Statement for Account # 867-730320 11/01/16 - 11/30/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.42 $ 4.73 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumutative amount for the year. Account Positions Investment Description Stocks - Margin LI H UA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0138 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized QalnlLoss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 60.01 60.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 11/01/16 $ 51,591.23 Total Interest Income Number of Days 33 Interest Rate 3 0100 Interest Accrued $ 0.42 RETD Accrued $ 0.42 MTh PAID $ 0.42 $0.42 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 11/30/16 11/30/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,591.65 FDIC Insured Depose Acccuu (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SI PC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.42 $51,591.23 51,591.65 page 2 of 2 CONFIDENTIAL SDNY_GM_00011909 $51,591.65 EFTA_00122560 EFTA01268039

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011910 EFTA 00122561 EFTA01268040

Terms and Conditions STATEMENT GUIDE IL ice...ado provides mantra Peddle Amara lor accoums erm activity and quarterly moons lur med.,* 3CCOUNS Mil assets! Portfolio Summary: Track8 le current value d your POM14:40 as 01 the ~at 081.) and compares it to the plur manlh.8 The steel 81~1.0n irdO81.34 your partial. divarifeation by invesimem type M.Mple subtatar. undo 5% me be grouped into ~calegory of -Odor in the pie chart. Margin Eddy - Total Account ErmialTwal Long latrainable Value • TOMI She Value) Activity Summary: The opening and dosing cash balances alt reooncled hue ler yea quick reteraica Ai account amity is stampeded lor be currant pared and yea to data_ Income a Expense Summary MonaliAs only): This section doom tno income and masons. totalt from the ~UV Summary and aims ain the lax irealment Retirement Account Summon. (IRAs only): Review Ma IRS resonated transactions for the one ard pro yews IRS Fenn 5498 lair made value is based on the anent value a* of Docomecr 31 al mom panpus year ant me to kinasted to~ Internal Revenue Sandi. PedonnariceSummary:Monitoi your annual pallono pedormance erg the arealled gains end br your teturo ruminant strawy/. Account Positions: dew your mostrnonts x dd current market vat.* and corrparo the mend coal to see vvealaecl gains and losses n your ~lot. Original cost is assigned using me arum. rint-out (FIFO) method. ~oh assumes the Mal Shares >du sel are those you purchased estimated imostmont income2 and average cast per share ate deglayee for your relerence lithe attest purchase date 6 Mown tor an Motion 01 your hoeing Perind). Account Activity: Al actor" actirily it dean/ 0,0~. haled in cede Omer. and reflected n the dotingcash balance. Trade* Pending Settlement Confirm you crewed trades with a selllemert dale tiller month Ø. Ildso tramactions me bo reamed n me Account Acvnk sabon next month. Online Coale Services Transaction Detail: Cash ma Ornament Dahaacdom Mal Cleared &ring ass staanont mooning ~toe rcludng chats. dobn cam and ATM amok. WO trued in date ada. Orane Cash Services Summary: Credit ard delul transaction totals lor dd arrom statement rePOnng Mined tee summarized. IMMOMI transactions we nottiseed Due to rounding actustments. mho staoment deals may not *spat are =foment totals. t$1041100 Anrval Income and Estimated Annual Yield values Ber based upon the number 01 shares owned or arrant value balance, az of toe stalemom dale ard the most (*ow <linden! rate a adm iield p~deCi GENERAL INFORMATION ID Msentrade does not provide legal or lax advare. Please consult yaw legal advear or lax ta0unlenl vinen rieOlEery. A8 8 Blenderd inøalry MaaCe. Plane COrmeMatins May 00 records br dually ednine and TransattiOn veilatin purpose. For IDAmmo-ado ~moral dens. your advisor hirn is separate from and not attliated sub TD Mornracb. Inc. a TO Arwerado Clearing Inc.. and oath Om is roof rosponsblo Ia the prOCIAls end SeniCeS aline orher. Accwecyol Reports:II you find any errors or omissions In your account statement you Should Immediately cell us at the nimei listed on page one Of your stammani. You Mould also contact our Clearing rem, TD Amentrade Clewing, Inc. el 800-689-31100. Please fcaseivenc ma:mom cattily. Ir you Osage", sub transacton. or il Mae ale any area a aviSUOM. please nobly a Client Services rewesentalke vow 'Oral Wadi Cape. as woll as 10 ~arcade Clean-g. Inc. in wmrg enmo ton (10) days ol you rurap cl this statement. Any wet stEements that you hare made to vi 1~0 be cornmied in mane The statement Mil Othenvae beconsidered condashe. Please ~ay vs promptly 01 any changes in you canted information. Dan/Mallard reaecled on your report mil be conchal.* dimmed accurate unless you rook TO Aniaeradomercichouree Account Protection: Deposes Meld by TOBank. NA and TD Dark USA. NA. aro ~wad by Me FDIC (401 Covered by SIPC) up le $250.000. Limns are per ~WM minerthe) per ~MAW. TO learn mote about FDIC COMM°. go to —1fl040v. SeCalleS. indudne mutual runts, held in your Brokerage ACCOunt are 401 deposits Or oblgations al. or guaranteed by. any bank. are not FOIC.insend. and invoke invostinent nets. indudng possiolo loss ol princpal. TO Amentrado is a member ol the Securities Invests Protocnon Corporation (SIPC'). which prance's second,: customers or ils members up lo 5500.030 (incadine 5250.000 la dam= for cash). Explanatory brochure is available on request at waid.3~. 01. Additionally. TO Armenia* preredes ead) Clan 5149.5 ninon worth 01 Difilation for SeCuritieS and 52 muOn 01 MOOMIOn for Cash Ihreugh BupOlemenlal coverage provided by Landon inewel8 the Mtn Ola brokerage insarency. a dent may Waive Wants due kom the trustee in ~PRY and the SIPC. SiaSental coverage a pad out anla no trustee and MPG payouts and unlw such coverage each cleft is limited to a cceibnad return cl 5152 milli:on torn a trustee. SIPC end London insurers The TO Aniedtrade evoptemenial coverage has an aggregate lirm al 5500 ~ion over all custawors. This potty provides Overage loth:mina brOkaege inso~cy ant does nO1 ~MCI against kiss in maket vat. cr are seermas. An investment n a money mend tuna is not insured Or tuenweeal by the Federal Depose Insurance Corporabon 'FDIC, a any ~a gwontrica money Mhough the kinds Beek 10 ~serve the vat. a new renhilment al 51 00 per Mare. 4 it daub» 10 lOse money by invested in a money market kind. Waled) we <Scared daly and pactterniestod monthly. Ttio prcapeas <onions Ilis ard pØ important Øen Read the prospect.. Winultr Wore ~ding. NOn-depteil invetdmente held by your boker dealer arc NOT FDIC NSURED !NOT DANK GUARIVITEEDi MAY LOSE VALUE. The balance i, your bak deposit aooteinl Or Sheila d yaw money Markel Maud kind can to Icpciabsd on your order, and lire proceeds returrod to yew ~wpm account or remilling 10 you Tax RIpOing: The Made awl a Made 0~~4 YOu we Wake Fam 1039 for armel tax tepalrg n comply-co mm IRS ccrannis includes dab ~~. Ordads. capial gad. UPS wthelf. and sties emceed),. Sone tre elab are subject 10 reclassrmelOn wit to Stood en steam, Icc mans Cost Dash: Cost Sasis, tar tot and ocrearnaroo cepanng and anomie« are Mind ad onttlecl by COI IMDCFEORMED ID krerliacle la nit reptrebb la tie reteblity ~arty d Ira elamaxn TD Arnenta ad is Marna= ~Men rPenters, do not ~lee Me sama 01 dro arkmule and data pros d. COI NCO C1%AIW as sale arpiny and era dilated mer 11)Xmertmcle Margin and Options Account Agreements: Prompt/ aniso 10 Amentrade n wring of arry change in your investment cloccuros or martial striation as they wain to your margin or OPI4IS °CO:punt agreements. A summary of ~minions and chem., incurred war me execution al aeons transactions is ~fable. Cunene Mats Prices: Te niaust use el sones ram been Waned d mobblc Ø qadaacn serails ad oter intepaident sane Vela We been On me dOsix? Ø Vie Ø badero me NJ aid stud press. a ana motoct.tnarrarka oleo a ~a how a ~Wm «NO> 6 0~ independent ~OD tie saurty is ailed 10 bang ~al ari einPrcoi CIA) The olumerts en your macho moan tre proofed as genonlinktmaton ad me ohm guarantee me seamy et ry scones per healemo baked pasta's an tial ~g tFe ~axing ~rice ad de anent make, ate Patio meal seddrOM8 irra' nen rtaccet sales prococch, The socoday meat tx Con/cads ct Deposes als) a ginaaly loud and the sivd ~a may be Otterat from me p~ale ate ~SION. a ~Cad may ~A ton the cab al a CD pir ea rainy Brice adbr Rod ~am Saunas bade deaconry Mae Buy pØ and chino ~a en a load adwge. Rama they trade n le OTC gee the count«, ~dad Ram« lquoity nyral wet la ice lerts. >ow canoe ma natty. The sib WO:~ ma to Meter nll/f0e.ilnalCeSclpenClbe. Non Sla dad Amen CMA1 am typealy innarwris ra ere pattegaman ~gram sururoa ~ams leniodlablItyccmpancc. cr rod Male ~ram mash comedy pools. prime aqua, midle debt a lodge inch NSAa se bottler Mode kneamena ad do not trade en a noon.. =curio: ~Iona, a toNcadaq Stock Malt, the Mum ~an tertmaernosimass are ~hied erm ela loved torn orkke ~nas nckdro, but na kured la Independent apex-mats alp prog~. nem asset. and« tid party ~der Mors tot ham bØ provded by Vet maragorrart. a~ raw. anda spaocc d oach awn a' by a [Minty vender snout independent nettallen ID ~a. Values may no Mk« the Mond ~lase pica. Ø ~Ma Moe a be malmri Mae" Madman i an caintamd value canna be etellathee OV0I19110~rivilb003. me olutilal mar be repeated as NOnarted (dIP) Foe adcRiend decal naprong ~man la N:o.Stamtarel Aare, ~me aroma Chas Schwa These rnastracts arena woad uØ Ito SIPC, Amen Rao Sacuraa (Sari Prong: The makolva~ la OAS saurms ham been otlaned. d ~dates Kam aratriaieenkee0.0~1 ideperdent 80~. The ~ay 01 the pking is nol 9allankta Harman, ~a notMated. TD Arrataao SI ~ode ORS ~son. talad na ~Wet boll to quay ad undoSeng °Mt quay. The ARS ~MI a ~only ~hod% a itia 011~Ity and. an result ~a ante no assverce dal such WeUrleS ari be WM unix one mat. ~Is. REGULATORY DISCLOSURES MI itansaceons aro raneci to p) ma consmubon. Net regulator's customs and usages Of the exchange or ~MI. and ila deatronouse. il any. on ~oh such tranatantra are oxecutal no ~eat lass. induIng &Nana's Act al 1933 and the Sturtes Ex 4 °en ad en orfonil and ort F an ono brochure that maxim mtormabon Oosolang FINRAD PWIc Cmcbsuro Program. please Contact FINRA at 830-289.9KM or www.linmag. The interest rato scan ter TO Amertrade Cash e taken from the applcage interest rate ear lor the Mader Value balance n the TO eMene8O0Cailh. as 01~ Bialemed closing date Simple rrecresi Is accrued dall/ based on the in:emuram ea applcablo to oach days balance. Financed Statement Notircation: The sidemen of Mandal ~dean lor TO Montracke ~table lace a year end may be deterred at no Coal. via the internee al Ma.,Nwratareentrade.combinandalstatementlara. Option Assignmene: Mi don awry option panes and some index option popbens are amiable tor assignment Eamon assignment netani br ~Ty w index options are randomly alocated among all chants' short posnons by an automated procedie. Free Credit Balances (Rule 15c0.2 a 3): Under ma dent protection ndos. we may use troa Credit balance n your 4CCOunt n me Ordinary Came al our ~non which are parable To yOu on demand. Margin Accounts (Regulation 1): H you have a margin account. ara report e a combnaton et you margin ~cent ard a ~del memorandum accovit Tracing on ~ran poses OW:Ilion& risks and a not sutatlo tar all investors. A compact 1st of the nsks associated wall margin tracing is amiable in the maven rek disclosure clooment You may obtain a copy Of Iles document by contacting us al the number %Talon page one 01 your statement Payment lor Order Flow (SEC Rules 606 and 607): In some crcumstances. TO Arnartrado recruits compaasabon tor die are email ma Ma counter and toed emery order 1~ ea selected markets. brokers or dealers (Markel Centers') Ctrepensalion is in the torn d a per share cash payment. h adctuan. TO Amaerado also may wove compensate:in relaxed to the foreign ir ony ~hared COmpOnerit Otter...dials h Ideal SeCurilies f rem Markel Censors oxanang such Wad We post ~nary reports di:donne the venues ler order maid woximon x ynnv.idarruitrado_com. A %satin cants avalalde tow ramost a is our policy. abSenl dem cedars to the contrary. to :Ma brokors. (bats, and marital makers bead On the Why to ~vole best ..ecybon and the history 01 meshing nice IrnpfeVealent cal markot orders. Paco improvement,: armadato-der torten market condoms. and wo regular>, monitor executed. to lost lot such Improcoment a avalable. Tied, COMirmElOna (fluM100-10):MI con1rmalions we teremineCIOn the landtegn dale Tax»: Transactions in biegn sedurilieS (inChdne foreign comnara AC" MN bade n me U.S,) may include taxes and lees~ by to foreign Made», o governments. each may be redacted in the price al ire tawny Or changed as an :dependent sne item ~my Porky NollIkellon: A copy of the TD ~abed Ithear MACY is ~Peet at waviMamonyado.corn Cab.* SetallISS: The stocabon ol pond rettemploner cab le done rang a press lettny sesom. A ~crown el to proombros for Sitte sauntla Is nalabb on to ~Vie a hate copies are avaliell ØI 1. In Case 01 anon, a ~Mons soul you E1K*OniC Fund Tranafere, pi/MS0 CO lad S at 1.2t066.9.390), ot n *rang to P.O. Box 2209. Omaha. NE 68103. or by email at dieMtervi:~105M0616.0e.COm The insamkelOn contained n your («ant statement shall be landng upon you it you de not otutel we've sock aidays for any !candor of lords ~pot to lece.labon E, such as ATM and point bole trarolas, done transactions. dual departs. and willairealt. We must hear from you ro later Man 60 ,day, ,her we sent you the FEST «moment on whin the error or problem appeared. (I) Tell us ydr rome and account ranter (2) Doscrlso the ener el the tensor you are unsure abOUI. and oxplan as dearly as you can why you berme n Is an error or why you need mac inlormabon. (3) Ten us the Odle efenJel of the ~Palederror. Wo sail invosig.to your complain and oft carat any error promptly. el we lake more than ID business cins to do this. sewn wall your account for he amount you INnk is in error. so that you wit have the uso ot the money dunng tho Imo s takes us to carpet* ourinvestgaton. MR01500744 SDNY_GM_00011911 EFTA_00122562 EFTA01268041

1D Ameritrade 800-669.3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.592.09 0.01 Margin Equity $51,592.10 100.0% Statement Reporting Period: 12/01/16 - 12/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change Estimated Income Estimated Yield $ • $ $ - 51,591.65 044 0.01% 0.01 551.591.66 50.44 $ 0.00 0.0% Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $ 0.00 page 1 of 3 $0.00 Income & Ex . ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable $ • YTD $0.00 $0.00 CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of -12131116" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)n° Securities Received/(Delivered)"° 0.00 •rro view realized gains and losses for your account, login at www.idametitrade.com and visit My Account > Gain/Loss. SDNY_GM_00011912 $0.22 (0.21) EFTA_00122563 EFTA01268042

Statement for Account # 867-730320 12/01/16 - 12/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 5.17 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0071 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 12/01/16 $ 51,591.65 Total Interest Income Number of Days 31 Interest Rate 3 0100 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Cleared Number Opening Balance Date Written Transaction Description 12(30/16 12/30/16 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 0.44 $51,591.65 51,592.09 Closing Balance TD Bank NA $51,592.09 FDIC Insured Deposit Accent (IDA) balances reflected In your brokerage account are FDIC-insured up to appbcable knits and held by TD Bank. N.A.. or TD Sank USA. NA.. or both. The IDA balances are not covered by the Secunues Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 o13 CONFIDENTIAL SDNY_GM_00011913 $51,592.09 EFTA_OO122564 EFTA01268043

Statement for Account # 867-730320 12/01/16 - 12/31/16 Important Information ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result. the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing. Inc. may be obtained at no cost, via the Internet at http://wmv.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing. Inc. at 1-800-669-3900. As of September 30, 2016, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.7 billion and $0.3 billion, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. UPDATE TO CLIENT AGREEMENT An update was recently made to the Client Agreement that governs your account. The following provision regarding beneficiary designations was added, and may require you to take action regarding your current beneficiary designations: h. Beneficiary Designation. Changes in the relationship between the account owner and designated beneficiary (e.g., marriage, divorce or adoption) will not add or revoke beneficiary designations. For example, if an account owner designated their spouse as beneficiary and they were subsequently divorced, the former spouse will remain beneficiary on the Account unless the account owner submits a new beneficiary designation to you. Your continued use of your account constitutes your consent to this update. A current version of the Client Agreement can be obtained on the website or by calling the phone number listed on page 1 of this statement. page 3 of 3 CONFIDENTIAL SDNY_GM_00011914 EFTA 00122565 EFTA01268044

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011915 EFTA_00122566 EFTA01268045

Terms and Conditions STATEMENT GUIDE IL !co wade provides morally Portfolio Moors lor accoums van annoy and quarterly rooms tv mac:ye accounts vath assets.' Portfolio Summary: Treed me current value 01 your D0111010 as 01 the regal dale and compares n to pie prior ~Ma The allsel lineation irdC81.34 your pOrd010 diveninCalion by investment type M.Mple Moulton under 5% me be groused into ~category el "Ctrs" in the pee chart. Margin Earn, - Told Amount EmihriTmed Ming larvginable Value • Taal Shan Value) Activity Summary: The opening and dosing cash balances are reconcrec here ler yew quick rerreerice Ai account acunty is summonsed ler be currant paled and yea to dot*. Income a Expense Summary inomEtAs only): This seam detain too income ant omens. Woe horn Mo Manny Summary and Cbsairies the lax liernment. Retirement Account Summary (IRAs only): Review the IRS regnatod bansaceons for Mo rurett WC, pro yeas, IRS Fenn 5498 Mir Marble value is based On the current value as of Docomser 31 or moo previous year arden to furnished to~ Internal Revenue Same. PedonnanceSummitry:Monitoi your annual portfolio penormance ard the unedited gains and l0:0*: 'or your enure rummont strategy. Account Positions: New your mostrnonts a mho current market vatm ard corrparo the engnat coal to see imvealqd gains and losses n your wool.) Original cost is cosigned using be Mu-in.Rd-ow (FIFO) method. Mich assumes the rust shares >du set are those you purchased ern. The estimated irmostmont income2 and average cost per share are chspayed for your /defence the oiledpurchase date e shown tor en Motion or you hoeing period). Account Activity: Al accent solidly ia dean/ clothed. bled in Ode Orcier. end reflected n the doting cash balance. Trade* Pending Sottleneed: Confirm you ...Wed trades WM a settlement date alter month Ø. Rose transactions ell bo reflected n me Account Acvnty section nod mom. Online, Cash Services TramactlOn Dwell: Cash management tlannidiae Mal Cleared Caring ass statanom reporting ponod. ndudng check. debit card and ATM actmb. are listed in dato amer. Online Cash Services Summary: Croft ard debt transaction totals lor tho arrom mammon retbring Paled eve sumnusiad. InelMebal benadvent are not listed. uo to rounding adustments. ~ ~mein decals may not coast the summon totals. teninald Annul Income and Esernsted Annual Yield values å e band upon the number of shams owned or arrom value balance, az of toe stalemom dale and me rrom roomi &Aden! rate a Sag, sild ~Ode« GENERAL INFORMATION 10 Msenlrade does not panda legal or lax adece. Please consul, your legal advalor or lax eaeounbent when ~Maly. AS 8 818neard infasdry prelaCe. panne COrnenlehtins may be recorded br Salty comic, and transact on viiitralMiMMOSte. For TO Ammo-ado ~amoral clews. your advisor him ms smarato from and not attend was TO ainciaracla. Inc. a TO Arratrado Clead. Inc.. and oath Ism is not responstle la the PrOekxls end senices 01 the Ogler. Mammyor Reports:II you rind any errors or omissions in your account statement you Mould Immediately call us et the amber listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Arne/loans Clewing, Inc. el 8004694900. Sleaze rancor the statemorn carcally. ir you timed* with any transactor.. or il Mao aro any aids a crwsvom. please Wiry a Client SeM,9reolesentaliraa ye, lOcal bench aloe. as woe as 10 Amairado Clean-9. Inc. in wmrg enho ton (10) days el yew romp of this statement Any oral statements Mal you hare made to vi abode' be cornmeal in veiled The statement Wit °aroma be considered concahe. Please natty vs promptly 01 any changes in yam conned information. DareatIOM redetted on your moon real be conchae,* doomed accurate unless you mob TO Amanda irrecidatob. Account Protection: Deposes hold by TOBank. N.A. and TD Dank USA. N,A.. aro toured by tie FDIC (401 Covered by SIPC) up 10 2250.030. Limbs are per aCCOunt oimertn0 per inialt4On. TO learn more about FDIC coverage 0010 wire ICAC.00v. SeCulleS. inclocIng mutual 'uncle, held in WV Brokerage Account are 401 depotile Or oblgalions ol. or guaranteed by. any bank. Ø not FOltinsesed, and involve investment mks, includng missile loss ol preopal. TO Anetrade is a member ol the Securities Investor Praocton Corporation (51PC'). which aromas secunlies customers or ile members up lo 5500.000 (inset:ling 5250.004) lot daims for cash). Explanatory brochure is available on request at A001110nelly. TO Antenna* panlass ash cleat $149.5 trillion worth 01 grohat fOr securities and 32 °Ilion Ol ormetren for cash 'Neagh Supplemenial coverage provided by London Insurers. I> be von Ola brokerage insotrefity. a Client may Marne Motvis due kan the trustee In baribuldcY and mon SIPC. Sidolemental comer ei pad out aim tho trustee and WC payouts and Lake such coverage each clone is limited to a ostibnoci urban of 3152 miliOn horn a Mat SIPC end London insurers The TO Antedliade ardplernental coverage has an aggregate bret ol $500 motion over all custanors. The poky provides Coverage lolbainp brtervage insolvency and does ner poled against Ins in marten valle ce eve socunbas An investment n a money mathat lund is not insured Or gararneed by be Federal Depose Insurance Corporabon 'CPC, a any other georam agency. Although Me Ands Beek 10 preserve the val. Ol your rertImeni al S100 per share. 4 b potable 10 lose more, by inseam; n a money market kind. Dividends are declared dab and poethursosted morally. The prospectus cordons Iles ard once imconart Mammon_ Reed the trospeclue Meek% Wore ~fling. 1.0n-001Xeil investments herd by your boker dealer arc NOT FDIC INSURED/NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank 009091 meant Or Born Of yew money mattel nidua land can to lquicialta on your order, and lho proceeds returrod le yam manes account or remilleg 10 yOu Tv RIpering: The and.) Men å MI a lar dam« You MI Wake FOrm 1899 for oval us repalrg re carpal:* mh IRS ccairowonls lncludes unart recrta dodenn. Ø gait UPS Xarneli. and sties proosedil Some Malta an) subject b reclassralOn whin MI to roltdcel cn drams in rooms Cost Rat : Cost Dam. tar lot and oØ ceporteig and Otadoscldr me edema and ardad by CO4 IM:CaEORSTED ID rreflracle a na rooenetes q Fie reklAbe or sØ cl fo rtamaxn TD Arnentaao ad Cs atria= wan ylonmters1 do not ~Mello foamy« me •rtmolon and dala partied COI NCORFORATED'i9 a Site ~pinyand a me alleged witi ID ameba* ~gin and Options Account Agreements: Prompt/ adrito ID Amentrade n warp or arty chango in your investment clomuros or annul shown as they pertain to your ~Min IrØoraaCCOunl egreeMenis A summery or Øme9onsand cheep, incurred was The execution ol aeons bansaceons is amiable. Omni Merkel Prices: Oie mature yams el sauna hate Mal Waned. il aatibb. Ø (ratan sag«. ad Other indeperident tomes Mika we Weed On Me dosed pc* me rricen amen mo PS and slag rmt a other notice. P romria value is ~lade bon a ardagon tern> 0~ independent sane. tie smutty is ailed 10 bang reteckel tie Ma Prod OP) lbeiclusams cri your paticlo repel as preened as wool Mandan ad me de net guarantee to soma dag wane pct Madam backed postan re Mod vang me temaving borne ad Me Rawl make! pore Prebo rØ sebens nay nal nilom« mks precis:ch, The scoot.» nØ la Contras id Deposes (CDs) a manor* loud and the actual M&e may be clIterat eon me ovalartate MOTSlob d PVICMI may molt ton the sob el a CD pta le ~trey Bann adb Rod Mono Sauna Wade ~cony Man hub women and donor sad en a load ~go. Rama. Ivry saM n me OTC Wes !he °Dunk., niefta« and dram tawdry nuyrce met la >a barn >our carton plot tom -ay. The sib et bond gror to ~et nivy roots n a lens el prilopd. Non Standard Assets (MAI wo may marmot no arta pampaen program securbas ~dips. brniodlablItyccmpamx. er red estate returned bum. arrrtaty pools. angle ,uty. grim* debt a hedge inch NS& se boaen baud imealmeas ad do na hide en nalond sverta maven.« to Nasdaq Stock ).Ledd, Toques ~on la tome rrosirrays se ~al am ~eel Ian trebar meMOOS. Ø, bN nei IM/ol m Independent apprardis to progons ra =ob. anew Ma party tender tilers hat ha* boon prowled by fa maragorrort. ~raw. ander spacer a oath pcgan en by a thrtlinty nr wind Independent rettslen by ID ~a. Values may nor died pie orlon& ~lase pica. Ø market value a be malmri upon kmdascn an ø/nØ value canna be estalalchod trough l'eSe methods. Me elusion may be !SOW as NOrsPited MP) Fa ~MS Octal comma notmon b NmStamtant Owe. plena aroma Cite Saes These rivasinass are nu mant on/Soft SIPC. Amon Rao Sauna (ARSD Prong: he mesa lob= la ORS scams hao boon °tuned. H artletle. Korn coOtalen eerrtes of oiler rages:MI ~ea Theacaray ol the pØ is nal garanioal Ha motel ~a snot maldab. TD ~Made SI grue eo OAS mum. tared nth censolet boll to klualy ad undo,,mg ode quay. The ARS ~tee re ~only tremarning a Mk 011esalty and. ma mot ~eta, be re e"SvlrCelbal eoditreaarbeSan to and undo, oscremalrel cottons. REGULATORY DISCLOSURES MI Crania:eons aro abject to 0) The consmubon. Na, regulations customs and usages • Ra exchange Or market and its dearrighouse. H any. on Mich such bandeos are caccurca: no Masai Lies. 'dialog the Sambas Act el 1933 and the Sauenes Ex 1 osen . o and mva cliereqte orfAtend F an osso brochure Mat incbelps intormabon desabng FINRA's Putlic Osamu], Program. please Contact FINRAM 8352839939 Or wwwlinmag. The inmost rato ~An tor TO Ameretade Cash a leken from the oppcape me/onraw ser lor the Markel Value balance n Me TO AmeroedeCesh. as 01~ aelerteM casino Ode Simple merest is mama dab based on the imerou raw ea applcablo to oath days balance. Financed Statement NotircatIon: TM sidemen ol Mancol condom lor TO Ormond* es ~table Woe a year and may be obtened al no Cost. via the internee al hno.rnwyrmetanontradecom,bnancialstammentlard. Option Assignment: Mi eon comb upon posnons and some index option positions are amiable br assignment Emma assignment Mani for equity or Men options are randomly Mooned among all ohms' shod posbons by an automated precedes. Free Credit Balances (Rule 16Øt & 3): Under me clam protection nice, we may use free Credit balances n your MCOunt in the Ordinary Came el our amen which are payable 10 yOu on demand. Margin Macomb (Regulation T1: H you have a margin account. the report ei a combnafon el SM. margin entovet end a Nadal ~bran:Lim amen« Tracing on ~Kin poses adellional risks and a not testable lor all investors. A carpet° 1st et the nsks *seceded vinh margin treeing is amiable in be maren rek disclosure clociment You may obtain a copy d this document by contacting us el Renumber Isla! On page reol pur statement Payment ler Order Row (SEC Rules 606 and 607): In some crcumstancts. TO Amornrado recants compensabon ler droceng certan analhocounta and mod equity order Ito, to selected MOWS. brokers a dealers (Martel Centers) Cempensation is in Poe loin d a per share cash payment_ n ad.:Mon. TO Amatrado also may wave emporia:~ related to So foreign enemy enlarge COmpOnert C4 alarnbliOns n roregn securities (men Markel Callers oxameng such gas_ We post ararterty moons disclosing the venues ler order raced oxecusen s enmadarravado_com. A mitten copy is avalatle IØ request. 11 is our palsy. absent dont orders to Me contrary. to select broturs. &ta gs. and market makers based On the Why to proud, best meabon and the history 01 seen ne price improvementcal mana orders. Pnce improvement,s avanabloirder canon market condoms. and we rogntart' manta execimen to lost tor ash mpromment d amiable. Tied, COMIrmollerna (Rule 100-10):MI cornrmalions are earemined on me Iratstrton doe Tax»: Transadkns in foreign sedurila (Martin° foreign ~Wirt AC" ISM Ka in an U,S,) may include taxes and fees~ by to foreign mamas of governments. oath may be Nibbled in Me edam el the stonily Or charged man ncleeendert une ilen ~fly Porky Nollgaillon: A cony d,he TD Amabel» OWE/ DOICY is aVaMMStr et sviMamentadotorn CaMbir Seadilin: The 'location or pond redemptions or cells is doe yang a pro rant any system. A mammon el the proombros for callable secumos is nabobon to memo a hang comps aro multibto uponea:pos.1. In Case 01 errors a coestens tboul your EIMIOniC Fund Trendier. please CO lad 8 al 'MO 66.9.390), ot n vanrg to P.O. Box 2209. Omaha. NE 66103. or by email al ClieMetmkeKaldanlediage.COM The ~meal <OM/lined n your *Cann statement shall be bndng upon you il you de not obect wain sixty (60)days lor any !candor or lunds pima to Rcalabon E, such as ATM and pan arale bunion, debit transaebons. sired deposits. and edheliernik We Must hoar from you ro later Man 60 days aner we Led >du Me FEST summon en whch the error or problem appeared, (I) Tell us tar non. and account amber (2) Doscrbothe error or Me transler you are unsure about. and oxpbn as dearly as you sn why you below n is an error or wily you need mote inlormabon. (3) Teti us he Ocitar .1M0.ri 01 me sabangeg error. We MN mrosigact your complain and tall <area any error promptly. el we lake more than ID business days lo de this, sewn creel, your twoMM fOr smart you think is n arms/SIM' you wll have no use al the money dump tho tine I takes us to carpet* our inuostgaton. AMM1500744 SONY_GM_00011916 EFTA 00122567 EFTA01268046

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Margin Equity Current Value $ 51,592.53 0.01 $51.592.54 100.0% Statement Reporting Period: 01/01/17 - 01/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change Estimated Income Estimated Yield $ $ - 51,592.09 044 0.01% 0.01 S51.592.10 50.44 $ 0.00 0.0% Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 Closing Balance $0.00 page 1 of 2 YTD $0.00 Income & Ex . ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable YID $0.00 $0.00 CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 01/31/17" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)"° Securities Received/(Delivered)"° 0.00 'rro view realized gains and losses for your account, login at wwwidameritrade.com and visit My Account > Galn/Loss. SDNY_GM_00011917 $0.22 (0.21) EFTA_00122568 EFTA01268047

Statement for Account # 867-730320 01 01 17 - 01/31/17 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 0.44 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover divdends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0068 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Qaln(Loss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date Balance 01/01/17 $ 51,592.09 Total Interest Income Number of Days 31 Interest Rate 00100 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Cleared Number Opening Balance 01/31/17 01/31/17 Received Interest: Insured Deposit Account Bank NA Date Written Transaction Description Tracking Code Expense Code Amount Balance $ 0.44 $51,592.09 51,592.53 Closing Balance TD Bank NA $51,592.53 FDIC Insured Depose Acccuu (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable omits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SI PC) protection applicable to your brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011918 $51,592.53 EFTA_OO122569 EFTA01268048

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011919 EFTA 00122570 EFTA01268049

