Important information about your statement UBS Fnanciel Wake% he (ne rim or USK Fewichl Swims). is smelter of al Frticipaseoaity. ~nary aid mars ~es UBS F racial Servers and UMBankUM ae hdia errantof LAS AG and atlas of LOS Warta U.( lhefrn'Sfnmtialtaxeer(ifaaaaDkuponrerlest the feats erect/Aeolis:ha a U3S Haiti Soar 1200 Harbor Awkwal ~wren Ns07086 Its sutiners mynas the «Ay *tidal reared of wor UPS Final031 Senu:n aCCOUnt Oner teords, (edept (4103161e doomenm. ænuhng catalog dau should not be abed upon d you below ewe 6 on ere a On66een. plea. Apar, il ~direly n wring to tetrat Mama of the off sestinas your omorm Atcugh al Nast tow are 'mended io be aeons. stamHni data Mould urt be used for ta parses tery $016,f on yerend ta< lams. he.. Form 1099. 5498. I041$. etc) aim penwing >our ta< return term isreared by la to repen totre RS al tart r dkdcrids, apart. non WM* drands and table mewl *wed en sexanes held n your ICCOwiC, rid proceeds on sit anucters, and urt bar onanert ahead securest Cremearicsione with the Aims • None te.CerWern al/ Oral orervitions fl *flung to toter proud your reirts carding wangles under the X•arts tame Protection Act (SPA) • rl the ~xi insenwon Ont.Up Mt cd the lam of to iserint is not 1.85 ~cur Sewn teS Waal Senkes carries your accart a:WIN Wokeby ~genial u6 (aited nsttuton We Mowed pu ot this <silents, eten pa opened tit aware in this case 1w hncl$ Mal ~thief ere bated a (185 Runor Simms aid nee tlre rtrodurg bream. and you must ~earn:rat of aly «TV OrOlnabn to bath Wm. All =our« mamas till be deemed «maw end aware d rex °D)ened» n treng Mtn 60 days • Plea se6ra crane errata' ' to the leer: meat at or tonne* al I 800AM WOW t ~dal thessuyi Indy. «h ettang to uBS ?mama Serra INC. Clem Raton, Department PO Box 766 Unen C4 NI 07(07 • n case of mesa teions atria an elect onc Sias trend« (EFT) bi S Bar dial cad tramacens, call or ma to 185Fnancel Saxes hc. IOW Kart« 164.68 lbw Weivalwi. N) 07086. Ann INSUBSA Senor: CM ix *mess sow as >coca dyoudinkyur sinter weeks 6 %VON ads° need mow Marra, Lout atradh cn the stamina or ream The Frem re Card .tux( (as asHate)mutt hear Wm >at no later thr 60 ~after the Tmi wit you the fist stamens on kith the ma Cr pretax/mad - Prorate >ow Nam and rant anew Al ay - Describe the error or iterate you se afire abaft. raw:Man as dimly as you dh wry you bare t is at error or any you need nare nlamar - Proade tie dollar ~a of to swelled The Finn a Cad tuarall itestigate war canplat aid willCO», any error prowpily olatre him al tech apt> to the Tenor te hfukcir mama endcad on Pe has ot this Hama h aderm to agar exeunt fees. axatt may De object to mamma, lees Øla lie payrera for ~ate: Dunham; aidchain fa aped warts if cah acrints Accounts tal are traf erred. to ant< mittens may be :tepid to a bale lee. U.S Sweep Optiim U85 otters °pan for sweepingcat braces bairn-Kest bar &posts ai UM!~ USA armluaS AG SurrdOrd Cain (awn 5~6 nosrang noneynurket ltefds (Money Furls) arid the hirrutieni Desna Assort (0A1For ~(5 era n ~Whaled kneutel~gernent Account ihlcughte Ark Sweesarcuransi mar ba nces are swept 53 18$ Bat USA up >> an .dais ed lene and ~10 ISS AG Stirred Brant a a Whey Fund Deposes at WS Bat USA are WC muted n acomdance wsts ?DS Wks For ewe Manton p ka. nut wave Ids 9>w Dims; a UBS AG Hated Want and taws et Maw Finds rem mown by the FDIC TØ tee On salable to cah batman »swot to demur accounts a teS AGtarred% tint and U3S Chasm Want These deposits are fir need by the FIX Balsas beef a te UM AG Chew Brant åre Heiman& emoud rote searnyin-aot :he Chow lards, and ten, is no guirtmcr oter omlim of 185 AG to repay theDrama walk On the LØS Caiman's Bras beets Deposit; a URS Bat USA ad eachORS AG Prat am MI proemial by SPC Money Fund tin re protected by SPC See -185 Wawa Severs Account Finealon• below Upon pir rnaten, banns n tie fra Sweep Programs or OA maybestraw^ aid she of a limey Fund maybe tiquida(a and thepieced: returned to yve a yve ta0.alot »tenant Futter namneion rout satire weep omens. nCudng anent moon rat.» and )4 etls. n ...Ott* at *wee Wit Scan ma 'circa Mersor a by citing U.S %emir. Swims mama protean The Finn 63f...flee of the Starnes tierta Protection COLOrateal (WC). Welt protects seoatia =Lire of ss marturs tp to 1500 000 (acban; $250.000 for damsfor Can) n• SPC aser taxes«, trint Øy to ail xenon nn Frold n apankarcanary The Fen, together wth 'tartan Adam ha arso poloset Ølmana reader The maws, wort payable to all MOW clam. colectealrundertis protection is 550) milkei as of Deoamber ID 2013 Sacra tote poky andiiire stdhmtmani cat at he Few isflater Masted fa up sa SI 9 millOn n te aggregie ter it paa:cantsNMI n mirror'. capay A-(6.6 copy ol te poky eandn9 6 leaniale Wen ~ 2 The 5PC prowler arid tie supplemental mama both do not SPIT to • C !Ran Innis, teels soared bytad Maid n wen roam vim) but held away torn tall5 tina•cial Saviors (eg. Caw fecal, z Les Bat «Mat aisle% AG Stamford Want (S) nsurame Troika liking want? ravenke ad 04 than of novel knen awe Sun shares re reg newel ~rite name of the WWI bola on the talcs as records of Me »limber Mier or twit< art. • (wan namstint cereal Of narneit Merle 9. lined ~whim and prvae pla:»aents) tai se na registerel ura the Smashes Act of 1933. and • Corneedtes contras * 9 . romp «Many> aid pramsreal enrad. nclilhg tunas contras arid 01nYre<dY 001,61 contracts The SAC protection aid the amoimnimal ~cm do na »W to thtse assets even if theymt.!~ appeacor xr stamma The WC proteQn and M a e *Bahasa proteeen do not aneci man chapel n the ~kit vane of yes ?vestments Meserh(r as a resat d rnato awarrat. Øa brava« otherwise) More Wornwon a atrium request NW may *bun ewe nformalbn abcidill aging the 5PC Brottare by COM.X1n9 SPC at oX by Yaitng tie SPC wenyte amassment Dividend Re Ma Program OW) the pre; rakered 4 di Wirer snce you may °bun the equal owe tan your Final Admix Only Wok Poxes arepremed aler ASP. partialtares veil te soli ad the cash veil be «maid n gate accours The drand remain price sr:pad by the Issuer may Ore from the maw ence at wrath tepang* mers at sold Csalehrlieu Only mere ants my be held in >ar norm I >au re entitled to raffia we aflame eta...idea airrat or ~wt. te Firm wit eta sei pater reser maka peke a maim an wort dinetrecl by a wowed Using agency. and cads you account lavestnentoblealves The ~went abaaves and rit prof IS are spat< le eat 4Øm aid may wry etse., item atee the Inn prompt Ir in vrang of any Kara ram h your fnanca 561.16 /11 er nent~ arcnn; For eadi account held. you choose one of shirt bØ mestmerd ObtttatS • Antony Cutrent :mane nrostmenti wean; the genital kin of I-someonly • ArAte Ctualropichmon leverenna: seeking moist prexpal raw than Mt genneon ol nccm? • preckce Conelastean of (name and CaP4.4~ 00n restaws sea fig bah to generator. of race aid Tomb it. annal 'Suwalki* profiles • Consent, lets to manta heir minor wits low risk ad sola liu to the acorn tat eon d tat mews the a:count does not gmerate *Mont roerne« Ittaw$ 4+0 may me Sep pace wt inl Was • Tarn Wiling w acam soemrM to omapa aid tolerate arse:laity» ink higher ferns • Aggrmass Wang to awl hgh nat to Pamir ad hgh vokmety ea seat» renmoer arm Sestanenttousehoidiar We ray o>nsoklate el rimed accomt statements wit the sane aches in te sane MS, AComtsrroy be related Ice tin Para beam they haw wren eno ati mairuin lent awn rilaionshps nth 0•1* cams 31 the SUM ram Ws pram a know as 'homeholdng I you pale to wage iMlyikal arrant, nukd n xprar* CONFIDENTIAL enienpn —yOU Miry decant harseholin3 byding your Fna.0.31 Friendly ecru ne name fivefnerrity acorn nare reflects Mariam that you entered On the Fern's vine severs ribs.. It a a customizable 'nidrase' toen by you b azo you vein you nnecittnan6 It tus no na$ VINCI on >w ~UM You Ca Ma154. yOLl Fr(iCA/ xØ naves. trout Oahu Severs or by0X6aninj )6.1 instal Ant« Amount warm • value of pi t 2ttOunapaaria Ne‘ d exa aid alpeturn • A906 Inch*" wattle cat balsas wan la reward vast (ea rid akemure Deposits unroiend Marks tO matet and certan WeSS not held byte Fen Dees not nelideunpnced stantenal.ten a teens of the pre< andmeat »anint pima a rare hastrala armedsha colas and famisable stock atom • Crakes islets at batras. Ø magn loans. credit Ire sh:rt arum taxes • CZNIttlf*/ alarm ToeS of arvesud snub. cash blanch. USS Boka SA apart birch, UBS AG Surrical Branch depow balances and maim maker neural fund sweep blocsa the close of tee Knement prud Nonconvnonly free Clod/1 birch nytte aarni ~not seregred from ~balm?, odar Fiennwr use any thew kris n le ordiwy maw of naafis tese font a nentase upon yora wound The Mid 6 incbdod ne a penzi do569 Mu* Lending information Sp (Mad rilormann on tiff en.> Sena; pat an and dralowas, See TO pa Chan Rer i>nrip Agreartw or Account Arras and the General Tern; as (mittens USS Straw% of Ctedr r å ie Your nat Yes stateroom nmestes sea re: troen cows 6,‘.1 the acoami a the al of the stamen, feed You may xi, fee &limy (A KAY paid 66ants/ ae any unit You may rear seantim used a han collard Ma cu Pring.Thinn balance e on tern Any ~non teaterreda> the dana the mamas period an lined a owlet ral»af 01 the end et the stigma peal • Con basic ei deteenhng the aa basis of is seatilies raided n the stain" were flitted vie itt. nab« '1: MS~ Sermeshas Wed on imams Ø Oblaned Man sources other teas 1.0$ Finanda Senices. netudng nformation from, arta fin or tat you may hse preedel e> your luaur Mew The firm does not ~pendent./ wily Or guarantee* marry er erica of any Marion Articled. by sources other tan USS F vac W Stakes In edition *tough UBS FnancialSonkngenenny updates its tro a51 6 feCniad The inn does rim article any assurances tat te ~mars isider 'Cost bash' and ^Unrenired gabs,' is rasa a of the die of this Stara As axli please do moos rely on t6 Adorns Ad«maØ 10 rake caches' a sae die twes. la la purposes cr «Lena* ~it tautened to the ern ma/reflect gSThss niorman, oily for the pored of tinn they am hid a the pin lanrehinorml nfirmanon cal be added by pis Fauna ~a • Unedited geiralrees htson dia L meatier eimated urfial 1:/f,sr:,5,5 2'2 CZ.C.;.:41ei for SDNYGM 00023406 EFTA_00134026 EFTA01275797
