, OrØgM eCcOunt egreernenis A summary 01 eammissions and charge, inCurred witi me «mom ol opeons transamons Is walen*. Oren krekel Pdoas: Die marot ansa d scones ham ban tetanta. ~tb hem qx<okn ~OS red Oma hiependert sans Vabee we baad On pre dost» pron me mom bermen me bd ad antng coros Gana rreesols. I no racket alois anale Me a ~Om *ent* Oh« independent ~Ot he &tuft éS Waal to being ~stal dt abl.Pnxd CNP)_ volumons your potlno rured me ideeded as 90104, OtaTaban ad stro dora gewante bb aurery dry socurtes pact Ucromp baden postcns tro solo«, ~g n'e ~enne baboe ad ne ~MI makel priCe nOttlen, reped vekekont ake' nO1 tagccon sales procoot, Toa seo:nday moed la Gat!~ ot erepost: (CDs) n arstaly houd and Me !dure maks mor be 0~r from me Økse ake Mannen Ida er ptxtd may rooit tem lde solo deel) per to husbry. Doen ster Fred Worm Øreos wade ciferomyIn.T man) smunses and dorst trado oi a kpd exchange. Rina nov Wan mie OTC bor de °Dunks: ~end nade' kouder man« aa ta 10 Sed your Padcn to rratutylhombol b:n:bona to mom ma rooit n a bos d prilapa. Non Standard Arams 04Tai aso tippery ~renend in broa postpalm program socurtes !praxis/'n:. lentod tublIty combinen. er red eden taprat oudst convedtypcds. primo mouty. pee» deel a hedge Ø. teS86 ere Weed, ibud irmaimerve ad do not lade ot e nasa., sauna wharge a dro Naam Stoa Malt. lto aua enmo lor woonstwarts se ~Wed wiknee dei d heen wrkke ~hals hokten> bul nol kined l independent opwas*, tbc propan: nV bon. are« Wad partybeo offers tut har:boon prorded by to ~mormel. xrvinurast. anda game osh aman er by a thre pary ander ~out inca:penden wreden by DJ ~e. Wroet mei rol reik« Ine Merel ~me pica snul trassil tauo a be roa bod razn rommicn t al orartWed valse card be ~karn OVOugh tese methode. Me autdcn mar be remled es Nanl'ited CM') Fa addlend deed mgamnp waaien la WeStardard ka pene coma Ooi Sonar- Dom ~Broers rond wao:1u~ the SIPC, Aram Rao Sacurbra CARS)Prong: Tro makelmem la AAS secur~ No ban caancd. d ~We. Iran panden emirs or Wei hdepedere ~eo lhe mosay ol ire dom is nol garankel Ila natra wao a ra J.Stb. TD Molmde dl aso to SAS paan. tang eb ceroderwn bon to equay avd undearrig mat quaty. Die SAS ~kei a amtry enerandrig e ank Of Øy end. esa ~A diere an be ro wanne, tel bah 9000ben an to sold rader paart ~bs optici-n. REGULATORY DISCLOSURES MI mam:bons aro abject to ie me consmubon. Na. togularens. clowns and ~ges Or Me exchange Ofingkel. and iie deetagrouse. e eng. on snob *och trendins eie «rauwe: tui loden b 0. indultng Secumos Ad el 1933 and go S«urtes EY ouncriDO m in Veen t : For an envaser brochure mat maas intormabon Oosabng FINRA's Piano Dadosuro Prepam. dente Contact FINRAat 030-289.9?99 Of ~w.linnOrg. lbo interest rato Mom la TO Amor/rade Cash a laken trom 0.e opdeelde entecost rato eer lor the Merkel lakse Manco n Me TO AmettredeCarth. as OIO» dele ment °Osiris date Simple irscrest es acnxe deer based on the interestrato la applsatio toodd, dofs balende. Financieel Statement Notireation: Wo mammae ol Manou) condton lor TO Omentrado ~leb» tslce a year and may be °aantel al nO Oost via me intomen el Mena‘wratotrnentradeconylinanciatimemontloN. °neon Marmert MI short omity omen panons and soms index opton pontons are ~lal» lor assignment. botte tinign~il noties kir Muty 0f inden options are tendomly alocalod amang all clromi shon posoons by an aulomatod proceckwe. Free Credit ~noes (Rob 15034 a 3): Onder me dient protection naos. wo may uso tree 0006 beknes n yOur MCOunt n Ine «Ohm/ Wast ol otit banen ',Midi ere malde to sau on dorheid. Maner A000unie iRepuladon TkIlyou have a ramin account. Ca report d a combnaten ol YOur "trein «Sant adelt:edel memorandum moot« Tredng on meren poses °dellen.] niks and a not sutatio lor all investors. A complot° lol or the rek: assocnied van rotan trering is (welaan in me meren rek disdoeure downere. YOu may oblein e copy Or Ms document by eneeling us ei M momber feled On Page One ot put statement. Paymenl lor Order Row (SEC Robs 606 and 607): In somo crcummancos. TO Amordralo recents comperaabon le dromm canon anairrocounta and emoe °duo orda lbo, to wedled mafkees. alles eg dealers tiredet Genera). COmpensabon is in tre lom/ a e per share cash payment. h