Terms and Conditions STATEMENT GUIDE IL: .".'wade provides morally Pedalo Report for accoures veth actmry and <Nanny repels tv .mettre accounts sub assns.. Portfolio Summary: Tied the Current value a your p00010 es 01 the report dale end amperes a to me prior months The WWI 8110Caten n:Icelft your pert1010 divenetalion by investment type Atrbple allocalons under 5% ma be (scum.] into thecategory of demain the pie chart. Margin Early - Total Account EouhrnTaill LOng lobaginable Value • Teal Shan Velue) Activity Summary: Trie opening and dosing cash balances are moon:led bee for sets quit re!eceice accouni amity is stamens«, for Me current paled and year to date. income a Expense Summary (nomIRAs only): Tin sect= details the income and omens* totait from te Penny Summary and dessilles the lax IrealMent Retirement Account Summary (IRAs only): Amos ma IRS reeAatod transactions for the wren( ara air yams. IRS Form 5198 fair market value is based On Me currant value as of December 31 are previous year and al to Turn:hod lore Manna Revenue Senate. PerlormencoSummary:Idonhor your annual portfolio pedormance era the vrrealized gains end lassos tor your future marmot swatter. Account Positons: New yea rnestments at the current market vela* and corrparo the ongnal COSI IO see ineakled gains and IOSSet n your pOrtIOIO Original Cell is tHetiOned using Me enrol. reloul (FIFOI method. +rich assurnes Me Mal Shares pu set are Prose you purchased trst. The estimated investment income2 and average cost per share ale chadayed for your reference Ille odest purf hide bate e shown tor en admen of you licking Pedal/. Account ACM*: AI accon ectrnly is dame retied. leled in date Order. end 'oilseed n the datingCash balane. Trade. Pending Settlement: Connrm you ernaled trades noire settlement dale alter month and. They vacations wit be (enacted n me Account Actnny salon root nowt Online Cash Services TrimeactiOn Dwell: Cash management transactions Mal Cleared Wring Ms summed reponing compd, ndudng check. debit card and ATM aunty. are listed in dale «der. On Cash Services Summary: Credo are debt iransamon totals for Me renom statement repoong tledod tee summaited. Indiaried hanse rer. ere net bated. 'Duo to rounding aqustmerns. Mo adamant decals may not spudthe statementtotals. vEdirialed Anna/ Income and Esernated Annual Yield values a e based upOn the number d shares caned or carom value balance as of trie stalemord dale ad Me most morn cinderd rate or ash yield prodded GENERAL INFORMATION 10 Mientrade does not provide legal or lax also. Please consult your legal erne or lax trCCOuritani when re.01488ry. AS a Blended infletry peace. Trent COrreenlebell may be recorded for salt, VOW and lienatiOn viterresten purpose/. For TD Ammo-ad@ Ideational clews. you edema ham is separate from and na abated win TD Annentracio. Inc. a TD Arc-arid* Closing. Inc.. and each frm is not rcesponsble la the Adele and 'emcee ol Me oilier. Acancy of Reports:II you find any errors or omissions e your account stab:merit you should immediately all us at the number listed on page one of your statement. You Mould also contact our Clearing Firm TD Amedirade Clearing, Inc. al 8004694900. Please renew the datemord are it you disagree sub any game:son, or d Mae are any errors a ansems. obese rely a Oient Seerices representelhe a yoe tat birch Ogee. as wet as TO amcersado Cleated. Inc. In ware mein ton (10) days of ea react of this statement Any ors statements that you hare made to be Shard be CONinned in vane The Statement will °Menus, to can deed concleshe Reale nary ce Mender Ol any changes in you contact information. TranteChars regaled on yea ropan wit be œnclareer deemed aeon.> unless you moly TD AMenfatoweredatoty. Account Protection: Deposes bald by MBank. N.A. and TDB.* USA. N.A. are named by One FOC eel fevered by SIPC) up 10 £250.000. LIMIS are per aCCOunl oreleret per andluriat TO learn more Stout FDIC Coverage go t0 wire IdicgOv. Saute:S. inflating morns; funds. held in your Brokerage Accus are dl depoolts Or obloalions Or, or guaranteed by. any bank. are not FDIC.mared. and invoice investment tits. wick:dn.; posstle loss of pineal. TD Amenrade is a member of the Sauna,: Invest« Motecon Corporation eSIPC'). which precepts secunlies customers of its members up to 6500.030 (inchaling $250.000 for daims tor cash). Explanatory brochure is available on request al weresipc.org. Additiondly. TO Amentrade ph: oies nth Clete $149.5 trillion worth 01 "OleCtIon tor securities and 32 muted 01 prinCeen tir fah lhaugh Suet/WM.9MA Coverage provided by London Insurers the Men 014 abbe.» insolvency. a deco may receive amants due Man the melee In bandonalc), and than SIPC. Stops:menial 00e0fare is pad out ner the trustee and SIPC payouts and wan such coverage each clew is limited to a catesnoct return of 3152 e'en horn e Melee. SIPC and London insurers The TO Ameritrade SuPplenental coverage has an aggregate emu of $500 muon as all customers. Trio polcy provides Coverage lakraing brOveage intiOhWicy end does na model against has in market vela me socumen M investment it a money market turd is not insured or suarerneed by the Federal Depose Insurance Corporabon (FDIC' a any other gayomrnam agency. Anough rho funds SWAN preserve the velue Cd you inntstmenl et St 0) per share. it it paubb 10 lOse mores by incesing in a money market fund. DMOrleXe are *clued daly end pactreinvosted monthly. Do prospectus amens Ires and of err important Worm.roon Reed the "especial Cliretiel/r Woe inventing tiOn-depteil inyeStmente held by your broker dealer are NOT FDIC NSURED, NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance h your bank deposit accituM or thine Cl yOse money market IntnAl fund can be lquedated on your order. and the proceeds returned to yens oscines account or remitted 10 you Tax RepOrgrog: The Wade men 'e WI e le «camera You ell wake Form 1009 for amid tu moan n ectrpla-ce mh tS icostrxnis Includes uab acme strdint. camel vans. Wei ante. end sides proceed» Some armed. are eutoeCI to nxlassradOn whkh v41 be receded m enoent mixecris Cost Basis: Cat Da n. tar tat and coicnroros ceporing and Ganskapor are oared axl cmckern by COI titCRPORATED TO Anertrada is net repOrebb lo to heftily a annoy d tie reamer. ID Arena ad is Memnon ponders itimterel do not patentee Pe malty OF Pe inSernalon and data eimided Cal tiCCSIPCRATED b e eiparale ampeny end era anent wth Mimed/We Margin and Options Account Agreements: Primer advise ID Amentrade n nap of arty change n your investment claccums or drama, striation as they main to your margin Or loam °Gaunt agreements. A summary of commissions and Charge incurred rah me executer. ol aeons transamcns is amiable. Current Mats Prices: The make 'dace el sconce ham ban Waned it avast Iran cpetracri sent*e ad tee iv:Wendt« tones Vain an Weed en de dong eat the mom beta« me bd ad ahng picak a ocher meads. I no mead seams mottle loom a Chntakei east) 6 «Kr independent sane. Ine newly is tated 10 being elected at eta an d etabli diumens en your endorse« are Moue es famed fibrilla »crane guarani tin scum:ye eny scones Ina lartgage tocked penes so 'd ried rang Pe rowing bilince ad the furred mewl price POMP repot da dente ma/ not Metes sake promo:b. The seanday make ta Contra= of Depose. Cet)cgo-oraty loud and the alut1 vale may be Oltenia from the FX.KhaSe price AgleIbet MSS d Pmcitel may molt tom the sae of a CD promoters Bach a-Obr Red homo Scones trade dteromy thri cowry nee= arid dens trade mated° attars*. Rana. ern "serum OTC We the cook., make and teen Nutty !my na sae le eu toss ere Pasicri prier to watery. lho sale ollocat par to mosey re/ roan n alas a penepal. Non Standard Assets 0/SA) am reedy imameas n dew poupon program socurtca ,patrentips. arnica Utley companon. er red edam roamer. 'instil. comedy pools. mate duty. Odra debt o hedge ands NS& ere hotel, ligua nµpirnats ad do na Patera mecca sauna @change a lo Nasdaq Rook Make. Re 'dues sheen toe mere rresseants are dimpled mites doted hen deco methods. noteCeo. but not MOW 10 independent appraisals. to mcgale. not =set. and« and pasty bonder titers tut hate boon prodded by bb mmagemort. atTreralx. anda space a each porn ray a thrdpay vender:Whew «tandem cartage by TO Amen:rage Valuee may W MAC Me thane grease pice. actual market WI» a be malted spar teddaecn t an oserromd value care be estattIchod OVOugh Pew methods. Ma Maslen met be reeled as NOn-Mted MP, For addend deal togamng œteon ta NceStandard Wads. game cota Cant Sawa Dose masons« area maned uncle/ re SIPC, ham Rate Socurtca riftr) Prong: The male win la OAS so:ureatoe Wen °tuned. A eniele.ftem qAtaten seams or Wei ', eloped'« sauces. The (cony et the prang is not anneal as made cetera rebate. TD Aerate° WI ace ta OAS pram. taking ale ccrr-doraan boll re bluely as undWung creek quaky. Me XftS market is currenly *Penmen atatdgidyam. ass result Mee cm be no award, dot Sudi trearlieS to soli ureic. one males comae. REGULATORY DISCLOSURES MI game:eons ara 'duct to in me consembon. Nos. regulatons. customs and usages Of Me exchange or make. and ils dearionouse. it any. en Mich such Pendants are executed: federal Ian, in:fusing me Semmes Act of 1933 and in Me S«urtes Ex onaa MO N oun . oli &A rne o and the For an investor larocheo that incases intormabon desobng FINRA% PLtic Disclosure Program. please contact FINRA at 6002889999 Or wpm final. The interest rate shown tor ro Amortrade Cash a taken from the appicatte merestrate ear for the Markel Velue balance n ne TO Amertrade C.O. as 010e Statement closing date Simple newest rs acnxd dent based on the interest/ate son applicable> to oach days balance. Financial Statement Acclimation: The mammas of Mama condeen or TO Ornentrado Sealable trite a yeas and may be oldened al no cost via the interned al ModWereatmentradoconvinancédstatemonthml. Option Assignment: All short awry option peinons and some index opt= positions are avelabla tir atrugnrneM Earate Steelman ra ces tir eOury or index options are randomly atoceed among allatoms' Ikon posaons by an automated procreate. Free Credit Balances (Rule 15(3.2 à 3): Under me Cent protection rues, we may use tree dedh balanCW n yOur accourt n Me Ordinary Course et our bustle» Whet are payable to yOu on demand. Mare Accounts (Regulation T): II you have a margin atom. this report a a cone:mean of your margin noel and a Special mm oron:rum ocean Tracing on margin poses tiddrional nibs and is not Matie for all investors. A complete lc a the risks assembled man margin tracing is avatar° in Pre morel reik disclosure davrent. YOu may obtain a copy of vas document by contacting us et Me number gated m page one of your moment Payment for Order Row (SEC Rules 606 end 607): In some crcummances. TO Arno/Made recerros compensabon la dewing sedan anetro.counte and Isted equity one. lee to selected manias, brokers or dealers (Slade Canters) Compensation is in The Ion d a per share cash payment_ n adothen. TO Amatradeaso may weavecompensate:in related to re foreign currency ether e& component OlearettChOns it leer securitiesfrom Markel Centers acceding such Pubs We post wane*/ reports discloare the verrues for order round *yeomen enemaidarnertradecont Mennen copy Is avalable wen rasped. fl is our policy. absent dent orders to the contrary. to %elect brokers. anion, and martel makers tend On the Willy to provide best erect:non and the helm 01 seabird ado, improvementcm market orders. Pnce improvement+, avant:aLeda certain martel sondlens. and we regular), mentor execute:ea to test la such impearomem d amiable. Tiede Codirmationt (Rule 100-10):All control/Pions are >admitted On the beefflon clue. Texts: Transactions in foreign seOurflies (indent) Minion consiny ADM that bade in the U.S.) may include taxes and foes charted by re Memnon marked a governments...Rich may be redacted in Me price of lba security or charged as an etlettehOtel ice item Ferny POlity Nolincellon: A copy of the TO Amerind/ Paddy Doter is aye** al wow.Mamcflyadocom Cater Secininets: The oloœkon of peal ralemplons a cab is done long a prorate berry system. A description of ee procolares for Stable secretes is matabloon to noes a hard copes ere available upon toyed. ki Case 01 errors Cr canasta* *Out your ElearOniC Fund Transfers. please CO raft e al 7000669.3900, or n twang to P.O. box 2209. Omaha. NE 68103. or by email al dienleerYkeendaMereade COm The inseivelOo contained in your sawn statement Shall be arnele9 Nan you If Made not ded ochn sixty leiclays or any transfer or lurdS sawed to Rearabon E. such as ATM and point ot t in hamlets dear transactions. drew deccads. and efthdieselS We mold beer from you ro later hen 60 days otter we sent you Pre FEST statement on which the error or problem appeared (I) Ten us you nine and account ranter (2) Desert* the error or the transfer you are unsure about. and replan as deafly as you oan why you behove a is an error or why you need ma* inlormanon. (3) Tea us Me done turodni or the wended error. Vie am invitee* year corneal-a and tail correct any error promptly. tl we lake mom Man ID lowness ens le do INS. se MI creel yew tIOCCuM fOr Me &Meet you INnk is in error. sO Mat you wit have Me use of the money dunng the matte= us to corn:rote mutilator:own. SUM NO 07a4 SDNY_GM_00011920 EFTA_00122571 EFTA01268050

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 02/01/17 - 02/28/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Chang! Change Cash $2,606.87 $ - $2,606.87 Insrd Dep Acct (IDA) 48.986.05 51.592.53 (2,606.48) (5.1)% Money Market Short Balance Stocks 0.01 0.01 Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $51,592.93 $51,592.54 50.39 Margin Equity 30.0% Cash Activity Summary Income & Expense Summar Current YTD Non Reportable Reportable Opening Balance $0.00 Income Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other 2,606.87 Dividends Interest Other Expense • Interest Fees 2,606.87 Other $ - $ - Closing Balance $2,606.87 $2,606.87 Net $0.00 $0.00 pap 1 of 3 Estimated Income $ Estimated Yield Portfolio Allocation $ 0.00 YTD CONFIDENTIAL $0.00 0.01% Cash 5.1% 0.0% rrrnmsirrrn Cost Basis As Of - 02/28/17 " $022 Unrealized Gains Unrealized Losses (0.21) Funds Deposited/(Disbursed)vm Income/(Expense)Ym Securities Received/(Delivered)' 0.00 *go view realized gains and losses for your account, login at www.tdameritrade.com and Oen My Account ClalniLoss. SIDNY_GM_00011921 EFTA_00122572 EFTA01268051

Statement for Account # 867-730320 02 01:17 - 02/28/17 Income Summary Detail' Description IDA Interest $ 0.39 $ 0.83 Current Year to Date 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a promos tax year (spillover divdends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0061 Current Price Market Purchase Value Date Cost Basis $ 0.01 08/05/14 $ 0.22 50.01 50.01 $0.22 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.22 $ (0.21) $ $(0.21) $0.00 0.0% $(0.21) $0.00 0.0% Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity' Opening Balance 02/27/17 0227/17 Margin Journal - Other 0228/17 02/28/17 Margin Journal - Other Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Description REDEMPTION FDIC INSURED DEPOSIT ACCOUNT PURCHASE FDIC INSURED DEPOSIT ACCOUNT Begin Date Balance Symbol/ CUSIP Quantity Insured De. osit Account Interest Credited Number ot Days Interest Rate Interest Accrued 02/01/17 $ 51,592.53 26 0.0100 $ 0.37 02/27/17 48,914.00 1 0.0100 0.01 02/28/17 48,985.66 1 0.0100 0.01 Total Interest Income page 2 of 3 CONFIDENTIAL Price Amount Balance $ 0.00 $ 0.00 $ 2,678.53 2,678.53 0.00 (71.66) 2,606.87 $2,606.87 MTD MID Accrued PAID $ 0.37 $ 0.38 0.39 0.39 $0.39 SDNY_GM_00011922 EFTA_00122573 EFTA01268052

Statement for Account # 867-730320 02 01 17 - 02 28 17 Trades Pendin . Settlement Investment Description Account Type Symbol, CUSIP Quantity Price Trade Date Settle Date Amount BUY APPLE INC Margin AAPL 15 $ 135.6397 02124/17 03/01/17 $ (2,040.60) COM BUY BANK OF AMERICA CORP Margin BAC 82 24.2747 02/24/17 03/01/17 (1,996.53) COM BUY ELECTRONIC ARTS Margin EA 12 85.8747 02/24/17 03/01/17 (1,036.50) COM BUY NVIDIA CORP Margin NVDA 21 98.81 02/24/17 03/01/17 (2,081.01) COM BUY SPDR TR Margin SPY 8 235.9699 02/24/17 03/01/17 (1,893.76) S&P 500 ETF TR Insured De . osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $51,592.53 02/27/17 02/27/17 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (2,678.53) 48,914.00 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/28/17 02/28/17 Received FDIC INSURED DEPOSIT ACCOUNT 71.66 48,985.66 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/17 02/28/17 Received Interest: Insured 0.39 48,986.05 Deposit Account Bank NA Closing Balance $48,986.05 TD Bank NA $48,986.05 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage accost are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011923 EFTA 00122574 EFTA01268053

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011924 EFTA_00 I 22575 EFTA01268054

Terms and Conditions STATEMENT GUIDE IL Aro.iracle pronaos monely Portfolio Reports for accoums tem antan and quanoey repais h Me mont 0 a Ventage insolveney. e dent may reCeive amants due kor the nionde For en Investor bnnhore mal mains intonnabon alscnbn9 FINIRA% FLem Encloue nad oc accounts tem .osens.' m bankrunicY and mon SIPC, 54:1110Monial Goya/air es poil out dur tho trusta and PrOgraM. pleette Contact FINRA et 800.289.9999 or www.liresee. Portfolio Mammy: rade h? curent tan a )Oui 000040 es 0 the repent date end SIPC payons and Lober such coinçage oach nord Is limnod toa ambre, mien ot COMOare6 il IO Ibo plur MOnllte MW bal el allion «fades your ternie dhesfeation by S152 rniliOn koto e trustee. SIPC end London insuras nie eD Anergie% suppWnentel Tho intenst rabo sinon lot TO Arnim/rade Cash s tanin (tom tho qupcatla immune ber lor innestenen type average bas an mgragam Inn ol 5500 maton ara all austamors. Tho polcy arondes the Market Velue Datante n he TO Amertrede Caen. as 0 Mn stefonten cbsing date Simple aven», ION:raine brOkettge intiOlency ardees nerl calai &gaine lese g menin value irtorest n ettren bosco on the InlenaStral0 ter annota° toodd. dots 'M'OMO. Atm* abornons und« 5% ma bo groupai mlo Mo calegory ol -*hot n tho po chan. Llano cela ammon- Eouty - Tote natte Entiternel Long Parraina:Pt Velue • 70a1 Shan Velue) Financera Salement Notilbation: Die slalomait ol Manaar maton lor TO Montre* a M inventant n e money market lue b net intund Or oiwanteed by Me Fabien avalons ana a yen and may be entend el nt COSI. vie the internai al Acbnty Summery: The emparai, am croule cash ',nonces art r000norot hate rot yow. guet Opposa Insurance Corporabon (FOICI n any *Ibtt garcenrricgt agoni. A/though Mo trnmemsettamentratoonslinancinstammenthtml. re!efeice Al accounl actinly is surinante] lor ma auront pœod and yen N date. lunds belt IO peson° the value d yOut Ernhilment el S 00 ph sevre. il il stable IO mot.," a Emme:, gummayg tootwpta, orge: mut sccrce carme trio ,notmo ans maxima lotte mort/ by invetenp in e money menin and. Drndreds eie bectated daly end Option Assigne:mg: All short alun opon panons and soma indox once panions are padreornested moraly. Tho prospectus cornons Ibis and nixe imparlart rtorm.Mort traitable lor essigenent Ezra. (Mienne], Mani eMity Or index options are landOny tOtiM (rom Acre tty Sonnant and Clatailles the tex liement %ad the prospecta aretutir belon imagine. NOntigail in/Marnante reCt b/ >mur aloceed anone all doms' som postions by an automate, proceckee. Rebrement Account Summary (IRAS onty): Rama thollercieexod transaorsons for tho me, ard mure mrs Fere 54981a, murer value baserim to anen, value os troloodealoraro NOT FDIC NSURED, NOT BANN GUARMITEEDi MAT LOSE VALUE, Doggtrioer 31 ol en promus ton and un to turnshod IrelornW Ravonuo &Nec°. Prim CredO Balances (Rule 1SØ2 à 3): under me dent protegeen n.rlos, tom may use troc The balance your tank depersh 90Øm or *haros d yow monsy martel morMil End Cade bannes paOCCOunl n Pro Ordinant Cantal oui >tanne which are perphe 10 yOu PodormangSummory:Moneor your annuel ponten pedernente end lie umeeliZed geins end can to liquedated on your ordo,, and the promet round ro yole acore« ment or on daman. I0:00: 'or your Niuro rumatmoni strateay. /salin«, Accourt Account Posta:ms: New yon mosens tho turrom voteand compara the aigrin cal to sose iereelved geins and rosses n your pallo10 Originel con is esbigna using Me Mare Armand' illepulatlan1):Ilyou have a marger accouru. Te report n con:maton of gegiew rmaor mener& veer, marnes me crer mens eg gre holm eg gurghege Tu Reporgro: The penne) man b net e lar «Mat Va mi renie FOrm 11:09 foi orteil yte margin anoure ana a apedel intewireelum actant Tonna On menin poses engane! ter. Trio menuet, reginggi meeme2 end average mer per eue ere demie, mr gour tu nmoarg ro tropen Mn HIS recranmxnis indudes male rame &bonds. Ø nies anda not Lutais° lor all investors. A tempe° In ot ira niks assoculod ont, maton Genk Wei Ø. end nies Ornent) Sans Mentes ere subjeCt 10 reclassradOn nie trering is eyalage in Pie Menin tek (nubien clavant Yen may Oblein copy Ove , elerence (Me OtleStpurChaSe date e shown kir en neleenn of you noklin van to totem, o«. atomes« lactworis document by contamine us el the numbee taled m one cd your maternent. AteOunt Actinty: AI accote( eclidly ia cleerW delved, tend in dB' Orde. nt relisant n. une ClaireCite balance. Con tuas: Ccanous. tai. Sot and galonna= repaira and Ga dumpa aileron' ad payment for Order Row (SEC Robs 606 and 607): ln soma anumstances. TO Amon:rade Trent Painting SettlerneM: CiOnlirm yow t'abat rades e senemert tee eller rnOnth cemmies try COI go:g:tot on:no ID tagette& is no„ ggogree te ho femme te ond. nord trareenons eit te tabard n me Accourir Acttnty salon rem niomn. cerna compatabon loi Oromo° tenon ownee.counta and bond mut), one nos fo roiln rormen ID Amena and ta Imermlon amides Fielehnes, do nenselected maires. Onnes a dealers (Manet Centrera. Candenserion is in the lom, nase On1M0 Cash Services Trintaelhan ilnett: Clan management hannO0Ore mel &vin pampa por "Dodu" ci interndon and due ponta. CCN etCCFPCMATED b 0100310 Shans cash bymo«. adent TO Anortradoalso may menueempans:na (ortolan to Ø tes slaloment repoliin tenag, ndudng chat. MM card and ATkl actuuy. are Hua ri dato «ON. revany end end entend sri 19 *monade tango eurency 'tendron COMpOnent d trenittetiOns h Inegn actinies nom Market Callen, ozemeng sen Pt Va post mrancey tramas oh:douro ,ho venues for «dor rotera OS» Cash Services Sommant: Omet mn dalel imneminm louis Io, Mo merrom slalome« libre and Options Account Agreements: Promet adora 10 Amentrade n %mina ot otocuson erowidaincitrado_com A weber oopyis avalatle taxa roquets. relent» Widal me Sumn‘tized. IndinOte etineaaele eie retend. any change n your investment caecums or anormal stuairan as they main to your margin Or Optas ei:CCoM agreernenIS. A stimnvey of cOmmiesions and chenet inCurred our poney. absent do« to Mo oontrary. :roba amans. edens. and market tua lo ramena adummems. ma steoment Octets may not copal the salement tans. wen me Immune ol °Faons gansa:corn is amiable. nykas tente en the ebilly b ben enetonn end the Pinay Of sabrer One Enmola Amui/ lionne end Entruted Annuel 'Reid velues are band neon the rumba Cl mprovememcn markot ordces.Pnce improvemenns avance, Leclet corton market condoms. elvos anna a te rom vake mina as al tre "Marre"' dala an ma "an' eneord Curant Mulon Prkos: maint roua ol sconses han ban ettana. avtaUmm ard ma reculante monter extromen to lost br impeeromem d notable. orle a men perte ermite sentie ad Othe idepernent sana 'blute aie baril Cn te dont net me man tomme me bd an meg non. or Mot monts, t na muret salue n salade berna Trad. Cod {nenni (Rule 100-10):All contrmelions are >ordinandOn the bersterbn dele. GENERAL INFORMATION randa »VO) Cr Oh« indeendent sola. Ire securty is Mani Fo bang minier ai atelercei Or , ile veumets on your ocado mixa arc ProMml as Ponce renon ed Taxes: Transactions in bein saurins (indseng lteeiOn Cavent ADM Mal Kan el Me 11) ementrade dace not mute goal or lax advco. Pinto cordai your tagal adesor or lax sto dore maman», to aurery ct tiry marias non Motgamp tudel postons ro mlua U,S.) mrt inaude taxes and Nos charma by tin tacon mairoa Of governments. vach may mouron whon niscompuy. As a sundard incany matas phone corratemen may te) ang ile tenonne tempe ad me omet mate robe RMbb repe wkiatons moy nei be red KIKI in me aia ol the s'eue,/ or dwged Man :encordent (ne item Morat lor Sain aune and transettiOn vedraten durpOste. rottal sea proteet, The sema» mata Ica CatIbmcs et Deposts (CM) t gatraly Roud and Me sciai vols met be 0l,mN free Me menas' Ince As0nrcet lem Cl potten PRS,Poecy Neihann: A 000Y of Mn TO Amanda Feinte 001CY is ovelea ei For TO Animons tisohnonal dora. yte advar inn is sr:parte tram and not aillent ore may toast tom Po sale a I a CO na cr dalry. Bons aber Frei tome Saunes nt www,nomowyotroxpo TO A11,001Ø. Inc. a TO Arrattado Clamp Mc., and cadi fem is nat responsble la the Olarenn/ thm any sommes and dore rab cn a bad ce/tango. %Mo. Met **Mentie Pratas end sonices ol Me Oter. OTC p.& tre œunini mokrc end pigeai loue/ 'ne not ant le eu b ben Ma fado' Prie Cafte* The elocabon e pond retrempionsa calb in clone rang a promis bØ to rattety. Tho et> ottcnt pncr le mabsty mayen e a las ol Ferlant notent A doyenne ou me procreses for ahana meunier is holabb en orolisilo or bans Acancy or Rapons:II you and any errors or omissions ln your oscount Maternent you copiai aro montra ugoneocmosi. OhOUld immediale/y con us at the nimber listed on page one 01 your salement. You Na Mandata AM« 0SSA) am macaly marnants ri enta pancpaton plogram socurboa Piaule ilse contact out Clearing ren, TD Amniote. Clearing, Inc. al 800469-3900. ,paecerso. rembeablry comptine. or red esta» rrilarnal trusts,. ctrnvaly pans. Mato ln aise ol effet Or (pestons about pel ElearOnic Fun Trannera. please CO led 9a touty. meae den e belge sØ. NSao se trottai ibud ithealmtve et do ne løde en e 7600669.3900, or n vanna to P,O. Box 2209. Omaha. NE 68103. or by aman al Ploaso mines me moment catekity. Il you Osante won any omansa on, or il more ara art/ raC0•10:00(0: 000, 000re0Nreaba Sape ikead. 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NA. are nsuraf by Vro ed, mange. de s..opint and vert oxne art/ m'or promptly. el VIO labo rrom ihan IO „ te FOC tom coyote,' py pipC) up paptpt Lame are go, motel os"onat o per Auen:n Rate Meurt= FARS) Pnang: liklinen la ORS socurb:anse boom Monod. louerais ans ro do nenni orteil yOur SOCCoM SM the &mot« yOu think is errocsOMSI gnome« To tom mare about Frac offl tage g to rokoo,„ soottmog. «sono d antletle. leom creator bene. or Wei inepeclet baves. lhe toncy cite draminnol 'nu MI have ne ol the gnome olunng Mo Iman**, us to corroie, our invesugatean. moite ',tom. Me lin 5 oØ1 arraaaraaa arr ra are ara (»Mat or (MI Or ara, ar . guranbal Il a mata arabe na atone. TO Aranda stil pron IMAMS patun.rakto nb guaranteed by. any bank. are not FOltinsited. and nøla nvestment n'As. includng cendeMem be bulle/ undegng cadet quaY. 11,0 ARS nwirlsano nlY p„,k4, lose g‘toogoor. m oto,* i„ rompt.. al tho socuog„ logotio, % tenon toptreMeng a lek (enbod. Ma met Mao Oin bene esseateMel Ste SeCurlieb boson ordo. once mata cootcra. Corporation (SIPC'). union prends marnes custom«, ds nimbas up lo 5500.000 (incbding $250.000 loi dans ter cash). Explantory brochure n available on nouai al REGULATORY DISCLOSURES %ressemer". Addiflongily. TI) Amedbade drains mach clora 5149.5 M'Inn won 01 WONCOM fer AllWaneaCe0n5 oresWpc, to [Omo oemblobon. Na. roguinnons. tosøms one usages geournee an $2 muon or 'motion le cash unegh supermen& °outlaw) frogloog by d Oie archange or mulet. and ils dearionouse. H dm. on n'ion sud, Inunaants eie London taurin *acculai vil lattai la o. Incluant/ me Socumes Am cd 1933 and Mo Saunas tettala n/prcriSrl *un otium and the MO in At end enTD 15007,14 SDNY_GM_00011925 EFTA_00122576 EFTA01268055

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 03/01/17 - 03/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Estimated Estimated Investment Value Value Chang! Change Income Yield Portfolio Allocation Cash $6.15 $2,606.87 ($2,600.72) $ - Insrd Dep Acct (IDA) 51.675.68 48,986.05 2,689.63 5.5% 0.01% Money Market Short Balance Stocks 0.01 (0.01) (100.0)% Short Stocks Axed Income Options Short Options Mutual Funds Other IDA Total $51,681.83 $51,592.93 $88.90 0.2% $ 0.00 0.0% 100.0% Margin Equity 100.0% Cash Activit Summary Income & Ex • ense Summary Performance Summary Non Current YID Reportable Reportable YID Opening Balance $2,606.87 $ - Income Cost Basis As Of - 03/31/17" $ Securities Purchased (9,048.40) (9,048.40) Dividends $6.15 $ - $6.15 Unrealized Gains Securities Sold 9,130.79 9,130.79 Interest Unrealized Losses Funds Deposited - Other • Funds Deposited/(Disbursed)''1D Funds Disbursed Expense Income/(Expense)"° 6.15 Income 6.15 6.15 Interest Securities Received/(Delivered)"° 0.00 Expense Other (2,689.26) - Fees (82.39) Other **To view realized gains and losses for your account, login at vnvw.tdametlirade.com and visit My Account > Gain/Loss. Closing Balance 66.15 $$.15 Net $6.15 $0.00 $6.15 page 1 of 4 CONFIDENTIAL SDNY_GM_00011928 EFTA_00122577 EFTA01268056

Statement for Account # 867-730320 03/01/17 - 03/31/17 Income Summary Detail' Description Qualified Dividends IDA Interest Current Year to Date $ 6.15 0.37 $ 6.15 1.20 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a prevcus tax year (spillover [hands). The year to date totals will accurately reflect your cumulative arrant for the year. Account Activity Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $2,606.87 02/24/17 03/01/17 Margin Buy - Securities Purchased APPLE INC AAPL 15 $ 135.6397 $ (2,040.60) 566.27 COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased BANK OF AMERICA CORP BAC 82 24.2747 (1.996.53) (1.430.26) COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased ELECTRONIC ARTS EA 12 85.8747 (1,036.50) (2.466.76) COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased NVIDIA CORP NVDA 21 98.81 (2,081.01) (4.547.77) COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased SPDR TR SPY 8 235.9699 (1,893.76) (6.441.53) S&P 500 ETF TR Commission/Fee 6.00 03/01/17 03101/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 6.441.53 0.00 DEPOSIT ACCOUNT 03/22/17 03/27/17 Margin Sell - Securities Sold APPLE INC AAPL 15- 140.9553 2.108.28 2,108.28 COM Commission/Fee 6.00 Regulatory Fee 0.05 03/22/17 03/27/17 Margin Sell - Securities Sold BANK OF AMERICA CORP BAC 82- 22.8153 1.864.81 3.973.09 COM Commission/Fee 6.00 Regulatory Fee 0.04 03/22/17 03127/17 Margin Sell - Securities Sold ELECTRONIC ARTS EA 12- 88.4603 1.055.50 5.028.59 COM Commission/Fee 6.00 Regulatory Fee 0.02 page 2 of 4 CONFIDENTIAL SDNY_GM_00011927 EFTA_00I 22578 EFTA01268057

Statement for Account # 867-730320 03/01/17 - 03/31/17 Account Activit Trade Settle Acct Transaction' Date Date Type Cash Activity' Description Symbol, CUSIP Quantity Price Amount Balance 03/22/17 03/27/17 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIVIA 1- 0.0061 5.028.59 COM Commission/Fee 0.01 03/22/17 03/27/17 Margin Sell - Securities Sold NVIDIA CORP NVDA 21- 106.8803 2.238.44 7,267.03 COM Commissionfee 6.00 Regulatory Fee 0.05 03/22/17 03/27/17 Margin Sell - Securities Sold SPDR TR SPY 8- 233.7253 1.863.76 9.130.79 S&P 500 ETF TR Commissionfee 6.00 Regulatory Fee 0.04 03/27/17 03/27/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (9.130.79) 0.00 DEPOSIT ACCOUNT 03/31/17 03/31/17 Margin Div/Int - Income BANK OF AMERICA CORP BAC 0.00 6.15 6.15 COM Payable: 03131/2017 QUALIFIED DIVIDENDS 6.15 Closing Balance $6.15 'For Cash Mainly totals. refer to the Cash ActMty Suinmary on page one of your statement Insured De. osit Account Interest Credited Begin Number Interest Interest MID MTh Date Balance of Days Rate Accrued Accrued PAID 03/01/17 $ 42,544.52 26 0.01O Si 0.30 $ 0.30 $ - 03/27/17 51,675.31 0 01O 0.07 0.37 0.37 Total Interest Income $0.37 page 3 o14 CONFIDENTIAL SDNY_GM_00011928 EFTA_00122579 EFTA01268058

Statement for Account # 867-730320 03 01 17 - 03 31 17 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $48,986.05 03/01/17 03/01/17 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (6,441.53) 42.544.52 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/27/17 03/27/17 Received FDIC INSURED DEPOSIT ACCOUNT 9,13019 51.675.31 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/31/17 03/31/17 Received Interest: Insured 0.37 51,675.68 Deposit Account Bank NA Closing Balance $51,675.68 TD Bank NA $51,675.68 FDIC hewed Deposit Account (IDA) balances retracted in your trokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the SecuMies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for breakpoints on, and waivers of, the sales charge. To learn more about breakpoint discounts go to http:/Avww.finra.orgAndustry/issues/breakpoints. For more information on waiver eligibility, please refer to the fund prospectus. FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. page 0 010 CONFIDENTIAL SDNY_GM_00011929 EFTA_00122580 EFTA01268059

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011930 EFTA_00 I 22581 EFTA01268060