Important information about your statement (Continued) backbite:ratty lots lhe tamanis data fa ideart lots may a ma, not reflect cemnksans, doges ace seamy reorgerartim Twin Drifend and taw forewomen lots and syncing* prisha. bh are men 0ambnedtod6pay one award lhe • Wade axe' imam anents the oei)na tram:am traledae • GOMM marhist Bonds and peaftted stod IAA the gar cat for ealy as:Megaton mil beselected nab* by lot tom ring al sea:~ of a at es me held in out name te in ~mean/we ler CAI arts Callease :Mamaen is oaredfrom dad parts aid es aural is not guarmed Othr call I eating nay ems Midi mud ilea led oarriplete nioms ifsd be breaded eØ artel • ~as of deposit (CD» CDs ate Ka< mixed ups, $293.0:0 n pintshal aid scold serest pre dtpossor aid be dtposday naafis,. it aixtraince with FM: rules • mice/valuo teas imbibed fa sautes ard other produces 'nay be higher a byre thai the pris tal you year 17 actually recew in the make, PrCeS are °Maned from maims mid patty ;corms mach weterma te rabbi. but we do not gumbo eel' a:curacy - We genera/ me tro doingpia linen sealable cr ten meat or ire b4 and ask pfCeS fa Itsed nedjaet and opuses or on a tad aces or OTC temades - Lot adore,/ traded seamen maybe priced tung ralatcn mocha a the nag ream pia we obtabed ant nag nol ref leet an alai main PM's,' vain - Carnpostkns may £pea wads ay.:wand roll show z 'price was not artilable if we re mare to obtae a ace for a smutty - Depostas a Mimes denelinind n ~es OPP tvt U S dolbrs se rel heed a the err) Ego rSe as of the navemne date - For certan ~dies nOng el nonantirmeg denomeatges. ace aid quality dace value) may hag been alpedm notale Kopp vcupAn To obtain one: Øfands Wien mailasle. abreact yor Fianna Parer • Pinar lewormams and remred mode« Nuale :netmen smite Crididng dime pnapation program aid real Mate (manes rAin SedulitS) and Structured goo-AIM aerated., hghly MM./ (elan muctired aromas ame no been regoirod with the ~Pea and &Ora+ Lommesin a um:Many sure secures" lam We prow» estmaed mates la pirate magmas scants aid striated produos tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydider sibiarmally from aces if air a Mich acetate mestmen smut-ma structured worm nul be Lair a told aid do not necessaily represent the eatit you my rearoo upon Igaidson - Tied pay emmaes of via art as of a anen dae aid ae utplied so l65 Maia Senors on a regi It bass by an marten:Sent YAWN., Inn Isop, ROIRIRIP~C(CPRISCI stisod vabeC if åy'. ase stapled to te Fim by the swer, general partner or manor and may he °bared based a dtlfrent mornation from that uxd by tied paris to donee thee estimated valor; - You cal obtain addnuna inflame regaling the methodology wed to determine the emanate of rake and the date of the efoirnaton Tat Is the bin fir the trinane by ordsabg pur Randal Adrisor - Tag parry estimated vases may be Mimed as 'Not priced« rt metal matins ten an 'rtlepenant valuate., firm NS AA Applied a 6 made to assign a yam when we beano arms that a marenat and hat marred that may isla ~trey reponed vat R03 Melba a Mien awl» noon be hghly Teaslabre duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vino' attrdpalyesl inard what is prOwl(d. the Mue of me warty red bedreml tan nt prchase pia - 'CliSrbutiorn to data me/ baud. rewn of cal. mane a both • 003^B mid repaentsme MAP ollpng price yaw relit m5 may not reflect sow coo bask • tatilmad Maid« Restricted securers genertly ae not armny eager for ark sale URS Fronds, tames uses the mrist price of fie innesuktod stock of ten sand esser a an named war for the remised await ;Sr purposes of This storcemomy To the edam Tx reacted seamier se elsible for sale. the air stemma ray be %Maunder, less Than ten Mama Ware shove • In. Manned) Tama armityields and rms. An estimate of alma name is based ofi mart aorta and term rates string TM acuities mill be held for One year from statement date a stal warm This estimate is oara gudolene. accuracy and °mimed name se not g,ur meted - Eantat.d arnual mom and anent ruet for °Man Minot parais mutdiscluie a return of ;Mar or amlui garn in Mush Ole the ent Tame (aid damem >teal) would tio Teemed - Estimated Penal name and euteni yield aid the actua Moire and yeld night be lower cc hghethai the emoted amuses - An ro 'auto ol nursed income øviderdandor interest) Toad bythemirem make, errant brace is Lased as the lag Madand or rowel Anent nude by the Tub and mimes me seam Mammas rill be Midair one ~Iran the moment date or wed Txurty Magri ard conlamed lok ae not guaarteed • Mauna hold lay WS finandel Mirka Cerut anal ate rol MUbyteMT .3-4 not Minn the Finns posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Portals and raps presented ae prtneled byte iseng lien tan Sealed Stesirs n not remonible for this eternal» and does net guarastee es awry These assets tenet prowled by SK or IN FM-, supplemental SaC coverage • Itavirtuo Sating and addkionalcampeasaticin - ti adlitrti to cerninissom on saks aid 12M1 fees reams/ n conneace with the dartulon of nitsar tuna tear dents we aids Our artstao realep rensue navg pa/maul rorn tutu bungs and« addson of the sweat ends ma we sell These rents are based se eto rabbet acrrorunts Fis ten amount ol saksby uBS of a macula' load tansy to ondernes. fed ma aim made of a ptrimlt mutual fund Landis ShIret Nila IN Inn - We aid our alt and remise retearteg and ormtusprocessing lees in consideration lot !ryas! er agent spikes Mat we proud. to the ntrual funds 7hp.e fees genbalg re pad Irer trimmer arel: in the mutual had sid se aflod dolte arveavl bawl on the runt. of ~Is at tie tronedealm holdingmutual Itrds of Taftris lanai - m skit ion tomhi-teis rnewed n cortechon wen trot saber darbution of anuty coma= ad Inis Itnni units to cur deml. me rd.:sour altar ernmerieemse lung COrMinallte from rnmyol The sown s> corrpsuro indemnity Pe a-nuity =owls "Imes ol The turnar corn-La-4s a sponsors a daunt inv4SPIell SUSS we *Saute - Ott Milan also recewe trading tammosens ara one, coronation hem /nova finds aid ipmcw..p surplatin etas. proaxts we disor bute - We receive as anal fee fans LBSBask USA aril USS AG Stanford Br arch of up io 125 per =cum syseireg to tie harts wartIto LÆS Bs* Sweec Programs Ackley Inforratin nagardng cornet-cans aid other charms bared annechon wee the emadion of vales Madry siphon trnsactuns has been ncialed orlon:tons prevoinly urinedto you. aid MI be proMed to you romply on maim Short selling if you n engaged et Mort sang a parity ycu may nos a dragedue to anti Meowing costs lanai prima- meaty Open ordeal Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not veiled by the Yawners car, open buy aid sell tem orders re waxed by the annuls of &Mends« wpm on • oedartindsor tangles date unam mewed otherwise by you You a -. renorclole rorarders that are ~sated due to put nitre to canal east rg open orders Tax withhaditg en frirbutions fawn UK financial kadien IRAs ledara tav taw requres 1.85 Maier Sertees to mittold income tar from yes tackle IRA danhaArA tul you may eke not lobate ~UN willP01 impart you nay Peet to have lie ~Mc I a era, or as a toed anent as you choose VP: ~on RA mean n effect IAN reRolcd by you You may mocke your election a ay lino by ~mg a now amen If you do rot haw emigh none tar wattield from 'Cur d'actulialf. "Wililytie wawa* la the palmem of estnixtdua you msynar penned d She anoints Menial and your estimated ar pantile remt Mud CO Wu' lac obligation Privacy To obtain a copy of ar orate Caere Meaty Wire please contra yes enact& mater cruise ow ?Aisne at ymnv wax ccrnenrrworry Led retsdal Seven a not a bark the WA. Curtiss Sevces Accord BSA and AMA am aceerage accarts ends proide access to bated se'eæs aid iircdmaS tØ anaigartmds wen atadad bras awl over MS. partybalks. and prates accats to imams aid znuIy paris tasted by mull dated ard early Parana organ*, Hough tvfata agency :Mia/Synot utS Nandi' Mtvirs fart twepn.yot. narance, and annuly products HP 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni swum Business Sauce Amara BSA. iffaa and ntemmonal Stoma enmag men CONFIDENTIAL Attart am registered Bryce mats ol 1165 Miarcial Services Ism Sgratuto is a agitated »mice mart. el visa irsernemal 1.85 V6a Segnature Cede Cads ad UPS Vila MOP can ae issued by U13$ Bart USA nth annimon from VGUSAharØaed LUIS Ananall Servi0e5InC PP 201407 SDNY_GM_00023407 EFTA 00134027 EFTA01275798
4tUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 0,70057347550115>cl Yl 0 Account name: GHiSLANE MAXWELL Friendly account name: Indiv.Checkitar Account number. Your rinandal Advisor: SCOTT STACKMANILYLE CASRIEL Phone Resource Management Account January 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-R MA- 1000, On December 31 (11 on January 30 (1) account Your assets 71,570.66 65,567.88 Visit our website: Your liabilities aoo aoo www.ubstomffinancialservices Value of your account $71,570.66 $65,567.88 Tracking the value of your account S Thctnands Sources of your account growth during 2015 Value of your account at year end 2014 $71,570.66 )16 65.6 Net deposits and vathdratials •$6n005.41 • Your ovestrnent ream Dividend and interest income Change in market value 12.63 50 00 • Value of your account on Jan 30.2015 SDNY GM 00023408 $65567.00 Dec 2014 ran 2015 Member SIPC 0411030)005734755NP70C019342S 03050 OHS 030575004 Y123576550100= Page 1 of 8 CONFIDENTIAL EFTA_OOI 34028 EFTA01275799
*DUBS Resource Management Account January 2015 Your account balance sheet Summary of your assets Value on January 30 (1) Account name: Friendly account name: Ir 1 Account number: Percentage of your account A Cash and money balances 65,567.88 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 565,567.88 100.00% Value of your account $65,567.88 A Eye on the markets Index Your K nand) Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 30, 2015 3-month Treasury bills: 0 01% One-month LIBOR: 0.17% Percentage change January 2015 Year to date -3.00% -3.03% -2.78% -2.78% 0.50% 0.50% 2.10% 2.10% 047000005734ThoNliMC0169425C00O3 01 IS 030575004 Y12351655010apte_Gm3,00234ftle 2 of 8 CONFIDENTIAL EFTA_00134029 EFTA01275800
*MIS Resource Management Account ir I.-, 2-.1: Change in the value of your account January 2015 (1) Year to date (1) Opening account value $71,570.66 $71,570.66 Withdrawals and fees, including investments transferred Out -6,005 41 -6,005.41 Dividend and interest income 2.63 2.63 Closing account value 565567.88 $65,567.88 Account name: CHISLAINE MAXWELL Friendly account narne:Indw Check/Car Account number. Dividend and interest income earned For purposes of Ins statement. taabilty of inkiest and dindend Income has been determined Iran a us tat reporting perspective. Based upon the residence of the account holies. account type, or product type, sane Want ardor dakkhd payment may not be subject so United States (US) ardor Puerto Pico (PR) income tans. The tient monthly statement is not intended to to used at carom be rood upon for tac purposes. Clients should refer to the applicetle tat reporting keens they receive from UBS annwily. such as the Forms 1099 and the Foms 480, for tac reporting informabon n is the practice of UBS to file the Foplicalsie tat reponing forms %Rh the US altered Revente Senke and PR Treasury DePartirent and in such forms accurately dasAfy dridenctaalict Interest as tae e*rpt or tact* lncOme. Please consult year inchedual to preparer. January 2015 (4) Year to date (S) Taxable interest 0.70 0.70 Total current year $0.70 $0.70 Prior year adjustment 1.93 1.93 Total dividend & interest $2.63 $2.63 Cash activity summary Your el nandal Advisor: SCOTT STACKMAN/LYLE CASNEL See Account activity tins month for details_ Glances In your sweep Options are indudedin the openrg and closing balances value. FDIC insurance sprats only to deposits at UBS Bank USA, natal deports at WS AG, Stanford Franck or bank deposits placed through the UBS International Depose Account program. SiPC protection applies to money rnarbet sweep fund hcidings but rot bast deposits See Important information about your ;tolerant on the tat tine pages cf this document for debits. Y January 2015 (S) ear to date (5) Opening balances $71,570.66 $71,570.66 Additions Dividend aid interest income 2.63 2.63 Total additions $2.63 $2.63 Subtractions Checks and bill payments -5,909.73 -5,909.73 Card payments -95.68 -95.68 Total subtractions -$6,005.41 -$6,005.41 Net cash flow 46,002.78 -$6,002.78 Closing balances 465,567.88 $65,567.88 UBS Bank USA Deposit Account APY Interest period Dec 5 - Jan 7 Opening UBS Bank USA Deposit balance Dec 5 $1,788.50 Closing UBS Bank USA Deposit balance Jan 7 $71,058.15 Number of days in interest period 34 Average daily ba lance $55,007.82 Interest earned $2.63 Annual percentage yield earned 005% SDNY GM 00023410 C NP7C003305734 757 NP7003189e2S 00039 0115 030575004 71735765301000M CONFIDENTIAL Page 3 of 8 EFTA_00134030 EFTA01275801