addlron. TO Amatrade aso may memo carpensalon tobbe to ne breien (urency exchange Component el trenablions h kier nawees erom abdel Ceders *zwang sikh 1Øs Wo post gallary report: discborg lbo vonues lor «dor rorang oxecueon ot wombarratradocom A wattencopy is overal:ba mon ~Jou. Ii is our pclicy. absent dort orders to Mo military. to snoot braafs. doalors. ard makro makt baad On Me (Willy le provde bed e.recebon and the telery Ot seebng pla improuemord cm markot orden. Poco improvetvent,s aV311.1010 unief oenen marker condooms. and me regelen, money exocutoy. to lest lor :wil impromment e avalable. Trede ConarmetiOnt (Dub 1Ø10):M1 contrmelions ere PeremilledOn ne Isnatten dele Tem»: Tranuotions in biegn seeurilies (indweng bieign tanntan ADR! tlal Iree° htre LLS.) inn include torn ard loos charpod by tre kroon marken of goeemmenls. van may be Metier, in Ine Aria ol to security Of cherOed Man adeperdent ene ilen Praam, POlky Netilkillon: A copy of Me TO Amen:Neb Phety PONY is angeble el wavr.klamcgindoccm Cabine Sormrides: The elocaeon ol peda] retlemplons or care ie done tong a pools baby synem. A dorsapion ol ere proombres tor tuninte &reumlos Is overeen on menie or ban top*: aro muntte usonfocpor.i. in case ol enered (Nesten. !lul your EledrOniC Fund %adem pbase CO led 8 el 1.200 669.3900, ot n ming to P,O, box 2209. Omarm. NE 68103. or by omen al dierreenrkes0108Mereilide.COrn 11» ~weten cOnteined n mui Marot statement shag be bndng ogen you el you do not obied wthn 'Jay NO) day: lor any handser of lutis papa to Raniabon E. toch as ATM and pon ot.me taalas. doe transactions. deren dopmes. ard sitheiremb We must har Oom you ro later Puin 60 dage eller we sent var The FEST statement ai whsh Me error or problem appearcd. (I /Tee us yeer ren» end account natter (2) Oincerethe error er the aandoe you aro unsuro ou t. ard oxplan as deer, as you can wny you bolero nis an orror or why you nood moro inlormalron. (3) Tea us Ine doder amouni of ene surbected error. Wo oh marmerde your °omplant and wil correct any error promptly. N wo take more man 10 busreis das lo do ges. se wil dan your °MOM kor Me emotie yOu Mink is n error. ame you wil navo eo uso ol the rricnoy dunne tho trio t takes us to caesar:c our match:aten. AtiM 1500714 SDNY_GM_00012138 EFTA_00122789 EFTA01268268

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/19 - 08/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Period Chan $ • Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $0.03 Prior Value $0.03 e Change Estimated Estimated Income Yield $ Total $0.03 $0.03 Cash Activi Summa Current YTD $ 0.00 $ 0.00 Income & Ex•ense Summar Reportable Non Reportable YTD Portfolio Allocation 0.0% Cash 100.0% rrvr-rrmvrrrr Opening Balance $0.03 $ - Income Cost Basis As Of - 08/31/19 " $ - Securities Purchased Dividends S $ - $57,245.31 Unrealized Gains Securities Sold 2,435,255.25 Interest 345,256.24 Unrealized Losses Funds Deposited 4,534,144.52 Other Funds Deposited/(Disbursed)`'1D (4,105,021.09) Funds Disbursed (8,639,165.61) Expense Income/(Expense)"° 402,401.55 Income 402,501.55 Interest Securities Received/(Delivered)r° (5,475,032.22) Expense (100.00) Fees (100.00) '1'o view realized gains and losses for your account, login at Other 1,267,364.32 Other www.tdamerltrade.com and visit My Account, GalniLoss. Closing Balance $0.03 $0.03 Net $0.00 $0.00 $402,401.55 page 1 o12 CONFIDENTIAL SDNY_GM_00012139 EFTA_00122790 EFTA01268269

Statement for Account # 867-730320 08/01/19 - 08/31/19 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer $ - $ 1,000,000.00 Subtotal 0.00 1,000,000.00 DEBITS Checks Paid $ - $ (11,025.38) Electronic Transfer (8,628,140.23) Subtotal 0.00 (8,639,165.61) TOTAL 0.00 (7,639,165.61) Income Summary Detail' Description Current Year to Date Interest Income - Securities $ 0.00 $ 345,253.29 Ordinary Dividends 0.00 (100.00) Interest Income Credit Balance 0.00 2.95 Qualified Dividends 0.00 57,245.31 IDA Interest 0.00 8,634.97 'This section displays anent and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These conections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumuiative amount for the year. page 2 of 2 CONFIDENTIAL SDNY_GM_00012140 EFTA_00122791 EFTA01268270