Terms and Conditions STATEMENT GUIDE IL nr.rirado mandes monny Poncho Repens for accoums euh actmty and quanorly repais in nue vo accents euh assels.i POrtfollo Summey: Made Ihe Curent velue a rota 000010 es 01 the 'Mat date and compares il io me ',kir moleta T. bal etCeen Mca08 na teril010 dironefealion by invesirnert type Strbat dlocaans ondin 5%wi6 be groupai Mo the <megory of -CM.r in mo po chan. Llano Easety - Total Accoure EcultelTeal Long Pagina. Velue • Tee' ShOrl Velue) Activity Summary: Tho paonne and damne cash balances aeo reconere hart for yoga ourdi ,otreite Ai accouru actrety is surinant/rd lor me curent nad and yenl a date. Income a Experte, Swnmery (nonaAs °My): Mus section deltros tre ireame ond nyenere totan (rom te Adan Summary and dessines the las nomment Retenant Account gemmant ORM *My): Renan mo IRS romeod warreadions lor Ihe Cure% Nd Vit yeall. IRS Form 5498 loir market velue is based on te conte value es of Docomter 31 Ol the promus sea ana mi to anisait, to te Internai Revenue Senne, Padormanct Summery:Monhor your annuel ponten animant, ore the wreelized geins Ond noies er your leucome:mont tome Accoure Posterons: New yow evrestencens al mo aren' mata vat» and compara tro aima cal to tee reeeelged geins and tosses n your paillote Original cool is esbigna unit Me Orge. ersi-oul (FIFOI moto& Mach assumes me tusl shama Mru sel eie triose Ø ptochosed ai. Tho estima>, errestmom income2 and average cos' per Mare ile dindayed te your emmena, taie otiest peau, dote e 'Main for en «ludion of yod, bottin seiled). MeOunt Acl1*y: Al actant ealialy ia Hemn dell ed.leled in date Order. ore milleeed n nie CbenoCaSh balance. Trent arien. SeldernoM: Centum your tiectied Mèdes nit a sarnemert date elle mont Ø. Tente trareactions ait bo rellected n me Accoure Acvnty semon roui marin OMM. Cash Services TesnactiOn Deal: Cash mangeant ItennOtroce MM Clara &ring les siatmon: montre aima. ndudng check. debn card and Antan/ab. are lista, In date Cree Crane Cash Services Summary: Croit ard dota transat:ion mats lor mo arrrom morne« relent» indod tee summnized. Indbielle liêneelere ace retend. tua to roman adustmerts. Mannoni/ni dotais may not ara eie salementtout teintent Annal tome and Eserneted Annuel Tield velues are based upon the flotter a semas crancd or cuira value balance as ol tre malerdert date ard Ihe mou ratant &attend Nie a Cesti tel pØ04 GENERAL INFORMATION ID Oniergrade dire not ponde tagal or lax once. Pion* constat your legal advar or lax accourait mien neCearney. AS 8 illtinded inCleby pouce. pinne COMateiten may be Mena] br Ceselty ange and ImmottiOn verradon Durante For TO Ameutent Intheonal clore. your advenir hem is seine° tram and not affirme ive TD Anioniracke. Inc. a TO Arratrado Clavng. Inc.. and onn tom is rot responsble la Me PrOttes end senices Ol Me aber. Accuncy of Repons:Il you fend any *mors or omissions In your manie Maternent you Moula immediaufly ull us el tho nimbai tisted on page one of your Malement. You Moula else contact out Clearing Inn, TD Amentale Clearing, Inc. al 81)0468-3,00. %case mena toc sianmern case-Un you ottoman et any transe:bon or el Mao aie any «tas or omissions. Messe nain e Oient Services repiebrnalhe a yOur tee bath otite. es *el as ID Amcfnato Cleareg. Inc. In wmrd sien ton (IO) deys ol ytre rompt ot tois ahanent. Agi ors Potomanie Mol you lune made to us sedd be COnnened in mitre The supertrend soi «ame. be ouatinait(' concleve Floue notry vs prompt/ ol arry changes in yow °Orgeat information. %relents relented on yourroponwilboconctsreydcomodacanoumosayoumoly TD Armada immense.. Accounl Proleebn: >pouls nid by TO Bank. N.& and TD Bara USA. N,A. are neural by Me FDIC (tel averti by SIPC) Up 10 2250£00. Lien ae per axant Orelerthai per inielt4On. TO learn mea «eut FDIC COverage 90 tO nuvwfalegOv. Sautes. indudng Mutuel 'Und. held in Mur &Matage ACCOunt are el depall8 Or 001galion8 01. Or qua:antan by. any bank. are not FOIC.inswed. and enrobe ramonent nets. indudng posstlo loss ol princpal. TD Amereada is a mentor ol the Sauras Invence Premier' Corporation (SIPC'). wNch paons maire» entamer, of ils marais up lo $500.000 (incbeng $260.000 lot dao toi Cash). Explareory brochure Is avouable on reqUed al wsw..inc.°00. Adaltionely. TI) Amende rades eaal ClEird $149.5 mIlion verdi 01 iletileCtlei tr SeCurgle8 and S2 malen Ol enteden le Caen Ihreugh SupOlernental °Outrage peOvided by Lonen Menin the Men Ola Ventea insolona. a dent may Mate tentets due from the MrolI0 in branla and mon SIPC, Sroseamental Dore/ego a pad oul eue the trust« and SIPC payons and Ør sue curetage euh clerc is MONO to a comemn mien ot S152 melon nom e trustee. SIPC and London insurers Tn0 Tel Aniedlrade Suppitnental cannage tus an mgromm lem ol 1600 milan ara all <unanimes. Ta poney pendes average loltraing tannage intehincy erd Mes 001 mea nantit bu in moral vatae le me socuribn M traitement n a money medkal lurd n not intenta Or guararteed by the Fedine Oepose Insu/once Corporation MOICI n any cita g:nomma agency Anne Mo funds stek b pesa° tre vabe a yOur ireakilmen el SI 00 pet snare. ri il penne b lOse mOney by imans n e money meniel fund. Otages ne *and daly and padierrnestod monny. Dm prospectus cernons ers ard axe manant eformeon Reid trie prospectus iteretle bette nain Noti depOsil ininellmante head ter yogi troker.neater aro NOT FDIC NSURED / NOT BANK GUARM1TEEDi MAY LOSE VALUE. The balane, in ira bank deposil accCurn or shah Cl yOue niOney market mtal end can bo Imbaba on your order. and Mo reeeeects renomma ro ytre aurore amati or mmitled byta Tex RepOrgrog: The KAON mal if na e le Marne« Vau se met FOrm 1009 foi orna tu amen n careerce midi ES rocreolxnts indudes tete rame admis. Ø gain. lem wØ. end sires promette Sone permets ere subjeal 10 nxlassitebri end, to rotbacd cri macqat texans Cou Sas: Catins. te sot ans satana= n'occire ard Cunaxa* am Mead re ancknal by COI KOMORATEO TD enannee is not repOrebie le me retenir ce aØ cf te ntemdxn. TD Amonts.) ad fi sexmaton renies rPostafets1 do no' gambe me mena Of Me Memnon ard data nana CCN tiCCEPCRATED if Barn» onceny end once ell40.tlwm 1Demertrode Maille and Options Account Agreements: Promet adeso 10 Amarinant n maling of any Mange n your investment ciancures or *normal stemm as they palan to pur Mye, or 00bOts ttecOunl egreemenis A summeey of Gemmi/siens and charge. Mauna on me execeian ol ramons transamens es amiable. CUTOM Male Prkos: Tho make veux cl sconses ham ban Manet d rata hem entai ente st ana eepeean sacs Velum te Wood On mo dam pa me men luebrom me bd an ara. PØ «ana notas, t no mura 'duos malade len a menai »VO) Cr OMO indeandent ara. tie saute is tetted being itneled Nin Prcoi Cru veunats your pende eacri ne Patte es 90rond nanan ro ne dore garera mo nana dry mates nets Inotaago hanap] portens tro temei tenu Oro tenonne bilame al me osai men ake Peano Men manas nuy na ececoal sas prame. Die scandai mata la Cancan cl Doposts (Cris) e an* Poule and Me «MI %%Semer be dama fion, me m'One Dace Attentat lois a ceixte may moi, tan the sale eau) magnum. Bernt ana Frei barre Sccurles bade stemm" the, °gay saunes ana ana van ai a tord «dorge. Rua. may Veen mo OTC loe rRØnMI meut and tenant butte ne ne (na," lto bai Pa Mar Prn te remary. le sale ol are mono men/ me roua e a las ol penapal. Non Standard Assen MAI am tecaly imamats ro stad pinces= program saute entantes Irma tant), cempana. cr red en» nomma 'rusai. cormary pas. Prale aouty, made del o Image Vida NSife se botdy ibud it ante al do not nie an e nern.1 sauna =hanap «fp tadaq Stock Unie The eues total kt are maman are etc:mite mas «Mol lien orrai matoet Ø. but na tenta m exhandern appracals. te mcooms na =sot. aida ltd party tender Mors te haro mon probal by to maragorrcer. annurae. and« mea d oati pian or &tant pxyvena aMout «tandem vattaua by ID Arnetrade Values me/ mi tenta the oigne annate ace. amel mea 'duo « be mona ecn Y:miasmes, «anal vie caca op estootnen evough tes. menas. Me gluer met be reeend es lainad CNF1 FIS addlicad menine menton le Nm.Standard Mas. start coce Clet Sonnas. n'ose nanan am ne sema uØ moue Perim lao Sauta O/Ftr) Penny Die moka vatca til AAS Notez lise ban ctrance neetle. lioni menai eeneme, or oter edepeciet earces. The asana al On piong is not %urane:61f a mata ma nd natta. TD Aralia wil prœ Mo OAS lardon. tan; nia ccroderan bot te buoty ad undefeng rra quay. The ARS rodaloonordy 44:Orgedh, lek 01 krizIty end. ose met Men be ro essence Mal men seonie an tosed liraient Male Caned. REGULATORY DISCLOSURES MI transmuons aro Wace to Ci) me cordabon. Na. rogulateins. customs and usages • me menine. or maka. ils deerionouse. eng. on Mach sen Irtintealens ide «auto: ou ?Meal la s. enbang me Sommes Act ol 1933 and Mo Saunas Ex oun . wit ne N oll and Mo ff. F For an Inhume brochure mal ilddos informabon de:atone FINRAS Peic Descbsuro Prooram. pane Contact FINRA st G30-289.99» Or wavelimang. Tho iman rato Man toc TD Amer/fane Cash ro toton nom the opptapa m'estrate ber lot MO Marke Velue balancent. TI) Amennede Cath. as 0 Ln illatemern abers dote Simple irteesi is acon. dot, bescd on the morose rab ta applcatio tacadideys balance. Maine Maternent Nellmatton: Die nomma ol hnancul canton lor ID Ortentrado available Nice a yen and may be Mente at nO Con. via the internai el Metawaintroantradeonanancuisiabomonthml. Option Assigneront MI Mort a:puy option positons and soma indox option pontions aro minable nr esegemem Euxoet, essionmeei races ter elgry or rem options ne randoney aloceed anone ail dente short postions by an automaten promettre. Free Crerollt Balances (Rule 13c34 à 3): Under me clam protection ma. vie may use free Peel bagas n pur reCCOuri n Me Ord hem Came ol our kens, which Weber/MO IO pu on amant Mare Amman Illagulation Ti: h you have a enta account the report s acombnatai el your margin accourt vol 8 Sera menorenum accote( Trsdng on maren poses edellional nias and is not Lumet for all investors. A compta lm ot the MO: MS00010d Nd, matgin moto is aveline in Pie (muon tek dunaure donnent. Yin may Main e copy Of Ms document by enleding us el Oie number tend on page one mur maternent Paymont for Order Flow (SEC Rides 606 and 607): In soma cecurnmancos. TO Amornrado recerros compensabon lei Oromo° aman as tounta and end °qu'y one no fo seleela mines. atlas a dealers Ointe Canters') Ctrivensation is in the lem a a per shore cash payment. h onction. ID Amande 0150 may rame compensation relaxe to the letton curency cocherai COMpOnert d treettlions n laegn menties (rom Market Cernes oxecueng sin nets Wo post reartedy reports ancienne no venues foi order roting ozecurion eminvadarravadocont A nette° cepy is avare:Io reon rCCoWit. n is our poney. absent clore «ôtes to Mo Gomery. to bobo nones. doues. and matem tOtOdd bend On the (Willy Io novae MM «Nation ana tre inlay Of «mena ettos improyememcn markot ordres. Poco innovaient ,s avanie, Lake certain market condoms. and no recelai" monter execuans to met las sen tramornem d avalai». Tee., Confirmaient. (Reelet-10):All conirmations are Parement( On me Irtersiebn de». Tes: Me issen. in beige Mural Meung ange Combat ADM tal Irae in et U,S,) may IrCkghl tien and Nos <harpon by mp tuer mana Of goyernments. Oie may be 'Macle(' in te pace 01111e secualy or cherged es an nitan dent (ne don Panel POlky Notification: A COOy d the TO Ametreake eh'Ity ooler is Onk** el WoVOIlaMIXI7adOSOfn Canin Sorabes: The stocarion el perte ralemplons a calls us dØ rang a promis blet mat. A dosammon ol the amans ror Sera sauna. Is seolabb on to anisés or Mn copies aro additif' Ø10q.021. In case 01 ormes Ot (pestais *Out yod, Ekeren. Fun Tiennes pfease CO la 8 el 1660669.3900, or n vente to P,O. Box 2209. Omaha. NE 68103. or by mati al dronteervi:neclimegerede.COns rra ;Moncton (»nues in mur Mani 'Intiment anen be bruine urgen rya el Tate nei alfa main deys lor any 'randgir ot lutis maxi to Regdabon E, ah as ATM and pont am. (racolas, demo transactions. dirai descans. and agha/Man We must hm, nom you ro rater men 60 Cers en« me sent )Ou Pie FEST steomen on obier the error or problem appearee. (t) Tall us )tee renie and accouru rater (2) Caserte the orror of mo Kaons you aro unsuro about ard «plan es citai, as you can why you belon, n is an enot or why mal moto sente». (3) Te° us the doge anoure of me sunateedenor. Wo Mtli tibiauxo pour complant and mil arec' art/ m'or promptly. el tee lake mom man 10 loueras deys Io do Ms, ne mil cran yOue OCCOSII br In amant yOu Ihink is in arroi. s011eet youell have po uso ol the enanoyanng the in* c takos a to corrida n'envasante:in. OMM 1500y114 SDNY_GM_00011931 EFTA_00122582 EFTA01268061

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/17 - 04/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Our ongoing effort to serve you better has paid off: were No. 1 in 3 categories in the Barron's 2017 Online Broker Survey. To learn more. go to tdameritrade.conVaccolades. Portfolio Summar Period Change $2.11 6.57 Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $8.26 51,682.25 Margin Equity $51,690.51 100.0% Prior Value $6.15 51,675.68 S51.681.83 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Current $6.15 8.26 (6.15) $8.26 YTD 58.68 Change Estimated Income Estimated Yield Portfolio Allocation $ $ 0.00 Income & Ex . ense Summa $ - Income (9,048.40) Dividends 9,130.79 Interest Other Expense 14.41 Interest Fees (88.54) Other page 1 of 3 Reportable Non Reportable 58.26 $ - YTD $14.41 $8.26 Net $8.26 $0.00 CONFIDENTIAL $14A1 0.01% 0.0% IDA 100.0% Performance Summary Cost Basis As Of - 04/30/17" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"° **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. 14.41 0.00 SDNY_GM_00011932 EFTA_00122583 EFTA01268062

Statement for Account # 867-730320 04 01 17 - 04:30 17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 8.26 0.00 0.42 $ 8.26 6.15 1.62 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). Die year to date totals will accurately reflect your cumuiative amount for the year. Account Activit Trade Date Settle Acct Date Type Transaction/ Cash Activity Description Symbol/ CUSIP Quantity Price Amount Opening Balance 04/03/17 04/03/17 Margin Journal - Other 04/28/17 04/28/17 Margin Div/Int - Income PURCHASE FDIC INSURED DEPOSIT ACCOUNT SPDR TR S&P 500 ETF TR Payable: 04/28./2017 Ordinary Dividends 8.26 Closing Balance For Cash Activity totals. rater to the Cash Activity Summary on page one of your statement. SPY $ 0.00 0.00 $ (6.15) 8.26 Balance 56.15 0.00 8.26 $8.26 Insured De. osit Account Interest Credited Begin Date 04/01/17 04/03/17 Total Interest Income Balance $ 51,675.68 51,681.83 page 2 of 3 Number of Days 2 28 Interest Rate 0.0100 0.0100 Interest Accrued $0.03 0.39 CONFIDENTIAL MTD Accrued $ 0.03 0.42 MTD PAID $ 0.42 SDNY_GM_00011933 $0.42 EFTA_00I 22584 EFTA01268063

Statement for Account # 867-730320 04 01 17 - 04:30 17 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 04/03/17 04,28i17 04/03/17 04/28/17 Received Received FDIC INSURED DEPOSIT ACCOUNT CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Bank NA $ 6.15 0.42 $51,675.68 51,681.83 51,682.25 Closing Balance TD Bank NA $51,682.25 $51,682.25 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection appscable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011934 EFTA_00I 22585 EFTA01268064

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011935 EFTA_00122586 EFTA01268065

Terms and Conditions STATEMENT GUIDE nra.iraclo arondes mondly Porlfdlo Rasons for accoums vim acon* and quaneny repais If Me tyve Ola Volcane insolany. e dia may Mauve Mann due gal« MAO» For an Inn:am baht.« Mal Inados tramail« descella FINIRA% Adflo Datten in nad vo accounts voth assois.' m beauPloY and Mol SIPC, Sr000karonial coyorago s pend out air the trust« and Ponta. plastie Contact FINRAA 930-289.9999 or wisnlintaall. Portfolio Suntary: racla the curent value d far 000040 as 01 the *pat dale and SIPC payas and Ør such contage caca clan annal to a cambra roba ot Canar« il to me prior MOn111.8 Die Miel aliCeadOn aces, your ponta ',bonification by S152 min« Irons e truste.. SIPC and London intimes The TO MbiIIra5e suppfaental TIN Caen rabo Sian kr TO entelle» Cash is laken lom the &Scala &aura ber for invesimert type cocuage bas an &grogne *na ol 1600 raton ois all <uni:mers. This polcy arondes trie bestial Value asana TO Acore/odeCath.« 0 Ve illatemenl closirg date Simple «verne Iole/ring battage intelvtincy orddose 001 prOlOCI Ugine bas in market vabe (Horemis zona dei bu& on MO lançai (MO 5Or aPPIcatto to dayS balane. Atm* abusas und« 5% log be groupel mlo Mo calegory ol 'amor in dupe Chill.1.1afain cé me secumem- Eggy - Total arDOOtrra EguityliTeal Long Marginale Velue • Total Shan Value) Mima Maternent NalloatIon: Die nommas ol Manant tonton lor TO Ortientrat M invenCent n a money market lure iS no' intured Or giaranteed by the Fada( neilable mite a yen and may be obtaia al ho Cod. via Me internai el Acinsty gommant; Trie osening ,sia donne cash balances an, renon:lm 1s0 lot yo,., gobe Oppose Insurance Corporation iFOICI n any *Ma gonfanon arioncy. More tes hasMnestittmentradecomilmancuistatementhtml. ,e,e. en ce Ai accourt actroty is surmonta, lof ma tuant pcnod ana yen N date. lunds tieek IO presave the vabe d yOur affala& el S CO ph Pure. 4 il pesta tO men," a sapons. Sonery mots, mue: mus selion doiaj tes uncime and *wons. lotie moret by invetany in e mon« mati tind. Mana eie «tema datt' and Option Assignant: All short ocesty open positons and some indox opta postons are padresmostod more*. Tho prospectus amans des are odw imponart otarnalOrt andable loe assignions. Etatee assignant aces br<bout/ or idel options ete18,1000gy tOte) hoc te Pax* Sumrnary and dateries the las trament Read prospect« albrelully berme NOrl-draeil inallmente berd tu four atomled anone ancras' thon posoons by an aulomaled procoace. Rebrement Account Suas* (IRA, *My): Races da IPS roaxod dansa:sons lor tite torest ara nue, ms 5498 market velue is basa on me turson' nase as or trotiondealeraro NOT FDIC NSURED NOT SANN GUMNNTEEDi MAT LOSE VALUE, Docoincer 31 ot mo promus yoar and al to lurnsliod lo the Inlornal Revenue Sauce, Free Grant Balances (Rule 15c3.2 à 3): under me dent protaton Nos. we may sea free The balance n your pesos' ecocium or shorts ex,: monte martel maset And *Oh baffle yOur accoure e m9Ordinant Case ol oui hueras which are palette lo yOu PedermanceSumary:Moneor your annuel ponten parlemente mn the vrnielized gains and can to lquedated on your ordo,. and Mo proceeds raina to yole soda« zoo«, or on aura. tosve`« br your haro «minora stratero amide*byel Accounl Positons:New yon nestmone a mo cuvent mana vat» and cassa the cognai cuit to sers untialued geins and rosses n your pon1010 Original cool is tuent& uting Me Margin Amour« illepulatian T): Il you have a main accota. Ms report o acambnaion of ental. 1n'Ø1 (mn°, magma. aman assumes am imans eu sel eie niaise you maanasea Tas Reporag: Die ponta *en b nol e «entent Tou foll rOCOOO Fem 1009/or erra your margin totone enfance& mearealum accote( Tang On merlan peses adoltional troc mie arremalea antiamaril mcamea ana average cool per mure are aireraveo sy your tu Øre n complu-ce Mn WS norsonals Indudes mati rand. darne. caFeal nitra anda not sua« lor all cotisera. A complet° lm ot ifra rots assoculad Mnn main den. Wei Ø. end «es proosecb/. Socs Peineras are subjet 10 reclesratiOn «th Veda? is avale» in me Caen rek discnicre 00Cument. YOu niar Obten top 01 Mis renonce pre odest dahu, date e tiriosn te en eddeon of you bain ø0o0). ente richeacd eaccsat lumens «aimant by «meeting us al Merluche( Mea on page nisol pie Salement ACCOunt Acl1*y: Al Motel OCOrily ia clearty dente. Isred in des Order. end relleded n the g:bangUtah balane,. hol Bass Costa lai sot and pana= reporta an Godsapa am dira ad payant for Order Flow (SEC Rutes 606 and 607): In sons acumances. TO Amon:rade Tralla Penang Settlentent: Conti« your meut& traders Mana «Camera dele aller eXiMh cexticiye by COI empixeoctsTED TD Angstroe is ne„ ssperser ir rie resserre te men-ore trarsztens ait te relater, n me Accouro AcVnly section rots mea. cerna compernabon lor Oromo° aman oweeessountee and suce egse ora ta fo aØcl le ramai ID ',Mena del (s aman postas do nes «Nad matas. Vends co «nec (Manie Cantate Ctraansation is in trie toms doper OMM* Cash Services Tranala Pale Cath management eeneeenee mal agered tain pammee "wu, d po informoion and Oeta ormtlefl. CCN taCCFPCMATED if Malle sac cash øymott. adora. TO Amentadoeso me race« compensation rotte to the Ils amen: ante* coud. ndudng check. dota card and ATL1 Adrar. are aua In dato Crder. oevany end ira alla* fa Mimas« «mien curency 'goberge COMpOnia d earetttliOns allant «cales nom Market Conta ozomeng sicli incas V« post wartaty topons ducloong Ibo trocs foi «der rang Orale Cash Services Credo ara dote «nage lais lor Ø dudOrd solomas Aar and Options Account Agreements: Promet adono10 Amentrade n seing a onnueon yoonoldarncotradocont A tentacosy* @vat,* Lien fCCFJOU. refenagrantod se summatired. tonnai IstineaCtern are «diva. any ange n your investment azures or anareal stuairan as May pciain to your rnargin Or «wons OrXtuM agreements. A sumnwy of cames ions and caget inCurred our pay. absent Cent °rotes to Mo oonirary. octiod babas. doats. and moka tua lo radina adunmens. mo dament «tais may tel egla me salement touts. wen' me amui= ol °Faons dansa:eau ale«. makere teie on Me ally e test "(Guidon ala the taon Of «erg Dace tamela Annal Mono and Edams t neld values are baud upon fluait« d en marina ordres. Ante improvementis ovate:mn:a «non market condoms. ables 'Amie ar osons va* balane° as al trie stalaffenl ard le 'rte recoud deadne'd Cuit« Natal Prats: Ro Maket ol scoutes ban ban otaaned. rate. Item ard ana regulany monter execans to lest for ah micro..ornent avala*. mile or Cash *ail and& candi aine tal Cabs inependent sans Vase eie baud on 0* dong orte. me mies, barrom rie bl mag os arknenni, I na rad edams ale« botta Trot« Cognations (Rule 100-10): All calfatons are estaminet( On me Irecie6On dele GENERAL INFORMATION gaza, »VO) Cr ofser indeçanal son. lie «curry is niant Fo Oing salut erf beeProxl fag,. heaume m your rondo rad are Prao, as genar renon dol Tes: Transtaons in beige tacha Caen° latin antan ADM la lati a me ID Mienlrade dots rot nova legal or lu adiece. Please cordai your tagal adesar or lax to ara gualanloo nit axurazy ct any =atm aces largage bla posasneveu& LLS,) may fraude taxes and tees carra by rie tacon mana Of governments. v li may mouron' venen neconsey. As s suant incisa prame phone corrasitem may be rang the nonenng tans ad gle ara man rote Paons Nia seluerens mer nO1 be ralected in me mi« ol the save* or cherged «an «terminai (ne Osa r000Ø kir quai* and and liansettiOn vonhat Puas« necren salas procose. Die second.» rond a Cafta ci Deposts Mos) n gamay Palud and a e mita ion.* mer be d'Iowa Front me graben' pote As/grade las d Pondmi Pian" liailleallOre A cosy 01 the TO Animes« nienCY ø010Y is met,» el For ID Amenhode national dents. yoga, advesor hem is scparato hm and na afflua wth may mat tan Me sale ala Mar ei raits Bads adb Frei acore Srs:urane wmussamcceracionem ID Am«nØ. Inc. cr TO Arratrado Cang. Inc.. and oadi lem is rot responsble la the entwist' thaf egury sana and dora rada cn a krod mange. Rua. Pei sana ilraa ls end serUces ol Me Our. arc srer the mai mette end maya« lovialyrraynd aida fie boaltar Paon Pa Cane* Seeurldesi The dope« d per« ralemplons a ab os dom range prends SMIC le rtseety, lho uto ottcne pncr le carry mn rai n a las ol prenapal. Menga. A dounan ol mp prooraos er astre saunas as aulabo du rotule or hava Acaracy of Ftepons: b you und any orrors or omissions In your account Maman you copiai ara morte° ugon fooposi. OhOUld ImmedIale/y tag us al the nase' Pst& on page one 01 your stelement. Tou Non Mandata ta« 0MA) are bocal"( tourna« n drap panneton program sauna asyla ils° cOntel our Clearing an, TD Amerltrade Clearing, Inc. si 800469-3900. paceres. terni& tala cemponz. or rad «ab rratrann trusts,. ocra:dry pas. poile In case ol ergots or gantera about per Ekeren* Fu« Tranare, Kinase CO lad ti el touty. pria« dei e redan Ø. NSAis se bottier lias infesta« ta do noe lutte r e 1.860.66B3960, or n swing to P,O. Box 2209. Omaha. NE 68103. or by mat al Please isnotat datant careally. u you Osante any bonsactert or il Mao ale arry aen :Carne. aØ a e*Nredel terket Tho values Shann Ict lao marnons dienuestricesi0ndarnereade.corn. The intormaton conta& n your «cota Salement (Mn «as or asana. (Cesse rob* e Oient Services repieseMalke a ytre tai baya cake. esses:mime m' An «met, hom .scat menai kekeen. bul na lad let amenda be bang upon you d you do nei citant wthn six* tg)) days lor any sonar ot lune super al as 10 Amatrado Cleann. Inc. in fang surin ton (10) days of ytre recepa ot Mis apparies to mosan: na ace. anda tred partir tuba Won Mal ha ban pratcd by to Rogaton E. such as ATM and ponta:ab racolas dota transactions. direct dames. statenent My ors s'aman* Mal yen met ne** to us diode be Confirma in raire The Mo magma. assuralcr. adb Darce d mm pfaym coter attapaity tara stout and ahdreati. Me Mun ha lem you ro lifter rien 60 days eller vre stol yOu me File' lament *l'Othon«. tie conaidered «nolisa. ineendent fortune by ID Arnereale. Veum rna rel tact the none talla ake. damant en whch the croc or pronom acpearcd. Ø natal wdue ab marna tan faudecri r a Oallne0:1•Mue cand be cana (I) Toll us fur renie and account ara/ Mitose notry vs prompte, Cri arry changea in na nad information. %attelions re2OCIOCI On ' ,MUQI, ta' rrelbsda. Me intuition cet be Na t& es Coince& (NV) Fo, additne data (2) Cama« the rør or Ire transfos you am unsuro about and °van as dean, as you con wer report wil be conaereerdeomod accota unloss you nely TO Aranda unmematety. togarang Lote« fa Ne.Stardard hcte. sac aras Clan Semez. Rem ratais any pu POICIO n IS an ocra or why you need mate m'orme«. rond œ.cred uniertho MAC (3) Tel us the delar amount or Ire suatted "cor. Accounl Protection: >poses by TDElank.N.A. and TD Bank USA. NA. are nsurof by Vro investgate your complant arid oxial arry n'or promptly. eh, tans rrom ihan ID „, FOC (mg cees by bi bp b250 .0)0 . aie per aggoom " nette, per Adm FI« Saura CARS-) Pnong: Die maniait« fa liAS maure:chas tan Monod. bueress ans to do this.stell Orteil yOur OCCOuM kir Me amant su Ibink is errer. sopa en emmy To team (noie ab out spic Atour o to met focoo,„ Secs indmi ng Omelette. lem garas aime oter (effana anses. lhe asoncy dire pian end youfell have tho use ol Me mena &tag tho Mottant; us canna« our invengaton. montai fange. hold rin y Brormoo, coo, hocheze, or ormoroons or. suraneal Ils mea Lao end Jua. TD Smala@ &I prao (MARS pceton.arg rio quanti:cd by. any tank. are not Filetaient and anc vivement n'As. includng canarda bel, enden/eg atalt genY. il" ARS remeeloannedY p„,k4, kos inincese Amers,* i„ mont. el the scnunii„ ingemc, % canon espenang a la dlosizIty end. «amok lies Oin be ro asumeMal seaties an tesauna outre mata cancre. Corporation (51PC'). which panels mana automnes of ils marnas up lo 5500.000 Dr:aine $250.000 loi daims kt cash). Explanary brochure is avariai:4e on taque* al REGULATORY DISCLOSURES semences". Addllanaly. TI) Anse.« pend« «Ch dent 5149.5 nution wOrth 01 prOleCtiOn br MI daneadlOn5 oio sa/rot le a ma ocinolution. Nes. ',qu'anone. CuildeO *Id usages saoudites and $2 muon or fro tocion for cash thrmi gh stootememat (»mage 'ye tis by or the encriange or mulet and ail deafoglrouSe. O an. on &ah sud, If antadens ale London Mauna oxecutal bette la o. acting me Scannes Ad ot 1933 and Mo Sauenos *un . ollo and Me MO in t'Atonal »MD I5007a4 SDNY_GM_00011938 EFTA_00122587 EFTA01268066

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 8OX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/17 - 05/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Period Change ($8.26) 8.70 Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value $ 51,690.95 Total $51,690.95 Prior Value $8.26 51,682.25 $51,690.51 Cash Activi Summa Current Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other (8.26) Closing Balance $ 0.00 S8.26 YTD $ - (9,048.40) 9,130.79 14.41 page 1 of 3 (96.80) $0.00 50.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex .ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Net S Non Reportable $ • $0.00 $0.00 CONFIDENTIAL YTD $14.41 $14.41 0.01% 0.0% IDA 100.0% Prrtrrtnirttr Cost Basis As Ot - 05;31;17'• Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)"° 14.41 Securities Received/(Delivered)"° 0.00 'lo view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account >OaIn/Loss. SDNY_GM_00011937 EFTA_00122588 EFTA01268067

Statement for Account # 867-730320 05/01/17 - 05/31/17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.44 $ 8.26 6.15 2.06 'This section displays current and year to date taxation values for MS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a premiss tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Activi Trade Date Settle Acct Date Type Transaction/ Cash Activity Description Opening Balance 05/01/17 05/01/17 Margin Journal - Other PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement Symbol/ CUSIP Quantity Price Amount Balance $8.26 $ 0.00 $ (8.26) 0.00 $ 0.00 Insured De . osit Account interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued S 0.44 MTD Accrued tiro PAID 05/01/17 $ 51,690.51 31 0.0100 $ 0.44 $ 0.44 Total Interest Income $0.44 Insured De .osit Account Activit Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 05/01/17 05/31/17 05/01/17 05t31/17 Received Received FDIC INSURED DEPOSIT ACCOUNT CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Bank NA $ 8.26 0.44 $51,682.25 51,690.51 51,690.95 Closing Balance TD Bank NA $51,690.95 $51,690.95 FDIC Insured Depose Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 of 3 CONFIDENTIAL SDNY_GM_00011938 EFTA_00122589 EFTA01268068

Statement for Account # 867-730320 05/01/17 - 05/31/17 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2017, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.5 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. page 3 of 3 CONFIDENTIAL SDNY_GM_00011939 EFTA_00122590 EFTA01268069

TO Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products, unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_00011940 EFTA 00122591 EFTA01268070

Terms and Conditions STATEMENT GUIDE It. Or.rir ado provides mormy Portfolio Reports for accounts with actrerty and quaneny reports 'a matfet accounts with assets.. Portfolio Summary: Tracks Ile Current utse d your 000010 es 01 the roped dale and compares il lo tie prior rnonlh.r TIe WHO Mftren Mean your patift divagation by investment type M.rople dbeatens under 5% ma be grouped into the category of -Odor in the pie dean. Margin Coyly • Total ACCOunl LOnp Mapinable Value • Total Short Value) Actinly Summary: Too opening and dosing cash balances are reooncled here tor yew quid rotoronco, Al account actirny es summated for mo current period and year to dato. Income a Expanse Summary (nen4Fas only): Ibis senan dotard the income era expense totalt from Me Aftity Summary and &hair« the lax lieelMenl. Retirement Account Summary (IRAs only): Ranee tho IRS re«AXod bensamons for tho anent ad pa ytan k IRS EOM 5498 lair mad* value is based On Ire current value as of Decanter 31 ea tho pranous year and ad bo tarmhed to to Worm' Revenue Samoa. PedonnanceSummary:Monilor your annual portfolio abdomen°, and the Wreaked gains end • brr your elute weestrnom strategy. Account Positions: New your Treatments al tho current market vat.* and corrparo the °nand cost to see imealued gains and losses n your ponlo10 Original cost asö aatigned using Me entrn. rintout (FIFO) method. when imam% the mal Shares )twit vit are MOH you prebend Ord Tho estimated ornostmoni incomo2 and average cost per share are doplayed tor your raiment tie odest purchase Mee shown tor an odds:ion of your Mabee DOOM. Account Adhely: Al account aclMly is dean/ darned. Iola, in date Oder. and relleded n the &ring Cash balance. Titian Pantlag Settlement Confirm your emeated trades with a sellleMeN Ode eller month end. Daaso transactionsad bo reflected n me Account Actnny section next mom. Online Pak Sambas Tranalctron Debit Cash manKterner* alonnalOnS that Cleared dring ass statanom reporting period. ndudng check. debit card and ATM actray. are listed on dato COO. Online Cash Services Summary:Cm:le and debt transamon tows for tho enrom sutemax repning 00006 be summarized. IndMOMIlteineadOral be ragged. tue lo rounding adustments. tho stammens darns may not equal are gammons totals. sEenktule4 Antal income and Esernited Annual Tied values a • based upon the number of shams armed or asrom value balance az of the statement dale ad the most morn dinned rate a 05th Pod provided GENERAL INFORMATION 10 Menade does not provide legal or lax abseil Please consul, your legal advisor or lax SteCountall when neCenny. A8 a slemtid ineketry pram*. (tent COMOnlabent may be recorded KO Salty conned and IransattiOn veigkelen Durpose. For TD Ammo-add nrobsional Mere. your advisor turn es separate from and not diluted wit, TO Amentracb. Inc, a TD Arruerado Owing, Inc.. and oath Ism es rot responsbe la the PrOebds and sonices ol the Otier. Mammyor Reports:II you find any errors or omissions In your account statement you ihOuld immedialely call us el the number listed on page one of your statement. You *hand also contact our Clearing ti m, TD Amoilliade Clearing, Inc. al I100469-3900. Memo renew end statanam cannily. It you Osage>, with any transactor or el than are any aids a omissions. please notify a Client Senicemersesentenhe a ye" tad branch Once. es eel as 10 Amairado Gear g. Inc. In wiring wihn ton (10) days of yeas moose d this statement. Any Oral IbiternenIS that you here nude to we should be Cordoned in wrong The statement will «henna be considered conanlve Please natty vs promptly 01 any changes in you contact information. MareadiOn redecled on your upon MI be conclusively dimmed accurate> unless you nasty TO Aftreradoirnmatatay. Account Proledbn: Deposits fold by TOBank. N.A. and TD Dank USA. N.A. aro inured by the FDIC (al Covered by SIPC) up lo 5250.000. Unfits are per actounl ownerthe) per iinaludon. TO learn more about FDIC coverage g0 t0 mow leliCtiOv. SeCulleS. indlidng mutual lunch>, held in your Brokerage Accouro are nOl deposits Or obigations 01. or guaranteed by. any bank. am not FOICinstred. and invoke investment nsfes. includng missile loss of princpal. TO Amenvade is a member of Me Securities Investor Protecton Corporation (SIPC'). which protects :counties customers of its members up lo $500.000 (kidding 3250.000 for claims for cash). Explanatory brochure is available on request al wo.w.sipcmg. Additionally. TO Anientrade Provides Nth dent $149.5 milton worth 01 ProleCtlon for securities and 32 Milian 01 prOOCIOn for cash though SupOlemental coverage provided by London Insurers the Man 01 a brokerage insolanCy, a dent may Waive emowes due trOM the Ineta) in ~Pict and than SIPC, Sidolftental swamp> rs pad out adr tho trustee and SIPC payouts and uncles such coverage each dars es limited to a ambrod return a 5152 rniliOn horn a trustee. SIPC and London insurers The TO Aniedlrade aupplemenlal coverage has an aggregate Irrel 01 $503 ninon ma all aromers. The potty pratides Coverage loltroing brokerage insohincy ord does nO1 poled against Ian in market value or me seaman An investment ki a money Mite lund is nee insured Or 9.113ranteed by Ma Federal Depose Insurance Corporation MING' a any *Ma centime« agency Although the kinds seek 10 pewee the vat. CO yaw nwhilmtml al SI @ per Owe. il ii ;Cube 10 lose money by invasion in e money market fund. Dade ds we declared daly and pactramested monthly. TM preepecon milans Iles and odor imponant .lorthem Read the ompectue airekilly Wore asniding. NOn-0000Sil in/admen% add by your broker dealer arc NOT FDIC NSURED f NOT SANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit WO:urn or Owes of who money Markel "kW fund can bo lquidated on your order. and he proceeds reword lo yew oxen« account or ~MOO byOu Tax IIMOVIng: The pCOMO mat b not a ha OCOftent Yee nil retake FOrm 1099 fa noel tax reponrg er inrytm eft IRS namirovonls Includes taro nova daderds, capral oft. lane ~1 and saes proceedil. Some u/rnan are tubred lo radasslICSIOn whiM to reheard en atrocsan tox moons Cost Basis: Costaans. Max lot and potarronce mincing and 6 ~ am tasted and anclxied by COI IMDCPPORMEDIDrernande e not neporetibe le tie retehriet ontelydro Ttandxn ID Amentado as ts Inixmaion amides ilenfters, Oa not gurafte the nullity cite ft melon and datawaded NCCIiORAT@åa sale ompiny and end inked with TO Orneamele Margin and Options Account Agreements: Prompt>, aranso ID Amontrado n ~Mg or any daga in your investment rotbros or Maeda, seaman as they wain to your margin or Otilens aoctunt agreements. A summery 01 oftmesions and Charge incurred waive execuban ol moons transancm is notable. Omni Shekel Prices: The m.aket vdues ol sconces ham boa, Waned. tl drab. tram «h am ~OS ad doa idependft MAWS Vabea act based On te daft von the morn bettrace me bd aid alsid prat «ether needs. I no market sake is mottle boil a paean ware 6 OS indepaident sane. tie acuity is tubed lo bang ~al SI Nan Pnxd (NP) The valuators co your earldom:al as Modal as fftede mhamtbat ad so Mond guarantee He scuraer d any scones aces. Mauna backed poetens oro 'agntest yang ere melanin bane ad the adore meet Mix Nadi, reagal walualan my nel dogcart nap proaxch. The seanday mead Ix Contras d Deposes (CDs) a generaly Maid and the adult mks may be elneren ran me asthma oroa Ang~lOSS d PaleMel may mart tom the sale daft , pror b crossly Balch aratir Aft Farm Socurtes trade dforomy thrn oqury socunft and donor no* our a load exclurgo. Rimer. they eft n me OTC lea the counter: rostat and tuffsitalgutityrrityrxt aka le too »bell Wur laden pa to manly. lho sake of but pea to mossymaroon n a Ims d anapal. Non Standard Assets pISAI am twocaly marmots er drat pan:pawn program accurbas !patenteds anted leaky ccmpanca. er red estate moron trusts,. comcdry pools. prime «sub, Mole debt a hedge kncb. Naas se hornet/ Maid irrnalmeas sed do not lode Cn a nand mounts @change a to ter.dad Snack Maker, lb, 'duos tarn for tame snowman are aging& ulka doted tern atom ~hods kickftp, but not lifted IN independent appear...is the progaWs NI =en. and« vid party bonder diors tut harp boon mated by to mammas/. arnerarater. anda spay« d oath prom a by a thrdpary nr sellout at:pendent teircallen by ID kretade. Veum may not (elk« Pie equal prohase pica. actual frock« 'due a be modal raxn Werner. t an ostmahad value canna be ~teed trough test methods the whiter may be rented astern-Mead (14M) Foe addlirnd Octal rogaiong ~on la NutStandand Aram. please artier Ciao Seneca These rnasirrats as not coated under tho Auden Ado Scurf= GARS) Prong: no motet~ la ORS soeuroas rime been nitan. malatb. Korn antaten ~km or Wei idepftent teach. The moray el Ire Mau is not ~neat Ha motel mho e not mar db. TD Martrade SI an:ago0AS pcolon.takna deb ~dram bon to quad as undoarrig aft malty. The »IS market is ~only operandrb a 10 di/15M and. Ca rank ham an be ro abstract that such *aortas an to sob wider one malacoxitam. REGULATORY DISCLOSURES MI Imam:eons aro abject to Were consomme Na. regulations. customs and usages a ge exchange Or market. and its deatibbouse. it any. on ^rich such trantiaeltnS are mauled: oil faded laws. inducing mo Seaman Act ot 1933 and the Serumas Ex ounii 0 m in oia ond t arnsderhod F an ono brochure Mat mamba intonnabon desolang FINRAS PLINK Dace:nuns Program. please Contact FINRA at 1930-289.9999 Or wenvlinmail. TM Interest rate Mann tor TO Ameretade Cash a laken from the applcaele interest rato ser for the Markel Verve balance in te TO Amen:rodeCrab. as 01 the slate em closing date Simple erected es accrued day based on the interest rate ea amicable to oach days balance. Financial Statement Notification: The sidemen 01 hnancul condemn for ID Omen:raft a sealable trace a year and may be deterred al nO Cost via the internal al htimrnwestftmentradecombnanciahrammentlarn. Option Assignment AP non Gouty neon pannis and some Index option positions are arabbio for asygnmeM ESC« assignment «Ceti brr eduty or ode: options are randomly alocated among dictums' short posnons br an automated procedse. Free Credit Balances (Rule 1603.2 & 3): Under me dent protection aft. wo may use free dada balances in your Meant n IN Ordinary Cane al our Outman which we parable to yOu on award. Margin Accounts (Regulation T): H you have a margin account. this report e a combnahan of your margin aftent and a special maisorardum actovnt Tredng on roman poses addlional risks and e not sutablo for all investors. A caraleto lot el the neks animated with margin treeing is avertible in the margn rah disclosure clOWnent. You may obtain e copy a Ins document by contacting us at thenumber Feted on page One of your statement Payment tor Order Flow (SEC Rides 606 and GOT>: In somo crcumstances. TO Amanrado realms compensabon tor drooling cenan ansft.counta and wed equty order lbw to selected markers. brokers a dealers (Made Geners'). Gancensalion is in the lom' a ape, share cash payment. M adellion. ID Am:madeaka may rocomecomponsalco related to the foreign cnarency exchange compere« 01 trornations in Kneen securitiesfrom Market Geniers oxecueng sch waclas. Wo pod murteny repans discbung Mc venues for order roteng oftuson at entwidarnseradecont A eaten copy is avalatle wen regiest. It Is our Why. absent dars orders to tho contrary, to select brokas, dealers. and market maker/ abed On the sally to goo* best etecubon and the history 01 seederg once ernprovemerecn markot ordas. Pnce improvements, available Leda ceromn Markel conditions. and wo regular)/ manta execulat to lost tor such imprommoni tl amlatto. Trade COMIrmillOnt (Rift 100-10): All contrmalions ale atiremilledOn the Ireenteftn dale. Toxin: Transactions in Melon seamier (indcdng foreign (»MOM, ACE, Hel Trade h te U,S,) ma/ Include taxes and lees~ by ex, Mean marmot a governments. which may be redacted in the price Col IN> stonily Or charged han neleperdern ene item Primacy Porky Nollikstion: A Cony of the TO Amen:reds privacy 001cY is aniPadkr al www.Mamairadocorn Cable Seadlies: The storation ol portal rertemotons or oft is done tong e prowls eatery system. A damn/Ken el to proombros mr callable sccunins is avalabb on to embus a hard copies are available upon ramose in Mae 01 enema a ~steno !bail yea ElentroniC Fund Trarniers. rnease CO laC I s al 1.2t0 669 3900. or in aning to P.O. Box 2209, Omaha. NE 66103. or by email al dieftervialtstendtiMirneade COm The nbritenon contained in your sawn statement shay be lancing upon you it you do not Oblat when way i0)) days for any !cantor or lunds ripa to Regimbon E, such as ATM and point ets.ab translas, debit transactions. direct damns. and wilhdranil$ We must hew from you ro later Man 60 Owe after we sent you Ma FEST summon, on which the error or problem appeared. (I) Tell us psi ran* and account ranter. (2) Doscrbo the error or Me banstor you ace unsuro about. and oxplan as dear?, as you can why you bolero n is an error or why you need mere intormaion. (3) Tell us the dolbr amount 01 age suspected error. Wo ^111 invodgde your complain and wit correct any error promptly, el we laka mom than ID buvress days lo 00 Iris. sown trad, you tiornuM for the emcee you inink is in error. so MR you wit have the ute of the moneydonna tho trno d tacos us tocorn:1cm our investgaton. SIAM MO 07,14 S0NY_GM_00011941 EFTA_00122592 EFTA01268071