*UBS Resource Management Account January 2015 My Choice Rewards Points from UBS Account name: Friendly account name- ir Account number: Rewards pants are reflected as of the 26th c4 the month or the pnot business day' if the 26th LS I, on a weekerXY WOW Reword. nom dafifily Cel WS can be found on emmiumatretonanestwes January 2015 Yea, to date Opening balance 1,433 1,433 Points earned 42 42 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change than, please contact yes Fmancial Advisor or Branch Manager toucan find a ful descripticn of the altemabve investment objectives in important information about )our statement at the end of this document 1,475 1,475 Your return objective: Current income 8. capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consdeaton None selected Your account instructions • `rots account cost basis default closing method is FIFO, First In, First Out, Your Ignancial Advisor: SCOTT STACK MANYLYLE CASRIEL 212.821.7000'800'308.3140 CelP7C00)305734758NPVC0189425 00009 0115 030575004 v523576550 roilajw_Gopp,2341liige 4 of 8 CONFIDENTIAL EFTA_00134031 EFTA01275802
*UBS Resource Management Account January 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account name: India CheckfCar Account number. Some pnCeS, income and current ad ues sh0Nn may be oppiOarnale. AS a Inuit. Oro ales losses may nos be &weakly reflected. Set Amami infosmation about your statement a the end of ths dxurneM tam more Informason. Cash Cash and money balances Cash and money balances may mot id? avaltie cash balances, UBS Sant USA &pant account balances, UBS AG Stanford Branch deposit account balances and money market militia fund sweep batances UBS Bank USA deposit account balances are Insured by the CDC %%Man at pliable limits, but are not protected by WC WS AG Stanford Branch deposit ars oum balances an not insured by FDIC NA re rot protected by WC Money market sweep balances are protected by SPC but age not Insured by the FDIC. Ste the important information about your statement a the end of this document for degas about those balances. Adana Cash UBS BANK USA CEP ACCT 80,570.66 65,567.88 250.000 00 Total Your Pi nandal Advisor: SCOTT STACKMANME CASNEL Openng bdatce Cloung Wince Pike per share Average Dmdendirserest Dais in on tan 1(S) on In 30 (5) on Jan 30(1) rate period period cap ritual (S) -9,000.00 0.00 Your total assets $71,570.16 $65,567.18 value on Jan 30 (5) Pelcentaged Cost alienated unreaszel your account bate (1) annual intone (5) gan or loss (5) Cash Total 565,567.98 100.00% $65,567.88 Cash and money balances 65,567.88 100.00% 65.567.88 Account activity this month Date ActItity Desorption Amount (I) Dividend and interest income Taxable interest Jan 8 interest U85 BANK. USA DEPOSIT ACCOUNT AS OF 01107115 0.70 Total taxable interest $0.70 Miscellaneous Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12131/14 1.93 Total miscellaneous Total dividend and interest income $1.93 $2.63 SONY GM 00023412 CNP7000?00573a 759 NO7003103125 00003 MIS 030579004 YI 23 576550 100000 Page 5 of 8 CONFIDENTIAL EFTA_00134032 EFTA01275803
*UBS Resource Management Account January 2015 Account activity this month kontnueth Check number Ode Checks 001027 Jan 21 001028 Jan 26 Total checks Account name: GHISLAINE MAXWELL Friendly account name:Indio ChecIdCar Account number: Your Asandal Advisor- SCOTT STACK MATILYLE CASRIEL Descnocion Amount (S) NEXT LEVEL ELEVATOR -381.06 RYAN DIONNE -775.00 41.156.06 Date Actialy Description Armin (S) Jan 5 Withdrawal ACH WITHDRAWAL UN1TEDHEALTHONE -473.13 Bill payments Jan 5 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -42.01 Jan 9 Withdrawal ACM wrnioaAwAL AMEX EPayment -4238.53 Total bill payments -$4.753A7 0.4e Description Amount (St Jan 16 CREDIT CARD PAYMENT -95.68 Card payments Total card payments 495.613 Ka wan Payment Cue Payment Due Ode Credt line *valeta credt Line Outstanding balance UBS Visa Signature credit card(s) payment information for February 23, 2015 135.00 Feb 23, 2015 135,000.00 S34,503.54 9496.46 This credt carols awned in u BS Pay Creek Cad Teatime and vAll macmatoly to pad from your account bur payment Is scherialed for Februay 18, 7015 we prorlde tNs inform/lion on your u8S visa 9gnature Credit cads sdety as a cootesy to you. The U85 visa 9gnature credt card and account are issued by WS Bank u SA. u8$ Bank u SA sends you the °Mod starred for this account and you should male your payment sacking to their kat IIJCIO111. we do not Indude your outstanding credt card bdance in the vane cm yoto account with U85 Rhonda Services Inc_ Date Activity (*spatial arrount IS) Money balance activities Dec31 Balance forward $80,570.66 Jan 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 .9,000 00 Jan 2 Deposit LIB5 BANK USA DEPOSIT ACCOUNT AS OF 12/31114 1.93 Jan 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/05/15 81514 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.70 Jan 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/09115 -4238.53 Jan 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/16115 -95.68 continued next page CHP703090(8734760HP70401£8425 00038 MI5 C00575004 YI 23576550 I CmittlitlYGM0002341Se 6 of 8 CONFIDENTIAL EFTA_00134033 EFTA01275804
(SUBS Resource Management Account January 2015 Account activity this month (continued) Oat Money balance activities (continued) Jan 22 Jan 27 tan 30 The UBS Bank USA Depout Accourt your primary sweep colon Account name: GHISLAINE MAXWELL Friendly account name:Indiv Cheek/Ca( Account number. Your PI nandal Advisor: SCOTT STACK MANME CASRIEL cescryien Amount (s) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01(21115 -381.06 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01125/15 .775.00 Closing UBS Bank USA Deposit Account $65,567.88 SDNY GM 00023414 CNP7C00?305734761 NV7003185475 00CCO 01 IS 030575004 Y123576550100300 Pogo 7 of 8 CONFIDENTIAL EFTA_00134034 EFTA01275805
*UBS Your notes O,8, 0,09003,36,83.8,000,84,240000801,50881,50.,M,8.010.4, 8 °I 8 CONFIDENTIAL EFT,00B4035 EFTA01275806
Important information about your statement UBS IndiaI Swim Inc Merin, a tin Froth* Socket K a mentor el al pro:palseamy. CalanOtSty aid goons Wolves UPS F nano* Servo., and Meat USA ay 9bsidiaos of IBS AG and *Niro of LOS Stostan LC The F an's Wax* won it ?eatable own awed The bias executooncestwe a IBS Fmanial Stays no 1200 Haber Badivaal Mama at NJ 07086 1h6Statidlent represerts re only °tic* record of out UPS f nava Sows account Other records. waft atoll tar dowered. conuhng conldng dal shouanot be abed upon rf you Wren? there 6 al a a On61.0l. pleat ripOr, il rand** n wring to theliterch Minor of the once swing your atatum Although al tyros twin are inienold to beacon.. natant data Toad rot be used for la puposes FON sok*/ on yetend to .any 0 e . Four 1099. We. 10425. tic) alto poplin yOur ta< "tom Tat em is regulvd by Ian to won tote RS al mottle distends. otpastole non- laable (WOW' and twobie mewl eaned on seasrtes held n your acCoure, red proceeds on sale tranUct6M, red cost bonenwan ward %Moto Ommumicollons with the Hem • Neale reconfirm any oral CinveulCatons *Ming tO further protest your mid ridding yokerights undo the Wan* "'nor Protect= Act (SPA) • Ire how* instwon on the top aft a the Irene of hit laiimml is not 1.85 FinnedSinn:ea UPS Fancier Shute, aeries sax acetam as clearing broke by avaigenard enth the mdcated mituton We illonnel you of the restudy:. Mm you awned ails =am in this cast par beds and wok les re looted 2185 Frontal Simon and not the droducry brae: ad you must mate a report of ay woe or onatsbn to both Wm All account StaterereS Shall be deemed Caerpine artd acne ate d cox object to n Web worm 60 days • Please direct customer carob' ' to the /nits CI wonted or tolliet a 00 A ad lob CO t Monday throuyt n Sy. Of In wring to utit5 Nowa Senuan F.'. Clent Religions Departrnmt. PO Box 766 Unon Cite NI 07(87 • ti case of *wow weions atm* an okapi.< tads untie 0711 Di V6a• &Oh card ordadon, call or nrce to 18$ Fr anCel Own hc. 1000 nator .6th I lot WeerweAst N) 07036. Ann INSUI35.4 Sava.: Cal a sumo sod as you cart d you th nk your stawnem or twept 6 WON a 4 $4) need rrore ntonnawn tout atranta on the soerrent or swept The Fern &Card Mu* (as atplOble)rnuti her tom you notatethis 60 days alter the f nn sot you the test smarmy on yeah eye arcr or probiernapered - Frodde you nine ad wont order Si)* - Oecrite the mot or the santeryou ay wore aloft aulettan asdeity a )0U On My WU Wive 4 is era or try you need mete nlarnxito - Prodle tie dollar amount of to stweaed was The kin oe Cad Ow** iwestigatt you cordant ad will correct "era pratptly. Please male al dubs paptie to the Furor the Om* rep lam ndcated on the front of this Pawned h addo to regal a:Couit feet *Cann may be subK0 to masonance Met doges Ice Isepayee,* for swim mocha*: and chasm bar road roots it cab amines AccourIS sha aetraallrnid to othio nsttutons may be :Ora to a balder lee. UBS Sweep Optint UBS otters °peon for sweeping cat batexei bassos to balk &posts at MS Bad LISA Ind UtS AG Sodom two Olak Swop Aware): meth market mutual lust (Money Fu4t arid the litheatona Doost Accost (Woo customers with a nierwhaud kesouce Maugernent Arsouni though the Bath Sweep Mayans. both balsas are Swept to WS Bat USA up so as estabated kW and then to 18$ IC Stamford Brand a a May Furcl Depots at 18$ Bad USA are FOC muted n accordance wrthFDI: nulls For ewe Hammon p lose mil wow ato Deposits a LIBS AG amford Brach ad tam d Mono Finds rem nsure3 by the FDIC. Through the OA. AMON to cab balances are swop? to Wpout accounts a 18$ AG Newyork Poch awl UPS :4 Caplan Brant. These depositsaence nod byte FDIC Bassos lien a So Mb AG C amun Brach re tonyoutily e.poced 10 The SOvalin 6-1 of theCaynal band: and they is to guinea other oblotatim a US$ A4 b repay the *Was who On the 185 Cayman's Broth's boas. Depose, X lAIS Bag USA rd each UPS AG Brach aro no mooed by SIC Monty Fund sloes are pawed by WC See "UPS Imam* Sevces Account Itoteaion" below than you rowan. maces mine Balt Sweep Program a OA may be wittaann aid tires of a Monet Fab maybe Nadas, and the ;watts returned to rue. you, seantet =cull furter mlamacn tout tattle swop optore. eXiaing wren nine% raft ad pens. 6 wilt* a *wee Wit Iron your inmost Advisor a by way U.S Irmarecal Fawkes snout protean The Fan it a Tenter 01 the Swam Motor Protection COLOratker (WC). Mil. protects stomas acorns of es mentos sto lo 1500.000 (mcknary 5250.000 for darns tor wall the 5PC sae ;mecum tenet spy to all atom May:what n abattoir*** the Ferri togethe wth anon if kites, ha also touchily., stadanontat preseason The rraranum anoint payable to all NOW Worm. colbctvoltundathi; probtaion o SSW maw as of Dinette IO. 2013 Wawa tote poky arditiono and Wortent cat at the Fin L Cuter probeaed for uido SI 9 milkn n the aggregate toe all your accounts hell is a patio*, capack A-fun oopyol the polo thatIng aua‘able Won M9*2 The SIC poll(clisn ad the supplemental wawa' both do not SOY to • C wan Wax* 16,pls controlled by OW ecksted roar awn value) but held away from tel$ Cloaca Services Ceg. man OP cat a UPS Bab (QOM at UPS AG