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s Months K. Administrative Sanction Date: S tvect Description CA! -* Type. Length p Suspenscn 0 Permanent Debarrnery. Or injancuon veer_ Monona_ I. Disruption/Dismantlement: Oisrtption Date: Disniannement Date Cornrow cf FO-C15a rade 2 Mandatory P. Subject Information • Required for a
K Local D Recovery / Restltutlon / PELP X n Federai ❑Leem K Intenatona: Recovery Dabt: Code' itonson: S Asnautt RestItution Date: K Prebal (Mennen /vroon' $ Arrount $ • Date Prepared 0 Dato Loaded Date Loeders netels Inveatigabv• Anistante or Tochnlque Oud 1. Used bI did not nero 3 Help
nts (Regulation T): H you have a margin account. this report is a combnaton et your margin wawa ard e spada memorandum scoot« Tracing on merlin poses Monona, risks and a not sutatto lor all investors. A compact 1st of the risks associated with margin tracing is amiable in the man» rek disclosure documen
s &anal securitiesfrom ilarkel Centel ezemeng such traces We post wane, reports chscieurg the venues for order reene ozocuson at armidarratradocont Mennen copy is avaratle upon rawest us our Key. absent nerd orders se Mo contrary. so soloct brokers. dealers. and market makers tend On the abilly to pro
e) may hae been Wined,' Notate prow %Waal To obtain Caen: qtrottan. Wien amine. coma° your Franca 34mOr • Praia intramima and endured 'wawa Mate Monona amain anclidng Aired pagnpation pagan and realnun n*somem train Milton/an gruchred petedS aeg4aeray hghly Olen/ ("in deurtaed Koalas l'aot not Dar
mace our aft Me NCO* Were* rang threptnann thrryof me romance capons mclimeirg the amity =rads ordainor the norancecoreemin Cr SpOnS00 in to urn Mennen TAMS WP dthrtute - Ott zanies also receke trading commisams and other companion from menial holds an nurse Oarrcalits Maw prochrts we disc buTe -
Entities connected to both Monona and Mennen

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Stanford University
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Marc Rich
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