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/17 - 06/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $ - 51.691.37 Total $51,691.37 Prior Value $ - 51.690.95 S51,690.95 Cash Activit Summar Current YTD Reportable Non Reportable YTD Opening Balance $ 0.00 $ - Income Cost Basis As Of - 06/30/17 " $ - Securities Purchased (9,048.40) Dividends - $ - $14.41 Unrealized Gains Securities Sold 9,130.79 Interest Unrealized Losses Funds Deposited Other Funds Deposited/(Disbursed) Y1° Funds Disbursed Expense Income/(Expense)"° 14.41 Income 14.41 Interest Securities Received/(Delivered)"° 0.00 Expense Other (96.80) Fees Other **To view realized gains and losses for your account, login at vony.tdameritrade.com and visit My Account >Clain/Loss. Closing Balance $0.00 $0.00 Net $0.00 $0.00 $14.41 Period Change $ 0.42 50.42 Change Estimated Income $ 0.00 Estimated Yield Income & Ex. ense Summary 0.01% 0.0% Portfolio Allocation IDA 100.0% page 1 of 2 CONFIDENTIAL SDNY_GM00011942 EFTA_00122593 EFTA01268072

Statement for Account # 867-730320 06 01 17 - 06 30 17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.42 $ 8.26 6.15 2.48 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Insured De. osit Account interest Credited Begin Date 06/01/17 Balance Number of Days Total Interest Income $ 51,690.95 30 Interest Rate 0.0100 Interest Accrued $ 0.42 MTD Accrued $ 0.42 tiro PAID $ 0.42 $0.42 Insured De r osit Account Activi Date Check Date Cleared Number Written Transaction Description Opening Balance 06/30/17 06/30/17 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 0.42 $51,690.95 51,691.37 Closing Balance TD Bank NA $51,691.37 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to you- brokerage account. $51,691.37 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at htlplAwnv.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2017, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.5 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver. CO office of the Commission. FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289-9999, the BrokerCheck Hotline Number. page 2 o12 CONFIDENTIAL SDNY_GM_00011943 EFTA_00122594 EFTA01268073

TO Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products, unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_000 11944 EFTA_00 122595 EFTA01268074

Terms and Conditions STATEMENT GUIDE It. Or.rir ado provides mormy Portfolio Reports for accounts with actrerty and quaneny reports 'a matfet accounts with assets.. Portfolio Summary: Tracks Ile Current utse d your 000010 es 01 the roped dale and compares il lo tie prior rnonlh.r TIe WHO Mftren Mean your patift divagation by investment type M.rople dbeatens under 5% ma be grouped into the category of -Odor in the pie dean. Margin Coyly • Total ACCOunl LOnp Mapinable Value • Total Short Value) Actinly Summary: Too opening and dosing cash balances are reooncled here tor yew quid rotoronco, Al account actirny es summated for mo current period and year to dato. Income a Expanse Summary (nen4Fas only): Ibis senan dotard the income era expense totalt from Me Aftity Summary and &hair« the lax lieelMenl. Retirement Account Summary (IRAs only): Ranee tho IRS re«AXod bensamons for tho anent ad pa ytan k IRS EOM 5498 lair mad* value is based On Ire current value as of Decanter 31 ea tho pranous year and ad bo tarmhed to to Worm' Revenue Samoa. PedonnanceSummary:Monilor your annual portfolio abdomen°, and the Wreaked gains end • brr your elute weestrnom strategy. Account Positions: New your Treatments al tho current market vat.* and corrparo the °nand cost to see imealued gains and losses n your ponlo10 Original cost asö aatigned using Me entrn. rintout (FIFO) method. when imam% the mal Shares )twit vit are MOH you prebend Ord Tho estimated ornostmoni incomo2 and average cost per share are doplayed tor your raiment tie odest purchase Mee shown tor an odds:ion of your Mabee DOOM. Account Adhely: Al account aclMly is dean/ darned. Iola, in date Oder. and relleded n the &ring Cash balance. Titian Pantlag Settlement Confirm your emeated trades with a sellleMeN Ode eller month end. Daaso transactionsad bo reflected n me Account Actnny section next mom. Online Pak Sambas Tranalctron Debit Cash manKterner* alonnalOnS that Cleared dring ass statanom reporting period. ndudng check. debit card and ATM actray. are listed on dato COO. Online Cash Services Summary:Cm:le and debt transamon tows for tho enrom sutemax repning 00006 be summarized. IndMOMIlteineadOral be ragged. tue lo rounding adustments. tho stammens darns may not equal are gammons totals. sEenktule4 Antal income and Esernited Annual Tied values a • based upon the number of shams armed or asrom value balance az of the statement dale ad the most morn dinned rate a 05th Pod provided GENERAL INFORMATION 10 Menade does not provide legal or lax abseil Please consul, your legal advisor or lax SteCountall when neCenny. A8 a slemtid ineketry pram*. (tent COMOnlabent may be recorded KO Salty conned and IransattiOn veigkelen Durpose. For TD Ammo-add nrobsional Mere. your advisor turn es separate from and not diluted wit, TO Amentracb. Inc, a TD Arruerado Owing, Inc.. and oath Ism es rot responsbe la the PrOebds and sonices ol the Otier. Mammyor Reports:II you find any errors or omissions In your account statement you ihOuld immedialely call us el the number listed on page one of your statement. You *hand also contact our Clearing ti m, TD Amoilliade Clearing, Inc. al I100469-3900. Memo renew end statanam cannily. It you Osage>, with any transactor or el than are any aids a omissions. please notify a Client Senicemersesentenhe a ye" tad branch Once. es eel as 10 Amairado Clear g. Inc. In wiring wihn ton (10) days of yeas moose d this statement. Any Oral IbiternenIS that you here nude to we should be Cordoned in wrong The statement will «henna be considered conanlve Please natty vs promptly 01 any changes in you contact information. MareadiOn redecled on your upon MI be conclusively dimmed accurate> unless you nasty TO Aftreradoirnmatatay. Account Proledbn: Deposits fold by TOBank. N.A. and TD Dank USA. N.A. aro inured by the FDIC (al Covered by SIPC) up lo 5250.000. Unfits are per actounl ownerthe) per iinaludon. TO learn more about FDIC coverage g0 t0 mow leliCtiOv. SeCulleS. indlidng mutual lunch>, held in your Brokerage Accouro are nOl deposits Or obigations 01. or guaranteed by. any bank. am not FOICinstred. and invoke investment nsfes. includng missile loss of princpal. TO Amenvade is a member of Me Securities Investor Protecton Corporation (SIPC'). which protects :counties customers of its members up lo $500.000 (kidding 3250.000 for claims for cash). Explanatory brochure is available on request al wo.w.sipcmg. Additionally. TO Anientrade Provides Nth dent $149.5 milton worth 01 ProleCtlon for securities and 32 Milian 01 prOOCIOn for cash though SupOlemental coverage provided by London Insurers the Man 01 a brokerage insolanCy, a dent may Waive emowes due trOM the Ineta) in ~Pict and than SIPC, Sidolftental swamp> rs pad out adr tho trustee and SIPC payouts and uncles such coverage each dars es limited to a ambrod return a 5152 rniliOn horn a trustee. SIPC and London insurers The TO Aniedlrade aupplemenlal coverage has an aggregate Irrel 01 $503 ninon ma all aromers. The potty pratides Coverage loltroing brokerage insohincy ord does nO1 poled against Ian in market value or me seaman An investment ki a money Mite lund is nee insured Or 9.113ranteed by Ma Federal Depose Insurance Corporation MING' a any *Ma centime« agency Although the kinds seek 10 pewee the vat. CO yaw nwhilmtml al SI @ per Owe. il ii ;Cube 10 lose money by invasion in e money market fund. Dade ds we declared daly and pactramested monthly. TM preepecon milans Iles and odor imponant .lorthem Read the ompectue airekilly Wore asniding. NOn-0000Sil in/admen% add by your broker dealer arc NOT FDIC NSURED f NOT SANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit WO:urn or Owes of who money Markel "kW fund can bo lquidated on your order. and he proceeds reword lo yew oxen« account or ~MOO byOu Tax IIMOVIng: The pCOMO mat b not a ha OCOftent Yee nil retake FOrm 1099 fa noel tax reponrg er inrytm eft IRS namirovonls Includes taro nova daderds, capral oft. lane ~1 and saes proceedil. Some u/rnan are tubred lo radasslICSIOn whiM to reheard en atrocsan tox moons Cost Basis: Costaans. Max lot and potarronce mincing and 6 ~ am tasted and anclxied by COI IMDCPPORMEDIDrernande e not neporetibe le tie retehriet ontelydro Ttandxn ID Amentado as ts Inixmaion amides ilenfters, Oa not gurafte the nullity cite ft melon and datawaded NCCIiORAT@åa sale ompiny and end inked with TO Orneamele Margin and Options Account Agreements: Prompt>, aranso ID Amontrado n ~Mg or any daga in your investment rotbros or Maeda, seaman as they wain to your margin or Otilens aoctunt agreements. A summery 01 oftmesions and Charge incurred waive execuban ol moons transancm is notable. Omni Shekel Prices: The m.aket vdues ol sconces ham boa, Waned. tl drab. tram «h am ~OS ad doa idependft MAWS Vabea act based On te daft von the morn bettrace me bd aid alsid prat «ether needs. I no market sake is mottle boil a paean ware 6 OS indepaident sane. tie acuity is tubed lo bang ~al SI Nan Pnxd (NP) The valuators co your earldom:al as Modal as fftede mhamtbat ad so Mond guarantee He scuraer d any scones aces. Mauna backed poetens oro 'agntest yang ere melanin bane ad the adore meet Mix Nadi, reagal walualan my nel dogcart nap proaxch. The seanday mead Ix Contras d Deposes (CDs) a generaly Maid and the adult mks may be elneren ran me asthma oroa Ang~lOSS d PaleMel may mart tom the sale daft , pror b crossly Balch aratir Aft Farm Socurtes trade dforomy thrn oqury socunft and donor no* our a load exclurgo. Rimer. they eft n me OTC lea the counter: rostat and tuffsitalgutityrrityrxt aka le too »bell Wur laden pa to manly. lho sake of but pea to mossymaroon n a Ims d anapal. Non Standard Assets pISAI am twocaly marmots er drat pan:pawn program accurbas !patenteds anted leaky ccmpanca. er red estate moron trusts,. comcdry pools. prime «sub, Mole debt a hedge kncb. Naas se hornet/ Maid irrnalmeas sed do not lode Cn a nand mounts @change a to ter.dad Snack Maker, lb, 'duos tarn for tame snowman are aging& ulka doted tern atom ~hods kickftp, but not lifted IN independent appear...is the progaWs NI =en. and« vid party bonder diors tut harp boon mated by to mammas/. arnerarater. anda spay« d oath prom a by a thrdpary nr sellout at:pendent teircallen by ID kretade. Veum may not (elk« Pie equal prohase pica. actual frock« 'due a be modal raxn Werner. t an ostmahad value canna be ~teed trough test methods the whiter may be rented astern-Mead (14M) Foe addlirnd Octal rogaiong ~on la NutStandand Aram. please artier Ciao Seneca These rnasirrats as not coated under tho Auden Ado Scurf= GARS) Prong: no motet~ la ORS soeuroas rime been nitan. malatb. Korn antaten ~km or Wei idepftent teach. The moray el Ire Mau is not ~neat Ha motel mho e not mar db. TD Martrade SI an:ago0AS pcolon.takna deb ~dram bon to quad as undoarrig aft malty. The »IS market is ~only operandrb a 10 di/15M and. Ca rank ham an be ro abstract that such *aortas an to sob wider one malacoxitam. REGULATORY DISCLOSURES MI Imam:eons aro abject to Were consomme Na. regulations. customs and usages a ge exchange Or market. and its deatibbouse. it any. on ^rich such trantiaeltnS are mauled: oil faded laws. inducing mo Seaman Act ot 1933 and the Serumas Ex ounii 0 m in oia ond t arnsderhod F an ono brochure Mat mamba intonnabon desolang FINRAS PLINK Dace:nuns Program. please Contact FINRA at 1930-289.9999 Or wenvlinmail. TM Interest rate Mann tor TO Ameretade Cash a laken from the applcaele interest rato ser for the Markel Verve balance in te TO Amen:rodeCrab. as 01 the slate em closing date Simple erected es accrued day based on the interest rate ea amicable to oach days balance. Financial Statement Notification: The sidemen 01 hnancul condemn for ID Omen:raft a sealable trace a year and may be deterred al nO Cost via the internal al htimrnwestftmentradecombnanciahrammentlarn. Option Assignment AP non Gouty neon pannis and some Index option positions are arabbio for asygnmeM ESC« assignment «Ceti brr eduty or ode: options are randomly alocated among dictums' short posnons br an automated procedse. Free Credit Balances (Rule 1603.2 & 3): Under me dent protection aft. wo may use free dada balances in your Meant n IN Ordinary Cane al our Outman which we parable to yOu on award. Margin Accounts (Regulation T): H you have a margin account. this report e a combnahan of YOur margin aftent and a special maisorardum actovnt Tredng on roman poses addlional risks and e not sutablo for all investors. A caraleto lot el the neks animated with margin treeing is avertible in the margn rah disclosure clOWnent. You may obtain e copy a Ins document by contacting us at thenumber Feted on page One of your statement Payment tor Order Flow (SEC Rides 606 and GOT>: In somo crcumstances. TO Amanrado realms compensabon tor drooling cenan ansft.counta and wed equty order lbw to selected markers. brokers a dealers (Made Geners'). Gancensalion is in the lom' a ape, share cash payment. M adellion. ID Am:madeaka may rocomecomponsalco related to the foreign cnarency exchange compere« 01 trornations in Kneen securitiesfrom Market Geniers oxecueng sch waclas. Wo pod murteny repans discbung Mc venues for order roteng oftuson at entwidarnseradecont A eaten copy is avalatle wen regiest. It Is our Why. absent dars orders to tho contrary, to select brokas, dealers. and market maker/ abed On the sally to goo* best etecubon and the history 01 seederg once ernprovemerecn markot ordas. Pnce improvements, available Leda ceromn Markel conditions. and wo regular)/ manta execulat to lost tor such imprommoni tl amlatto. Trade COMIrmillOnt (Rift 100-10): All contrmalions ale atiremilledOn the Ireenteftn dale. Toxin: Transactions in Melon seamier (indcdng foreign (»MOM, ACE, Hel Trade h te U,S,) ma/ Include taxes and lees~ by ex, Mean marmot a governments. which may be redacted in the price Col IN> stonily Or charged han neleperdern ene item Primacy Porky Nollikstion: A Cony of the TO Amen:reds privacy 001cY is aniPadkr al www.Mamairadocorn Cable Seadlies: The storation ol portal rertemotons or oft is done tong e prowls eatery system. A damn/Ken el to proombros mr callable sccunins is avalabb on to embus a hard copies are available upon ramose in Mae 01 enema a ~steno !bail yea ElentroniC Fund Trarniers. rnease CO laC I s al 1.2t0 669 3900. or in aning to P.O. Box 2209, Omaha. NE 66103. or by email al dieftervialtstendtiMirneade COm The nbritenon contained in your sawn statement shay be lancing upon you it you do not Oblat when way i0)) days for any !cantor or lunds ripa to Regimbon E, such as ATM and point ets.ab translas, debit transactions. direct damns. and wilhdranil$ We must hew from you ro later Man 60 Owe after we sent you Ma FEST summon, on which the error or problem appeared. (I) Tell us psi ran* and account ranter. (2) Doscrbo the error or Me banstor you ace unsuro about. and oxplan as dear?, as you can why you bolero n is an error or why you need mere intormaion. (3) Tell us the dolbr amount 01 age suspected error. Wo ^111 invodgde your complain and wit correct any error promptly, el we laka mom than ID buvress days lo 00 Iris. sown trad, you tiornuM for the emcee you inink is in error. so MR you wit have the ute of the moneydonna tho trno d tacos us tocorn:1cm our investgaton. SIAM MO 07,14 S0NY_GM_00011945 EFTA J10122596 EFTA01268075

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/17 - 07/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value $ • 51,691.81 Total $51,691.81 Prior Value S • 51,691.37 S51.691.37 Cash Activi Summa Current no Reportable Non Reportable YTD Opening Balance $0.00 $ - Income Cost Basis As Of - 07/31/17 " $ - Securities Purchased (9,048.40) Dividends S $ - $14.41 Unrealized Gains Securities Sold 9,130.79 Interest Unrealized Losses Funds Deposited Other Funds Deposited/(Disbursed)`'1D Funds Disbursed Expense Income/(Expense)"O 14.41 Income Expense 14.41 Interest Fees Securities Received/(Delivered)rw 0.00 nTo view realized gains and losses for your account, login at Other (96.80) Other www.tdameritrade.com and visit My Account Claln/Loss. Closing Balance $0.00 $0.00 Net $0.00 $0.00 $14.41 Period Change $ 044 50.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex .ense Summary 0.01% 0.0°1O IDA 100.0% Frirrirtnirrirt page 1 o12 CONFIDENTIAL SON Y_GM_00011946 EFTA 00122597 EFTA01268076

Statement for Account # 867-730320 07/01/17 - 07/31/17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.44 $ 8.26 6.15 2.92 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Insured De. osit Account Interest Credited Begin Date 07/01/17 Balance Number of Days Total Interest Income $ 51,691.37 31 Interest Rate 0.0100 Interest Accrued $ 0.44 MID Accrued $ 0.44 tiro PAID $ 0.44 $044 Insured De . osit Account Activi Date Check Date Cleared Number Written Transaction Description Opening Balance 07/31/17 07/31/17 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 0.44 $51,691.37 51,691.81 Closing Balance TD Bank NA $51,691.81 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to yots brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011947 $51,691.81 EFTA_00122598 EFTA01268077

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products. unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_00011948 EFTA_00 I 22599 EFTA01268078

Terms and Conditions STATEMENT GUIDE nr.zerado pretdes morally Portfolio Reports lor accoums Mm acvaty and quarterly reports 'a mud accounts soh assets.. Portfolio Summary: Track) the Current Nitre a your 000010 as 01 the »pat dale and compares ry a> me prior month? The MIMI 010:alen MONS your partake divagealion by investment type M.Mple dbcatens undo 5% sue be grouse.] into the category eI nemer in Me pie chart. Margin Emory - Toted Account EgutlyrtTotal Lena Maginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcree here lor year quick remreet). Al account acinity es summansed lor the current period and yea to date_ income a Expense Summary inemIRAs only): This secton dolrob the income and manse tOtaH from the AttisMy Summary and Clanitla the lax irealMent. Rebnement Account Summary (IRAs only): Review Ma IRS rog natod transaceons for iho curare ard sea years IRS EOM) 6198 lair mankrt value is based On the current value as of December 31 01 the previous )oar an] wt be furnished to go Internal Revenue Sauce. Pedannance Summary:Monitor your annual podia» perlamance end the unrealized gains and • br your Mum arestrnore strategy. Account Postbons: New your rnestrnonts a to current market vabo and corrparo the emend cal to see i.neetioed gains and lases ri your WINO Original cost is (manned using 1110 1rst m. rintem (FIFO) method. watch assume. the Psi shwas >Ou set ere 150Se yOu purchased ant. lbo estimated Kaltman' enoame2 and average cost per share are dadayed for your /elegance tae odest purchase dale or shown for an ncication 01 you Inking Perna. Account Aethily: Al Wed" acihily is deafer delned. leled in Ode order. ard collected OI the Cbang Cash balance. Tadao ~ding Settlenaint Confirm yaw euedAed trades Mth a settlement date alter month end. Rose transactionsart be reflected n me Account honey sexton nest rnomit Orden* Cash Services TranNictiOn Well: Gash maagerven transactions that cleared eating ass statement reporting pond. ndudng cheek. doe card and ATM actmb. are hood in dale ader. Online Cash Services Summary: Croft are debt transaction totals lor the adore statement rePOrtag 00006 be summarized. Indhieked laneaCteriet ate not listed 'Due to rounding adustments. the stsoment deals may not equal the statement totals. tenatialed Anna/ Income and Eserrated Annual Yield values a • based upon the number of shares craned or 0110111 value balance as al the statement dale ard the most recent °linden! rate a Cash OW provided GENERAL INFORMATION ID Mientrade does not provide legal or lax Mete Please consu, you legal advaor or lax MCOuntant when necessary. A8 a !landed inekeby WOMB. adne COneeMentne may be records br Salty antra led TransettiOn veritlaten Purdah". For TO Ammo-ado basoboonal clews. you, advisor ben es separate from and not abated was TO Ansernrada. Inc. a TO Arraerado Oaring, Inc.. and oath Irm is not responsble la the 1,00X18 end antes 01 the Prier. Accuacy of Reports: it you find any errors or omissions In your account summate you should immediately call us al the number listed on page One of your stelownent You should also contact our Gloating Fern, TD Amethrade Glowing, Inc. el 800469-91100. Please renew tile sideman, cattily. It you ctsagreo sob any transacton or el Mae ate any errors or omissions please nobly a Ghent Services reprosenttehe a yes loal back NCB. as wel as 10 Amairade Cleanse. Inc. in wmrg norm ton (10) days of yea recept of this statement. Any oral statements that you here made to us shard be COMMod in whin The statement sill ahem to be considered concbake. Please nary uti promptly 01 any changes in yes canted information. Transactions Maeda* On vas report wil be concbsemly doomed acwato unless you web TO Amen:fade ernmodatay. Account Prolettbn: Deposes bald by MBank. NA ard TD Bank USA. N.A. aro insured by the FDIC knot Covered by SIPC) up 10 5250.000. Limits are per actount ormertill) per iniatairal. TO learn mare about FDIC enrage go to were IdCgOv. SeCullials. indigene mutual funds, held in your ardierage ACCOunt are not deposits Or obligations of. or guaranteed by. any bank. aro not FOltinared. and invoke envestmont rides, includng casaba loss el princpal. TD Noordode is a member ol the Saunas Investor Praotten Corporation (SIPC'). which pretons secunlies °stomas of its members up lo 5500.000 (incazdine $250.000 ha dada fez cash). Explanatory brochure is available on request Si wewsipeorg. Addltionaily. TO AnierilfaCie provides eta dent 5149.5 milion worth 01 protection for securities and 52 Milian 01 prettien for ash trough SupOlemental coverage provided by Leman torture» 1. the event ea brokerage insolancy. a dent may Wain, (Wants due tram the Moe» in bankruntcY and Ilan SIPC, Seallemental covomgo es pad out oiler the trustee and SIPC payouts and unclar such coverage each dent is limited to a antrod return at 5152 mitiOn horn a algae. SIPC and London insurers The TO entedlrade supplemental coverage has an aggregate km of 550) muon ova all customers. This potty provides Coverage loliCraing brauvage insohendy are does nO1 poled against lass in mama valle et me seminars. An investment h a money mad* turd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FDIC' or any oma enfant« agency. Although the kinds Beek 10 mum° the val.« yOur invesbment al 5 00 pe Mere. it b Nubble lose more, by invasion in a money marker bi d. Ohneeds are declared dab and pactramested monthly. The prospectus °mans this rd other important rtormaton Read the prospectus Clakil)r Wore antding. Nendepail investments herd by your broker dealer WC NOT FDIC INISURED f NOT BANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit secant Or shares of yaw money makel Maud fund can be liquidated on your order, and the proceeds returned lo yen, securities account or ambled 10 you Tax Repereng: The WWI) mart 6 MOM 'lava« Year rail Make Ram 1039 for areal tax repaerg n errata -a web IRS nomrownis Includes twat mod. badons. taptel gene twee ~1 and saes procembl. Some OlernWell are !naga to radessibelOn shah WI be related en sderdepent me oceans. Goa Basis: Cat Rasa. tag lot and pakmens mooring an GanaesW u cased ad ard ./Clod by COI PeXPPORPIED. TD easonse is na womb* la tie »Way a sult el In .hans= To AMCM-320 arid es beerrnaron pandas FPnehders, do net ~Meth, mama 01 the inicrnolon an data deeded. WI NC.CF1PCMATED is a istpreile Germany tug once alleged with 10 emedmcle Margin and Options Account Agreements:Prompter adviser 11) Amentrade n wane et any change in your investment ebecbms or Marcia, shown as they warn to your ~On o. Oplitns accOunt agreements. A summary 01 cOmmissions and chugs» incurred win me matte 01 moons banana» is amiable. Omni Mats Prices: The maket )dues ol seances have ban cleaned it ~Ob. Item (sateen eedos are Other iv:Wendt« sans Warm WO bawd On me dong at* the man Waco the bd aid shrg paces a ether reeds, P na mate yawls /Matte tom a chidden mote Ones indepIndent Vane. Ile Saab it. tailed 10 bang weeded tie • Pst eNP). uludons an your wade race are proeded as gonad intommon sd vu ara guarantee to aura, dry somas aces Moyne backed postons too oleo] rang me remanng bilace are the anal metal cite Portia» Neal »batons may net repreart aka procoot, The seo:nday natal la Cathodes ce Comosts (CDs) is ant ra» nou' and the acted idle mot be dtteml from the ~Use fete Asqrrart loss d diapel may roan ton to zakt ol a CD prof to resits Bends anb Ftcd Vona Scanla trade dittenvy mar may scarem and ant eido en a Mud oxchango. Reba they raden Me OTC 104) Me °punka: nwled and Widen' Nude/ miy nol tad ter W s art sour PadenPa to maybe. lho sale or bat pna to many may «art a a Ices cl paned. Non Standard Areas OGAI are typos» warrants in drat pawpaw program 'court:as gatexistess. knead tablity cempana. er teal estate meaner. Ina car:moiety web, pogo duty. Ora» debt or hedge itch. NSA6 ere hpedb houd ~1~3 ad do na lode en a nama saunas catmint.« Me Maine Stoa Wad The 'dues Moen Ier mad manaas are eelimtled etAata dehed han ,ortod methedk baring but net »bed le independent appracals the Pag'a'ns nee amt, anew tred pastybonder diers tut hee boe waded by te mama) ei, acherarater, and« rp:r°d each awn a by a thrdpaty vat« stout independent weicattn by TO ~a. Values mar not Meet the crignal ~ate pica, reut maan 'due a be roam] 'an Soudasen an onnutad value card be ~tad trough teSe methods. the ultrafen ma be reflected as NOr•Poted Chin Fa addlizad deral ~en ~aeon Ice NenStardanel lads. plowe coma Cant Sans. Mere ~dram are na come] under the SPC.. Auden Rao Scurries (MOD Prong: The motet was la OAS scones~ beentaan. H malalde. Korn chiatden ~km or Wier neoadat ~es The ecaray al me eking i5 net aflame]. Ha makei ~ea na matte. TD stralende all prom ate OAS parten.niag rib ~Metter bet to Muddy ad underteme crock gusty. The ARS market is currordy agandrigelICkdbally end. Ca me them an be no manna mal such worries an to sela order one mate codeas, REGULATORY DISCLOSURES MI :Tana:eons aro seboct to me consteubon. Nes. regulatens customs and usages d the exchange or market, and its deangtrouSe. H any. on erich such tranSaChais are amoral: pi) ledeal lam. enduing me Securities Act 01 1933 and E trio Sautes e • sa nl~ D O con . o and the kf te aAtto and Ex F an ono brochure that nabobs informabon desating FINRA's Pisli Chsclasuro Program. please Contact FINRA at 800289'9999 Of waselirmag. lbo interest rato shoal. for TO Ameasade Cash o laken from the applcabe morose rate eer tor the Markel Value balance n me TO amertrede Cad,. as 01 me illabloment °bang date Simple erected is accrued dally based on the interest ea ea applicable to oada days balance. Financial Statement Notification: The mamma« ol Mancol sandmen lor TO limentrade ~bible torte a year and may be obtened al no cost. via the inland al Mariz,\weretclamentradocorstinancuistatamentatml. Option Assignment: AP short amity moon panons and some index wean captions are nub» tor assgnment Exacee annulment naces 1.0r Oa" or index options are fendOnay alocaled among allclads shoos posoons by an automated protease. Free Great Balances (Rule 15c34 4 3): Under me dent protection has, we may use tree bedil balances n your Meant in Ine Ordinary Corse ol our boonwo wah are payable to yOu on demand. Margin Aecounts (Regulation T): H you have a margin af [PAIL Oa report a a combnaten ol YOur Margin eetoase an a weds matorardom et cogent Tredng on margn poses adellional risks and a not mutt° lor all investors. A carpet* let ot the raki associated vat retain treeing is ay/dab» in Me margin fah disclosure 000.0•401. YOu may obtain a copy a INS document by contacting us el the rumba Wed on page One 01 your statement. Payment for Order Flow (SEC Rules 606 and 60T): In some attendance:es. TO Amanrado racemes compensation lor drooling certain atathecounta and Lad many order lbw fo Selected markers. brokers oe dealers (Made Genientel. Canpansalion is in Me loan Or a pee share cash payment. Is adetion. TD Amatrade also may toecap componsaten related to the foreign currency enchant, camper.« 01 tareadions in Weer securitiesfrom Markel Gallant oxaaang such trades. Wo post »sater/ reports disclosing the venues tor order rozeng ozocueon at waseldame•Cradocom A mitten copy is avalable wen rapers. 11 Is our ploy. absent den orders to the contrary, to select brokas, dears. and market makers bead On the °bitty to prove, best executlen ard the halm 01 ~no pine empromment on market orders. Paco impternemam is avant» ~Of Doran market endion. and we regular>, manta execuvens to lest brash imacroment ti mulatto Trod, CoMIrmilleont (Ruler 100-10): MI COMMlliOnt4 ale areMilled On the inanstaMn dale. Teem: Transactions in Ryden securities °khan° brenn 00^11M0Y ADM Mkt trade in Me U.S,) may include taxes and foes charged by to tannin matte or governments. Walt may be Needed in Intake 01 the security Of Charged PS an Odependeni (no dam Pitney Peaky Nalliallon: A cony of the TO Amoebae» privacy DOMY is dyeable al weerklamaindecorn Gabble Stamba: The aerie of penis retlemplons a cab is done tong e creeds Wen syllem. A doscoption ol the procsdres br rabble steunla is zalmbol to rebido a hare cope. are available tango:pall. in Case 01 das Oe epestona about your ElettOniC Fund Tandem please CO lad 8 al 1.903 669.3900, or in twang to P.O. Box 2209. Omaha, NE 68103. or by email al dierefotavialrokaldaMentolde COm The ~fleece cOntaned in your *awn statement shall be brndng upon you if you de not otleci whin sub 10)1days lor any !candor ot luide stetpa to Regdabon E, such as ATM and point ot sale :rarely., deb: transachons, direct deposes. and wilhOirealto We must har from you no late. than 60 arm age, we sera yeti Me MST statement on which the error or problem appealed. (I) Tell us YOU' rente and account ranger (2) Dosed>, the error or aa :rand« you are unsure about. and explain as dearer as you can why you bolero it is an error or why you need owe inlormabon. (3) Tell us the dollar amount of the striPededenor Wo n‘li nestpee your complant and wit camel arty error promptly. II we lake more than ID Nara's days to dO This. we wit credi your attend br the amour yOu think is in error. we~ you wit have aa use al the fl eecydonne mo tmo t takes us tocorn:Ma our investigated AUTO Ia0T.14 SONY_GM_00011949 EFTA 00122600 EFTA01268079

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Am.:fired° Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/17 - 08/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $ - 51.693.13 Total $51,693.13 Prior Value $ - 51,691.81 S51,691.81 Cash Activit Summar Current YTD Period Change $ 1.32 S1.32 Change Estimated Income $ S 0.00 Estimated Yield Income & Ex • ense Summar Reportable Non Reportable Opening Balance $0.00 $ - Income Securities Purchased (9,048.40) Dividends $ - $ Securities Sold 9,130.79 Interest Funds Deposited Other Funds Disbursed Expense Income 14.41 Interest Expense Fees Other (96.80) Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1 o12 CONFIDENTIAL YTD $14.41 $14.41 0.03% 0.0% Portfolio Allocation IDA 100.0% Cost Basis As Of - 08/31/17 •' Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"O Securities Received/(Delivered)"° "To view realized gains and losses for your account, login at www.tdamerllrade.com and visit My Account> Claln/Loss. 14.41 0.00 SDNY_GM_00011950 EFTA_00122601 EFTA01268080