Stamford brands. ON sown doolects. notiong vast* monies. ad 04 Owes of mutual finch iliac 'hates re muttered &Kira nth. nano 01 the mart holler on theWas rod records of the atlioblo Mow or trader aged). • Conan eystormi contexts or rwarront west (99. Mod paroweshts aid Vitae placements) tat ate na registered crider the Swots Act of 1933. and • Comm:dims common(09. formai manage rid potoustatal contact &Whit tubascomas an, cornsodAY Wbal contacts The SIC protection aid the pmplorrontai protection do not way tot :hoe assets eon ti they Ottanyde en wpm* onto sownn The SFC groom and the sopathmt protection do rot protect again changes n the mato value 01 yosr Mesewts Weeds a a mai a mato month*. easel Odnaptcy a otherwise) Mote Stormy on s rat kopth request You may obtan roe dormaien aloc iliging the St< Statute by 6:dairy WC at et by Wing tie SP( oboe arrow etc our Dividend Re Wassunent Program IDWP) the do MOW 6e' arieda One? You may Obtan the actual toe *on your rminoil Adios Only "note Shan • Fulnared tad et CAP. partial Ores MI be toll and me or wit be docostad n your amours the Ostend renvestmed pro acted by the issuer may der iron the • Fro* WO thew* than ere sold Catlebyliou Only stole units my be held in yOur wcoult w you re ontithel to 'pat* one al a rot of a *Mend pantot or otherwise, ate Firm wit Wes partial Rats at make' price a aawt an fl int tatimnrod by a r egateed (Pang agercy. and cede yxr account lavestment °bitchy. The nwilnien1 drakes and Mt profile are specie to eat. account ad rosy way between Wu Owe the Inn pommy in wring of any octant tome in your :nano* stuatim a neeitirern Oblective" For tad xcourt hell you choose one of theblowsy :westward ottectos • Otroluce Owens mon* beelenentsiteldni dye royal bet of 1-wome only • Ache* Opt" daticcrOon Woman Wing 'pooh pmcpal rah* Ihritto gionatOu of name • doom Cora/woo of elcone and Ch74.4 APP WU 00n mostanwis site Sy both the gorwaion of icort aid growth 44 Fonda' Overall risk piefilso • Conaway, Seeks to mantas Meta priMpat wets law risk ad rota lity to the roam merit eon d ma mew the 37.0unt does not gineratesyndant reKott*Of mums axl dyne keep pace WM k61.010 • Modern %Wing so acopps some na to WOO at tolerate vase sax My so stink higher roam • aggresrate wing to axed hgh net to amoral awl hgh volabltdo seek NO mum over tent Statement thousolokliwp" We may consolidate al RUM eCCOult Stat.:411MS with the saw address n the Sane Mokpo Moans may be related fa this snow boa/autoham miler: MO asp mintain pont mount ribionsho rah other dents at the same address Ths platea knows as 'hOsseholdng • I you stele to realm indiiikal Asterrents mailed n %pia* CONFIDENTIAL ervelopes —you my Wane householln3 bp:Ong wit Nowa to, FriwWly .band name flakier.* mum nane sef Acts nfaration that you ederM an thebras online owes webste It ea customizable *morrow chow by you to ais you will our recordseryty It F.m no legs effect on Fog axoum You on dove you* Fern* wain names. Wogs Mae Senna" or tit °moon; pas Frtatc*Adebor. Accounthwasiow • value of your sccounrwalcoo Nee 01 3 gat and liatallteS • Arab Includes talkie on. Marcos values to. omitted wartyOw rid GkbaiTme Depadts twitted marks to meet zed Certain azas not held by the Fern Does not ncideunorod omusltelassets at the eni of the pro• andteat staterrem pooh. a Pada natonentt awned itoth colour ad marcisabb slot options • Gaye{ Wades OAR bands. outstridog maga loan. am* Int shot accoum banes • Cashinamy bates Tots of Litt -nod ratable cat branco. tokr. 185 Rank USA Own balincr. UBS AG Surf ord March depose balances and maw mater nutua haw sweep Waxes. a the Jose 01 the staleoXot pew/ on.ommot ty h e wan batros is you swum are not stamp* ed from ohobaron and tee Femme use ace or these funds n the ordkry course of as bones, lhese funls depayable upon your demand This total 6 Inclidod ne canon' pac;:d dos kg value lending information For detaktd clean a ion on the nut Voting o • retort arcl didocura mice to ear Clem artimitothp Aronson or Account Aomerem and the General Tows ad Conditons USS %Want ot Cycle Practices abatable n agmements • lackeure area rre• r ewe, r-tetrcre Your awls tor Statement ennaeSSeCulte•S and Other 3358sheld 11 the .PCCOom a the cod a the soonest NOW You Wei for daterry of July pad wades z ay ma You may rectae seantio used a bin coated air pap* at m balance cue on fwdAny wanly, .rapers)Ito Orly the suttenert pad or, hoed a solo value at of the ell of the statement period • Cott bacic n dettanhng the cost tad of the searthes sodded n thin sowed. SW? eld Uteri wth the number 1: (IBS Firamial Seem:tonal meted on MOW ion oblaised from 'myth other than 18$ Fink-to* Somas. naidng nloanalon Iran riots* fin or that you may An proviari b your Imam* Attar The Finn does no namndentle verb Or guarantreino nay a vaiday of my knorrnaon provided by sans of it than 18$ F nrcsal *NOS adders. athooghtlftS FitascialSersdo goodly updates this donnawn as c 6 NOW. the Fan does cot °rode any mamas that the IX amebas rade' 'Cost bad' aid ganaris" n Hess* a of the die of this ttitnmi AS suet, please do not rely on this Sabamen to make curdose a sae down ha la purposes a Ottentiot .6.60amlb tranlined to the fen may reflect Wass nformaith only kr the period time they ay had a the Fim lysorehitorcol Mammon km be added by yen/ Firtina.11 AdrtOr • Unmeritedpalm/boos Yawn dal is afaisble ice:1.72cl areal CC r2 caz5te5 tor SDNY_GM_00023416 EFTA_00134036 EFTA01275807
Important information about your statement (CGS/gelded) Nferitalsoteity lots The sneaction data fa islintal lots maya may not reflect amnbsans, drages tdcr 'surety reorguneratim man Derifend aid eta retest/fit lots and syncinaik purt ae lots" oat ~lost to dmiar onstratd lhe • bade dz.' collet presents the cognal Past on traNdare • GANN tecorldet Bonds andattest sod, that the Maw Nit fa ealy arienpoon mil be stoat twat* by lot tom among al secties of that tate held in rul name ex re panto n are ler CAR dents Calfears Nana«, is storrad from thed past aid Os xadae is not gestated Ots call I eattees nay ems itsh could elect peb careplete nlormann we bepetted ularn rotrest • Cordttatas et clopesit(ass) at ate It< netted opt 1293,0:0 n enopal aid scud nivest pa ~woe ond pr ~merry nutlet it aacrstance with IDC rules • ~helm axes dopiest fa Straws and other produn may be tiger or Imp dal to ores that you rould dually resew in the marks feces are clowned from earbus third styscuts etch we teeter!? to te relate bot we do not gamin ewe away - Wo "runty ino te obi-rigprize Mn sealable cr ten mot or ilmted and ask aces fa laced YeaircieS and *puts or on ybdprceslor OTC snap e to - Lot teary traded stashes maybe peon, tung a what model a toms roemm pia we Moaned aid may nol Mkt an atria malt Prsa or watt - Cectanpostoni mayapse, Naiad a pro and mil show z 'price was not wadable' if we re made to °but a ate for a security - Deposes a tames Oscan& n »etendes other nn U 5 dollars as retested a the an: h St, 'Se as of the strewn! dew - For cent seises nets m non-ant:4min den/meet:4u. ace and gutty dace stet/ mate hat boat opted» lapPale Kopp vAupAn To obtain omens emit" wen wattle rut yes .aeroal Stew • Prima Invertnorms and seruaund prod's« ovate niestresse seuret &tides dined patt totim program aid real KW* tremerit tnt smuntres/ ak tronred peeduaS terrine., ten ilstad Celt situated predicts tis. me ben readored wtm ha ~erred and etfer>/e Cannot:a a under any saw SeCilirte, lam We room» estmatd vales Ice privat nwitmere strum arid snared produos Bor relearn.* enalsutoon only Accuracy., rot gUnn~ - lhlavaUe5 nyaiser stsurnally fret pima O cry J Men a ;create n•eStrnert Wary« StruCturtd picdtra maybe Lair a foe aid do not nonce-oily represent the waist You may matt upon Nodal«, - Th rd pay esmaes el vim are as et a anan dae ard ae ~led 10 LeS foleinata StrioneS on a regies balm by an Wept:Sent valarken lem - "AR RRAWRIRRI~P'RIWISOr Gamed vaunt ty. ~stoked to te rem by te Mere general pater a taw and may be abased based on Offerel ~nation from that uxd by thud pan is to dots It... estkrad Yam - You cae obtain addnoma Mammon regadreg the ~logy used to determine the estate of VAS red the toe of the nonion thy Is Ow base few ned encase hyaena:Pig tea Randal Potter - meta parryestimated vibes may be reflected as 'Not priced' re total Nutt% tun an ',dependent valuation 1m fus Am 'hosted or d unabre so assign a via when we bean» AN^ Mal a reworul wort hao occured that trey ell a ~tidy mooned yap iso (term a whin tad rowed be highly betatate duo to to rust> of the soosety - then Nether an Ewa real panne a tonwr escinated vino' a sh (Opals. eci 'loud what is prowled. the ware or to tasty sod betties's* tom no ptschaso pia - 'Diarbutiorn to dare me/ natdonen of al. mane a both •On9102J see' re:test:nu ese moil otitis pnce poe lain 2-.5 may not rifled per cos bib • Ibisolaed Mend« Restricted stunts goneraly ter not anew Mgt* fa pubic sale IRS tumid Sanses uses the made precool te estrsektod Pock of the same mutest muted var* la the refuted sot tt purposes of This usecomony To the mama t4å resorted startle are orbiter lot sale never.. recer•ed out be subsume*, less Than to impute/ raw shows • In. (.netuld) iØ arrest yields and rat An estimate of fetid 'some es based on (torero dated aid twos rim reentry tru acuities will be held be ate year from statement date a veal mituroy The minite is ong a gudehno accuracy aid tumid name se not gmrasted - Est Maud anus encome and Gnat Yield lor °slam Noted settees ore Mute dream of antra or gaud grans di ottodi Ole the Pt yarn laid current peke) would be wersuesed - evornated anus Øms and anent veal And the actua Ø1N ad yeld night be lower or hgher them the mitatod amounts - An *Ginate of entalced name (derided aka mewl) dealt byten area make, Yalta/era> balarne 6 based on the In dieSind or twoot pay re nude by the met and atones the seartmedeposes rill to hold'« one pur tun me statement dale or we'd msurty Mott/ aid conleted yfld ae not giaantad • Pinner held lry WS Financial S wvicea Conan WPM are Whet byte Pasi ad not mitre te Pits possession or aneol Thee assets re cdplaykd at yam apemen for inlonntonal ~on>, Potts ,r0 vats presented ase froided byte isseng limt 1135 ~deg Stets e not resonsble for this Stanton and does net goatee ts tatty toe assets as not prated by 51"C or to Inn's supplunomal SaC coverage • Ilevantra during and addkbnal camperosation. - or additas to canenissom on sake awl 12b.1 fees moused en connecter" with the «flutes of radva fads toots dents we snor oe$ aniae roave redrue bating padnenu from (feu biters ender 'Meson of the muted ends that we toll Thew twits are boded an hvo detest aersonents te amount el saksby UPS ol a pascuW ritual lund !tot moroms. std(. rise reset vale or a salad, mutt' luk fanrys PAPA~ a ten Ian - We andeur *Are aM receive teteedtng and ormetusprocesong lees re corrodoiton for under agent w.il:n that res prover to rho ~sit funds tense lets generabr as pad ten imonor sner, n the rrutual lend aid as asked delft stall bast on to runt. of recalls at to trot rideals holdingmutual Madsol bat had Salley - m akle ion to commessom mewed re cornett wen the cob or distrbution or penurycoma= rd Inis n welt., NIS units to our doons. ea tie our rant truest Nita dismg COrMettallt Ircm reirlyol The rarrancecorrpsbn tdenturg no astety ants a da; ol The nptanorco~irs Ø50n CI teat IIWSWent trusts we datum - Ott allitates also recewe trading commbuts ard anti coopentation from tan/ hoods and *minx, »mildion vARRA. pcoaxts we disrbure - We receive at anvil tee horn LOSS.* USA aril USS AG Pardord of up to 125 per a:Count swroging to to banks ~or tro tines* Swot Programs Ackley Østen rogardng cormetted aid other CIVI99, Posed SI connection wet the tendon ol vales eickidrog cubes temacttns has been ncitled on «Mon:tons stout lambed to you. Ned veil be pm'eted to you pi:empty on WOWS Short selling t you r• «gap] n short sang a wan4,. you may nova chase Ate to cent batwing costs la tel utters Panty Open order. ~ling wen a '9000RilaiCead • orders that more not e vaded by the Staernent dae, Open Ns ad sell StOp orders at waxed by te amount of dnrdendscr rgNs ▪ oedlidendsor tights dale enkes matt client:* by you You as rewornblelor orders Ilia are netted due to out Pare to canal emirs open «don Tax withirlditg en ~ens barn UK financial Services IRAs rodral tat bey requreSI85 &Waal Services lo wthok/ income tar from per tackle IRA &WIWIan, tul you may eke oat lohaeR «caw it witheoll or. instead you ray decl tO haw la ~Mc I a ara» or ti a Seed anoint as you choose Year Noon ma reman el effect 'AU rsoVed by you You may route par eloclIon a ay limo by niang anew Nat" t you do tol haw croup nonro tad warned Iran pax disnbutions. iou maybe resemble la the paymero of earnxed tau you may nar pintos d et teas ~1 and sow estimated le permits se not Mud CO tar raroblipatios Privacy To Ørn Newtown...wit Clem Prosy Iota please «nazi oat F natal Stenos «Stour thine a yam, waGoamen4Geotry WS Fin rtal Sett knot a bark The WA. Simms Souses Sasso BSA and IRMA ae lackerage aortas Mlm mode access to basro ses æS ns prodias tØ anagoreurds wit Welted bat and Other MS. NPR APRS. and escudos aeon to newts aid rnwly IDROPAPT Awed by oat dated thrdeparty etturana oat ines trough netridt agency subs/53 es of utS Funds' Services bo teettere. nstronce. and annuity product POI lot hoofed • No bat* guarantees May bee ohm IjAA R‘sOLICeMawnvni account Bussess Steen !daunt B54, its% and nternabonal RedOtsde 14~ CONFIDENTIAL Aswan a. registered sent mats of IIPS ktanaal Services Yea Sgnature is a regishered twicemat of visa Imorattal 1.85 Wa Signature aede cards and U88 Wa tent cat ae owed by lle5 Bank USA *eh ;ammo from Yea USA tworpartd UPS FulanCial StrviOeSInC Boy 201407 SDNY_GM_00023417 EFTA 00134037 EFTA01275808
(SUBS UBS Financial Services nc 299 Park Avenue 25th Roor New York IV 10171.0002 Ct4v70058I03870215 Y1 0 Account name GHiSLANE MAXWELL Friendly account name: Indio. Check/Car Account number. Your linancial Advisor. SCOTT STACK MANLYLE CASRIEL Phone Resource Management Account February 201 5 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor co the RMA Resoviceline at 800-RMA-1000, on January 30 (V 00 February 27 (1) account Your assets 65,567.88 59,436.72 laic our website: Your liabilities 0.00 o.00 %%vitt Lbs corn/ linancia!servIces Value of your account $65,567.88 $59,436.72 Tracking the value of your account S Thc Lr,arICS Sources of your account growth during 2015 Value of your account at year end 2014 171,570.66 Net deposits and 7:E GS e WithdrattaiS 412,139.19 594 VOX riveStineet return. Disidend and interest income 15.25 Change in markor yaw 30 00 Dee 2014 Ian 2015 Feb 20'5 Value of your account on Ilds 27. 2015 fsst436.72 SDNY GM 00023418 Member SIPC CNP7COCCOOS010307 Ny7000705008 00000 0215 03057%04 7;235765500000GO Page 1 of 8 CONFIDENTIAL EFTA_00 I 34038 EFTA01275809
SUBS Resource Management Account February 2015 Your account balance sheet Summary of your assets Value on February 27 a) Percentage of your account A Cash and money balances 59,436.72 100 00% B Cash alternatives 0.00 0 00% C Equities 0.C° 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $59,436.72 $59,436.72 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Percentage change February 2015 Year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14% Your Financial Advisor so-- - ", CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Crle 700030058r 0308 NPT000305083 C•3003 0215 030579004 vi 23576550 COMYGM000234%tle 2 of 8 CONFIDENTIAL EFTA_00134039 EFTA01275810
UB Resource Management Account S S Change in the value of your account February 2015 (1.1 Year to date (1) Opening account value $65,567.88 $71,570.66 Withcfrawals and fees, including investments transferred cut -6,133.78 -12,139.19 Dividend and interest income 2.62 5.25 Closing account value $59,436.72 $59A36.72 Account name: GHISLAINE MAXWELL Friendly account nanse:Indiv Check/Car Account number. Dividend and interest income earned for puipOWS or Ws statement. tactOtty of interest and Ondend income has been determined Iran a US tan restating perspective. Based upon the residence of the account header. account type, or product type, some interest andor dvidend payments may not be subject to United States (US) ands Puerto Rico (PR) income tan The dent monthly statement is not intended to be used and carrot be ref ed upon for tac purposes. Clients should refer to the apt:little tar reporting tarns They meek* from UBS annually. such as the forms 1099 and the Farm 493, fa lac reporting information n is the practice of UBS to file the =tirade tac reporting forms with the US Intern8 Revenue SehfiCe and PR TreThufy OeCertment, and in Such tarns accurst 4y dassify dvidends arida interest as tat exempt or teicable incase. Pleat COMult your Inds dual tam dreamer. February 2015 (3) Year to date 1O Taxable interest 2.62 3.32 Total current year $2.62 $3.32 Prior year adjustment 0.00 1.93 Total dividend & interest $2.62 $5.25 Cash activity summary Your PI sandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for details Ildarxes in your Sweep Opri OM are indudedin the °perste; and closing balances value FDIC insurance [poi., only to deposes at u85 Bank USA, not to deposits at LOS AG, Stamford Branch Of bank deposits placed through the UK intemaiorki Depose Account program. SrPC Protection applies to money market sweep find holdings but rot bank deposits See frn111041nt 1060,matto about your statement on the rat two pages d this document for &tub February 2015 (1) Year to date (S) Opening balances $65,567.88 $71,570.66 Additions Dividend aid interest income 262 5.25 Total additions $2.62 $5.25 Subtractions Checks and bill payments -6,012.70 -11,922.43 Card payments -121.08 -216.76 Total subtractions -$6,133.78 -$12,139.19 Net cash flow -$6,131.16 -$12,133.94 Closing balances $59,436.72 459,436.72 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 5 Opening UBS Bank USA Deposit balance Jan 8 $71,058.15 Closing UBS Bank USA Deposit balance Feb 5 464,449.30 Number of days in nterest period 29 Average daily balance $66,255.40 Interest earned $2.62 Annual percentage yield earned 0 05% SDNY GM 00023420 Celf7C003305810389NP7003705088 0003 0215 030575004 Y113576550000000 CONFIDENTIAL Page 3 of 8 EFTA_00 134040 EFTA01275811
*UBS Resource Management Account February 2015 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards pants are reflected as of the 26th of the month or the pnot business d.N if the 26th fa Is on a voekend Wide/ Reward, point activity Cetals can be found on v.wwutiSawatonaintStevKes February 2015 Yea, to date Opening balance 1,475 1,433 Points earned 269 311 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager toucan find a NI description of the alternative investment objectives in Important information about )our statement at the end of this document 1,744 1,744 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on - None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. Your Seem:id Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308.3140 007030800$810390NPVCO2060138 WOOS 0215 030575004 in 23576S5OCCiglifilYGM00023449e 4 of 8 CONFIDENTIAL EFTA_00I 34041 EFTA01275812
*UBS Resource Management Account February 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lock/ ChecklCar Account number. Some prices. income and current bra ues Shona may teit0prOxirtUale. Asa kit*. OM IOSSes May md be eCcuralely reneaed. See mnporunt into melon abort your statement a the end 01 ttis et curnem fOr rose infornasort Cash Cash and money balances Cash and money balances may ind ode avaltie cash balances, UBS Bank USA deposit account Glances, UBS AG Slarkird Branch deposit account &fences and money market mutual fund sweep balances. UBS earl USA deposit account balances are Insured by the IOC WIN n gala.* limits, but are not weeded by SIPC. UBS AG Stamford Stanch deposit account Dimon an not insured by FDIC and are not protected by SRC Morey market sweep balances are protected by SEC but are not insured by the FDIC. Ste the important information about your statement a the end of this dxtereem for details rota those tdances. Helene Cash 0;enng balance Closing balance Nice pet :ha:e Average on Feb l (f) on Feb27 CS) on Feb 27(0 rate Cefidend Merest petiod Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL Days in period cap annual ft) 0.00 -25.40 UB5 BANK USA CEP ACCT 65,567 88 59,462.12 Total 665.55728 659,496.72 250.000 00 Your total assets Percentage of vaue on Feb27(1) your account Cost BIMated Uhreat2e1 basis CS) annual wane CBI gain or loss (S) Cash Total $59,436.72 100.00% $59,436.72 Cash and money balances 59.436.72 100.00% 59.436.72 Account activity this month Dee ActMty Deurotion Amount (S) Dividend end interestincome Taxable interest Feb6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210915 2.62 Total taxable interest 12.62 Total dividend and Nearest income 13.62 Check number Dalt Description Amami CS) 001029 Feb2 NEXT LEVEL ELEVATOR 606.06 Checks continued next page SDNY GM 00023422 CHP7C0C0305810791 NP7003705008 00030 0215 030575004 Y123576SSO 000000 Pegs 6 of 8 CONFIDENTIAL EFTA_00134042 EFTA01275813
*UBS Resource Management Account February 2015 Account activity this month (contriueth Check nurrber Die Dtscript,on Account name: -,, Friendly account name: ir 1 Account number: Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Amount CS) Checks (cortirithA) Bill payments 001031 Feb24 INSURANCE OFFICE OF CENTRAL • 1,132.00 Total checks 41,758.06 Cate ACIroly Nun()ton Amount (5) Feb 3 Withdrawal ACH WITHDRAWAL OAT EDHEALTHONE -473.13 Feb 3 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -42.01 Feb9 Withdrawal ACH WITHDRAWAL AMEX EPa yrnent -3,759.50 Total bill payments 44274.64 Date Description Amoum (5) Card purchases U85 Vs debit. )000 3536 G MAXWELL Feb 03 NYC TAXI 3131 WOODSIDE NY 075034090060817512 Feb 12 MIAMI TAXI MIAMI FL 485044263423635338 Total (lunges $25.40 11030 515 10 Dale Feb 18 CREDIT CARO PAYMENT 95.68 - Destnpnon Amount (S) Card payments Feb27 DEBIT CARD ACTIVITY -25.40 Total coed payments 3121.08 KlinmLm Pynerrl Cue Payment Due Dae Cecil Inc Ayalable Credi Line Oultranding balance UBS Visa Sig nature credit card(s) payment in fonnation for Mardi 23, 2015 13500 Mar 23, 2015 535,00000 534,324 29 $675.71 This ciedl cad is neared in uBS Pay Credl Cad feature and will arnanalicatry be pad Cron your xcoure. Your payment it scheduled for March 18. 2015 we provide INs information on your ups visa 50nature credit cads saety as a courtesy to you. The UPS visa Sgnatu re <fedi card and account ae issued by UBS Bank USA. UBS Bank USA sends youth, ottioal stain-rere for iNs account and you should make your pap-rent accadng to then instruCHmS. We do notind We your outstanding credt card pierce in the yaw a your &count with U65 Finatoria Services inc CHP7C008005810392NP7003X6088 COM 0215 030575004 " 23878S5000SE#WGM000234t9fr 6 of 8 CONFIDENTIAL EFTA_00 I 34043 EFTA01275814