Statement for Account # 867-730320 08/01/17 - 08/31/17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 1.32 $ 8.26 6.15 4.24 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumtiative amount for the year. Insured De. osit Account Interest Credited Begin Date 08/01/17 Balance Number of Days Total Interest Income $ 51,691.81 31 Interest Rate 0300 Interest Accrued $ 1.32 PAID Accrued $ 1.32 tiro PAID $ 1.32 $1.32 Insured De • osit Account Activi Date Check Date Cleared Number Written Transaction Description Opening Balance 08/31/17 08/31/17 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 1.32 $51,691.81 51,693.13 Closing Balance TD Bank NA $51,693.13 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. or TO Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to yots brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011951 $51,693.13 EFTA_00122602 EFTA01268081

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products. unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_000 11952 EFTA_00 I 22603 EFTA01268082

Terms and Conditions STATEMENT GUIDE nr.zerado pretdes morally Portfolio Reports lor accoums Mm acvaty and quarterly reports 'a mud accounts soh assets.. Portfolio Summary: Track) the Current Nitre a your 000010 as 01 the »pat dale and compares ry a> me prior month? The MIMI 010:alen MONS your partake divagealion by investment type M.Mple dbcatens undo 5% sue be grouse.] into the category eI nemer in Me pie chart. Margin Emory - Toted Account EgutlyrtTotal Lena Maginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcree here lor year quick remreet). Al account acinity es summansed lor the current period and yea to date_ income a Expense Summary inemIRAs only): This secton dolrob the income and manse tOtaH from the AttisMy Summary and Clanitla the lax irealMent. Rebnement Account Summary (IRAs only): Review Ma IRS rog natod transaceons for iho curare ard sea years IRS EOM) 6198 lair mankrt value is based On the current value as of December 31 01 the previous )oar an] wt be furnished to go Internal Revenue Sauce. Pedannance Summary:Monitor your annual podia» perlamance end the unrealized gains and • br your Mum arestrnore strategy. Account Postbons: New your rnestrnonts a to current market vabo and corrparo the emend cal to see i.neetioed gains and lases ri your WINO Original cost is (manned using 1110 1rst m. rintem (FIFO) method. watch assume. the Psi shwas >Ou set ere 150Se yOu purchased ant. lbo estimated Kaltman' enoame2 and average cost per share are dadayed for your /elegance tae odest purchase dale or shown for an ncication 01 you Inking Perna. Account Aethily: Al Wed" acihily is deafer delned. leled in Ode order. ard collected OI the Cbang Cash balance. Tadao ~ding Settlenaint Confirm yaw euedAed trades Mth a settlement date alter month end. Rose transactionsart be reflected n me Account honey sexton nest rnomit Orden* Cash Services TranNictiOn Well: Gash maagerven transactions that cleared eating ass statement reporting pond. ndudng cheek. doe card and ATM actmb. are hood in dale ader. Online Cash Services Summary: Croft are debt transaction totals lor the adore statement rePOrtag 00006 be summarized. Indhieked laneaCteriet ate not listed 'Due to rounding adustments. the stsoment deals may not equal the statement totals. tenatialed Anna/ Income and Eserrated Annual Yield values a • based upon the number of shares craned or 0110111 value balance as al the statement dale ard the most recent °linden! rate a Cash OW provided GENERAL INFORMATION ID Mientrade does not provide legal or lax Mete Please consu, you legal advaor or lax MCOuntant when necessary. A8 a !landed inekeby WOMB. adne COneeMentne may be records br Salty antra led TransettiOn veritlaten Purdah". For TO Ammo-ado basoboonal clews. you, advisor ben es separate from and not abated was TO Ansernrada. Inc. a TO Arraerado Oaring, Inc.. and oath Irm is not responsble la the 1,00X18 end antes 01 the Prier. Accuacy of Reports: it you find any errors or omissions In your account summate you should immediately call us al the number listed on page One of your stelownent You should also contact our Gloating Fern, TD Amethrade Glowing, Inc. el 800469-91100. Please renew tile sideman, cattily. It you ctsagreo sob any transacton or el Mae ate any errors or omissions please nobly a Ghent Services reprosenttehe a yes loal back NCB. as wel as 10 Amairade Cleanse. Inc. in wmrg norm ton (10) days of yea recept of this statement. Any oral statements that you here made to us shard be COMMod in whin The statement sill ahem to be considered concbake. Please nary uti promptly 01 any changes in yes canted information. Transactions Maeda* On vas report wil be concbsemly doomed acwato unless you web TO Amen:fade ernmodatay. Account Prolettbn: Deposes bald by MBank. NA ard TD Bank USA. N.A. aro insured by the FDIC knot Covered by SIPC) up 10 5250.000. Limits are per actount ormertill) per iniatairal. TO learn mare about FDIC enrage go to were IdCgOv. SeCullials. indigene mutual funds, held in your ardierage ACCOunt are not deposits Or obligations of. or guaranteed by. any bank. aro not FOltinared. and invoke envestmont rides, includng casaba loss el princpal. TD Noordode is a member ol the Saunas Investor Praotten Corporation (SIPC'). which pretons secunlies °stomas of its members up lo 5500.000 (incazdine $250.000 ha dada fez cash). Explanatory brochure is available on request Si wewsipeorg. Addltionaily. TO AnierilfaCie provides eta dent 5149.5 milion worth 01 protection for securities and 52 Milian 01 prettien for ash trough SupOlemental coverage provided by Leman torture» 1. the event ea brokerage insolancy. a dent may Wain, (Wants due tram the Moe» in bankruntcY and Ilan SIPC, Seallemental covomgo es pad out oiler the trustee and SIPC payouts and unclar such coverage each dent is limited to a antrod return at 5152 mitiOn horn a algae. SIPC and London insurers The TO entedlrade supplemental coverage has an aggregate km of 550) muon ova all customers. This potty provides Coverage loliCraing brauvage insohendy are does nO1 poled against lass in mama valle et me seminars. An investment h a money mad* turd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FDIC' or any oma enfant« agency. Although the kinds Beek 10 mum° the val.« yOur invesbment al 5 00 pe Mere. it b Nubble lose more, by invasion in a money marker bi d. Ohneeds are declared dab and pactramested monthly. The prospectus °mans this rd other important rtormaton Read the prospectus Clakil)r Wore antding. Nendepail investments herd by your broker dealer WC NOT FDIC INISURED f NOT BANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit secant Or shares of yaw money makel Maud fund can be liquidated on your order, and the proceeds returned lo yen, securities account or ambled 10 you Tax Repereng: The WWI) mart 6 MOM 'lava« Year rail Make Ram 1039 for areal tax repaerg n errata -a web IRS nomrownis Includes twat mod. badons. taptel gene twee ~1 and saes procembl. Some OlernWell are !naga to radessibelOn shah WI be related en sderdepent me oceans. Goa Basis: Cat Rasa. tag lot and pakmens mooring an GanaesW u cased ad ard ./Clod by COI PeXPPORPIED. TD easonse is na womb* la tie »Way a sult el In .hans= To AMCM-320 arid es beerrnaron pandas FPnehders, do net ~Meth, mama 01 the inicrnolon an data deeded. WI NC.CF1PCMATED is a istpreile Germany tug once alleged with 10 emedmcle Margin and Options Account Agreements:Prompter adviser 11) Amentrade n wane et any change in your investment ebecbms or Marcia, shown as they warn to your ~On o. Oplitns accOunt agreements. A summary 01 cOmmissions and chugs» incurred win me matte 01 moons banana» is amiable. Omni Mats Prices: The maket )dues ol seances have ban cleaned it ~Ob. Item (sateen eedos are Other iv:Wendt« sans Warm WO bawd On me dong at* the man Waco the bd aid shrg paces a ether reeds, P na mate yawls /Matte tom a chidden mote Ones indepIndent Vane. Ile Saab it. tailed 10 bang weeded tie • Pst eNP). uludons an your wade race are proeded as gonad intommon sd vu ara guarantee to aura, dry somas aces Moyne backed postons too oleo] rang me remanng bilace are the anal metal cite Portia» Neal »batons may net repreart aka procoot, The seo:nday natal la Cathodes ce Comosts (CDs) is ant ra» nou' and the acted idle mot be dtteml from the ~Use fete Asqrrart loss d diapel may roan ton to zakt ol a CD prof to resits Bends anb Ftcd Vona Scanla trade dittenvy mar may scarem and ant eido en a Mud oxchango. Reba they raden Me OTC 104) Me °punka: nwled and Widen' Nude/ miy nol tad ter W s art sour PadenPa to maybe. lho sale or bat pna to many may «art a a Ices cl paned. Non Standard Areas OGAI are typos» warrants in drat pawpaw program 'court:as gatexistess. knead tablity cempana. er teal estate meaner. Ina car:moiety web, pogo duty. Ora» debt or hedge itch. NSA6 ere hpedb houd ~1~3 ad do na lode en a nama saunas catmint.« Me Maine Stoa Wad The 'dues Moen Ier mad manaas are eelimtled etAata dehed han ,ortod methedk baring but net »bed le independent appracals the Pag'a'ns nee amt, anew tred pastybonder diers tut hee boe waded by te mama) ei, acherarater, and« rp:r°d each awn a by a thrdpaty vat« stout independent weicattn by TO ~a. Values mar not Meet the crignal ~ate pica, reut maan 'due a be roam] 'an Soudasen an onnutad value card be ~tad trough teSe methods. the ultrafen ma be reflected as NOr•Poted Chin Fa addlizad deral ~en ~aeon Ice NenStardanel lads. plowe coma Cant Sans. Mere ~dram are na come] under the SPC.. Auden Rao Scurries (MOD Prong: The motet was la OAS scones~ beentaan. H malalde. Korn chiatden ~km or Wier neoadat ~es The ecaray al me eking i5 net aflame]. Ha makei ~ea na matte. TD stralende all prom ate OAS parten.niag rib ~Metter bet to Muddy ad underteme crock gusty. The ARS market is currordy agandrigelICkdbally end. Ca me them an be no manna mal such worries an to sela order one mate codeas, REGULATORY DISCLOSURES MI :Tana:eons aro seboct to me consteubon. Nes. regulatens customs and usages d the exchange or market, and its deangtrouSe. H any. on erich such tranSaChais are amoral: pi) ledeal lam. enduing me Securities Act 01 1933 and E trio Sautes e • sa nl~ D O con . o and the kf te aAtto and Ex F an ono brochure that nabobs informabon desating FINRA's Pisli Chsclasuro Program. please Contact FINRA at 800289'9999 Of waselirmag. lbo interest rato shoal. for TO Ameasade Cash o laken from the applcabe morose rate eer tor the Markel Value balance n me TO amertrede Cad,. as 01 me illabloment °bang date Simple erected is accrued dally based on the interest ea ea applicable to oada days balance. Financial Statement Notification: The mamma« ol Mancol sandmen lor TO limentrade ~bible torte a year and may be obtened al no cost. via the inland al Mariz,\weretclamentradocorstinancuistatamentatml. Option Assignment: AP short amity moon panons and some index wean captions are nub» tor assgnment Exacee annulment naces 1.0r Oa" or index options are fendOnay alocaled among allclads shoos posoons by an automated protease. Free Great Balances (Rule 15c34 4 3): Under me dent protection has, we may use tree bedil balances n your Meant in Ine Ordinary Corse ol our boonwo wah are payable to yOu on demand. Margin Aecounts (Regulation T): H you have a margin af [PAIL Oa report a a combnaten ol YOur Margin eetoase an a weds matorardom et cogent Tredng on margn poses adellional risks and a not mutt° lor all investors. A carpet* let ot the raki associated vat retain treeing is ay/dab» in Me margin fah disclosure 000.0•401. YOu may obtain a copy a INS document by contacting us el the rumba Wed on page One 01 your statement. Payment for Order Flow (SEC Rules 606 and 60T): In some attendance:es. TO Amanrado racemes compensation lor drooling certain atathecounta and Lad many order lbw fo Selected markers. brokers oe dealers (Made Genientel. Canpansalion is in Me loan Or a pee share cash payment. Is adetion. TD Amatrade also may toecap componsaten related to the foreign currency enchant, camper.« 01 tareadions in Weer securitiesfrom Markel Gallant oxaaang such trades. Wo post »sater/ reports disclosing the venues tor order rozeng ozocueon at waseldame•Cradocom A mitten copy is avalable wen rapers. 11 Is our ploy. absent den orders to the contrary, to select brokas, dears. and market makers bead On the °bitty to prove, best executlen ard the halm 01 ~no pine empromment on market orders. Paco impternemam is avant» ~Of Doran market endion. and we regular>, manta execuvens to lest brash imacroment ti mulatto Trod, CoMIrmilleont (Ruler 100-10): MI COMMlliOnt4 ale areMilled On the inanstaMn dale. Teem: Transactions in Ryden securities °khan° brenn 00^11M0Y ADM Mkt trade in Me U.S,) may include taxes and foes charged by to tannin matte or governments. Walt may be Needed in Intake 01 the security Of Charged PS an Odependeni (no dam Pitney Peaky Nalliallon: A cony of the TO Amoebae» privacy DOMY is dyeable al weerklamaindecorn Gabble Stamba: The aerie of penis retlemplons a cab is done tong e creeds Wen syllem. A doscoption ol the procsdres br rabble steunla is zalmbol to rebido a hare cope. are available tango:pall. in Case 01 das Oe epestona about your ElettOniC Fund Tandem please CO lad 8 al 1.903 669.3900, or in twang to P.O. Box 2209. Omaha, NE 68103. or by email al dierefotavialrokaldaMentolde COm The ~fleece cOntaned in your *awn statement shall be brndng upon you if you de not otleci whin sub 10)1days lor any !candor ot luide stetpa to Regdabon E, such as ATM and point ot sale :rarely., deb: transachons, direct deposes. and wilhOirealto We must har from you no late. than 60 arm age, we sera yeti Me MST statement on which the error or problem appealed. (I) Tell us YOU' rente and account ranger (2) Dosed>, the error or aa :rand« you are unsure about. and explain as dearer as you can why you bolero it is an error or why you need owe inlormabon. (3) Tell us the dollar amount of the striPededenor Wo n‘li nestpee your complant and wit camel arty error promptly. II we lake more than ID Nara's days to dO This. we wit credi your attend br the amour yOu think is in error. we~ you wit have aa use al the fl eecydonne mo tmo t takes us tocorn:Ma our investigated AUTO Ia0T.14 SONY_GM_00011953 EFTA _00122604 EFTA01268083

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TO Amer'bade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $4.85 1,687,211.45 839,550.00 Margin Equity $2,526,766.30 63.0% Statement Reporting Period: 09/01/17 - 09/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change 0,0 Change Estimated Income Estimated Yield $ - $4.85 $ - 51,693.13 1,635,518.32 3163.9% 0.09% 839,550.00 9,900.00 1.2% $51,693.13 $2,475,073.17 4788.0% $9.900.00 0.4% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex . ense Summa Current trro Income Reportable Non Reportable YTD $0.00 $ - (814,571.50) (823.619.90) Dividends $ $ $14.41 9.13a 79 Interest 0.69 0.69 2,450,000.00 2,450,000.00 Other Expense 0.69 15.10 Interest Fees (1,635,424.34) (1,635,521.14) Other $4.85 $4.85 Net $0.69 $0.00 $15.10 Nigel of 5 CONFIDENTIAL Portfolio Allocation Stocks 33.2% ill. IDA 66.8% Performance Summary Cost Basis As Of - 09/30/17" $814,571.50 Unrealized Gains 24,978.50 Unrealized Losses Funds Deposited/(Disbursed)n° 2,450,000.00 Income/(Expense)"° 15.10 Securities Received/(Delivered)"° 0.00 **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Gab/Loss. SDNY_GM_00011954 EFTA_00122605 EFTA01268084

Statement for Account # 867-730320 09101/17 - 09/30/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 2,450,000.00 2,450,000.00 $ 2,450,000.00 2,450,000.00 2,450,000.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.69 0.00 93.98 Year to Date $ 8.26 0.69 6.15 98.22 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a prevbsus tax year (spillover dividends). The year to date feuds will accurately reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin BRUNSWICK CORP BC 15,000 $ 55.97 $839,550.00 09/18/17 $ 814,571.50 $ 54.30 $ 24,978.50 $ 9,900.00 1.2% COM Total Stocks $839,550.00 $814,571.50 $24,978.50 $9,900.00 1.2% Total Margin Account $839,550.00 $814,571.50 $24,978.50 $9,900.00 1.2% Online Cash Services Transaction Detail Category Transaction Date Description Amount CREDITS Electronic Transfer 09/13/2017 WIRE RECEIVED:SOUTHERN FINANCIAL LLC C $ 2,450,000.00 Subtotal 2,450,000.00 TOTAL 2,450,000.00 page 2 of 5 CONFIDENTIAL SDNY_GM_00011955 EFTA 00122606 EFTA01268085

Statement for Account # 867-730320 09/01/17 - 09/30/17 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity' Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 09/13/17 09/13/17 Margin - Funds Deposited WIRE RECEIVED:SOUTHERN $ 0.00 $ 2.450.000.00 2.450.000.00 FINANCIAL LLC C 09/ 4/17 09/14/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.450,000.00) 0.00 DEPOSIT ACCOUNT 09/ 9/17 09/19/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 81.183.50 81.183.50 DEPOSIT ACCOUNT 09/ 8/17 09/20/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 5.000 53.7275 (268.643.50) (187,460.00) COM Commission/Fee 6.00 09/20/17 09/20/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 187.460.00 0.00 DEPOSIT ACCOUNT 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 5.290 54.62 (288.945.80) (288,945.80) COM Commission/Fee 6.00 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 300 54.61 (16.383.00) (305,328.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 700 54.60 (38.220.00) (343,548.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 500 54.59 (27.295.00) (370,843.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 300 54.58 (16.374.00) (387,217.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 400 54.57 (21.828.00) (409,045.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 300 54.55 (16.365.00) (425,410.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 700 54.54 (38.178.00) (463,588.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 410 54.53 (22.357.30) (485,946.10) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 1.100 54.529 (59.981.90) (545,928.00) COM 09/25/17 09/25/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 545.928.00 0.00 DEPOSIT ACCOUNT page 3 of 5 CONFIDENTIAL SDNY_GM_00011956 EFTA_00 122607 EFTA01268086

Statement for Account # 867-730320 09/01/17 - 09/30/17 Account Activit Trade Settle Acct Transaction,' Date Date Type Cash Activity' 09/29/17 09/29/17 Margin Div/Int - Other 09/29/17 09/29/17 Margin Divilnt - Income Description FDIC INSURED DEPOSIT k4MDA1 ACCOUNT CORE NOT COVERED BY SIPC Interest: Insured Deposit Account Bank USA Payable: 10/31/2017 Insured Deposit Accoun 3.55 INTEREST CREDIT Payable: 09/29/2017 Symbol CUSIP Quantity Price Amount Balance Closing Balance For Cash Activity totals. refer to the Cash ActMty Summary on page one of your statement 0.00 4.16 4.16 0.00 0.69 4.85 $4.85 TD Ameritrade Cash Interest Credit/Ex . - nse Begin Date 09/13/17 09/19/17 Margin Balance $ - Credit Balance $ 2,450,000.00 81,183.50 Total Interest Income/(Expense) Number of Days 1 1 Interest Rate 0.01 0.01 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued 09/01/17 S 51.693.13 13 0.0300 0.55 09/14/17 2.501.693.13 5 0.0900 30.84 09/19/17 2,420.509.63 0.0900 5.96 09/20/17 2,233,049.63 5 0.0900 27.52 09/25/17 1,687,121.63 6 0.0900 24.96 Total Interest Income Interest Debited $- $ 0.00 MTD Accrued $ 0.55 31.39 37.35 64.87 89.83 Interest Credited $ 0.67 0.02 $0.69 MTD PAID $ - 89.83 $89.83 Trades Pending Settlement Investment Description BUY CAVCO INDUSTRIES INC COM Account SymboU Type CUSIP Margin CVCO page 4 of 5 Quantity 3,300 Trade Price Date $ 149.00 09/29/17 Settle Date 10/03/17 Amount $ (491,706.00) CONFIDENTIAL SDNY_GM_000 11967 EFTA_00122608 EFTA01268087

Statement for Account # 867-730320 09;01/17 - 09/30/17 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $51,693.13 09/14/17 09/14/17 Received FDIC INSURED DEPOSIT ACCOUNT $ 195,806.87 247500.00 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/14/17 09/14/17 Received FDIC INSURED DEPOSIT ACCOUNT 2,254,193.13 2.501.693.13 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/19/17 09/19/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (81,183.50) 2,420,509.63 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 09/20/17 09/20/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (187.460.00) 2.233.049.63 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 09/25/17 09/25/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (545.928.00) 1.687.121.63 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 09/29/17 09/29/17 Received Interest: Insured 78.90 1,687,200.53 Deposit Account Bank USA 09/29/17 09/29/17 Received Interest: Insured 10.92 1,687,211.45 Deposit Account Bank NA Closing Balance $1.687,211.45 TD Bank NA $247,500.00 TD Bank USA NA $1,439,711.45 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA. both affiliates of TD Arnenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your takerage account. page 5 of 5 CONFIDENTIAL SDNY_GM_00011958 EFTA_00 122609 EFTA01268088

10 Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_000 11959 EFTA 00122610 EFTA01268089

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Sumarry: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Ihe ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l mo current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFO) method. weien assumee me lire' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e ilomn br en rdeehon 01 you holdeig Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ del bed. Iele« in OM Order. end relleded n me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monne Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor mo arrom statement rePOnag pedod e summerized. InditiCkel neonataal, eie rot limed. 'Je to !tanding oaustments. mo stroman detals may nei apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. plan COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es scparate from and not attbaled wit. TO Antentrade. Inc. te TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0100xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er (mene",. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Ihet you hem made to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be considered conclehe. Fletse natelt a prompity 01 any charter in yocr cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by me FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert110 per iinett401. TO leem more etOut FDIC COverage go to twee IdCgOv. Seadharr. indoet@ ~krat bnp., held in 00 Ontlieten* ACCOunt are MI depOniti Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and envoho envestmord d:as. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. lt Me «Pol 01 a aderend ineolrency. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and SIPC payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, makel ordul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or renseled byta Tas ~eng: The andt ban if Maler Poornent You e0 ranke FOrm 1039b «Poel tm Daan e. oxrplame wilt ES racemis indudes tab roden bode t. Poen Seie. lauw ~1 end eros procenten Sone mimeria ere subject 10 redessnailOn nbds wil toren:dol at mixocrxrt tor reccds OM Coet Eens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a-el ~AN by CO1 hCCaPORSTED TI) analade is not reperetne ta te retbrity or bitay el tm necrmmcn. ID Amon) ao ad ts Ponen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi re ces. t no marker tam n /Motie smia qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan», os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair badrad postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum rar <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. To vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a eedpre Ø. N546 ere botdy houd mealmtas ad do not Inde ee' a nanel mana behanger a ta Krom Stoa Wad Do 'duce dean ta mto mede :nis ere ~Ad takes det ed han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah de proeyams rn =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d ØIØ eb/ a thrdpaty vendu Milou! indgendeM ~esa by TI) noodde. Vatne mei nat raket pkt Øne raglan, pico. smal mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome arm Clx Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nos ~amant Ha maag taboe rot matte. TD emeritaat sel pret Om IESpeolim.takrg ille ~dorden bot tm Rhea sa underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be went Mae an be ro esstrtrce mel toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01 me delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname:d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and mey be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut., or index options ere rendont' alocated aflang alldorde shon pontons try an atomlad praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur account n IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brok«, or dealers (morkel fontenel Cempentabon is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» COmponent el trenaletiOns &Oenen necuribes Iren Merkel Cellen ore ang itCh raa Wo post guttery mans discleung Oio tenues lor order roLtng *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. absent' Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia ,Øvematen markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn conelanY ADM Iltel Ira In *be U.S.) me/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in Ute print Ol Me money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia raemdtnsb calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona abeel your ElearatiC Fund %Adem ',sekse co wei e ei 16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at [email protected] The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen youil you do not ettci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Tell us lag rente and account renter (2) Dolen» the error or Po trondor you are unsuro .l out. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us the dab, amodni of ne suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40 Pot you wil have dr uso ol the rroneydunng tho tm* a takes us toean:Cao ourinvestoaten. AUTO NO 07,14 TO Anedrap. URM«, eed, dal $149.5 melkion words ol prolection for AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and ie deemonouse. n en/. on grien toch lieneedan ere London beurelt oxecuted ui) fosfaat lag:. indaging me Secunoes Act ot 1933 and tho S«urtes Es 4 in Of SDNY_GM_000 11960 ounctite0 m f ond rh: EFTA_00I226 11 EFTA01268090

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 10/01/17 - 10/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks 4,707,740.00 Short Stocks Fixed Income Options 42,450.80 Short Options (74,480.00) Mutual Funds Other Total $5.320,694.32 Current Value $ 644,983.52 Margin Equity 90.0% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Prior Value Period Change Change Estimated Income Estimated Yield $4.85 ($4.85) $ - 1,687,211.45 (1,042,227.93) (61.8)% 0.08% 839,550.00 3,868,190.00 460.7% 63,200.00 1.3% 42,450.80 (74,480.00) 62.526.766.30 $2393.928.02 110.6% S63.200.00 1.2% Portfolio Allocation Stocks 86.0% Income & Ex .ense Summa Performance Summa Current rro Reportable Non Reportable YTD $4.85 $ - Income Cost Basis As Of - 10/31/17" $4,951,184.97 (2,081,142.92) (2,904,762.82) Dividends $ $14.41 Unrealized Gains 920,746.21 1,036,802.83 1,045,933.62 Interest 0.69 Unrealized Losses (1,196,220.38) 2,000.00 2,452,000.00 Other Funds Deposited/(Disbursed)''1D 2,452,000.00 Expense Income/(Expense)n 15.10 15.10 Interest Securities Received/(Delivered)n) 2,925,891.00 1,042,335.24 (593.185.90) Fees Other —To view realized gains and losses for your account, logIn at wwwidameritrade.com and visit My Account > Gab/Loss $0.00 $0.00 Net $0.00 $0.00 $15.10 page 1 of CONFIDENTIAL SDNY_GM_00011961 EFTA_00122612 EFTA01268091

Statement for Account # 867-730320 10 01 17 - 10/31/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current $ - 0.00 Year To Date $ 2,450,000.00 2,450,000.00 0.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 107.31 Year to Date $ 8.26 0.69 6.15 205.53 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover mass). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ASCENA RETAIL GROUP ASNA 50,500 $ 1.94 $97.970.00 01/16/01 $ 1.074.468.09 $ 21.28 $ (976.498.09) $ - INC COM BRUNSWICK CORP BC 20,000 50.65 1.013,000.00 09/18/17 1.064.577.50 53.23 (51.577.50) 15.200.00 1.5% COM CAVCO INDUSTRIES INC CVCO 3300 156.90 517.770.00 09/29/17 491,706.00 149.00 26.064.00 COM FOUNDATION MEDICINE FMI 35,000 45.00 1.575,000.00 01/13/14 857,114.53 24.49 717.885.47 INC COM GENERAL ELECTRIC CO GE 50,000 20.16 1.008,000.00 10/20/17 1,127.899.05 22.56 (119.899.05) 48.000.00 4.8% COM SANGAMO SGMO 40,000 12.40 496.000.00 05/28/13 337,771.20 8.44 158.228.80 THERAPEUTICS INC COM Total Stocks $4,707,740.00 $4,853,538.37 $(245,786.37) $63,200.00 1.3% page 2 o19 CONFIDENTIAL SDNY_GM_00011962 EFTA_00I 226[3 EFTA01268092

Statement for Account # 867-730320 10 01 17 - 10 31 17 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price $ 1.5161 $ 0.6497 2.0103 Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin JD COM INC JD Jan 19 18 40.0 C 280 $ 42,450.80 10/16/17 $ 75,121.60 $ 2.68 $ (32,670.80) $ - Total Options $42,450.80 $75,121.60 $(32,670.80) $0.00 0.0% Short Options - Margin JD COM INC JD Jan 19 18 44.0C JD COM INC JD Jan 19 18 37.0 P 280- 280- $ (18.191.60) (56.288.40) $(74,480.00) 10/16/17 10/16/17 $ (36.759.54) (40.713.46) $ 1.31 1.45 $ 18.567.94 (15,574.94) $ - Total Short Options $(77,473.00) $2,993.00 $0.00 0.0% Total Margin Account $4,675,710.80 $4,951,184.97 $(275,474.17) $83,200.00 1.4% Trade Settle Acct Transaction Date Date Type Cash Activity' Opening Balance 10/02/17 10/02/17 Margin Received - 10/02/17 10/02/17 Margin Received - 10/02/17 10/02/17 Margin Received - 10/02/17 10/02/17 Margin Journal - Other page 3 019 Account Activit Description Symbol( CUSIP Quantity Price Amount Balance $4.85 ASCENA RETAIL GROUP INC ASNA 70,500 $ 0.00 $ - 4.85 COM TOA FROM PERSHING DIV OF DONALDSON SD 10/02/2017 0443 FOUNDATION MEDICINE INC FMI 49,830 0.00 4.85 COM TOA FROM PERSHING DIV OF DONALDSON SD 10/02120170443 SANGAMO THERAPEUTICS INC SGMO 50,000 0.00 4.85 COM TOA FROM PERSHING DIV OF DONALDSON SD 10/02120170443 PURCHASE FDIC INSURED 0.00 (4.85) 0.00 DEPOSIT ACCOUNT CONFIDENTIAL SDNY_GM_00011963 EFTA_00122614 EFTA01268093

Statement for Account # 867-730320 10/01/17 - 10/31/17 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 09/29/17 10/03/17 Margin Buy - Securities Purchased CAVCO INDUSTRIES INC CVCO 3.300 149.00 (491.706.00) (491.706.00) COM Commissionfee 6.00 10/03/17 10/03/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 491.706.00 0.00 DEPOSIT ACCOUNT 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 1.027 23.90 (24.551.30) (24,551.30) COM CL A Commissionfee 6.00 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 1.634 23.89 (39.036.26) (63.587.56) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 20 23.87 (477.40) (64,064.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 1.100 23.84 (26.224.00) (90.288.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 100 23.82 (2.382.00) (92.670.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 900 23.80 (21.420.00) (114,090.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 200 23.77 (4.754.00) (118.844.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 19 23.76 (451.44) (119.296.40) COM CL A 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 3.623- 19.75 71,546.60 (47.749.80) COM CL A Commission/Fee 6.00 Regulatory Fee 1.65 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 300- 19.72 5,915.86 (41,833.94) COM CL A Regulatory Fee 0.14 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 919- 19.71 18.113.07 (23.720.87) COM CL A Regulatory Fee 0.42 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 158- 19.70 3.112.53 (20.608.34) COM CL A Regulatory Fee 0.07 10/11/17 10/11/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 20.608.34 0.00 DEPOSIT ACCOUNT SDNY_GM_00011964 page 4 of 9 CONFIDENTIAL EFTA_00122615 EFTA01268094

Statement for Account # 867-730320 10/01/17 - 10/31/17 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 3.000- 44.60 133.790.91 133.790.91 COM Commission/Fee 6.00 Regulatory Fee 3.09 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 3.830- 45.10 172723.01 306,513.92 COM Commissionfee 6.00 Regulatory Fee 3.99 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 5.000- 45.30 226.488.77 533,002.69 COM Commission/Fee 6.00 Regulatory Fee 5.23 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 710- 45.35 32.191.76 565,194.45 COM Commission/Fee 6.00 Regulatory Fee 0.74 10/13/17 10/13/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (565.194.45) 0.00 DEPOSIT ACCOUNT 10/16/17 10/17/17 Margin Sell - Securities Sold JD COM INC 30- 1.39 4.152.80 4.152.80 JD Jan 19 18 44.0 C TO OPEN Commissionfee 16.50 Regulatory Fee 0.70 10/16/17 10/17/17 Margin Buy - Securities Purchased JD COM INC 20 2.82 (5.662.90) (1,510.10) JD Jan 19 18 40.0 C TO OPEN Commissionfee 22.50 Regulatory Fee 0.40 10/16/17 10/17/17 Margin Buy - Securities Purchased JD COM INC 10 2.81 (2.810.20) (4,320.30) JD Jan 19 18 40.0 C TO OPEN Regulatory Fee 0.20 10/16/17 10/17/17 Margin Sell - Securities Sold JD COM INC 280- 1.46 40713.46 36.393.16 JD Jan 19 18 37.0 P TO OPEN Commissionfee 160.00 Regulatory Fee 6.54 10/16/17 10/17/17 Margin Buy - Securities Purchased JD COM INC 250 2.66 (66.648.50) (30,255.34) JD Jan 19 18 40.0 C TO OPEN Commissionfee 143.50 Regulatory Fee 5.00 page 5 o19 CONFIDENTIAL SDNY_GM_00011965 EFTA 00122616 EFTA01268095

Statement for Account # 867-730320 10/01/17 - 10/31/17 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/16/17 1 0/1 7/1 7 Margin Sell - Securities Sold JD COM INC 250- 1.31 32.606.74 2.351.40 JD Jan 19 18 44.0 C TO OPEN CommissiontFee 137.50 Regulatory Fee 5.76 10/17/17 10/17/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.351.40) 0.00 DEPOSIT ACCOUNT 10/17/17 10/18/17 Margin Buy - Securities Purchased CURRENCYSHARES EURO TRUST 191 0.89 (17.113.87) (17,113.87) FXE Jan 19 18112.0 P TO OPEN Commissionfee 111.05 Regulatory Fee 3.82 10/18/17 10/18/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 17.113.87 0.00 DEPOSIT ACCOUNT 10/9/ 7 10/19/17 Margin Journal - Funds Deposited $2000 Otter 0.00 2O00.00 2.000.00 10/20/ 7 10/20/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.000.00) 0.00 DEPOSIT ACCOUNT 10/20/ 7 10/24/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 20.000- 2.00 39.993.08 39.993.08 COM Commission/Fee 6.00 Regulatory Fee 0.92 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 14.707 23.079 (339.428.85) (299,435.77) COM Commission/Fee 6.00 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 7.093 23.07 (163.635.51) (463,071.28) COM 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 2.100 23.0699 (48.446.79) (511,518.07) COM 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 1.100 23.069 (25.375.90) (536.893.97) COM 10/24/17 10/24/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 536.893.97 0.00 DEPOSIT ACCOUNT 10/23/17 10/25/17 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 200- 13.925 2.778.94 2.778.94 COM Commissionfee 6.00 Regulatory Fee 0.06 10/23/17 10/25/17 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 200- 13.905 2780.94 5.559.88 COM Regulatory Fee 0.06 page 6 o19 CONFIDENTIAL SDNY_GM_00011966 EFTA_00122617 EFTA01268096

Statement for Account # 867-730320 10 01 17 - 10 31 17 Account Activit Trade Settle Acct Transaction Symbol' Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 10/23/17 10/25/17 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 9,600- 13.90 133,436.92 138,996.80 COM Regulatory Fee 3.08 10/25/17 10/25/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (138.996.80) 0.00 DEPOSIT ACCOUNT 10/24/17 10/26/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 10.000 22.10 (221.006.00) (221,006.00) COM CommissionfFee 6.00 10/24/17 10/26/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 2.290- 40.90 93,652.84 (127,353.16) COM Commission/Fee 6.00 Regulatory Fee 2.16 10/24/17 10/26/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 15,000 22.00 (330,006.00) (457,359.16) COM Commission(Fee 6.00 10/26/17 10/26/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 457,359.16 0.00 DEPOSIT ACCOUNT 10/27/17 10/31/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 5,000 50.00 (250,006.00) (250,006.00) COM CommissioNFee 6.00 10/30/17 10/31/17 Margin Sell - Securities Sold CURRENCYSHARES EURO TRUST - 191- 1.20 22,804.60 (227,201.40) FXE Jan 19 18 112.0 P TO CLOSE Com missionfFee 111.05 Regulatory Fee 4.35 10/31/17 10/31/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 227,201.40 0.00 DEPOSIT ACCOUNT Closing Balance $ 0.00 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Insured De • osit Account Interest Credited Begin Number Interest Interest MID MTD Date Balance of Days Rate Accrued Accrued PAID 10/01/17 $ 1,687,211.45 1 0.0900 $ 4.16 $ 4.16 $ 4.16 10/02/17 1,687,216.30 1 0.1000 4.62 4.62 10/03/17 1,195,510.30 8 0.1000 26.19 30.81 10/11/17 1,174,901.96 2 0.1000 6.43 37.24 10/13/17 1,740,096.41 4 0.1000 19.06 56.30 10/17/17 1,742,447.81 1 0.1000 4.77 61.07 10/18/17 1,725,333.94 2 0.1000 9.45 70.52 page 7019 CONFIDENTIAL SDNY_GM_00011967 EFTA_001226I 8 EFTA01268097

Statement for Account # 867-730320 10/01/17 - 10/31/17 Insured Deposit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued MTD PAID 10/20/17 10/24/17 10/25/17 10/26/17 10/31/17 1,727,333.94 1,190,439.97 1,329,436.77 872,077.61 644,876.21 4 0.1000 1 0.1000 1 0.1000 5 0.0800 1 0.0800 18.91 3.26 3.64 9.56 1.41 89.43 92.69 96.33 105.89 107.30 107.30 Total Interest Income $111.46 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP GE GE GE Quantity Price Trade Date Settle Date Amount BUY GENERAL ELECTRIC CO COM BUY GENERAL ELECTRIC CO COM BUY GENERAL ELECTRIC CO COM Margin Margin Margin 9,619 6,781 8,600 $ 20.14 20.139 20.135 10/31/17 10/31/17 10/31/17 11/02/17 11/02/17 11/02/17 $ (193,732.66) (136,562.56) (173,161.00) Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $1,687,211.45 10/02/17 10/02/17 Received FDIC INSURED DEPOSIT ACCOUNT $ 4.85 1,687,216.30 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/03/17 10/03/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (491.706.00) 1,195,510.30 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/11/17 10/11/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (20.608.34) 1,174,901.96 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/13/17 10/13/17 Received FDIC INSURED DEPOSIT ACCOUNT 565.194.45 1,740,096.41 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 8 o19 CONFIDENTIAL SDNY_GM_00011968 EFTA_00122619 EFTA01268098

Statement for Account # 867-730320 10 01 17 - 10 31 17 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 10/17/17 10/17/17 Received FDIC INSURED DEPOSIT ACCOUNT 2,351.40 1,742,447.81 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/18/17 10/18/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (17,113.87) 1,725,333.94 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/20/17 10/20/17 Received FDIC INSURED DEPOSIT ACCOUNT 2,000.00 1,727,333.94 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/24/17 10/24/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (536,893.97) 1,190,439.97 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/25/17 10/25/17 Received FDIC INSURED DEPOSIT ACCOUNT 138,996.80 1,329,436.77 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/26/17 10/26/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (457,359.16) 872,077.61 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/31/17 10/31/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (227,201.40) 644,876.21 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/31/17 10/31/17 Received Interest: Insured 35.71 644.911 92 Deposit Account Bank USA 10/31/17 10/31/17 Received Interest: Insured 52.08 644.964 00 Deposit Account Bank USA 10/31/17 10/31/17 Received Interest: Insured 19.52 644,983.52 Deposit Account Bank NA Closing Balance 5644,98352 TD Bank NA $247.519.52 TD Bank USA NA $397,464.00 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TO Bank. N.A. and TO Bank USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 9 of 9 CONFIDENTIAL SDNY_GM_000119139 EFTA_00122620 EFTA01268099

10 Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SD NY_GM_00011970 EFTA 00122621 EFTA01268100

Terms and Conditions STATEMENT GUIDE If: Aro wado provides mormy Paddle Reports for accoums with actrerty and quarterly /pons ce mactic accounts doh assets.. Pond Summary: Troche the Current value d your 000010 as Of the *pal dale and compares e to pie par month.: The easel akal(On advt." your 00010 diverenetilion by invesimert type Arople dlocatcns under 5% al be grouped into thecategory of 'Other in the pie chart. Margin Early - Total Acceurn &miry iThial Lena lAtvginale Value • Taal Short Value) nanny Summary: The opening and dosing cash balances are moon:led here tor year quick rem once. Al account admiy is summated for Me currant pared and year to date- Income a Expense Summary inon4Fas only): Tins semen dark trio income and omens° Web nom the ActhQy Summary andClassifiesMe lax litalMent. Robroment Account Summary (IRAs only): Amens the IRS regulated transaccons for the curer( and pro maga IRS Fenn SI98 lair mama shut is based On the anent value as of Downed 31 of the previous year ad el to furnthed iota Internal Revenue Scence. Pearmance Summery:Monism your annual polka pedormance era Ina arealized gains and looms 'or your Mute remnant strategy. Account Positions: Now your mostmems al the current market wade and compare the canal cost to see aumilued gains and losses n your paddle Original cost is assigned using the erste). Tost-oul (FIFO) method. welch assumes the Ohl shares yOu sot me Ines, you purchased first. The estimated wrrostment income2 and average cosi per share aro <Mama for your romance the olleryt purchase date is shown ter an ndcatlen of your hang derga. ACCOunt Aelidly: Al eteoriry ecIMly is dear,/ defiled. 'sled in Ole Orda. ad reneged n the ailing Cash balance. Trades Pending Settlement: Conlin yaw eted.ted trades with a settlement dale tiller month end. lase transactionsel be reacted n me Account Actregy Lemon nom north. Online Cask Services Trenalctien Detail: Cane, management thineadrona Mal Cleared Wring ass statement reporting pared. ndudng check. debit card and ATM actuity. are listed in due Cede. Online Cash Services Summary: Credo ant deal transaction totals for rho atom statement fettering 00406 be summarized. IndMekral IronetiettriS ere rot listed. roue to rounding adustments. the stamen, deals may not ega the statementtotals. tEtninaled Anrwl Income and Earnated Annual aeld oath a 0 based upon the number of shams owned or astern value balance as of the stalemom dale aid Me most recent Medea rate a Oath yield pttM004 GENERAL INFORMATION 10 Amentrade does not provide legal or lax Mao. Please consult your legal advisor or lax *Maureen when neaThary. ASS Blended in0.4by draftee. Ida. Careentabens May be records dr Salty Paned and transaCtiOn volifirattn Papas,. For TO Amended° Summon" oleos. your adroit( turn es separate from and not affirmed wan TO Anwerireed. Inc. a TO Aruba:kr Owing. Inc.. and oath Irm is net dispensed la the POOX1s end senices 01 Me other Acciancy of Reports:II you find any errors or omissions In your account statement you Maid immediately call us at the nimbi,' listed on page one of your stalernent. You Mould also contact our Gloating ran, TO Amedlrade Clearing, Inc. el 8004604000. Please renewend statement caready. If you drape. with any transaction or it Mere are any ends or omissions. Meuse nobly a Client Services repieSeratillry a yell local blind, Croce. as reel as 10 Ames:rade Ortareg. Inc. in wmrg worm ton (10) days of year recta ci the statement Any ofei statements Mat you hare made to us shale be COnforMed in voting The statement will anonym beconsidered concloire Please nary gre promptly (deny charges in yea anted irformthon. TronlathoM red0C106 On your report wit be conclanory downed acoxato unless you noel,/ TO Amearadoimadutery. Account Protection: Deposits held by TO Sank. N.A. and TD Bank USA. N.A. are insured by tie FDIC Covered by SIPC) up 10 5250.000. LIMIS ale per tretOunl OsnOrta per iniblutlat TO learn mere eboul FDIC Coverage go to we've idcga. Searlded. indudng Mutual fund, held in your ErOldwage Account are al deposits Or 001gallene Of. Of guaranteed by. any bank, aro net dOltinsised. and involve investment nag. includng posstle loss of princpal. TD Amerada is a member ol the Securities Inroad Pro:omen Corporation (SIPC'). which prefects seannes customers of ns northers up to 5500.000 (Madding 5250.000 ler dad for cash). Explanatory brochure is available on request at wards* wa. AcIdthendly. TO Anieritrade prOWINS Beth Cleat 5149.5 elan worth 01 drolectlon for securities and $2 ml ben Of prOdelKon for 089h tlYtugh SupOleMental average provided by London insurers. M the even 01 a brokerage insolanCy. a Client may receive ~Is due Iran the trustee in bribelltry and than SIPC. Siaktnemal coverage is pad out Met the trustee and SIPC payouts and miler such coverage each dm is limited to a centred return a 5152 miliOn from a trustee. SIPC and London insurers The TO Anceilfade lopptenental coverage has an aggregate Inn 01 $500 mtlon oar at artlaners. TM potty provides Coverage loldning Wasage insolroncy and does nOl poled Mina lass in mania vela, et roe securities. An investnen1 iv a money market turd is not Mewed Of guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any °Ma gevernrnert agency. Althoggh Me kinds Beek 10 preserve the vat...dyad weveament WS 00 pe shared is pOstibb 10 lOse money by investa n a money marker turd. DW4005 are declared defy and pachernwested monthly. The prospectus amens this and other important riorrtmon Read the prospects Cbeldly before arresting. NOn-depasil investments herd by you' Croke, dean are NOT FDIC INISURED f NOT BANK GUARANTEED( MAY LOSE VALUE. The balance n your bank deposit soctunt Or shares d you money Minkel WOW And can to lquidated on your order, and the proceeds returned lo yam mamas amount or remitted 10 you The RMOVIrg: The (MVO /Date net tar OfeeMent Yai Make Ran 1099 for Laud tax nmona in ethane will IRS ocaroTonts Includes dant neva dodenth. carcal gain. lace strykki. and sees procerobl. &MOO/pita aro awed le feclassfalOn ankh MI to .Sloped m siAmmient a moons. Cost Sash: Cog Cast. tan lot and pokanarim (caring as Danthalta are alai ad (band by COI IIIDOWOROTED TD tmericae is nd deporebb la to rektfiry suit ay el to Samoa,. To Pmentalo and is Mammon posies Flanatotol do not puma Me mcenity el Me inkrmilon and date proW:k•/ COI tiCCRKRATEDb a Wend° Grainy and end alleged wen TO Margin and Options Account Agreements: Prefrpet adate 10 Arnenuade n tang ci Wry change in your investment Maxi/yes or anneal shaman as they peulain to your ms'gin Or 001ths aecOurn agreements. A summary Of cOmmesions and charge, incurred loth to execution ol aeons tense:aced is aralable. Currant Maks Prices: the maggot Alan a scones have both Maned. al daub*. tom gam antes ed Other alepextent tons Vallee we based On Mo dosig thee eve mom banal me bd did adtng pat, a ether rnetals, a no rocked %caucus/alto son a grata' woke fr aka indecendent stack I've wooly is aided 10 Nine retooled Nth.Prced OP). The selusxns et yourFadden:pot are provided as peed minion ant no dent guarantee to a:cum./dam scones props Malmo bzked pardons be salad yang me nmanng balance lad Ina cadre nasal pike Pandit dpol se/Arens may net repreart mks prococch. The Noonday make. to Oxfam d Oasts (CDs) a gthrely loud and the °clue ease may be (Mal horn Vie page pa Asiereary loss ci MOW may 50211 tom to sae al a CO par se assay. BMW antra Fred tam Scanner. 11200 clibranvy May coat sauma and deer wade on a kpsd exchange. Rana may Yam n me OTC Peer 0 sunk., markt( and surreal kat* miy nd ate b yw deed sour Pekndria to redone. The sad or bunt pa to natty may rood n a loss d mad. Non Standard Ames (36A1 are (meaty marmot in dred partopmen program saurian patnersas kneed Mary cempaned. on real MEMO rrasrnori indm.cownedty pas. dna toasty. abate debt or raga knob. We ere WWI, lfad irneelmers and do not Ida on a nsold saunas moron?* a to Krona Stock Malt. Thowlues done kr trade /amts are Sated 'sea dirtied lion ryas methods iicksdrog, but net killed b, independent eau-mats to tamaam's not =eh. ander rid pony tender oars tot hat boon prthad by alp maragorroy athwidrato. and spread each down a by a thrdpaty tcract mahout ascendent wrIcatim by ID Matra*. Values may nal Maths canal palate pke, actual rata ameba waked upon lopeason tan ostenahad value catd be estatracid trough test methods. ere 'dual/ may be reflected as NOnlryeed (NP) For addita deal /mama eadmen kr Nth.Stamtaid Ames. pcm° cotta Gent Scent There nasals and othevel unclothe SIPC. Aram Rao Spurt= CARS-) Prong: The makes eta kr PAS warms ha ban Maned. bade. hem cathdon makes or eta harder. Mums The moray al Pe Pea is net curanle01 to meta sate and welded TO Poottrado W I pree to MS pcomn.tiarg ate cens4orman both to qua): and undetyng cm* gusty. The SAS rota is curronly togabnCing a lick of salty and. tea wok Mee an tie no myna Mal sash worriesan he sobunder one mato. caxlicro. REGULATORY DISCLOSURES AI transageons aro alma to Ii) me constitution. Nes, regulations. customs and usages d the exchange of frorken. and its dearroneuse. it any. en Mich such Lrointatlens are ecrocuted: federal lass. inducing me &dunned AN of 1933 and the S«urides w • as "n ip ° ENFIR M Ex in ko and F an ono brochure mat mantas information denoting FINRAs Piano Descbsure Program. please °anted FINRA at 800289.9999 or wnwtinnsag. The interest rate them+ for TO Arnertrado Cash a liken from the applcatie me/straw ter for the Markel Van balance n a TO Amertrade Cara. as Of la illalemed closing dale Simolo interest is xcerxd daily based on the interesttato ter amicable to oach day's balance. Financial Statement Nallicallon: The mammon ol Manna condea for TO Amentrade avaltide trace a year and may be Waned al no cost via Me internal al Max,Awyrtictementranoconnnanciatiammentlurd. Option Assignment: At shun misty opoon pavans and some index option neutrons are avaltide Poi aaugnmeM Eterme assignment Meant ler equty of tide, options are eandomly alocamd among all dorms' shod posoons by an automated pram:two. Free Credit Baboon (Rule ISOI.2 II 3): Under me Mont proumnon mt. we may use tree Croat balances it your account in me Ordinary Cane ol our bigness which are puede Se you on demand. Margin Aocourns (Regulation 7): t you have a margin account. so report es a combater, of YOur margin sothunt and a 50081 mtmorargian account Tradng on marlin poses eddlional risks and es not swathe tor all investors. A comae lei d the risks associated with trorgin tradng is tastable in me moron Mk disclosure doom en. You may obtain a copy d ass document by pomading us at the number teed on page one 01yOur Skiternent Payment for Order Flow (SEC Rules 606 and 607): In some crcumances. TO Amon:redo rocerred compensation tor drocang citron orowthocounta and tsled equity order (km to selected markets. brass or dealers (Made Centenil. Othgensalion is in the dm d a per sham cash payment. M andiron. TO Amatrade also may wave compensaton related to the foreign oarenry exchange COmpOrent Of tronladdres in Magri Securitiesfrom Markel Centers mooing mai heeds. We post remarry reports disclosing the venues for order rogong mecum at wrAvidarneroradocom Amnia" copy is avalaUe span rawest. is our policy. abeenl deft orders to 1110 contrary. to select braids, cakes, and market makers used On Me ally te porde best thecuaon and the Mary Of Weida price improvementen matted orders. Pnce improvernem is evened* maw amen market condoms, and wo regular/1 mentor Garman to tom for sox, imptcnemom ti ayalatte. Trade COMirmellena (Rule 106-10): Al contrmaliens are Paremilled On me InamatiOn dale. Taxes: Trantuclons in foreign seeking. (MOWN Wean company ADM OW Irate in the U,S.) may include taxes and fees charged by to ratan marked or governments, dhoti may be **acted in the 0400 ol the security or caged es an aapenettni ere item Parody Peaky Nellhallon: A copy of Me TD Amen:rads Privacy 00IeY is aTeabd al VAWnklanlefiradOSOT Cable Smudges: The aloe:eon ol partial retlemplons a oath ii done rang a prolate kOkry system. A descration el the proaddes for Stable sccumeas is avalable on to rebus a held copies ere available wonder-ea M Case 01 enOnS Or cantons tail your EledrOniC Fund Dander.. please co 1001 s al 1.1g0 669.3900, or in swing to P.O. Box 2209. Omaha. NE 68103, or by email at diedeenrkes&105Mentrade.COm The Mdrinaton °entrained in your sawn shamed shall be Wane upon you of you do net alai etbn sixty leOldays for any transfer ci lugs stage to Andabon E, such as ATM and pore-ci-sale :recedes, debit transactions, area dm:am, and wither/malt WO Must hear from you no later than 60 days arta we sery Kai me PEST statement on whets the error or problem appeared, (I) Tel es yea rend and account merger (2) Dosage the error or do transfer you aro unsure abOtdk and explan as dearly as you can why you bolero n is an error or ally you need mete inlormabon. (3) Tell us Pie dollar amount of the wattlederror. Wo wilt invested° your complain and will <arca any error promptly. II we rake more Man ID business rays to 00 Iris. we wit eredl your aectut for the amount you think is in 'nor. sO that youwit have the use of the money dunng the tme t takes us tocompete our investgata. Add MO 07a4 SONY_GM_00011971 EFTA_00122622 EFTA01268101

1D Ameritrade 809669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/17 - 11/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Change Change Cash $ $ - $ - Insrd Dep Acct (IDA) 636,531.84 644,983.52 (8,451.68) (1.3)% Money Market Short Balance Stocks 5,080,315.00 4,707,740.00 372,575.00 7.9% Short Stocks Axed Income Options 20,328.00 42,450.80 (22,122.80) (52.1)% Short Options (42,946.40) (74,480.00) 31,533.60 42.3% Mutual Funds Other Total $5,694,228.44 $5,320,694.32 S373.534.12 7.0% Margin Equity 100.0% Cash Activity Summary Income & Ex . ense Summa Non Current YTD Reportable Reportable Opening Balance $0.00 $ - Income Securities Purchased (503,456.22) (3,408,219.04) Dividends S - Securities Sold 494,976.56 1,540,910.18 Interest Funds Deposited 2,452,000.00 Other Funds Disbursed Expense Income 15.10 Interest Expense Fees Other 8,479.66 (584,706.24) Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 papal of 5 Estimated Income Estimated Yield Portfolio Allocation 87,200.00 S87.200.00 YTD 0.08% 1.7% 1.5% Other IDA 1-1% 11.0% Stocks 87 9°, Performance Summary $14.41 0.69 CONFIDENTIAL $15.10 Cost Basis As Of - 11/30/17" $5,179,575.79 Unrealized Gains 1,148,817.77 Unrealized Losses (1,270,696.96) Funds Deposited/(Disbursed)n° 2,452,000.00 Income/(Expense)n 15.10 Securities Received/(Delivered)Y° 2,925,891.00 •'To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. SDNY_GM_00011972 EFTA_00122623 EFTA01268102

Statement for Account # 867-730320 11/01/17 - 11/30/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date 0.00 $ 2,450,000.00 2,450,000.00 0.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 27.98 Year to Date $ 8.26 0.69 6.15 233.51 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ASCENA RETAIL GROUP ASNA 50.500 $ 2.34 $118,170.00 01/16/01 $ 1,074,468.09 $ 21.28 $ (956,298.09) $ • INC COM BRUNSWICK CORP BC 20.000 55.35 1,107.000.00 09/18/17 1,064,577.50 53.23 42,422.50 15,200.00 1.4% COM CAVCO INDUSTRIES INC CVCO 3.300 153.15 505,395.00 09/29/17 491,706.00 149.00 13,689.00 COM FOUNDATION MEDICINE FMI 25.000 53.20 1,330,000.00 01/13/14 582,049.13 23.28 747,950.87 INC COM GENERAL ELECTRIC CO GE 75.000 18.29 1,371,750.00 10/20/17 1,631,355.27 21.75 (259,605.27) 72,000.00 5.2% COM SANGAMO SGMO 40.000 16.20 648,000.00 05/28/13 337,771.20 8.44 310,228.80 THERAPEUTICS INC COM Total Stocks $5,080,315.00 $5,181,927.19 $(101,612.19) $87,200.00 1.7% page 2 of 5 CONFIDENTIAL SDNY_GM_00011973 EFTA_00122624 EFTA01268103

Statement for Account # 867-730320 11/01/17 - 11/30/17 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin JD COM INC JD Jan 19 18 40.0 C 280 $ 0.726 $20,328.00 10/16/17 $ 75,121.60 $ 2.68 $ (54,793.60) $ - Total Options $ 0.1946 1.3392 $20,328.00 $75,121.60 M54,793.60) $0.00 0.0% Short Options - Margin JD COM INC JD Jan 19 18 44.0 C JD COM INC JD Jan 19 18 37.0 P 280- 280- $ (5,448.80) 10/16/17 (37,497.60) 10/16/17 $ (36,759.54) (40,713.46) $ 1.31 1.45 $ 31,310.74 3,215.86 $ - Total Short Options $(42,946.00) $(77,473.00) $34,526.60 $0.00 0.0% Total Margin Account $5,057,696.60 $5,179,575.79 $(121,879.19) $87,200.00 1.7% Account Activity Trade Settle Acct Transaction SymboU Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 10/31/17 11/02/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 9,619 $ 20.14 $ (193,732.66) (193,732.66) COM Commission/Fee 6.00 10/31/17 11/02/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 6,781 20.139 (136,562.56) (330,295.22) COM 10/31/17 11/02/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 8,600 20.135 (173,161.00) (503,456.22) COM 11/02/17 11/02/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 503,456.22 0.00 DEPOSIT ACCOUNT 11/02/17 11/06/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC EMI 5,000- 49.50 247,488.28 247,488.28 COM Corn mission/Fee 6.00 Regulatory Fee 5.72 11106,17 11/06/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (247,488.28) 0.00 DEPOSIT ACCOUNT page 3 of 5 CONFIDENTIAL SDNY_GM_00011974 EFTA _0012'625 EFTA01268104

Statement for Account # 867-730320 11/01/17 - 11/30/17 Account Activit Trade Settle Acct Date Date Type 11/16/17 11/20/17 Margin Transaction! Cash Activity• Sell - Securities Sold 11/20/17 11/20/17 Margin Journal -Other Description FOUNDATION MEDICINE INC COM CommissiorWee 6.00 Regulatory Fee 5.72 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Symbol, CUSP EMI Closing Balance 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Quantity Price Amount Balance 5,000- 49.50 247,488.28 247,488.28 0.00 (247,488.28) 0.00 $ 0.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued 11/01/17 $ 644,983.52 1 0.0800 $ 1.41 11/02/17 141,527.30 4 0.0500 0.78 11/06/17 389,015.58 14 0.0700 10.44 11/20/17 636,503.86 11 0.0800 15.34 Total Interest Income MTD Accrued $ 1.41 2.19 12.63 27.97 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Opening Balance 11/02/17 11/02/17 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 11/02/17 11/02/17 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 11/02/17 11/02/17 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 11/06/17 11/06/17 Received FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 4 015 CONFIDENTIAL Amount $ (149,983.52) (247,500.00) (105,972.70) 105,972.70 SDNY_GM_00011975 MTD PAID $ - 27.97 $27.97 Balance $844,983.52 495,000.00 247,500.00 141,527.30 247.500.00 EFTA_00122626 EFTA01268105

Statement for Account # 867-730320 11/01/17 - 11/30/17 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 11/06/17 11/06/17 Received FDIC INSURED DEPOSIT ACCOUNT 141,515.58 389,015.58 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/20/17 11/20/17 Received FDIC INSURED DEPOSIT ACCOUNT 105.984.42 495.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/20/17 11/20/17 Received FDIC INSURED DEPOSIT ACCOUNT 141.503.86 636.503.86 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/30/17 11/30/17 Received Interest: Insured 3.74 636,507.60 Deposit Account Bank USA 11/30/17 11/30/17 Received Interest: Insured 10.31 636,517.91 Deposit Account Bank USA 11/30/17 11/30/17 Received Interest: Insured 13.93 636,531.84 Deposit Account Bank NA Closing Balance S636.531.84 TD Bank USA Excess $0.00 TD Bank USA NA $389,017.91 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA. both affiliates of TO Ammar:Ie. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 5 of 5 CONFIDENTIAL SDNY_GM_00011976 EFTA_00122627 EFTA01268106

10 Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SD NY_GM_00011977 EFTA 00122628 EFTA01268107

Terms and Conditions STATEMENT GUIDE nr.t.sado provides monthly Portfolio Repot lor accoums arm acvaty and quarterly reports *a mud se accounts PAM assets.. Portfolio Summary: Track8 the Current Nola a your 000050 as Of the report dale and corparee ry to the prior ~nth? The MIMI eliCarliOn irdc(dee your parl010 divagation by investment type MAW* dbcalcen under 5% sue be grouse.] into thecategory of -Cellar in the pie chart. Margin Emily - Total Account Egad:Wog Long ~pined° Value • Total Short Value) Activity Summary: The opening and dosing cash balances we reconcled here lor year quick re!egeece At account acuity es summansed for the current period and year to data_ Income a Expense Summary (nomads only): This section dolatt tno income an] *tense tOtaH from the Aaron? Summary and damits the lax IlealMent Rebrement Account Summary (IRAs only): Renee the IRS regnatod transaceons for Mc turret and pa yaws IRS EOM) 5198 lair manta statue is based on the current value as or Decanter 31 oleo pronous year a dLvn be furnshod lathe Internal Revenue Stance. Pedonnance Summary:Monitor your annual potato perlormance wet the once:lied gains and • or your Arturo ruestrnom strategy. Account Positrons: Mew your rnestrnonts at alma current market yabe ard corrparo the ongnal cost to see smealued gains and losses n your portlo10 Original cod is assigned using the irst.m. lint-out (FIFO) method. shell assume) me Fort shares odu sel are 11,090 you purchased int. It estimated ernestmord maimed and average cost per share are dosiayed for your /elegance Rise °test purchase dete e Mown lor en ideation etyma bolting Perrodt. ACCOunt ACM*: Al atcoriro aelMly is dearer darned. leled in Ode Order. ard collected r. the dating Cash balance. Trade, ~ding %Men** Confirm yaw emated Wades et a settlement date allef month end. meso transactionsel be collected n roe Account Annoy Lemon ran norm. Conlin* Cash Services TranalictiOn Well: Cash mannernert trannolons that cleared eating ass stwanom reporting pond. ndudng check. debt card and ATM antsy. are hstod in data dab. Otte Cash Services Summary: Credo ard debt transwtion totals lor it OMOM mamma % rePOrtag 00006 be summarized. IndhiCked tatted*. ere rod listed. 'Due to rounding adustments. tho stsoment decals may not cant the =omen( totab. tfillIknaled Anna./ InCome and Esernated Annual Yield values e e based upon he number or shams cunt or oxford value balance as of the statement dale and the most man Madded rate a Cash yield penned GENERAL INFORMATION ID Omen:rat does not provide legal or lax wince Please consult your legal advar or lax toCCOuntant when need/dry. A8 8 illioneerd kitty attar. gnat COneerodiens May be recorded of Salty PAW and transattiOn vettlen DurpOser. For TO Ammo-ado bnohnonal clams. yow advisor turn is separate from and not allbaled was SD Mande. Inc. a TO Ararat:10 Owing, Inc.. and oath lrm is not reeponstlo la the prOdids end 'ernes 0' the pixy Accwacy of Reports:II you find any errors or omissions In your account statement you Proud immediately cell us at the meter listed o.1 page one Of your statement You Sold also contact our Clearing Tern, TD Amerlirade Clewing, Inc. el $00469-35100. Please rijacw trio sialetTani care ally. Ir you Otero* with any transaction or el Mao are any ergs or omission. please edify a Client Services reproserroothe a yen k:Cal brand, tree. to wel as 10 Amassed° Croan-g. Inc. in wrong imthn ten (10) days of yaw recept of this statement Any WO stalements Mal you hare made to us afraid be COMMed in wrong The statement sill °Chant be considered concbsbe. Please nary vs promptly 01 any charges in your cOnlaci information. TronildiOns raddled e your report wil be conebserob doomed accurateunto= you noels TD Amenfadoemmochatay. Account Protection: Deposes hold by MBank. NA ard TD Bank USA. N.A. aro insured by tie FDIC Ind Covered by SIPC) up 10 5250.000. Limas are per aCtOtinl oralertit per inialt40). TO learn mare about FDIC coverage go to ewe IdCgOv. Sedated. induelin mutual lump, held in your 13nMerage Actin are rrol depOSits Or obligations Of. or guaranteed by. any bank. are not FOIC.Instred. and invoke envestmont rides, ircludng possde loss of princpal. TD Amerdade is a member of the Sccunlies Investor Preto ton Corporation DSIPty. which Fracas =cute: customers of its mortars up to 5500.000 (indrtling 5250.000 la dart Pt cash). Explanatory brochure is available on request at west sneer". Addlbandly. TO Anierillade provides each Cleat 5149.5 trillion worth 01 protection for securities and 52 rollen 01 prOPCIOn for dish trough SupOlemental coverage provided by London Insurers the even 01 a brokerage inatilancy. a dad may retain Wants due trom the Melee in balduldcY and Mon SIPC. Stolamental Damage is pad out MO, OW trustee and SIPC payouts an] ulna such coverage each dent is limited to a canned return at 5152 Mtn horn a eyelet. SIPC and London insurers The TO Antedlrade awsplentental coverage has an aggregate km 01 550) motion ova all cinemas. This patty provides Coverage lotaing boakaage insohincy an] does nol poled (Mend Ion in market valle ot me socurners An investment h a money market tuna b nol insured Or guaranteed by the Federal Depose Insurance Corporation (FDIC' a any other perorate agency Although the kinds Beek 10 preserve the valle a yOur nronment al 5 00 pe Share. it O tub» 10 lase moray by invasion in a money market Old. Dhaderds we declared dab and pacttenrostod monthly. The prospectus means Ins and odor important dormalort Read the prospectus Carek.0/ Wore ~ling. NOnd09001 investments herd by your broker dealer are NOT FDIC NSURED r NOT BANK GUARANTEED? MAY LOSE VALUE. The balance 'I your bank depend acoturil Or shard d yaw money Markel MOM, fund can be 'caudated on yarn order, and Ma proceeds returned le year secured account or ambled loyou Tax RterIng: The WWI) cowl e nO1 ti lag OCAJM(V4 You ail recess Farm 1009 for Waal Mx rowan ••• addax° will IRS nwpromants includes wain ran &Mont. taptal gen. tame netnekl. and silts proceechl. Some Gymets we *abject le rte asreden Meun «I be reline] on otempant k4 reports Cost Basis: Costaans. Ma lot and pokerrond tearing ara Dandrocea are dam ard CO^ClXled by COI tdjOnPORMEDIDanstrtone is net wont* la tie meerohm d sultay el to recandocn. TO AMCM-320 arid Cs Internalon wears itehters'i do nol ~Mee mo tbaoliCy d me namuien ard data podded Cal tiCardCWOVIEDir Oat/nee corp any and once *Need arm TO Margin and Options Account Agreements: Prompt, adaso 10 Amentrade re voting et Bey change in your investment cidxuros er amnia, setion as they wain to your margin o. OplOns accOunt agreements A summary 01 ognmesions and charge) incurred win the executein el moons transaction is ~fable. Omen Maid Mon: lea nakot 'dues ol seances have boa. Waned d ~Oka kom gAltini traces ird Other intendent tone Val" are breed on me doing pal Me men berm« me bd ad whin soon a direr freecels. I no rota value ante tom a dada» wan cr indeplodent sane. I've seemly is PAW to bang ~rot ef • Pr CAP). On valuable o. your goodie moon are paned as wad inkfmolon wet we cbrel guarantor> en awn/dory scones saes Maws backed postons Oro duo] rang me rtmanng tunas ird me anal mein aka Podnie Kcal sakorlions may na maw« sake prawch. The scanday mated la Cathodes ot Co:posts (CDs) es wady loud and the °dud mks am be diteml fron. the ~rose Woe Aspdowit loss ef Pinetart may man tam Ito sale col a CD pror le messy. Bons and Fred eon Smote: axle clferontly than tab wanes and dons trade en a Mud exchange. Perna. may Waden ea OTC PM Cc counted nakat and tor WWI Nut% may not tod tar OW »Mil IOW Paden Pror to watery. lro sale rotora pea to mamma/ rood a a Ices el preload. Non Standard Assets OGAI aso hotly manmade. Pact partcpwon program spurts !Sumatran. knead !Malty combine. or red ea» et/earners trust. comedy pooh. prude mob. abate debt or hedge krt. NS& ere Weal, Maud ~1~3 and denounce en a mad secured canner a notandaq Stoa Maya, The 'dues stun ter mad rnissurasts are mant robes dated hom wind methods. nearing bul net kited b, independent appranals to pasgans rot asset. ander thid pasty under offers tut had bom worded by to manpowet afmieter. ardor spavod oath warn or by a eedparty lade« egad Independent wercalltn by TO ~a. Values may net feted me atonal anhase Pa. actual market nue a be rote] teen lemdaecn C an osimat value creel be estabthed !Waugh thew, ~hods. Me nodal mar be reflected es NotWited (-API Fa addlian decal nagamin .abaton la htoStardand Pacts, promo mead Clan Sawa Rune namars arenaman undo, ma SIPC Amen Rao Spurns DARSD Prong: The matt~ la OAS scoots hare boon clamed. deniable. horn tOtiden senates er Wei inepenert dens. The ocancy Olt prang is net euraiscol Ha motet ~eons matte. TOPectaire rol prom to OAS poem. tang ale conoderacn boll to Muddy an undotog ant gusty. The MG renal a currordy ~in, aaddbgidband. ass me nee an be no ~me that such monies an be wax one mad archon. REGULATORY DISCLOSURES MI mina:eons aro sticet to Ii) me con:Mahon. NW. Copula:vans customs and usages Of me exchange er market and its deafedbouSe. H any. en Mich such trantedad are executed: (lit ledaal lam. enduing me Securities Act 01 1933 and Ma Sautes oun nr o and tha er ▪ era crieDOE.Wikfte aAtond Ex F an es» brochure Mai masts information dosolang FINRAs Pitt Disclosure Program, please Contact FINRA at 800289'9999 Of warar Huidti. It interest rate slxnan Ier TO Ameafade Cash e taken from the applcatle encase rate ter for the Markel Value balance rn Pe TO Amertrode Carib. as 01 the illatement closing date Simple rawest ie accrue ea», based on the interest rate ea applicable to each days balance. Financial Statement Notification: The stoma« of hnancul sondes:in lor TO Omen:rat es ~table twee a year and may be °dent al no cost. via the internal al row.rowerrtclamontradeconshnancontatmentlarn. Option Assignment: At seen tidy anon posnons and some index open positions aro nude tor asegnment Carom amigniment traces br tub or rides options are random ay alocaled among allclams' she pestera by an aulemared proceekte. Free Credit Balances (Rule 1544 a 3): Under me dent protection roes. we may use free Croat Wants in your *enure n me Ordinary Course ol our banns which are panda to yOu on downed. Margin Amounts (Regulation T): H you have a margin accoani. the report es a combnaten of YOur Margin metre ard a special ~wand" mead( Tradng on margn poses adelhonal risks and es not metro lor all investors. A carped let of the risks assoaaled well margin treeing is °ratable in the margn rek disclosure document YOu may obtain a copy a this document by pomading us al ihenumbef lesled on page one 01 your stoternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumstances. TO Amount recants compensation lor droomt cortan overtra-counter ard wed tub order lbw to selected mends. broreas er dealers (Market Gententel. Catensalion is in the lom a a per share cash payment. ri adctiKen. TO Amatrade also may rocmocomponsaten related to tho foreign Regency ...change (»moaned 01 tronadions in Weal securities tom Markel Celere axed/Ong such nubs. We pose quarterly reports disclosing Me vo sees for order rearm execueon at avAvIdame•Cradocom A smarm copy is avalatle ton rawest. 11 is our policy. absent nerd orders to lire contrary. to select brokers. doalors. and market makers tend On Me °billy 10 peed, best («carbon and the Inlay 01 ~rig aloe improvement on market orders. Pnce macro:den is available Una Duran market condo:es. and sea regular>, manta execumns te lest for wall imperoment d mulatto. Trade COMIrmilliConti (Ruts 100-10): Oil coronations are ParemilledOn ine InanstaiOn dale Team: Transactions in foreign saddle. (ikhan° foreign ~WY ADM that lade In Pie U.S,) may include taxes and loos charged by et foreign marked or governments. winch may be redacted in the price 01 the security Of Charged OS an inaperderm ene item PrIvny Peaky NotIlkillon: A copy of Our TO Ametat Piney DOIcY is Meter al miwnamaindecorn Cable Settee: The slocation of penal ',em non;or nib or done tong e croons Reny syllem. A exception el trio procedres kr Dabble sccunin is walslee tre wobble or had comes are nubble teen reciami. Al Case 01 errors Or grastol taut your Meanie Fund Tenter.. please CO lael 8 al 7600669.3900, or in wrong to P,D, Box 2209. Omaha. NE 68103. or by email at dadernanakelditeneade.COm The ~melon conlahed in your *awn statement shall be bndng upon you if you do not odect wthn may ND) days lor any !candor ot lures stoat te Rcgdabon E, such as ATM and points-sal :rants, deco transactions. sired departs. and withdronrolto We Must hear from you ro later Man 60 earn after we set you Vie MST statomenl en whit the error or problem al:pored. (I) Tell us yOur none and account ranter (2)0o:camthe enor or to :rand« you aro unsure about. an] oxplan as dear?' as you can why you bolero ri is an error or why you need mere snlormabon. (3) Tell us the dollar amount of me emended ergot Wo silt invested* your sampan and wil correct any error promptly. II wo lake more man ID busies devil le dO this, in wil creel, yaw accent for the eMOteit yOu think is in error. sO that you wil have tho use of the money dunng tho ton stakes us to corrpao our inyestraman. AMID Ia0Tna S0NY_GM_00011978 EFTA_00122629 EFTA01268108