(SUBS Resource Management Account Febtuary 2015 Account activity this month iCOntritied) Date Activity Description Amount 1$) Money balance activities Jan 30 Balance forward $65,567.88 Feb 3 Withdrawal UK BANK USA DEPOSIT ACCOUNT AS OF 02/02/15 •606.06 Feb4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/03115 -515.14 Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT 450F 02)05115 2.62 Feb 10 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 02/09/15 -3,759.50 Feb 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/18115 -95.68 Feb 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/24/15 •1,132.00 Feb 27 Closing UBS Sank USA Deposit Account $S9A62 Account name: GHISLAINE MAXWELL Friendly account naate:Indiv ChethCar Account number. Your Financial Advisor: SCOTT STACK MAN' LYLE CASRIEL Tht UBS Bank USA DerOtit ACCOUnt is your Primary sweep colon SONY GM 00023424 CNP10008305810393 NPT000206088 00008 COS 030575004 Y123576550000000 Page 7 of 8 CONFIDENTIAL EFTA_00134044 EFTA01275815
*UBS Your notes ono2.,,,,,ge 8 E. of sutemmt for account numb. CONFIDENTIAL EFTA_00B4045 EFTA01275816
Important information about your statement UBS Fnandol Sagas ba Maim or SIBS Fatal Brad is a member of al papalseamy. carrnoaty ad mans ea/urges uBSFnannlSavamamltSBanl.USAae Mat *Luba/Xsof ISS AG ad of (B5 aria U.0 **Pews fakir nears it ?male awn rears the fonts acutrutollicesar a U3S Basal Sovas 1200 Habor rand Wanes N101086 This sutural alarm the ally *Matra:of of >nu UBS Fmangal Saes 3CCOunt Other reads. lt)021/1 Moat tm dogmata. conang coollang daa should noe be taut upon 6 you Mae them is as error ix *MOW. pleas. ran O radar n wring to teerasch Fdaager of tie once sang your amount Ancugh al fyrep, to'n are 'marled r. be aen». samat daa Toad rot be used for tar aspens tese solely on yea.end ta last Pe. Form 1099. 5498. 10125. MC) thin prang your to return ner en isregund by lan to ram to she Mal tan le errands reporitle non Ina titans ad Ina ruten eased en wanes Mtl n your amour feel proceeds on sae natant aid mo ha:nonman weed securers Cametiniationa wit the Fim • prase rearms amoral canmenons ^Otero further aura your nas raiding you' rules under the Xartes Men Paean Act ($n) • if foe fragal instraon Oahe la res et the trim of to imam n not MS Feurda Sawn UBS Fascia Sean aeries your accord as dearer broker by ~goal von the abated altuton We Woad you lea this rertionsisp awn you opened gilt Xrant in this cast pa fads an> rankles one bated aS Les Frungal Siaas aid noe the rtroducng bons ad you roust ~areal of Sly EfrOrOriallkssbn to both In All =ours suterents shalt:4~d compla ad atomte 6 a °Duda to n sang elev 60 dais • Mono died custom coribla' ' to the law: Cl aimed, at or tollget al I 800AM ta CO t tbatddy timbal% n sy. or in trend to uBS ?mama anal MC. Clint Relation, Department PO Box 766 Unon City NI 07037 • n case ol errata anions atxut an ercoonn kas tiara IEFTY bl roes a n card thrisadions, call or virce to Les Friancel Sams he. 1000 lint« SKI . 6th I beet ~ask N) clas Alm IIMAJIMA Unman CM «aim as Pun aspa art Ay:saky:a Staeanentor recur 6 «Ong enlace need eare nf ~tea Lout atria« cn the st mare ot rear The Fern a Card Mug (as arbloble)rnull hear~ Wu nO Later thin 60 daff alter the finsal you the fro si armon aids the ara or probrm wad - Pan. you rum ad amount verba Sap - Describe the error or the ranar you ae awe abaft analan asMaly æ Wuøt cosy at bola e ts error or why you need mere altar bei - Pane the dollar taunt of the suspected ara TMFinnor Cad Mar will Margate ar tompalen rd willcoma amens promptly Pleamake al necks prylt(, lo the Fenor tie facial natacn Maud on te front of the Marna h Jalm to regar ar ant fees. sung may be tag to manner as char. Ice Ia.payee,* for towns purchaws Td cages fie aped rants h cat axants Accounts Na are traderred le olin naiads, rnay be and to a brae fee UBS Sweep Optrom U85 orers opals for sweeping cash banns lanes to bat deposits at salon USA null AG 23rfOril bald. ark Swap Mara. manna mbar lals Panel Fals) and the arrittional Deoost Accra tiOaor alma Mu lat imenbaud Rebuke Munagunent Account Waugh gnat Sweep fregins. an balsas are swept 53 leg BS USA up b n estabIshed lenit and then to 181 14 Started Brandt or a Sara Fund Deposes at SBS at USA re FD/C muted n .300)rddrXe with at: /It rot nay Mama pa* .,it wow laic 9>w Deposits a UB5 AG Bead Branch and nartbdasey fads one mad by the UDC through Me On nab to a bomoe are apt to «pose accounts x UK AG Xenon Brargh ad LOS AG Cann Etant Thew deposits are ria nand by the FDIC Salsas heU a the of35 AG Cap'.' Bran one team. ily <opined »a sorman rid of theCamas lads and tere 6 rit quarastace other ob baba d MAU to may thePaces anon the u15 Camas eras boas Depose, a UES Brit USA al each UBS AG Branch somt preeectod by 5PC Monty bad shies are Naga by SPC See 1.135 Firma Sevres Account FlotectiOn• below Upon you repro, babas n to Bat Sweep Programs or Or may be want^ ad fi bs of a lianaFund maybe Irq~, aid the emceed: returned to you a yam ~got recant Fula mambas Lout warble map *pans. audng anent mat ram ad yield 6 ...liable a *wee aka Iran your inacal advisor a by eating U.S Franca Swam noun pensaien The Femis a Agnew of the Seamus raster Protean Coon«, (SPCt With prat-used-Mu =at of es menus tp »1500000 Oscan; 5250.000 for dams lor ca) The SPC Sae wren«, liras Øylo MS:1" tknOtahOld n apatcannoly The Frog babas oat warn ansees. ha also palatal samenuntai pampa The ~mum anetest payable to all Olga dens. cotdvoIFumetis protaion 6 550) man as of Deana 10. 2013 Saud tote poky ordain and atatai can at ne Fra a further paced fir up b SI 9 milbrs n fte aureate fa al your accanis Ma n a pawky caparay A-foll Copy DI OWpoky 'sting 6 ~WM, uPoo (99-92 Tho SPC prown ad tie supplemental paean bon do not SO>ritO • anon fan, tons carolled brand hand n yor acorn vara) but held awyfromlBS rimier, Saxon (eg anan feast alas Bra <aces?' mu% AG Stroked bands Id/ mane arras imang baba. murk, rid Maros of manual knot awe Sun shares re rag cad dray ei the name of the acome Mar on the boas ral records of tbe ;pliable atime or taraer art/ • Conan notetrnent contra-ti or noMfrierrt .9.79,13 (9 9. lard ~ships ard prare plerrened tat are na regisra sider the arms Act o11933. and • Corms:dam contra 40 g . forma warm /MI preciousnets Vance). nankin, Vas contras and OnTritaY at« contracts The SF< prOleCtien and the P.M9I~I Protection do not Spy to thise assets tides A they on!~ appear asrxr Sunman The SEC protean rid the swpWrwit a protector do rot mined nand chan-deo et the rake vaned as *vestments ands as arena a ratei nowerrent. Øa anasptcycrotherease) Mfor9 antra a ants le upon request You may *bun ram I-dormer:in aloc aggIng the 5PC Brochure by cabana SPC at ix by sang Ise SPC wetone almost apa Ord DNidersi Ile Me ennentbregrant IMP) the paraded as awn are you may obean the Still gee from your f Mina Adroor Gay War cares are weasel war DAP. partial shares nil be sold and the øT nil be deposal in you amours the dvidend wawa* prae man by the mute may ditt from the mar Øre vlar the p$O41 awes st• sold Cad/inane Only snob ritt enry be hold.n your meat f you are entitled to moaner rme as aneark et a doklend pesen( or ~raw re (inn XI ether sel patial tars at matet once a accept an arrow naftwed by a registered clang agency. antlaede par account Wotan °bialys The mutant obraves and Fit prof ir are sµ«14 lo ext. MØ aid may wry [Motet /terada,, Me Inn prompt kr n miring of any usnican dump in enf elt 'turbo of ~Were cbmcbte; For each awe h you choose one of diefolovong mestmerd aquas • Reduce Cone? »Wee Inifritnienti Whin.; hte amnia of amme only • Mae CaissailDpactmon twenrrents544in9 growth el papal raw than tre generaton of name • *race Coalman *femme ale Car& eone^ Inantrrnnt• tool ny bods no generators of non rd awn of omens' Orwell rlok pairs • Conan Seeks tomman bliagrapal. wehbw risk ad wolality to te rave art an 6 tot means the arourd does not gnaw sgmliant inane« rRamsatd may nee keep pace wit u6Ø • Modern Malin to rapt »mini tO pcØ ad mine sons? on ntyto seek hMhee morns • Addresaa gifting to apt hgh nek '0~ ad hgh to tty» stela.» returns orte tene Statement Mcineholdier We ray o>nsoklate el raid secant statements win the sin» idler-3 new sane enS, ACotnlirroy be retred fcr Nis Platte ban they he.. amen oho X> maitein on, amount rMalonen» wet oar anti at the Sang adass the practce e know as " howeholdng • a you afar to rare Matt mama mad a ~ea CONFIDENTIAL envelopes —you nay ane truseholln3 by gang your Ennui Adm.°, Friend>, account name llmfnenty axon name roflects nfarruticn that Mel ~ere] on Um Hrn's onlne sagas mbste It a a customizable 'n.arume• down by you » azM Sou bah your ~rang n Sin no liga *fa an yoU noun You aei mange pi:Frady aØ nabs. °stoup Wm Sevres or bf OX“flaing »NS &tame( /SW Mount marine • Valued sour aountaaabb fte Of assets ard thimbles • Arab Incbde sealable radt barrel ades la rabirndxmrhy(a)ndGkbalTmDepositt unrealized marks tO Market and0299fl3(39(590( held by the Fan Does not rgbdeunpnced ~le/MX« a Mal ol the prey and gam Illterent peak a inn Xesmall, unrested ska oplurni and want *sta. atom • Cenees nCladei tar b831Ce5. oulgandftamggn loan. call Me sat aceoum banes • Co(A/9999/ boticao Taw of anned wan. cat bacon. pla U35 Bask USA Emma baron UBS AG Stara Branch depose balances and maxima« nu tua lend sweep banes a the dose of the Unlearnt period NOniX9991011ly he ask bobriOn n ye/ nounl are not argued Mtn oat beams nine Fanny die d these ftrds n the orday ease of mans, ltiese kinds are nab* upon gas demand Tha total Incbded in Me amen' perOd dosing vita Lending information rot Miami Manion on IMF revs »nag Braaten dramas Mato soyGam attazinsp Arian or ArcoMt Agerent and the GM «al TOWS ad Caroms UØ kronen of Cale Places wank n OnfOrclowle ypy nel emr4n ,ord"eb,....‘ Your own Yes stmenwa minces seams noes« assets held n the nomi a cow end of the statement mead 909199f S lee deWery a July pad warn a 'rig tron You may rate seanties used a loan collated ater paint' n baba <be on nett Any wars truant] b> the hm ding the summit period am had a owlet max ol tM end of ther statement period • Cabals PI darning tie con basis of tie searnes madded n the stamen Mew flitted web ame number '1: UBS firuna Smashes mad on inanition Maned from sources *la than ail5 Faunal Sates aoudad nlarnation Inn ansIrn or tat you Toy hoe preened to you' liana Myra The Finn does not ~pendently verty or gunmen nay or Mica of ar Marmon presided by sources other than (.BS F naiad, Seri as In Mann Stough UBS Nasal Sava gamily updates ea Manta as c 6 raved the fim does not (*hide any aria tha she mama sealer 'Cost basis' aid "arerired gabs," is ranee a of the Mt* of this Santa As aids please do not race, This ,domain lo makeCahn or sae reams. 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Important information about your statement (continued) Wrrichilowity Ins lhe twaron data fa irdinchal Ian mayor may not ref to aniniaran, Mapesace seumy mows:aim eons DIAfend rof other repayment lots and worm* Naha* lots a each mottled !odds*, war:ward hi the • bade We' mitt presents the wpm, twain , trthedare • Callable securlties Bonds and prefond nods that the issuer (alb for eery Wanton nil bewraith twat* by lot Wm among at wanes of that 69.* pep n our name a n name...flare for ois dents Cat leave 'nfarrown is WrothWm thed prim and as away 6 not gurthred OW call eatan nowt mesh could allett y.elt carmine Mama kin we be provided *Pm rand • Cracow et deposit (CDs) CDs ate ROC owed opt S293.000 n prinopal and squid nttrel pa &steam and per docouto-y entildier. it acoodroot with FM: nibs • Frialhaluo Ma's &pin*/ fa $40yelies anfOthef produces 'nay by hirer ce bwir that tie ace to you nr0tk adually receve in the maw Prces are Owned Iron mows trad paly %Men Muds webele/eh) be relief* but we do not gamin, tole a:curacy - Wo grimly trio sew dyingpin who aealthb ce lM mire Of ireted and ask aces Ice Wed SOOlft*S and optsos Or onybd pia. la OTC sealer - Lam sanely traded stattled maybe reed uing a sabre, wag a thew, roam Fria we Maned aidWince rated an adua maisn pna or vale - Crean towns may ar ea YnalCta Apraa and roll show z 'once was not mailable' if we re mane to obtan a ace for a watt - Down a sear les dem(tasse" it antothes other tan u S Was are ref Wed a the codurgerSe as of the dateriant date - For cents 'entities tradng mmnanblmng denweetcos. ace aid quality Pace vale) may hae beat adented to raoltale proper vauenn To *bland-nail quat.TMIS. 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Intimated) Want athmetyialds and raw. An estimate col awning:m*6 based on anent cbseuktid end Wenn ram, zwirg ter swain *II be held for one yea from strewn' date or and irtiturily Mrs estimate is on a gulags*. accuracy and aranued Mame se not gArameed - Est noted anus mane aid anent yilid /Of Conan tpesol *thane could em ait as of aincna or culla( gam n welch case the ea Marne Wad GOMM yak() would be manned - Earnatod anus Meant aid aspen yield aid The WO Ware and yield night be loweror hgher thth the ninated amens - An op Mate of moulted own. Ovid's! ads attest laded by the Current maket vartaintath bald:C*661SM CO 'NIBS, doubled or Neill payroM nude by the ewer and missies tie Waft imedrpOselS nil be hldfor one sue ban the Statenrt dale or wild =lefty Ace:flat coMnutd yak ae not guaarceal • Simonet held by WS financial Santa Conan asset, are cot ', PHbyteFri ad not Wm the WY; possessor, or entail Thar, assets are cdpLasd m your statemorn for inlonnabanal papaw oat Pouliot ,n1 ragas presented re owned byte eisung film ILK nanda *MOSS n not reeponsbb for this nfornann aid does net guano is dowry mete abets Tenet protected by SVC a to inns supplunomal SaC cowing, • Revolts dealing and addkkanalmenpazation - n additim to mminissom on saes aid 11b.1 foes mowe0 in connection with the distamlon of natal tench to Mar chants tee aorta our attire cease aerobe Mann; pa/luau from issubutors andor atison of the enema ends that we sell Peso awaits are bred an loo different cosmonaut (B the amount of saksby IRS ot a partcuLa mutual fund fatly to of dames. ad Id the we mho of a pawl, mica food fang. sharer WI a the Inn - We aid to alttare also melee retwortng aid onotusprocesung Ins is mresderron for trailer agent scookes that we proud. to to **coal funds Thine feu thwart are pad tan Shwa wen n the actual fond and re a tied delft wont WM on the runsa of wants at the trobro-deabr hotting mutual lords of ma had Irby - In akit ion to eamiusSealS reamed n cornedion wet the sae or darbuten of armory worn ad to iirroliost ant Mad 10 of del111, are ardor our affable recew wenn doing, Onternalan from Manna the mimim companies indemnity coo a-May contracts eilabsol the name corns-Wan or sponsors a On ant IINSTMeill IN% sof &astute - Ott atlas* also malretradirg come/sae/son other componution fret mina finds aid niarcee Conralies Nast pew:bats wodimbuto - Werecehval atria tee torn L.BSBask USA ant ties Ar Seardord Brat of up to In per exeunt wiping to the banks twin the IRS Bra Swap Program AWN, Infomatn rogardng oorrimidou mesa ohm tangos coatedit annecuon wit the negation ot tales nchang cpbon Vazactons has been niarled co cadiroutons wr aeoyly to n* lanthod you. and well be piticled to you on wag Short ailing it you re engaged in Thee 'Ong a warty. you may Mora chage We to cenan knowing costs fa that palculr 's•ofrty Opon onion Regarding Open a goodailancellth • ordersthat we not warted by the strewn dame opei buy ad sell stop ceders are enlaced by the astunt of anted, a (gess on • oydiMinchor gargles date warp eneccad otherwise by you You are worth* tor orders that are waited cat to your fange to cancel exbieg open ceders Tax witheldnt on Werinnione few LW Pittman Services Ws Feder tar tdri rEqureSILAS Fnrdal Swiss to withhold score tai from ow usable um diorthaticen but you may elect oaf Wham exam In wilhhOlf or. instead. you may eat a haw lac venthrld a lea. A n a hod wont z you choose Yes Bacon vu remain in et lect unta reolod by you You may mica* your elation x ay tiro by m.b.ty a now Within 8 you coo not ham mouth ncometac wend from your dbMWims. *Yu maybe /*Vela* la the payrntro of a-I/fixed tau You may nag pen atm d the anoints withhold and yds estimated lr payments at not equal te yea la *bank(' Privacy To obtan a copy of *sr wont Cent Wry twice. pleats contact you F nate, mates ot visit oue wtoSne pew vas amommeolic U8Sinawial Savors 6 not a bark The WA. Shams SaucesAi:cant BSA and SUM a*Isakaage a0Octabf MO Marie access to bat ng services ad pada,' trough ma-grooms wit ewe! balks as °thee Mkt party balks and provide:Jo:NMso ism aid amety patfACIS iSteced by unaffiliated !hid {tarty el:mance Conlon, Haugh nastatCe agency ad./la eS of ties Fruncial Services tic monamait. wawa aTdarmulytwodirts Not FOC Owed • NO ban gowns** May bee vale RUM ReSOurCe Ntrayouni anent BuSireSS SOnoCieS ACCoMi SSA. INAA and ritemabonal ReabrCe Mliaattot CONFIDENTIAL Aswan at regillerod once mats of UBS Fnarcial Wars Inc VG S5naturo is a witted smite wt. ol visa Imarnthoul 1.85 Wa Signabre cede cads a llb5 Wa dent cards are issued by IRS We USA with soymisson from v ea u S A rogrwatod OBS Financial Secrets Inc Rev 201407 SDNY_GM_00023427 EFTA_00134047 EFTA01275818
(SUBS UBS Financial Services Inc. 299 Pak Avenue 25th Floor New York NY 10171.0002 CNe70065764930315X1 Y1 0 Resource Management Account March 2015 GHiSLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHStANE MAXVVELl. Friendly account name: Indiv.CheckiCar Account number. Your Nnancial Advisor- SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statemeat7 Call your Financial Advisor cu the Value of your account RMA Resourceline at 800-RMA-1000, account On February 27 (S) on Mach 31(S) Your assets 59,436.72 55,658.57 Visit our website: www.ubs corn? financialsetvices Your liabilities 0.00 0.00 Value of your account $59A36.72 $55,658.57 Sources of your account growth Tracking the value of your account Thc-Lr:And$ during 2015 Value of your account at year end 2014 571,570.66 7:6 Net deposits and withdrawals -S15,919.13 594 553 Your mestment return Me:lendand interest income $7.04 • Change in market value 9000 Value of yaw account on Mar 31, 2015 SSS6S8.57 Dec 2014 Feb 2015 mar 2015 SDNY GM 00023428 Member SIPC 0010003005576493 NP7000304051 000% 0315 03057500.3123576550100000 Page 1 of 8 CONFIDENTIAL EFTA_00134048 EFTA01275819
$UBS Resource Management Account March 2015 Your account balance sheet Summary of your assets Value on March 31 (1) Account name: GHISLAINE MA <WELL Friendly account name:Indiv Check/Car Account number. Percentage of your account A Cash and rrxmey balances 55,658.57 10000% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 555,658.57 100.00% Value of your account $55,658.57 A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Imponant informer on about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% Percentage change March 2015 Year to date -1.58% 0.95% -1.02% 1.80% -1.43% 5.00% 0.46% 1.61% OW70003006576494 NP70C0304051 00038 0315 030575004 VI 23576550 10Mpiy Gm000234Eys 2 of 8 CONFIDENTIAL EFTA_00134049 EFTA01275820
SUBS Resource Management Account March 2015 Change in the value of your account March 2015 (S) Year to date (1) Opening account value $59A36.72 $71,570.66 Deposits, including investments transferred in 4,521.96 4,521.96 Withdrawals and fees, including investments transferred cut -8,301.90 -20,441.09 Dividend and interest income 1.79 7.04 Closing account value $55,658.57 $55,658.57 Account name: GHISLAINE MAXWELL friendly account narne:Incliv CheddCar Account number. Dividend and interest income earned rot purposes of 1Ns statement, tatablay of interest and ditIdend income has been determined flail a US Inn leradina CerWedite. Bard upon the residence of the account notelet account type. or product type, sorry interest endow dvidend payments may not be subject to United States (US) ardor ammo Rico (PR) Income fates The dent month./ statement is not mended to be used and cannot be retied upon for tat purposes. Clients should refer to the aCirkaNe tar tenoning forms they receive from UBS annualy, such as the romp 1099 and the Forms 480, for lax reporting information. It is the practice of UBS to file the aciNicatle la( reporting forms with the US mterna Revenue Sernee and PR Treasury Department and in such Worn Stanley dewy cinders'sdray lases' Nose exempt or tasiatne le4Cohe Please consult your inixdual tat preparer. March 2015 (S) Year to date (S) Taxable interest 1.79 5.11 Total current year $1.79 $5.11 Prior year adjustment 0.00 1.93 Total dividend & interest $1.79 $7.04 Cash activity summary Your Pinandal Advisor: SCOTT STACK MANLYLE CASRiEL See account activity !ha month for dela It Mance' in your Sweep Donee are Lod uCed in the opening and dosing balances taut. FDIC insurance applies only to deposal at U85 Bank USA, not to &pouts at u85 AG, Stamford Branch or bank deposits paced t Nouse, the UBS internaiond Depose Account program. WC potection applies to mom market sweep find hoidinos but not bank deposits Seelmportant information about your statement on the last Mo Oars cf this document for MO's Mardi 2015 (S) Year to date (1) Opening balances $59,436.72 $71.570.66 Additions Deposits and other funds credited 4,521 96 4,521.96 Dividend and interest income 1.79 7.04 Total additions $4,523.75 $4,529.00 Subtractions Checks and bill payments -8,047 37 -19,969.80 Card payments -254.53 -471.29 Total subtractions -$8,301.90 -$20,441.09 Net cash flow -$3,778.15 Closing balances $55,658.57 UBS Bank USA Deposit Account APY -$15,912.09 $55,658.57 Interest period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 164,449.30 Closing UBS Bank USA Deposit balance Mar 5 862,695.33 Number of days in nterest period 28 Average daily ba lance 861,029.81 Interest earned 11.79 Annual percentage yield earned 004% SDNY GM 00023430 C HP 7030?005576495 Mn7003304O51 00033 03IS 03057 5004 1123576550 101:000 Page 3 of 8 CONFIDENTIAL EFTA_00I 34050 EFTA01275821