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 12/01/17 - 12/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ - $ • $ Insrd Dep Acct (IDA) 2,363,571.62 636,531.84 1,727,039.78 271.3% Money Market Short Balance Stocks 3,669,750.00 5,080,315.00 (1,410,565.00) (27.8)% Short Stocks Fixed Income Options 54.644.80 20,328.00 34,316.80 168.8% Short Options (10.788.40) (42,946.40) 32,158.00 74.9% Mutual Funds Other Total $077,178.02 65,694,228.44 S382.949.58 6.7% Margin Equity 100.0% Cash Activity Summa Income & Ex .ense Summa Non Current YTD Reportable Reportable Opening Balance $ 0.00 $ - Income Securities Purchased (3,408,219.04) Dividends $3,800.00 $ - Securities Sold 1,723,069.22 3,263,979.40 Interest Funds Deposited 2,452,000.00 Other Funds Disbursed Expense Income 3,800.00 3,815.10 Interest Expense Fees Other (1,726,869.22) (2,311,575.46) Other Closing Balance $ 0.00 $0.00 Net 53.800.00 $0.00 page 1 of 7 Estimated Income Estimated Yield Portfolio Allocation 36,000.00 S36.000.00 YTD 0.25% 1.0% Stocks 60.1% 0.6% Other 1i% Performance Summa Cost Basis As Of - 12/31/17" $2,548,824.20 $3,814.41 Unrealized Gains 1,507,864.27 0.69 Unrealized Losses (343,082.07) Funds Deposited/(Disbursed)m 2,452,000.00 Income/(Expense)"° 3,815.10 Securities Received/(Delivered)Y° 2,925,891.00 'To view realized gains and losses for your account, login at wwwidameritrade.com and visit My Account > Galn/Loss. CONFIDENTIAL $3,815.10 SDNY_GM_00011979 EFTA_00122630 EFTA01268109

Statement for Account # 867-730320 12/01/17 - 12/31/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ - 0.00 $ 2,450,000.00 2,450,000.00 0.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 3,800.00 170.56 Year to Date $ 8.26 0.69 3,806.15 404.07 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous lax year (spillover dividends). The year to date feuds will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin FOUNDATION MEDICINE FMI 25.000 $ 68.20 $1,705,000.00 01/13/14 $ 582,049.13 $ 23.28 $ 1,122,950.87 $ - INC COM GENERAL ELECTRIC CO GE 75.000 17.45 1,308,750.00 10/20/17 1,631,355.27 21.75 (322,605.27) 36,000.00 2.8% COM SANGAMO SGMO 40.000 16.40 656,000.00 05/28/13 337,771.20 8.44 318,228.80 THERAPEUTICS INC COM Total Stocks $3,669,750.00 $2,551,175.60 $1,118,574.40 $36,000.00 1.0% Options - Margin JD COM INC 280 $ 1.9516 $54,644.80 10/16/17 $ 75,121.60 $ 2.68 $ (20,476.80) $ JD Jan 19 18 40.0 C Total Options $54,644.80 $75,121.60 $(20,476.80) $0.00 0.0% page 2 of 7 CONFIDENTIAL SDNY_GM_000 11980 EFTA_00122631 EFTA01268110

Statement for Account # 867-730320 12/01/17 - 12/31/17 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Short Options - Margin JD COM INC JD Jan 19 18 44.0 C JD COM INC JD Jan 19 18 37.0 P 280- 280- $ 0.2877 0.0976 $ (8,055.60) 10/16/17 (2,732.80) 10/16/17 $ (36,759.54) (40,713.46) $ 1.31 1.45 $ 28,703.94 37,980.66 $ - Total Short Options $(10,788.40) $(77,473.00) $66,684.60 $0.00 0.0% Total Margin Account $3,713,606.40 $2,548,824.20 $1,164,782.20 $36,000.00 1.0% Account Activit Trade Settle Acct Transaction! Symbol; Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2,500- 55.9404 $ 139.841.77 139.841.77 COM Commission/Fee 6.00 Regulatory Fee 3.23 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2.500- 56.00 139,990.77 279,832.54 COM Commission/Fee 6.00 Regulatory Fee 3.23 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2,500- 56.10 140,240.76 420,073.30 COM Coro mission/Fee 6.00 Regulatory Fee 3.24 12/08/17 12/12/17 Margin Sell - Securities Sold CAVCO INDUSTRIES INC CVCO 1,000- 147.75 147,740.59 567,813.89 COM Coromission/Fee 6.00 Regulatory Fee 3.41 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2,500- 56.15 140,365.76 708,179.65 COM Commission/Fee 6.00 Regulatory Fee 3.24 page 3 of 7 CONFIDENTIAL SDNY_GM_00011981 EFTA_00122632 EFTA01268111

Statement for Account # 867-730320 12/01/17 - 12/31/17 Account Activit Trade Settle Acct Transaction Date Date Type Cash Activity' 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/12/17 12/12/17 Margin Journal - Other 12/15/17 12/15/17 Margin Div/Int - Income page 4 of 7 Description BRUNSWICK CORP COM Corn mission/Fee 6.00 Regulatory Fee 6.23 BRUNSWICK CORP BC COM Regulatory Fee 0.26 BRUNSWICK CORP BC COM Corn mission/Fee 6.00 Regulatory Fee 1.28 BRUNSWICK CORP BC COM Regulatory Fee 2.95 BRUNSWICK CORP BC COM Regulatory Fee 0.64 BRUNSWICK CORP BC COM Regulatory Fee 1.54 CAVCO INDUSTRIES INC CVCO COM Commission/Fee 6.00 Regulatory Fee 4.40 CAVCO INDUSTRIES INC CVCO COM Corn missiorifFee 6.00 Regulatory Fee 0.06 CAVCO INDUSTRIES INC CVCO COM Commission/Fee 6.00 Regulatory Fee 3.32 PURCHASE FDIC INSURED DEPOSIT ACCOUNT BRUNSWICK CORP COM Payable: 12/15/2017 QUALIFIED DIVIDENDS 3800.00 Symbol, CUSIP SC BC CONFIDENTIAL Quantity Price Amount Balance 4,800- 56.22 269,843.77 978.023.42 200- 56.20 11.239.74 989.263.16 1,000- 55.58 55,572.72 1.044.835.88 2,300- 55.5775 127,825.30 1,172,661.18 500- 55.576 27,787.36 1,200,448.54 1.200- 55.575 66,688.46 1,267,137.00 1.300- 146.582 190,546.20 1,457,683.20 19- 147.70 2,800.24 1,460,483.44 981- 146.60 143,805.28 1,604,288.72 0.00 (1,604,288.72) 0.00 0.00 3,800.00 3,800.00 SDNY_GM_00011982 EFTA_00122633 EFTA01268112

Statement for Account # 867-730320 12/01/17 - 12/31/17 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 12/15/17 12/15/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.800.00) 0.00 DEPOSIT ACCOUNT 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 2.600- 2.345 6.090.86 6.090.86 COM Commission/Fee 6.00 Regulatory Fee 0.14 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 1.000- 2.341 2.340.95 8,431.81 COM Regulatory Fee 0.05 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 16.400- 2.34 38.375.11 46,806.92 COM Regulatory Fee 0.89 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 500- 2.365 1.176.47 47,983.39 COM Commission/Fee 6.00 Regulatory Fee 0.03 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 10.000- 2.36 23.599.45 71,582.84 COM Regulatory Fee 0.55 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 950- 2.365 2.240.70 73,823.54 COM Commissionfee 6.00 Regulatory Fee 0.05 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 19.050- 2.36 44.956.96 118.780.50 COM Regulatory Fee 1.04 12/22/17 12/22/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (118.780.50) 0.00 DEPOSIT ACCOUNT Closing Balance 'For Cash Achwly totals. refer to the Cash ActMty Summary on page one of your statement. $ 0.00 Insured Deposit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 12/01/17 $ 636,531.84 11 0.0800 $ 15.34 $ 15.34 12/12/17 2.240.820.56 3 0.1000 18.41 33.75 12/15117 2.244.620.56 7 0.1000 43.02 76.77 12/22/17 2.363.401.06 7 0.1000 45.29 122.06 page 5 of 7 CONFIDENTIAL SDNY_GM_00011983 EFTA_00I 22634 EFTA01268113

Statement for Account # 867-730320 12/01/17 - 12/31/17 Insured De • osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 12/29/17 2,363,401.06 3 0.2497 48.51 170.57 170.57 Total Interest Income $170.57 Insured De. osit Account Activit Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $636,531.84 12/12/17 12/12/17 Received FDIC INSURED DEPOSIT ACCOUNT $ 1.604.288.72 2,240,820.56 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/15/17 12/15/17 Received FDIC INSURED DEPOSIT ACCOUNT 3.800.00 2,244,620.56 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/22/17 12/22/17 Received FDIC INSURED DEPOSIT ACCOUNT 118,780.50 2,363,401.06 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/29/17 12/29/17 Received Interest: Insured 125.44 2,363,526.50 Deposit Account Bank USA 12/29/17 12/29/17 Received Interest: Insured 22.56 2,363,549.06 Deposit Account Bank USA 12/29/17 12/29/17 Received Interest: Insured 22.56 2,363,571.62 Deposit Account Bank NA Closing Balance $2,363,571.62 TD Bank NA $247.522.56 TD Bank USA NA $2,116,049.06 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks". Two of the Program Banks are TD Sank. N.A. and TO Bait USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information TRADING ACTIVITY FEE To continue facilitating the execution of trades, a regulatory Trading Activity Fee (TAF) will be added to applicable sales transactions, beginning on or after March 19, 2018. This fee is one of the regulatory fees FINRA (Financial Industry Regulatory Authority) assesses to member firms. The rate varies depending on the type of transaction and the size of that transaction. This transaction-based fee has been previously consumed by TD Ameritrade. A full rate schedule can be found below as well as on the FINRA Website at FINRA.org in Section 1 of Schedule A to FINRA's By-Laws or by searching 'Trading Activity Fee PAC's' page 8 of? CONFIDENTIAL SDNY_GM_00011984 EFTA_00122635 EFTA01268114

Statement for Account # 867-730320 12'01.17 - 12 31 17 Important Information This fee will be included under the "Reg Fee" section of each trade confirmation. combined with any other applicable regulatory fees. It will be reflected in the totals for "commissions and fees" on the TD Ameritrade website within transactions and order histories. For questions you may reach us by calling the phone number listed on page 1 of this statement. Trading Activity Fee rates: $0.000119 per share for each sale of a covered equity security, with a maximum charge of $5.95 per trade; $0.002 per contract for each sale of an option; $0.00075 per bond for each sale of a covered TRACE-Eligible Security (other than an Asset-Backed Security) and/or municipal security, with a maximum charge of $0.75 per trade; $0.00000075 times the value, as reported to TRACE, of a sate of an Asset-Backed Security, with a maximum charge of $0.75 per trade. All charged fees will be rounded to the nearest penny using natural rounding logic. For example, $0.004 rounds to $0.00 and $0.016 rounds to $0.02. CALIFORNIA RESIDENTS If your total payments of interest and interest-dividends on Federally Tax-Exempt non-California municipal bonds were $10 or greater and you or your Partnership had a California address then TD Ameritrade will report this information to the California Franchise Tax Board each tax year per state statute. ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its -house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://www.tdameritrade.com/financialstatementhtml or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of 9/30/2017, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.6 billion and 5339.8 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington, D.C. and the Denver, CO office of the Commission. page 7 of 7 CONFIDENTIAL SDNY_GM_000 11985 EFTA_00122636 EFTA01268115

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 11986 EFTA 00122637 EFTA01268116

Terms and Conditions STATEMENT GUIDE IL Or ,cado provides morally Poiddie Reports Nr accoums sub annity and quarterly reports TO MAC! 'TO =COOTS rah assns.. Portfolio Summary: Treat It* Current Nita Cl your 000010 as 01 the ~at dale and mapares rl to Itie pror monlh.a The Mae 8110:alen ~08108 your p00010 divailfealion by invemmert type MAN* dlocatcoes undo 5% mg be grouped Mo ~category w -Char in the pie chart. Margin Early - Total AccouM ErluilWIT0011 Ming Merginable Value • TON I Short Value) Aelmty Summary: The opening and chasing cash balances we reconclee here lor yea quick rely*, ce Al acc-auni aangy is suimmanzal lor the currant paiod and year to dato_ Income 4. Expense Summary Inan4RAs only): This seitan dome the income and moons. totals hem me Aolidy Sunny and demon the lax nalnient Retirement AccooM Summary (IRAs only): Rama the IRS moorland transacoons for Mo Ogren! ord Vitt MM. IRS Fenn 5498 lair mak* value is based On the currant value as of December 31 o1Ø premus year arden to furnished to Ma Internal Revenue Same. Perlomanc•Sunimary:Monbor your annual portfolio perlormence ert the unedited gains and lassos for your luturo ruostmom sootogy. Account Positians:V1ew your mostmoms at tho current market vat.* and corrparo the copra coal 10 me ineakteel gains and losses n your pedloh) Original coal is assigned using he /1181-01. 0131-001(0100) method. ^etch assumes me esi shares >du set are those you purchase0 ant. Tho estimated mostment income2 and average cost per share ate assayed for your eater/ace Ilhe otlest purchase an e shown Mr en rdcalion 01 yew hooking PeiNdl. Account ActiVily: Al anOted aciMly ia dead, defined. haled in WO Order. and raOetted n the Owingcash baltra. Mad*. ~ding Sattlartifrol: Conlin yew ~Cots ati.008 ialth a itellleanent dale aller MOO Ø. Thoso transactionsen bo reflected n the Account Amity sexton neat Ø. Online Cash Stain TramectiOn Dwell: Cash mangenlert &Mann Mal cleared aging ess siatornom reporting pond. ndudng check. debit card and ATM actny. are used in dale «del. Online Cash Services Summary: Croft ard deal Iransrbon totals lor tho carom statoment relent» MOW be summariad. Indmmed litineaCterle are notlimed. tue to rounding actustments. do stroment ~Ms may not equal the stamment tomb. tainted Annual Income and Eserreted Annual Yield value* a e tend upon IN> pumaer Cl shares owned or carom value balance az 01 the stalemom dale ard the most utal dindend doe or cosh Pew ~Mad GENERAL INFORMATION 10 Montrane does not pone legal or lax adsce. Pleas* consult your legal adveor or lax tettOuNant when necessary. A8 a 818neerd intadla ~Mee. plena COMinahtins May be rammed br dually OOMMI and tansy:lion vairiaalW PurpOSee. For TO Amino-ado basonoral clews. your advisor him Is separate from and not situated win TO Amanracia. Inc. a TD Arnxtrado Ocorrig, Inc.. and oath Irre is nat rosponsble la Inc 1,00xls and sernces ol the Orher. Aconcycil Reports:II you find any errorsor omissions In your accouM statement you Mould immediately call us et the rumba' listed on page one w your statement. You Mould also contact our Clearing firm, TD Amediradre Clewing, Inc. el 800469-3900. Please corona na siatenm caready. II you Osage,' rob any bonsai:bon or d there we any aids or omissions. pease nobly a Client Services eepo»malhwa yaw tar branch Cate. as wol as 10 Amairade Clean-g. Inc. in waling whin ton (10) days of your Cocoa ot this Namment Any wet statements Mal you nine made to us should be COMM'S in rang The shitement stil «Name* be considered wank , Please may vs promptly 01 any changes in yow contact inanition. hareaCtions orldetled on your capon wit be conch/shay dimmed accurate unless you nobly TD Nrcrtradairrimodatear. Account Protection: Deposes told by TO Bank. N.A. and TD Bart USA. N.A. aro toured by he FDIC (401 COvered by SIPC) up 10 $250.030. Limas are per account oimertaP per iniblulal. TO learn more about FDIC Coverage g0 tO mow 101C40v. SeetalleS. inflating mutual hands, held in your Brokerage ACCOuN are ml deltrale Or °big/Mons co 0/ guaranteed by. any bank. are not FDIC-insured. and invoke investment flak:. 'ncludng mania loss ol printout TO Amenvade is a member ol Ø Scones invest« Note:ion Corporation (SIPC'). which protects scones customers of ds members up lo 5500.030 (inchading $250.000 lor claims for cash). Explanatory brochure is available on request at Additionally. TO Amerind. ph[M0eS each Clan $149.5 alien worth 01 PrOleCtlon for [Wyllie* and $2 melon 01 IXONCIOn Mr cash trough SupOlemental coverage provided by London 'newels h the emna Ola brokerage insoirency. a din may femme newts due frOM the ~Me In bmmulltcY and Ilan SIPC. Sidommonial °mango c pad out Yter tho trustee and Sloe payouts and Ør such coverage each clam is hauled to a osTiOnad return ot $152 miliOn horn e trustee. SIPC end London insurers The TO Amain% Swaptemenlal coverage has an arrogate Ira Ol 5500 motion ova all customers. TM potty provides Overage Naming ammage insolmmy ord does net polka (Nand Ion in Markel vota ct me secumles. Pa investment ai a money MOE lund is not mewled Or 9.18ranated by the Federal Depose Insurance Corporation 'FOCI a any other aerator.= agency. Although Ho tnt Beek 10 preserve the vat. Or maw immanent al 51 0) pa Pura 113 panel* lOse moray by incasing in a money market Ø. DMelends we <leaped Only end pacteemostod monthly. TIN procpccos nuns IN: ard otlwe impadart nommort Real the prospectus anta, Cleo' Wafting. NOnaleateil inveamente held by your boker dealer arc NOT FDIC NSURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance ri your bank depOsrl acnril Or Shan d yOur money murtel matel fund can to lquidated on your order. and Ib proceeds ramrod to yew scones account or emitted byta Tax ~ring: The palblei NW° Mahn Ecument You nil rovuke Ram 1699 for and us nroarg n carplan Mn IRS recsaxais includes terabb ramm. chards. Ø on. lame ante. and saes prootedn Some ~mats we auket le rechesficelOn did) yell to rellectal an sdr.rsont 44 ~arts Cost Been: CodBasis, tan In and paean= ceponng ara Graapa we clicrod ad anclacial by COI td:CPPORMED ID Mona» is not itinnebe lo tie rektfity a sunray al to 'Yuman TO Amcento ad is taxman ~Mod FPonters1 do not ~Mee~ samry 01 Pie arkmulm and date graded. COI ECCEPCEMED it 8~310 ~PLO and e rot attired with 1D arertmole Margin and Options Account Agreements: Prompt)/ adaso 10 Amentrade n wnlnp ot any chango in your investment I:arroyos or animal swain as they wain to your Moan Or Otilitnh tiCCOunt agreements. A summery of commissionsand dome, incurred wain oxanutban ol oFoons transacoons is ayalablo. Omni Mahal Prices: Wicr make. saum cl ræonec hams been Waned. al ammak[ kom q[attkn sent» and dab indeperident sons Vain we tern On Me awn act) Hq man feline tre NS ad slug pros. a other cretin. a alltarva [duels motalle how a qa016~ warn 6 OM independent ~W. tie noway is tab» lo bang rertedal at • Prom (1.) The icluns cn your pedIdo mood are ~Mod as Win 1141°." 11°13-11/ NC COCCI ~MO OG accuracy dry scones Feces ttoigsgo toduel postens are valued rang 1Fe remanng Nine ad me weal model aka Potali) Man seksflens my na caorart sake proceals. The secondary meal la Cottons of Deposes (CDs) a gastraly Aqua and the actual lua nay bb after. Iron me mallase fate AsigiammlOss of anbel may roan ton the sab ol a CO pv le many. Bras ~be Frei loom Smarties trade clammy than may scans and Oa not Wade en a Mud *ammo°. Rana. hay owe n me OTC Kra the counter, market and eirdent louder (MY na as b IW »Nil Yew Parton6W o rrohdy.1ter solo abode pia to mower mapood a a loss cl precrad. Non Standacd Anon (6A1 are beady mixtments n drod partcpaban program [mourns iartnerstmz Mnrod lablty =panic. a' red cstam roostoort hat comacety pmts. promo eguty. pOrale debt a hedge Lads NS•6 ere hparb Mad Meelmatt ord do not Mole CI" a acne mounts eclonge a tiohccom Stoa lanct. The clues tom ta mate mosimmm tre ~Rd [Ma cloned horn meat ~balk naran. OW na Wed ST indtpendent appraisals the progods rot =at. ada Ova perry under Was hat an tool provided by to ~moored" ~ram. and« grow d each porn a by a thrdiamy vender sellout independent murcaten by Ill Amerbede Van mar on, react the opna ~fee pica. adual market aura a be roabaxl inn Madam C r ~man value canna be establehod Øat tese nianode. mo nivalen may be reflected as eltinarted ('NP) Fa Wand detal ~wen; union la Nan.Smadand Aria plead comet Clad Scnces Theta rossirmots arena cowed uØ Me 9PC. Px:n Rao Socurbm CARS-) Prong: The matel Nikos la OAS worms~ ban moaned. Haw We. trom cprOtsien tonne or ohei nelepordere sane*. The way ol the ~Mg b na *warren. Ha maikel aaliosraltaltb. TD Andrade di an:oho0AS pcolon.takrg as arneracn bah to ~My ad undocong cm* puny. The »IS ~la is crawly ~denote a kCk 01 Salty ant asa mot ein an tie ro ~Force that ern trewrtint an told urda one ~We cote. REGULATORY DISCLOSURES MI Crania:bons aro tub)oct to p) me constitution. Mos. rogulatems. customs red usages bal exchange or mint and as dearagnouse. H any. on seich such tranatklan are oxecuted: dd ?Meal lass. indiang the Saunters Act ol 1933 and the S«urtes Ex 4 ounieb0 iv in orf onel Of% F an oste brochure that incbclas alonnabon desabng FINRAs Puna Desclasuro Program. Petite Contact FINRAP 1930-289.9a99 Or maw linear No interest rØ shown tor TO Amertrade Cash a laken hom the applcatle incaseram ter ler the Markel Value balance n the TO AmeraadeCesh. as 01~ 818.10~M closing date Simple wterest is xcrued eV/ based on the interest rale ser applcablo to oath days balance. Financial Statement Notilicallon: Ito statemert ol anancial madman lor TO limontrade Mailable truce a yew and may te .maned al ro cost via the internee el hm...‘wratimmortradecombnancobiammenthant Option Assignment: Ali short malty opoon posnons and some index orphan positions are available lot assignment Emmet assignment races for WAY or index options are terldorrly Mamma among all clams' shod posoons by an OA/ZOOS °TOCCOA.. Free Credit Balances (llde 15c3.2 a 3): Under the dent protection nflos. we may use eon Credit balances n yOur account in the Panay came ol ow Wane» whkh ere payable lo yOu on demand. Margin Accounts (Regulation T1: H you have a margin account. the report a a combnaton of your margin wawa ard a Spada memorandum amen« Tracing on ~Kin poses addlional risks and es not suratle br all investors. A compact 1st ot the mks assocdted with margin tracing is amiable in the merge, rak disclosure acumen VW may obtain a copy Of Ns document by contacting us al the number toned on page one Ol your statement Payment Mr Order Flow (SEC Rules 606 and 607): In some crcumstances. TO Amornrado recants compensation la Ore an° artisan raya [ha counter and load equity oØ lbw to selected mantas. ~has or dealers (Markel Centers') Catnensalion is in Ihe Mira Of a per share cash paymont m addlion. TO Amatrado also may receive compensate., rotated to the foreign oriency <ochres, component OlbereaCtiOns h Weep secudlies from Markel Genera ozenng such nobs. We post waste./ recoils disclosing the vans ler order racro oxecurson x onmedarnxtrada_cont A written copy is avalatlis sun re<post II is our policy. absonl Pert ordars to rho contrary, to select boasts. doalors, and market ~Met based On IN> Why io ~ode beta Mecutlon and the history 01 ...Urn pdOe improvement 01 mark« omos. Poe* [mammon avanablorder certain market condlions. and we reg lad/ mentor executat o too ler such impewomoni d avalable. Tede COnfirmatiOnti (Rids 100-10):MI cantonal:3ns we atiremineet On he IMMIMOn Taxes: Transactions in Meign shoaled (andarng Malign oerannY ADM INS Wide ia me U.S.) no/ include loses and fees charged by tie foreign madam or governments. each may be redacted in the price 01 IN> security or charged as an :dependent sne item Privacy Poky Nolifkation: A Cony el the TD Amertrao» Crary DOICY is ~Pane el vmw.Mamenindocorn Cal* SearrIllern The 'location or pond ratemplonti a calls n dame yang e pro.nn loamy system. A ~crown el the pecans for ~able sccumies is avalablo on to nesito a hang copes are ~title won («pool. In Case 01 anon Cr questnno !afoul your ElearOniC Fund Menders. pease conlacl us el 1.1~669.3900. or in snag to P.O. Box 2209. Omaha. NE 68103. or by email al dieMeervkestbkleMegiatle.COM The MsannatOn cOntained in your *awn statement shall be lancing upon you if you do not oteecl wthn sixty 160)days Mr any transfer ot lutos Wont to Regulabon E. such as ATM and paid ot.me [tardy& debit transactions. direct OcTostis. and silhemmals We Mold hear from you ro later Man 60 dam ear we sen tar the FEST statement on while the error or problem appeared. (I) Tell us 103. rome and accountant., (2) Doscrbo the oar or Inc /ransfar you am unsure about, and explain as deafly as you can why you maimed is an error or why you need mac intormabon. (3) Ted us the dollar ~JO of Pie suaoktee ern., Wo ^dl [monger* your complain and wit correct arty error promptly. H we lake more than ID business days lo de this. sewn oral, yOur (moan fOr Ow amount yOu think is in error, MINN you MI have the ute of the money dunng tho MOILS= us to corrflob our investgaton. aSITD 150 Obla SDNY_GM_00011987 EFTA 00122638 EFTA01268117

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Arne:brad. Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/18 - 01/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 9-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value ($5,544.00) 840,081.73 505,296.00 5,080,450.00 (505,296.00) 155,000.00 Total Margin Equity $6.069,987.73 91.0% Prior Value Period Change Change Estimated Income Estimated Yield $ - ($5,544.00) $ - 2,363,571.62 (1,523,489.89) (64.5)% 0.20% 505,296.00 3,669,750.00 1,410,700.00 38.4% 96,980.00 1.9% (505,296.00) 54,644.80 100,355.20 183.7% (10,788.40) 10,788.40 100.0% $6,077,178.02 ($7,190.29) (0.1)% $96,980.00 1.6% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex • ense Summar Current YID Income Reportable Non Reportable YTD $ 0.00 $ - (2,766,848.00) (2,766,848.00) Dividends $9.000.00 S - $9.000.00 1,733,768.31 1,733,768.31 Interest Other Expense 9,000.00 9,000.00 Interest Fees 1,523,831.69 1,523,831.69 Other $499,752.00 $499,752.00 Net $9.000.00 $0.00 $9,000.00 page 1 o18 CONFIDENTIAL Portfolio Allocation Other 2.5% Short Stocks I 7.7% Stocks 77.0% Performance Summary $3,695,667.78 Cost Basis As Of - 01/31118'• Unrealized Gains 1,649,179.67 Unrealized Losses (614,69345) Funds Deposited/(Disbursed)''1D Income/(Expense)"° 9,000.00 Securities Received/(Delivered)"° 0.00 **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Gain/Loss. SDNY_GM_00011988 EFTA_00122639 EFTA01268118

Statement for Account # 867-730320 01/01/18 - 01/31/18 Income Summary Detail' Description Qualified Dividends IDA Interest Current Year to Date $ 9,000.00 341.80 $ 9,000.00 *TNs section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative &mutt for the year. 341.80 Account Positions Symbol Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43,000 $ 11.40 $490,200.00 01/12/18 $ 500,956.00 $ 11.65 $ (10,756.00) $ 36,980.00 7.5% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 69.40 1,735,000.00 01/13/14 582,049.13 23.28 1,152,950.87 INC COM GENERAL ELECTRIC CO GE 125.000 16.17 2,021,250.00 10/20/17 2,593,861.27 20.75 (572,611.27) 60,000.00 3.0% COM SANGAMO SGMO 40.000 20.85 834,000.00 05/28/13 337,771.20 8.44 496,228.80 THERAPEUTICS INC COM Total Stocks $5,080,450.00 $4,014,637.60 $1,065,812.40 $96,980.00 1.9% Short Stocks - Short SELECT SECTOR SPDR XLU 9,900- $ 51.04 $(505,296.00) 01/12/18 $ (499.545.82) $ 50.46 $ (5,750.18) $ TRUST SRI INT-UTILS ETF Total Short Stocks $(505,296.00) $(499,545.82) $(5,750.18) $0.00 0.0% Options - Margin SPDR S&P 500 1,000 $ 1.55 $155,000.00 01/30/18 $ 180,576.00 $ 1.81 $ (25,576.00) $ SPY Jun 15 18 300.0 C Total Options $155,000.00 $180,576.00 $(25,576.00) $0.00 0.0% Total Margin Account $5,235,450.00 $4,195,213.60 $1,040,236.40 $96,980.00 1.9% page 2 of 8 CONFIDENTIAL SONY_GM_000 11989 EFTA_00122640 EFTA01268119

Statement for Account # 867-730320 01/01/18 - 01/31/18 Account Positions Investment Description Total Short Account Total Positions SymboU CUSIP Quantity Current Price Market Purchase Date Value Cost Average Basis Cost $(505,296.00) $4,730,154.00 $(499,545.82) $3,695,667.78 Unrealized Gain(Loss) $(5,750.18) $1,034,486.22 Estimated Income Yield $0.00 0.0% $96,980.00 2.1% Account Activit Trade Settle Acct Transaction! SymboU Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 01/19/18 01/23/18 Cash Buy - Securities Purchased ADT INC ADT 200 S 14.00 $ (2.800.00) (2.800.00) COM 01/23/18 01/23/18 Cash Journal - Other MOVE CASH BALANCE TO 0.00 2.800.00 0.00 MARGIN 01/25/18 01/25/18 Cash Delivered - Other ADT INC ADT 200- 0.00 0.00 COM TRANSFER TO 867-730320-2 01/11/18 01/16/18 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 50.000 19.25 (962.506.00) (962.506.00) COM Commissionfee 6.00 01/16/18 01/16/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 962306.00 0.00 DEPOSIT ACCOUNT 01/12/18 01/17/18 Margin Buy - Securities Purchased ALPS ETF TRUST AMLP 43.000 11.65 (500.956.00) (500,956.00) ALERIAN MLP ETF Commissionfee 6.00 01/17/18 01/17/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 500.956.00 0.00 DEPOSIT ACCOUNT 01/17/18 01/17/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (8.18) (8.18) 01/18/18 01/18/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 8.18 0.00 DEPOSIT ACCOUNT 01/18/18 01/18/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.168.00 3.168.00 01/19/18 01/19/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.168.00) 0.00 DEPOSIT ACCOUNT 01/19/18 01/19/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.485.00 1.485.00 01/22/18 01/22/18 Margin Delivered - Other JD COM INC 280- 0.00 1.485.00 JD Jan 19 18 40.0 C EXERCISED OPTION page 3 o18 CONFIDENTIAL SDNv_Gm_00011990 EFTA_00 I 22641 EFTA01268120

Statement for Account # 867-730320 01/01/18 - 01/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 01/22/18 01/22/18 Margin Received -Other JD COM INC 280 0.00 1.485.00 JD Jan 19 18 44.0 C OPTION ASSIGNED 01/22/18 01/22/18 Margin Received - Other JD COM INC 280 0.00 1.485.00 JD Jan 19 18 37.0 P EXPIRATION 01/22/18 01/22/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.485.00) 0.00 DEPOSIT ACCOUNT 01/22/18 01/22/18 Margin Journal - Other MARK TO MARKET ADJ - 0.00 (693.00) (693.00) 01/22/18 01/23/18 Margin Buy - Securities Purchased JD COM INC JD 28.000 40.00 (1.120,010.00) (1.120.703.00) ADR Commission/Fee 10.00 01/22/18 01/23/18 Margin Sell - Securities Sold JD COM INC JD 28.000- 44.00 1.231.961.54 111.25854 ADR Commission/Fee 10.00 Regulatory Fee 28.46 01/23/8 01/23/18 Margin Journal - Other MOVE CASH BALANCE TO 0.00 (2.800.00) 108,458.54 MARGIN 01/23/8 01/23/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (108.458.54) 0.00 DEPOSIT ACCOUNT 01/23/8 01/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (4.752.00) (4,752.00) 01/24/18 01/24/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 4.752.00 0.00 DEPOSIT ACCOUNT 01/24/18 01/24/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.069.00 3.069.00 01/25/8 01/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.069.00) 0.00 DEPOSIT ACCOUNT 01/25/18 01/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 9.000.00 9.000.00 COM Payable: 01/25/2018 QUALIFIED DIVIDENDS 9000.00 01/25/18 01/25/18 Margin Received - Other ADT INC ADT 200 0.00 9.000.00 COM TRANSFER FROM 867-730320-1 01/25/18 01/25/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (7,722.00) 1,278.00 page 4 o18 CONFIDENTIAL SDNY_GM_00011991 EFTA_00 122642 EFTA01268121

Statement for Account # 867-730320 01/01/18 - 01/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 01/24/18 01/26/18 Margin Sell - Securities Sold ADT INC ADT 200- 11.335 2.260.95 3.538.95 COM Commissionfee 6.00 Regulatory Fee 0.05 01/26/18 01/26/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.538.95) 0.00 DEPOSIT ACCOUNT 01/26/18 01/26/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (297.00) (297.00) 01/29/18 01/29/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 297.00 0.00 DEPOSIT ACCOUNT 01/29/18 01/29/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 6.435.00 6.435.00 01/30/18 01/30/18 Margin Journal -Other PURCHASE FDIC INSURED 0.00 (6.435.00) 0.00 DEPOSIT ACCOUNT 01/30/18 01/30/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (891.00) (891.00) 01/30/18 01/31/18 Margin Buy - Securities Purchased SPDR S&P 500 1.000 1.80 (180.576.00) (181,467.00) SPY Jun 15 18 300.0 C TO OPEN Commissionfee 556.00 Regulatory Fee 20.00 01/31/18 01/31/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 181 A67.00 0.00 DEPOSIT ACCOUNT 01/31/18 01/31/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (5.544.00) (5,544.00) 01/12/18 01/17/18 Short Sell - Securities Sold SELECT SECTOR SPDR TRUST XLU 9.300- 50.461 469.270.46 463,726.46 SBI INT-UTILS ETF Commission/Fee 6.00 Regulatory Fee 10.84 01/12/18 01/17/18 Short Sell - Securities Sold SELECT SECTOR SPDR TRUST XLU 600- 50.4601 30.275.36 494,001.82 SBI INT-UTILS ETF Regulatory Fee 0.70 01/17/18 01/17/18 Short Journal -Other MARK TO MARKET ADJ 0.00 8.18 494.010.00 01/18/18 01/18/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (3.168.00) 490.842.00 01/19/18 01/19/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (1.485.00) 489,357.00 01/22/18 01/22/18 Short Journal -Other MARK TO MARKET ADJ 0.00 693.00 490,050.00 01/23/18 01/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 4.752.00 494.802.00 01/24/18 01/24/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.069.00) 49 t733.00 01/25/18 01/25/18 Short Journal - Other MARK TO MARKET ADJ 0.00 7.722.00 499,455.00 01/26/18 01/26/18 Short Journal - Other MARK TO MARKET ADJ 0.00 297.00 499,752.00 page 5 o18 CONFIDENTIAL SDNY_GM_00011992 EFTA 00122643 EFTA01268122

Statement for Account # 867-730320 01 01 18 - 01 31 18 Account Activity Trade Settle Acct Date Date Type 01/29;18 01:29:18 Short 01/30/18 01/30/18 Short 01/31/18 01/31/18 Short Transaction/ Cash Activity' Journal - Other Journal - Other Journal - Other Symbol/ Description CUSIP MARK TO MARKET ADJ MARK TO MARKET ADJ MARK TO MARKET ADJ Quantity Price Amount 0.00 (6.435.09r 0.00 891.00 0.00 5.544.00 Balance 493,317.00 494,208.00 499,752.00 Closing Balance $499,752.00 'Far Cash Activity Wale, refer to the Cash Activity Summary on page one of your statemem. Insured Deposit Account Interest Credited Begin Number Interest Interest MID MTD Date Balance of Days Rate Accrued Accrued PAID 01/01/18 $ 2,363,571.62 15 0.2497 $ 242.54 $ 242.54 $ - 01/16/18 1,401,065.62 1 0.2497 9.58 252.12 01/17/18 900,101.44 2 0.1998 9.86 261.98 01/19/18 903,269.44 3 0.1998 14.83 276.81 01/22/18 904,061.44 1 0.1998 4.95 281.76 01/23/18 1,008,460.98 2 0.2497 13.80 295.56 01/25/18 1,011,529.98 1 0.2497 6.92 302.48 01/26/18 1,014,771.93 4 0.2497 27.77 330.25 01/30/18 1,020,315.93 1 0.2497 6.98 337.23 01/31/18 834,195.93 1 0.1998 4.57 341.80 341.80 Total Interest Income 6341.80 page 6 018 CONFIDENTIAL SDNY_GM_00011993 EFTA 00122644 EFTA01268123

Statement for Account # 867-730320 01/01/18 - 01/31/18 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 92,363,571.62 01/16/18 01/16/18 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (962,506.00) 1.401.065.62 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/17/18 01/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (500,956.00) 900.109.62 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/18/18 01/18/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (8.18) 900.101.44 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/19/18 01/19/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.168.00 903.269.44 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/22/18 01/22/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.485.00 904.754.44 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/23/18 01/23/18 Received FDIC INSURED DEPOSIT ACCOUNT 108.458.54 1,013,212.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/24/18 01/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (4.752.00) 1,008,460.98 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/25/18 01/25/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,069.00 1.011.529.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/26/18 01/26/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,538.95 1.015.068.93 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/29/18 01/29/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (297.00) 1.014.771.93 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 o18 CONFIDENTIAL SDNY_Gra_00011994 EFTA_00122645 EFTA01268124

Statement for Account # 867-730320 01/01/18 - 01/31/18 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 01/30/18 01/30/18 Received FDIC INSURED DEPOSIT ACCOUNT 6,435.00 1,021,206.93 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/31/18 01/31/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (181,467.00) 839,739.93 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/31/18 01/31/18 Received Interest: Insured 241.56 839,981.49 Deposit Account Bank USA 01/31/18 01/31/18 Received Interest: Insured 50.12 840,031.61 Deposit Account Bank USA 01/31/18 01/31/18 Received Interest: Insured 50.12 840,08133 Deposit Account Bank NA Closing Balance $840,081.73 TD Bank NA $247,550.12 TD Bank USA NA $592,531.61 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks). Two of the Program Banks are TO Bank. N.A. and TD Bank LISA. NA. both affiliates of TD Ameritrade. The IDA balances are nol covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information TRADING ACTIVITY FEE To continue facilitating the execution of trades, a regulatory Trading Activity Fee (TAF) will be added to applicable sales transactions, beginning on or after March 19. 2018. This fee is one of the regulatory fees FINRA (Financial Industry Regulatory Authority) assesses to member firms. The rate varies depending on the type of transaction and the size of that transaction. This transaction-based fee has been previously consumed by TD Ameritrade. A full rate schedule can be found below as well as on the FINRA Website at FINRA.org in Section 1 of Schedule A to FINRA's By-Laws or by searching "Trading Activity Fee FAGs." This fee will be included under the "Reg Fee" section of each trade confirmation, combined with any other applicable regulatory fees. It will be reflected in the totals for "commissions and fees" on the TD Ameritrade website within transactions and order histories. For questions you may reach us by calling the phone number listed on page 1 of this statement. Trading Activity Fee rates: $0.000119 per share for each sale of a covered equity security, with a maximum charge of $5.95 per trade; $0.002 per contract for each sale of an option; $0.00075 per bond for each sale of a covered TRACE-Eligible Security (other than an Asset-Backed Security) and/or municipal security, with a maximum charge of $0.75 per trade; $0.00000075 times the value, as reported to TRACE, of a sale of an Asset-Backed Security, with a maximum charge of $0.75 per trade. All charged fees will be rounded to the nearest penny using natural rounding logic. For example, $0.004 rounds to $0.00 and $0.016 rounds to $0.02. page 8 of 8 CONFIDENTIAL SDNY_GM_00011995 EFTA_00122646 EFTA01268125

ID Ameritrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SD NY_GM_00011996 EFTA_00 122647 EFTA01268126

Terms and Conditions STATEMENT GUIDE It: /c.) waeb prandes morsfly Portfolio Report; lor accoums win anwb and quanody report w naam accounts wei anelsd Portfolio Summae: Titeld the Current Maa Ot puf 00(0010 es 01 the n>pOd dele end ~paren n to itio prior ~Me Tee Wan elk celen irdCeba yOur p00010 divereaCalion by investment type MMO* dbuncres unica 5% ank be prouged mto tho <wagon, al "Ces" in Po pre dun. Maren Emily - Toto/ Account EtwernToul Long ~eindde gekte • Total Short Velde) Actinty Summary: Tilt opening and doling cash balances are reconcirn bore lor yta *web re!egeico Al acc-zuni actnity es surmanzed lor me torent ponod and voor to date. hoorn* 4. &pence Summary inendFas only): 11h: staan delarv tno ineamo ard *wenser t9ta,3 (rom the Aai ly Summary and Clanillos the les ireatment Pierement Account Summum, (IRA, osy): Renen to IAS recul tod transasons lor kno aan% and ora man IRS Form 5498 Fair merkel valne is based an the amant valut es or Dosenter 31 t1Ø pranous sta anima be turnshod to Ma Irdernal Reut:nut Sawa). PodonnanceSummary:Monifor your *aula ponk» benomene, end lto urrealized geina end tosses br your komforen:word stratopy. Account PosItians: New your rnestmoms a ito current maner vat» and con:ham the engten cad to sea wieekzed geina and bosses n your pand° Original coat is esegned using the erstrn. yn1Øl (F1F0) melhod. ntich assumee Ihe rytt slums you sel ere tihose you pjrchesed etst. Tho eslimaled erreostmoni encome2 and average Co:, per share an dadayed lor your /elegance Pre odest pushte, date e ahOwn tor en nOcerion ol nes hobog tapdi. Weeral Actinty: Al aam« eclidly is deert delbed. tetad in «e Order, ard relleded n the Cbring cash batance. Tradet Paring Santen** Coda, your emden Veders Wal e statement dele aller mono, Ø. Ildaso transacions vnl bo relloctod n me Account Acvnty sabon noot mom Online Cash Services TionsoctiOn Deint Cash management inosections Met cleered &ring ms siaranom reparting ponod. ndudng check. dein card and MIJ anta/. are ',stad en dato «Ob. ONS Cash Services Summum: Grolt ard deldi kan:won totals lor tho conom slatomen tepenn Dedal be summariad. Indhitbal treneeCtea8 ere ns huwt iDue to mandala actustments. tho ~ment deals may not «mal tem statement totals. :myteled Anno/ Income end Eserroted Anno& Vind velvet ere Oma upon Ibe nuMbb dwars «snee or ~rom valuta balanse as ot the stalemom dala and Me most roomt duidend ete 0, cash Pekt ~da GENERAL INFORMATION 10 tuntrade does not gromde legal or las ~ce. Plens* consult your Inrol aam« or las *Storten veten neCentny. A8 e tiendlird indaby Weleer. gehad COnnerielas may be records br. uelly anetel and liansattiOn vedhast DurpOsta For TO Amentrade beseboonal darts. your admor hem es scparato trom and not atthated wei TO Annanrada. Inc. a TO Arnxtrado °meng, Int.. ard oen run es nat responsie° la th* fantasie end somma ol ille ener. Accwacy of Reporls: H you flnd any errors or annsions In yam accouM slak/ment you ehould amedialely colt us et th* maten listed on page ome 01 your .leenent. You enduld als* contact our Clearing fat, TD Amanda> Clearing, loc. al 8004694900. Please rcenew trio sialoToM earCAlly. If you elsopeco ah any kansarme], or d Mae are any etas a anssiorn. Masse notify e giant Services reproseMeliee d you biel bande Øe. SS wol as 10 Amaindo Clean-g. Ine, in wmrg nunn ton (10) days ol your reent ot tod statement Any ad luitenants Inst you here nede to vi aha«, be COrAnned in vaag The statement won «henna be considered conclane. Fletse natelt us pcompily 01 any changes in you cOnlaci kntdmaMon. TrereectiOns releded on your repon wil be concbsepalydamed aconeurdoss you rooly TD Anwtradoirnmatateer. Account Prolectbn: &posen hald by TO flank. NA ard TD Dank USA. NA. aro nsured by TM FC/C (WI Overeet by SIPC) up le 5250.000. Liften ere per EiCtOunl oymeren0 mr inittlubrn. TO leem more Wat FOK COrdege 00 10 +new10040Y Stales. indudng "duel funds, held in maa BrOkerage ACCOuN are r01 depotile Or obliptilions of. or gusanteed by. any bank. Ø not FOIC,Inswed. and mavo envestment mes. includng posstle loss ol princpal. TD Ameneade is a momber ol Ø &conti*: inveslca Praatten Corporalion (51PCI. which pretacts se:welles ei-atomen of els merrbers up lo 5500.000 (inclacling S250.000 lor claims for cash). Explanatory brochure is availade n request wrnwsipc.org. Addltionaily. TO Amerika«, (SOM% With deed $149.5 minor, wonh ol prolectlon tor ileCudlieti and 52 Milon 01 iXONCIOn fa Cash Overeen SupOlemenlel omlag.> ernvided by London neurale h Me Mal 01 a ~etage ineolrency. a dal may Stekt Wants duo hal the Wade in ~Pad and don SIPC, ~omal corompo o pad oul Ø tho trustee and SIPC payouls ard Ør such coyerage each clan es Weed to a carbrod return ot 5152 mitiOn kom e toont. SIPC and London inwas The TO Malve% Supplemonial coverage Inas an a:Jampot* limi ol 1600 muon amr all cum:nors. Trio polcy prandes COverage Ion:ming brOksege intany end cbes 0016401M Walmt b» in meel val» ot me seourtos Ar, intomen n a money ~del lunde not intured Or dararrned by Me Federt &post Insuranar Corpormon (FDICI ce any aha gawararam ogen*,. Afthough Int Aards Beek 10 profane [ho adabe Ct nes innalmant el 51 00 per erere. d b anwb» 10 lOse meet/ by invesIng n e money mankt fund. Drndleds ere dectated dab end padYerwastod morsdy. lbo prospectus canons Mes ard aha important rtorrraort Reed the ',maestro. Centlutir berom ~Ving NOn-depOsil in/011mo~ held tb your boker.dealer aro NOT FDIC NSURED r NOT BANK GUAfteNTEED MAT LOSE VALDE, The beknot in Mor benk 0~1 swami of shares d yOur M011ey Maan mudiad fund can bo liquidated on >uw order. and Me womeds return:d to war sceurern account or remeled 10 vno TO ~eng: The pC4dO ma is Maten ~snert You wil rearke Form 1009 lol arnal wc reparag n carpla-ce Mn IRS reasownis indudes Waakt reana. ctrelent. capral gare. lage aultneki. end sales proceedil Steno hyrnete ere whist to redenrcelOn nhkh toll to refteted o".2.tdoont at iefens Oost Seis: Cao nuts. ta lot and pcnowona, ceporing and Gairdompor am Wamt a-el arduled by CO-1 teDCFPOReTEOMenearnerle is na ~Oma, la to rekt% er Nianty d Ida rtammcn ro Mena and ts biterroien paars Flowders, do not ounnieerhoecoentydrhoinkmNonand dele ombed NCCFPCFSATED b e Waande Ogypiny and e na Slaand win 11)rmertmde Mater and Options Account Agreements: Prompter arniso 10 Amon:rade n vang ot any aanga re your investment ebearros or *menu, stuairan as trim opnam to your manin Or Otrlas eccOunt agreenyonis A summay 01 oanntissions and doeg% «urn wei Ilte oxocutban ol opeons transaceons is aralable. Om« Mantel Prices: Ilde matuil vakes ol scans: nam bØ etened, dm-aanlok kom qtrtikn ~OS ad Cd* telhandent sans ~es we Weed On OM dovig wok me mem beween mo brd ad slag rom a ahoi rretweb, t na rocks pioen wikte hom a cf.rotnen eent* OM« indeOndent sbne. ere 'anwb is edea 10 beng ~dl bi Nul Prooi (11P) nov :1u~ en your punch> meed are omreed as penaal atmeten ad we dora gorones bb aurery dry scones secs- Orengado badtal postan are Wood vang de remenng balence ad ent waar meel orke Pandt inti WWW.C418 my nO1 eaccat mbo prococcb, Plo seo:nday maai a Cents. 6 &pad, (CLIs) es anady boud and the aClud %Olm mei be Oeren kol Me0~M Vee Malen MIA d potkt may malt tam led sale el a CO pre le nattry Brit ma Ral Wam Securtes inde elforomy tom web secunsw and de na rato aa a aow ~po. Rana. enry kat n me OTC tra Me °ouden ~and woon Nul:eifnvrel (n Ia We buda Ma PadenPa to rnatuty. lbo sabel lacnb pncr to mauty mar roeit n alras dompa. Non Standard Assen OGAI we twacaly møØ n droct partcpaton program secure.% loont:bps. Inuod tablet ~panen. cr red eclat moren esa. commay pcds. primo Nuty. mina dal a redt» kricia Wo ere bekaf/ have imealmatt ad do na Wie en a nscnd minna oceanen ala Nadad Stock Malt. ltiornues avart lor twee mesewrts are ~Wed 'spat defect hom aart merhodk ~Ira bul nol Inbed Ie independent maand& to prozaas not ww. ander bvd pony eender Mors tut har* boon pruvded by bb monogaam a:nrraratr. ander giCYRI:10.1:11 per" a by a threlpyty ende« neon ~dam ~cola by ID knel:rade Valse mei rel («MI lto raamt, ~usa pica mand Mto « be roated yam Inedaecn an osimwd *duo canna be establehod thrOugh lese nolhods. Me wadden mar be renected es NonPsted CNV) Fa 8006~ dna/ regaionp waaien la Na Surlad koe. Neme amict Oen Snes Dow rrossinats arena oreadunclat tho SIPC Pad= RsoSocurtesCARSD Prong: Tot makel~ fd MS scoseashse been Stoned. A meute. Ion cprOtekn seniores or a ei rdepenSent earCed The smet./ ol Me pang is nol 'aanmat Ma mand manen na adat. TE> Seroltade SI pree enn SAS poolon.takrg blo ecroderdan bot to kaolly m undotog Bedt quaty. Wie »d ruls ás Øy tedele dng e itek Of iaidty end, ese ma Mae Ca be ro wannen gul toch eecortes be seld urda ons maant coxItan. REGULATORY DISCLOSURES NI berisseons aro abject to p) me casu:loon. Mes. roadatrans. clowns and usages d the exchange Of Merkel. and ib dearronouse. M Orry. On geien ma lienatelens ere omslag:d titl loden lans. inchaing me Secunins Act a 1933 and tho S«urtes En 4 ouncriDO ni in oir ond etkansd rh: F For an investor brochure mal murdos informabon dosabng FINRA's Plak Doclasuro hoprel. pleete Contact FINRA at WO-289.999g Of wow lutete. Tho interest rato slxwm fa TO Amertrade Cash is laken Oom Po opplooide eniecost rato eer lor the Merkel Valst balans) n Ine TO nMerOadeCaSh. as OIO» nelement °Meng date Simple netten es scnxd doei based on tbc interestrato est applicatie toon:hday* balance. Pinanond Statement Nonfoation: lbo stammen ol hnancul cad ton lor TO Omen:rade es ~tabla inece a year and may be obtened al no 0091. via Me iniernel al hannawnetetwentradoconylinanciabisomonthird. Option AssIgnment All short emity woon onmens and same index optorn pontons are ~Iade lor assignmeM. heit« essignment races ra egub or inden options are rendon ly alocaled arrang all clontS stal posnons by an aJtamoled proxectre. Free Credit ~ncw (Ruin 154.2 a 3): Under me dent protabon Mm. wo may usa tree Credit Waan n yOur ~Ode n Ine Mina, course al out kienen who en> pandde to sau on domst. Maren Aecourds Olepulatkin T): M you have a margin accouni. ma report d a combnawn el Snor margin *COX« enda ~cie] menorardum esa« Tredng on maan 'Mees ede/bonal risks and es not sutado lor all investors. A complet° lei ot the nsks assooated wen margin wring is avatar» in ne menen rek disdosure document. YOu may Oblain a copy d ins document by coniacting us el Me ()omber had on page one ot put statenent. Payment for Order Roei (SEC Ruim 606 and 607): In somo crcummances. TO Amornrado recent Dompel-woon la drom% teran ~all -or:ouwe< ani lood web orda Ilaa to selecied meees. brokers or dealers (Mand Centert)) Capensalion is in lto Iran or e per share cash palmend h addlion. TO Armoede aso may memo condensaten «dood to mo tornen cureney «athenea COmporent Of tretnialiOns klieder seasilies rom Merkel Calais Datoene ach ordes We post caparbyty regens discburg Mo wees lor order marg execueon ann.m.idarnperadtcom A entten copy is avaratle won rayon. h is our patcy. absent eten orders to lno contrary. to seist kaats. dealers. ard marker maken Weed On Me Willy to aarde ben ~Won ard [ho beton, 01 stang toe incovementen mark« orden. Peso impecramentis avant* Wpr oortan mattal conetbons. and wo regulary monter execulat. to lost lor sten imprommeni d avarado. Trede COMirmellerne (flu10100-10):All contrmalions ere asemde* On Ine lanstin dele Taan: Trensden), in beton stuenes (inCludn0 aeign 00^0anY AD" Felt (rade h den U.S,) mei incNde tams ani løs diarota bymo loeren mantod o governments. vach may be Meeleef in Me wiet Ol Ine money Of charged tan aaneen/ent Ine Ma Pres, POlicy tiontionlon: A copy of Me TO Amen:neb privacy DOICY is WOW» el swalamaindocom Canto Slowden The eterram el maal !Mem/long a snib n dame rang a omina tomvy toom. A downglit el mo portelan tor canada stuntos is avalabloon W groene or hang top*: aro muntte won focper.i. In ase ot enne, Or westerns WOW your ElatrOne Fund Tranen. pele tonett us al 1.200669,39W, or n ming to P,O. Box 2209, Omaru. NE 68103. or by omul at dieMeenkáskeldaMentrade.COm naa ~maten oorreces n your acCouni statement 8hall be bndng epen ira el you do net oblecl wthn :day NO) days lor any lindor ot lutos Wepel to Repriabon E, web as ATM and pont aran *aceton, debn transactions. dereci asostis. and windende We Must heer trom you ro later Men 60 den ener we sent you me FIRST statoment on whchthe error or preblom appoarcd. (I) Ted us phr rennend asmunt maner (2) Oasen» the error of Int tander you am unsuro ou t. ard inplan as daad/ as you avl way you bolero dis an error or why you nood mat inlormabon. (3) Ted as Po dore snort of the suevected erger. Wo wi, invosigs* your °omplant and wil <area any error promptly. M wo lakei more man ID business Wam to de tas. se wil oraal yOur canon br me amant yOu Ihink is near. 80 We you wil have tla uso ol the mam dunng tho tmottakos os to compote ourinvestgawn. ~TO 150 07,14 S0NY_GM_00011997 EFTA_00122648 EFTA01268127

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 02/01/18 - 02/28/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Period Chang! Change Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value Prior Value Total Margin Equity Estimated Income Estimated Yield $3,366.00 ($5,544.00) $8,910.00 $ - 755,640.60 840,081.73 (84,441.13) (10.1)% 485,694.00 505,296.00 (19,602.00) (3.9)% 5,224,800.00 5,080,450.00 144,350.00 2.8% 96,206.00 (485,694.00) (505,296.00) 19,602.00 3.9% 91,640.00 155,000.00 (63,360.00) (40.9)% (3,200.00) (3,200.00) $6,072,246.60 $6,069,987.73 $2,258.87 $96,206.00 92.0% Portfolio Allocation Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance 0.20% 1.8% Income & Ex•ense Summary Current YTD Reportable Non Reportable YTD $499,752.00 $ - Income (124,572.60) (2,891,420.60) Dividends $8,883.80 $ - $17,883.80 20,432.91 1,754,201.22 Interest Other Expense 8,883.80 17,883.80 Interest Fees 84,563.89 1,608,395.58 Other $489,060.00 $489,060.00 Net $8,883.80 $0.00 $17,883.80 pivot of 9 CONFIDENTIAL 1.6% Other 1.5% Short Stocks 7.4% IDA 11.5% Stocks 79.6% Performance Summary Cost Basis As Of - 02/28/18" $3,799,807.47 Unrealized Gains 2,138,014.40 Unrealized Losses (1,110,275.87) Funds Deposited/(Disbursed)`'1D Income/(Expense)n 17,883.80 Securities Received/(Delivered)" 0.00 **Via view realized gains and losses for your account, login at www.tdamerinade.com and visit My Account > Clain/Loss. SDNY_GM_00011998 EFTA_00I 22649 EFTA01268128

Statement for Account # 867-730320 02 01 18 - 02 28 18 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 8,883.80 0.00 122.76 $ 8,883.80 9,000.00 464.56 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions investment Description Symbol! CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.10 $434.300.00 01/12/18 $ 500,956.00 $ 11.65 $ (66,656.00) $ 36,206.00 8.3% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 82.75 2.068.750.00 01/13/14 582,049.13 23.28 1,486,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 14.11 1,763,750.00 10/20/17 2,593,861.27 20.75 (830,111.27) 60,000.00 3.4% COM SANGAMO SGMO 40.000 23.95 958,000.00 05/28/13 337,771.20 8.44 620,228.80 THERAPEUTICS INC COM Total Stocks $5,224,800.00 $4,014,637.60 $1,210,162.40 $96,206.00 1.8% Short Stocks - Short SELECT SECTOR SPDR XLU 9,900- $ 49.06 $ (485,694.00) 01/12/18 $ (499,545.82) $ 50.46 $ 13,851.82 $ - TRUST SBI INT-UTILS ETF Total Short Stocks $(485,694.00) $(499,545.82) $13,851.82 $0.00 0.0% Options - Margin BARCLAYS BANK 1,000 $ 0.4959 $49,590.00 02/14/18 $ 124,572.60 $ 1.25 $ (74,982.60) $ - VXX Mar 16 18 37.0 P SPDR S&P 500 1.000 0.4205 42,050.00 01/30/18 180,576.00 1.81 (138,526.00) SPY Jun 15 18 300.0 C Total Options $91,640.00 $305,148.60 $(213,508.60) $0.00 0.0% page 2 of 9 CONFIDENTIAL SDNY_GM_00011999 EFTA 00122650 EFTA01268129

Statement for Account # 867-730320 02 01 18 - 02 28 18 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Short Options - Margin BARCLAYS BANK VXX Mar 16 18 32.0 P Total Short Options 1,000- $ 0.032 $(3,200.00) 02/14/18 $ (20,432.91) $ 0.20 $ 17,232.91 $ - $(3,200.00) $5,313,240.00 $(20,432.91) $4,299,353.29 $(499,545.82) $17,232.91 $0.00 0.0% Total Margin Account $1,013,886.71 $96,206.00 1.8% Total Short Account $(485,694.00) $13,851.82 $0.00 0.0% Total Positions $4,827,546.00 $3.799.807.47 $1,027,738.53 $96,206.00 2.0% Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance Opening Balance $499,752.00 02/01/18 02/01/18 Margin Journal - Other REDEMPTION FDIC INSURED $ 0.00 $ 5.544.00 505.296.00 DEPOSIT ACCOUNT 02/01/18 02/01/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 7.920.00 513,216.00 02/02/18 02/02/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.920.00) 505,296.00 DEPOSIT ACCOUNT 02/02/18 02/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.564.00 508,860.00 02/05/18 02/05/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.564.00) 505.296.00 DEPOSIT ACCOUNT 02/05/18 02/05/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 8.118.00 513,414.00 02/06/18 02/06/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (8.118.00) 505,296.00 DEPOSIT ACCOUNT 02/06/18 02/06/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 7.227.00 512.523.00 02/07/18 02/07/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.227.00) 505,296.00 DEPOSIT ACCOUNT 02/07/18 02/07/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 2.277.00 507,573.00 02/08/8 02/08/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.277.00) 505,296.00 DEPOSIT ACCOUNT 02/08/18 02/08/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 5.346.00 510,642.00 page 3 o19 CONFIDENTIAL SDNY_GM_00012000 EFTA_00 122651 EFTA01268130

Statement for Account # 867-730320 02/01/18 - 02/28/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 02109/18 02/09/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (5.346.00) 505.296.00 DEPOSIT ACCOUNT 02/09/18 02/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (9.900.00) 495.396.00 02/12/18 02/12/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 9.900.00 505,296.00 DEPOSIT ACCOUNT 02/12/18 02/12/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.663.00) 501.633.00 02/13/18 02/13/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.663.00 505.296.00 DEPOSIT ACCOUNT 02/13/18 02/13/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.178.00) 503.118.00 02/14/18 02/14/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.178.00 505,296.00 DEPOSIT ACCOUNT 02/14/18 02/14/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 5.445.00 510,741.00 02/14/18 02/15/18 Margin Sell - Securities Sold BARCLAYS BANK 1.000- 0.21 20.432.91 531,173.91 VXX Mar 16 18 32.0 P TO OPEN Commissionfee 550.00 Regulatory Fee 17.09 02/14/18 02/15/18 Margin Buy - Securities Purchased BARCLAYS BANK 1.000 1.24 (124.572.60) 406,601.31 VXX Mar 16 18 37.0 P TO OPEN Commission/Fee 556.00 Regulatory Fee 16.60 02/15/18 02/15/18 Margin Div/Int - Income ALPS ETF TRUST AMLP 0.00 8.883.80 415,485.11 ALERIAN MLP ETF Payable: 02/1512018 Ordinary Dividends 8883.80 02/15/8 02/15/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 89.810.89 505,296.00 DEPOSIT ACCOUNT 02/15/8 02/15/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (10.692.00) 494,604.00 02/16/8 02/16/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 10.692.00 505,296.00 DEPOSIT ACCOUNT 02/16/18 02/16/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (4.356.00) 500,940.00 02/20/18 02/20/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 4.356.00 505,296.00 DEPOSIT ACCOUNT 02/20/8 02/20/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.435.00 511,731.00 02/21/18 02/21/18 Margin Journal -Other PURCHASE FDIC INSURED 0.00 (6.435.00) 505,296.00 DEPOSIT ACCOUNT 02/21/18 02/21/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 6.435.00 511,731.00 page 4 of 9 CONFIDENTIAL SDNY_GM_00012001 EFTA_00 I 22652 EFTA01268131

Statement for Account # 867-730320 02/01/18 - 02/28/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* SymboU Description CUSIP Quantity Price Amount Balance 02/22/18 02/22/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.435.00) 505.296.00 DEPOSIT ACCOUNT 02/22/18 02/22/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.475.00) 502.821.00 02/23/18 02/23/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.475.00 505,296.00 DEPOSIT ACCOUNT 02/23/18 02/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (12.672.00) 492.624.00 02/26/18 02/26/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 12.672.00 505,296.00 DEPOSIT ACCOUNT 02/26/18 02/26/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.485.00 506,781.00 02/27/18 02/27/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.485.00) 505,296.00 DEPOSIT ACCOUNT 02/27/18 02/27/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 7,920.00 513,216.00 02/28/18 02/28/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.920.00) 505,296.00 DEPOSIT ACCOUNT 02/28/18 02/28/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3266.00 508,662.00 02/01/18 02/01/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (7.920.00) 500,742.00 02/02/18 02/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.564.00) 497.178.00 02/05/18 02/05/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (8.118.00) 489.060.00 02/06/18 02/06/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (7.227.00) 481.833.00 02/07/18 02/07/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (2.277.00) 479.556.00 02/08/18 02/08/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (5.346.00) 474.210.00 02/09/18 02/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 9.900.00 484,110.00 02/12/18 02/12/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3.663.00 487,773.00 02/13/18 02/13/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.178.00 489,951.00 02/14/18 02/14/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (5.445.00) 484,506.00 02/15/18 02/15/18 Short Journal - Other MARK TO MARKET ADJ 0.00 10.692.00 495.198.00 02/16/18 02/16/18 Short Journal - Other MARK TO MARKET ADJ 0.00 4.356.00 499.554.00 02/20/18 02/20/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6.435.00) 493.119.00 02/21/18 02/21/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (6.435.00) 486.684.00 02/22/18 02/22/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.475.00 489.159.00 02/23/18 02/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 12.672.00 501,831.00 02/26/18 02/26/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.485.00) 500,346.00 page 5 o19 CONFIDENTIAL SDNY_GM_00012002 EFTA 00122653 EFTA01268132

Statement for Account # 867-730320 02/01/18 - 02/28/18 Account Activity Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity• Description CUSIP Quantity Price 0.00 0.00 Amount Balance 02/27/18 02/27/18 Short Journal - Other MARK TO MARKET ADJ 02/28/18 02/28/18 Short Journal - Other MARK TO MARKET ADJ (7,920.00) (3,366.00) 492,426.00 489,060.00 Closing Balance 'For Cash &Wily totals. refer to the Cash Activity Summary on page one of your statement. $489,060.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 02/01/18 $ 834,537.73 1 0.1998 4.57 $ 4.57 $ - 02/02/18 842,457.73 3 0.1998 13.84 18.41 02/05/18 846,021.73 1 0.1998 4.63 23.04 02/06/18 854,139.73 1 0.1998 4.67 27.71 02/07/18 861,366.73 1 0.1998 4.72 32.43 02/08/18 863,643.73 1 0.1998 4.73 37.16 02/09/18 859,089.73 3 0.1998 14.11 51.27 02/12/18 855,426.73 1 0.1998 4.68 55.95 02/13/18 853,248.73 2 0.1998 9.35 65.30 02/15/18 752,745.84 1 0.1998 4.12 69.42 02/16/18 748,389.84 5 0.1998 20.48 89.90 02/21/18 754,824.84 1 0.1998 4.14 94.04 02/22/18 758,784.84 1 0.1998 4.15 98.19 02/23/18 746,112.84 4 0.1998 16.34 114.53 02/27/18 747,597.84 1 0.1998 4.09 118.62 02/28/18 755,517.84 1 0.1998 4.14 122.76 122.76 Total Interest Income $122.76 page 6 of 9 CONFIDENTIAL SDNY_GM_000 12003 EFTA_00122654 EFTA01268133

Statement for Account # 867-730320 02 01 18 - 02 28 18 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance 3840,081.73 02/01/18 02/01/18 Delivered FDIC INSURED DEPOSIT ACCOUNT S (5.544.00) 834,537.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/02/18 02/02/18 Received FDIC INSURED DEPOSIT ACCOUNT 7.920.00 842,457.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/05/18 02/05/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.564.00 846,021.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/06/18 02/06/18 Received FDIC INSURED DEPOSIT ACCOUNT 8.118.00 854,139.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/07/18 02/07/18 Received FDIC INSURED DEPOSIT ACCOUNT 7.227.00 861,366.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/08/18 02/08/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,277.00 863,643.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/09/18 02/09/18 Received FDIC INSURED DEPOSIT ACCOUNT 5,346.00 868.989.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/12/18 02/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (9,900.00) 859,089.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/13/18 02/13/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,663.00) 855,426.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/14/18 02/14/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,178.00) 853,248.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 o19 CONFIDENTIAL SDNY_GM_00012004 EFTA 00122655 EFTA01268134

Statement for Account # 867-730320 02 01 18 - 02 28 18 Insured De. osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 02/15/18 02/15/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (89,810.89) 763,437.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/16/18 02/16/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (10,692.00) 752.745.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/20/18 02/20/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (4,356.00) 748389.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/21/18 02/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 6.435.00 754324.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/22/18 02/22/18 Received FDIC INSURED DEPOSIT ACCOUNT 6.435.00 761.259.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/23/18 02/23/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2.475.00) 758.784.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/26/18 02/26/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (12.672.00) 746.112.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/27/18 02/27/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.485.00 747,597.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/18 02/28/18 Received FDIC INSURED DEPOSIT ACCOUNT 7.920.00 755,517.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/18 02/28/18 Received Interest: Insured 42.81 755,560.65 Deposit Account Bank USA 02/28/18 02/28/18 Received Interest: Insured 4.07 755,564.72 Deposit Account Bank 02/28/18 02/28/18 Received Interest: Insured 37.94 755,602.66 Deposit Account Bank USA page 8 o19 CONFIDENTIAL SDNY_GM_00012005 EFTA 00122656 EFTA01268135

Statement for Account # 867-730320 02 01 18 - 02 28 18 Insured De. osit Account Activi Date Check Clewed Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 02/28/18 02/28/18 Received Interest: Insured Deposit Account Bank NA 37.94 755,640.60 Closing Balance TD Bank NA TD Bank USA NA US Bank $247,537.94 $260.598.59 $247,504.07 $755,640.60 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks"). Two of the Program Banks are TD Bank. N.A. and TD Bark USA. NA.. both affiliates of TD Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applcable to your brokerage account. Important Information TRADING ACTIVITY FEE To continue facilitating the execution of trades, a regulatory Trading Activity Fee (TAF) will be added to applicable sales transactions, beginning on or after March 19, 2018. This fee is one of the regulatory fees FINRA (Financial Industry Regulatory Authority) assesses to member firms. The rate varies depending on the type of transaction and the size of that transaction. This transaction-based fee has been previously consumed by TD Ameritrade. A full rate schedule can be found below as well as on the FINRA Website at FINRA.org in Section 1 of Schedule A to FINRA's By-Laws or by searching "Trading Activity Fee FACts." This fee will be included under the "Reg Fee" section of each trade confirmation, combined with any other applicable regulatory fees. It will be reflected in the totals for "commissions and fees' on the TD Ameritrade website within transactions and order histories. For questions you may reach us by calling the phone number listed on page 1 of this statement. Trading Activity Fee rates: $0.000119 per share for each sale of a covered equity security, with a maximum charge of $5.95 per trade; $0.002 per contract for each sale of an option; $0.00075 per bond for each sale of a covered TRACE-Eligible Security (other than an Asset-Backed Security) and/or municipal security, with a maximum charge of $0.75 per trade; $0.00000075 times the value, as reported to TRACE, of a sale of an Asset-Backed Security, with a maximum charge of $0.75 per trade. All charged fees will be rounded to the nearest penny using natural rounding logic. For example, $0.004 rounds to $0.00 and $0.016 rounds to $0.02. page 9 of 9 CONFIDENTIAL SDNY_GM_00012006 EFTA_00122657 EFTA01268136

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 12007 EFTA_00 I 22658 EFTA01268137

Terms and Conditions STATEMENT GUIDE 11. Arritlacio panes moray Padre Faces lot accoums with ann./ and quanorly sons cis mactic accounts with assets.. POrdello Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divertatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This semen detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Review the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta value is based On the anent value as el Docomtler 31 cite premous year ad ail to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto-nom strategy. Account Positions: New your mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Ohl shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase as is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Conlirm yew tailed trades Soh a seamen dale she. month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS that Cleared Bring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal Income and Edmiston Annual 'la values a 0 based upon the number el shwas man or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Pleas* consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be Ward Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo-ado Mamma darts. your admit( hart es separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and semces UI the other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al $01)469-91100. Please 'maw too statement caready. II you camerae with any transaction or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled a your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 sue 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOlt instred. and involve investment Sm. ineludng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which premeds senoras automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prOndeS ant ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden err ash Weigh SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage is pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad Ion in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valle a yOur rivestant NS 00 per share. it is pale* 10 lOse mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-depteil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel WOW ad can to licalated on your order. and Its proceeds returned to your manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ishith di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlerth as coxixted by COI ildraPORSIED ID inetirede is net spat* la to rata suitay d tie ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI tiCCRKSIATED e 6Si* orpany and erot diked a Maass* Margin and Options Account Agreements: Prarrpift ad/SOW Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0, Sens warn agreemenis A summary Of cOmmissions and clwgee Math W e111N execution el wens transamcen is °ratable. Cunard Mat Films: The makot tomes tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based a the dosig free the iron bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad and aro guarantee to a:cum./dam sass frees. Malmo bard pardons are wad wing me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asgsrart loss cf MOW may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa ozone Scanner. trade dforenvy thaN Nay scturiun and deco wane en a ad exchange. Rata may son me OTC Pm thecoma market and surreal Iguana nd ens b yw bell your Peek^ PS to ressuty. The silo often:a pia to arty may rocA n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge Inds. NS& ere [gab lad knealmdria as do not age ma nsixid osunes mean?* a tie Krona Stock Mara Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern anon methods. hasdro, bun not fad IN independent apace's one mama s rd =oh. ceder OW party tender offers tot ha,o ban aided by to magmart androw. add spread each ran a by a Mot nag yoga Soul ascendent sand, by 11) knerrade. Was may MI Mane anal WNW pike, amol rvnYV vatic a be ma] men leaden e an osynattd value cad be eatinhed trough Bete methods. Me slam mg be faded as NOneited (Nn For anand Mal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or atm naval sauces The Nara ol Se am is not WYNN:01H a ma ma end meals Tr) knetbadeN1 price to ARS manna No centhorman both to quay and undthog cat quaky. The SAS racket is comfy tebeeentimnilick ol tCp.klty end. an result Mee Cm be no mance Mal encheecurties Car to sod with. one mai co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such thintssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information Mooting FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar.,Awestawontrano.conshnancidsidementlurg. Option Assignment MI short cower opoon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all clams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our business which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acoNe. the report is a conga*, of YOur Margin trawl and a add mettorandum "mom( Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to 101 id the risks assoc Med nth rrargin tracing is (heatable in the margn Mk disclosure aura. You may obtain a copy a Iris acumen by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens-ado remises compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. al andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange component Cl tranattetiOns n lair securities iron Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle Lixn raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mat to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremined On the IrtimatiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO Wan Water ADM OW Irade le *le U,S.) may include taxes and fees charpcd by to reran marmot or governments. Bch may be beetledin the 0400 01 to security or charged lis an aerienea tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in stag to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton Malted in your ectotrn slatemeM shall be WON! upon you rf you de eel awl lathe wry 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem appeared. (I) Tell tiS yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bans n1 is an error or why you need mac inlormalion. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. mewl cal yew saint for the amount you think is in error. sO Onit you MI have to use of the mcneydunng the so t taws us tocostae our investigates,. AUTDI5007tia S0NY_GM_00012008 EFTA_00122659 EFTA01268138