*UBS Resource Management Account March 2015 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name: Indiv CheckiCar Account number: Rewards pours are reflected as of the 26th of the month or the once bug ness tlar if the 26th fa Is on a voekend holiday Ittwacti pant activity deals can be lOuna on vannvuoatoratonantstnaxes March 2015 Yea, to date Opening balance 1,744 1,433 Points earned 0 311 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You <an find a ful description of the aftemanve investment objectives in important information about your statement at the end of this document 1,744 1,744 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on None selected Your account instructions e You' account cost basis default closing method is FIFO, First In, First Out. Your 15 Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CH1'700(9306576496 NP7000304051 C0008 0315 03057500411123576M leiklibYGM000234tlige 4 of 8 CONFIDENTIAL EFTA_0013405 I EFTA01275822
*UBS Resource Management Account March 2015 Your assets Account nanne: GHISLAINE MAXWELL Friendly account name:friday Chetkr Car Account number. Some PnCes, rncOne and current vaues shown may be apple/Urn/31e. At a aloe gains aidlOsses may riol be accurately reflected. See rmporunt intosenefron about your statement a the end of the docurneM 10i more informson. Cash Cash and money balances Cash and money balances may induce avaltlecash balances, UBS Bank USA chpont account bdances, UBS AG Starkrd Branch deposit account oaances and money market mut ua fund sweep [dances. U95 Bank USA deposit account balances are Insured by the FOC rattan applicable limits, but are not protected by SIPC. ben AG Stanford Branch deµeit account balances am not insured by FDIC and are rot protected by SIFC Money market sweep balances are protected by WC but am not insured by the FDIC. See the important information about your statement a the end of this document for dela tout those balances. Openng bet axe Closing Wax. Pace per share Average Heldng on Mae I (S) on Mar 31 (S) on Mai 31 CO rate Cash Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL DwIdend Interest Daft in period period cep avowal (11 -25.40 0.00 UBS BANK USA CEP ACCT 59,462 12 55,658.57 250.000 00 Total Your total assets 559.43632 $55,65837 value on Mar 31 (S) Percentage` ot Cost your account oasis (0 BlMated annual intone (5) unreaizeci gain or loss (I) Cash Total $55,658.57 100.00% $55,658.57 Cash and money balances 55.65887 100.00% 5565857 Account activity this month Date ACtlity Description Amount (S) Deposits and other fends credited Mar 2 Deposit NONLOCAL CHECK 56.85 Mar 2 Deposit NON-LOCAL CHECK 60.75 Mar 2 Deposit NON•LOCAL CHECK 72.00 Mar 2 Deposit LOCAL CHECK 90.67 Mar 2 Deposit LOCAL CHECK 124.49 Mar 2 Deposit NON•LOCAL CHECK 196.20 Mar 2 Deposit LOCAL CHECK 212.31 continued next page SONY GM 00023432 CHUM:070065764437 HP7003304051 00003 0315 03057%04 Y123576550100000 Page 5 of 8 CONFIDENTIAL EFTA_00134052 EFTA01275823
SUBS Resource Management Account March 2015 Account activity this month (Cootelved) Date Activity Description Mount (S) Deposits and other funds credited (continued) Mar 2 Deposit NCt4•LOCAL CHECK 425.00 Mar 2 Deposit LOCAL CHECK 1,184.69 Mar 2 Deposit LOCAL CHECK 2.00000 Mar 2 Deposit NON•LOCAL CHECK 99.00 Account name: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Your Amadei Advisor SCOTT STACK MANLYLE CASRIEL Total deposits and other funds credited Dee *mot), DescriPtion 4452136 Amount (0 Dividend and interest income Taxable interest Mar 6 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 030915 1.79 Total taxable interest Total dividend and interest income Check number Date Description 001032 MarS ANITA CELA 001033 Mar 20 KIMBERLY CALVACCA Total cheeks $1.79 $1.79 Arnowit (S) Checks -750.00 -3,62500 Date Actinty Mar 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE Mar 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE Description 44,375.00 Amount (S) NI payments -473.13 42.01 Mar 9 Withdrawal ACH WITHDRAWAL AMEX EPayment Total bill payments -3,157.23 Date Description 43.67237 Amount CO Card purchases WS Vise debit. )000 3536 G MAXWELL Mar OS Mar 20 MARLBORO MARKET BOSTON MA 165064000284413413 NAIL 2000 BEVERLY HILLS CA 425080730800397946 132 97 silseo Mar 25 Total charges LEE PHAN SOLE PROP SAN FRANCISCO CA 065085206134100034 SW 88 tuns CNP700030C6576498NP7000304051 00003 031S 030575004 VI 23576550 1040kyGit000nar 6 of 8 CONFIDENTIAL EFTA_00134053 EFTA01275824
UBS Resource Management Account March 2015 Account activity this month (continued) Date Card payments DerArrpl Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. Your Finandal Advisor: SCOTT STACKMANILYLE CASRIEL Amount (1) Mar 18 CREDIT CARD PAYMENT -95.68 Mar 27 DEER CARD ACTIVITY -158.85 Total card payments 4254.53 monmyri Payment cue Payment Due Dae Credt Ine Ayalatle Credt Lim Outstanding bamce Lies Visa Signature uedit card(s) payment in fortnation for April 23. 2015 135.00 Apr 23, 2015 535,00D 00 534,413 38 4586.62 This credi cad is enrolled in u BS Pay Croft Card feature and yeillautornmicaty be pad From your account YOUf payment is schen/ad for Api 18, 2015 We procide the information on you UBS visa Signature credit cards solOy as a cco new to you. The UBS Visa 9<pazu re <tech card and account we Issued try U85 Ban li UM. u85 Bank USA sends you ire e4fioa surname ru 10( INS account and you shoOd make pout parent aft:0,19TO the% instructons. We do not i nd a your outsIzndinquedt card loaance in the value of your account web uSS Financia Services inc oae Activity Litscionon Amount (I) Money balance activities Feb 27 Balance forward S59,452.12 Mar 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/27/15 -25.40 Mar 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,521.96 Mar 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/03/15 -515.14 Mar 6 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 03/05/15 -750.00 Mar 6 Deposit WS BANK VSA DEPOSIT ACCOUNT AS OF 03/0915 79 Mar 10 Withdrawn UBS BANK USA DEPOSIT ACCOUNT AS OF 03/09/15 -3,157.23 Mar 19 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 03/ 18, 15 -95.68 Mar 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/20/15 -3.625.00 Mar 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03127/ IS -I58.85 Mar 31 Closing UBS Bank USA Deposit Account S55.658.57 The UBS B3ni USA Deposit Account is your primary sweep option SONY GM 00023434 CUP1C007005576499NP7003304O51 00006 031$ 030579004 Y123576550 IMMO CONFIDENTIAL Fag* 7 of 8 EFTA_00134054 EFTA01275825
*UBS Your notes o.....sa8.8.........E8,8,a..E.v.".sso..., G..a2,... 8 al 8 E. ol...e0t for aa.,.....I., CONFIDENTIAL EFT,00B4055 EFTA01275826
Important information about your statement UBS Eminent Seetran bn few Fem or USG FiranalSerind. is a member of al prenatal scanty. canooday aid corms ~apes UBSFnahCtlSavMTarndltSBaiFUSAae infirm sittniries of !SS AG and tens of ull5Sentin LLC lhe F Mara dumentent enable upan rawest the Fm's eon/moansreat USS Folmar Sirens Ix 1200 Habor Beenneat ~km N107086 This sutemere nurtures the trilinficial rend of pot UBS Fmanaki Senors xØ Other recinte)02plotloalta< doormen. conuhng contang dau toad noe be Merl upon X you When trin n an err« a On6OCtl. report it ~direly n wring» telkanch Maiager of the "runts your noun AthCV9h al 59.ra ~n ant imncled to be ac~e. damn dataToad rot be used for tat Tenons Ma. solely on yeaend tar Ian Pe. Fan 1099. S49$. Iris extents ~erg your tar scum shim is «pond by In to rent tone RS al than le dirdends. reprint non- WI* dvdends an inn metal caned en renames held ri pur onpurt, red proceeds on sole tranSactinS, and on baton <tin ten sauna Cammuniallone within Firm • Neer re «Arm, re oral OnvvonCatons In *Otero further nun your '4" eicbdirg yotergits under the narns biflor Protection Act (SPA) • rf tie ~an inselmon tale top left cd the Intl of ho osonnt n not U3S ~oaf Sera UPS Marcia Senn, caries your accom as doing broka by armgenen inn the ~and ~Von ne Mooned you a this rebtionsho Men you paned nil account in tens Cate. IOU, funds ant ~kips re band a LISS ~or Simon aid noe tre nroducrig broker. and you mal mare a rept of an tor or emalt to nth hen, All aCCOurR SUterentS Shall be awned «Øa% aid acaratedn't °brae:Ito n hertin wehri 60 dins • Please direct name( type' ' to the trier: CI ~ant ag or tarn* a 00AM tote CO t ~dal tlrouyt n et «h sting to uB5 ?mama Stan tic. Clem Raton, Deparennt PO Box 766 slam City NI 07(07 • es case ol mots« galltom atxut an ekcoonc tuna tinda IST) bli 5 vit dab card transactions, call a on to LesEn/nun Senn lic. 1000 Ildbor Bw.6th lb«. Weelowaren. N) O7086 Ann IIMAJI3SA Sayan CM inner won as bona de:tinnier:or ~tor (wept 6 %VON only% need note mentalism rout *throne on the ~rem ot now The Fern cc Card Issuer (as lab labia must hear tom you ro later 0 ,3160 6a/5 alter the fim sent you the test summit on WM the err or probkm ~red - Praiar hor nine and recent riveter fil ay - Describe ne error or the wander you ae mare rot an entail ascleat/ay:von My barn t ia «rot a shy you need more nlaratien - Sto ide Te don swum or ne summed ma The Finn or Cad ner vel Mangan yaw ninplanit aid will =Tea arrytetor pronptly Mon make al necks peon to the knot Te ~Of ~non ndcaed on te front of this stamen h ant on to regain' noun fat norma ma/ be hibbra to ~mound. hen charge:I« in paprent fer seaten: purchases aid clwero f« aped rants h or), XCants AccouniS Mat "trill!~ le MN" Intlattal5 may be o-bpd tO a bauler lee. UBS Sweep Optbns U85 OrderS Oplais for ~cabh banes. braces to bank &posts al unfurl( thea andlet AG Sonora team (Bark Swap Doreen mew market mutual hrds0ronee Finns) ard the harrirmal Depose Acciant (0nfor nsttmers wIN al minima dawn Insagernent Account Waugh then Simian:gram. can barns at swept so U3S Bat USA to a ah estaWhed kW and tesus to !SS AG StatrilOrd Branca or a Man Fura Deposes at tan Bak USA re FOK Maid n mandate with (OK ruts for ewe incenbason either's.' wow Nec 9o• Despots a UB5 AG Stained Pant and ram cd Wm" Finds rena nsured by the FDC though the OA. wane to car balances at sown? to «post accounts a LØS AG ~York Bra-4h and WS AG Carman Brain. These deposits arene nand by be PK latexeshen al the WSMC*1min Brach ire termini& •paced to nor ~man du ol theCanal Maids and terei ro giant.. CC other Obigltal d 165 AG no May thebanns Mk Oct the LØS Cayman eras bons Deposes at UBS Bat USA and each UBS AG Branch anti prowled by 9PC Monty Fund Taw are permed by SEC See 1.135 Inman Senn ?daunt FletealOn• below Van yaks rearm barces ute Bat 5~ Program Or OA may be winearin. and pres of a Pettey Fund maybe Nunn and theproceed: resumed to you a yaw Sonsitot gene Fun« Mtwara. rout wattle own, arms. manna Nem awn ran ard nth n went a own stie Iran rut r nil( al Madera be WS Sum& Serene ~tune protection The Fern i amoeba of the Slates new Protection Conant GPO. Mich prowssea:Ten accounts of es sp to 1500000 Wicking 1250.000 for dams for cat) The SK ant wren«, tene‘ Øylo Mao:" tot yauhOld n apanancanacin The Firm togene was anar rita,. ha to wand po larerta probent tervenuen moult payable to all Niable clan. collichnlyundrais proem:on i 550) mat as of Deoentier IO. 2013 SMenl lone poky «Mann an ~a can ane Fem ironer prated fix up Er SI 9 mikes n tie aggregate for pur accounts heldintonate' capacey A' roll copy ol nopolcy enacting 6 attic 4on ~ 2 The 5PC prowled and to supplemental princhen both do not SPrY to • C sun Irani tans controlled bylad Mined non room van) but held away rom LBS Oneida, Snot (e g Man feCa,h z Ins Bat (tan ail% AG Stamford leant nstriaxe Moats. segman mien and Minns of min Itch Moe suds shares re cow ar in de nano a the ran hone on the basks and records of the nibble iver er train« agent • (*den noterrnem contexts or imerment Mown Peg. Inted ~Mips and prom. ~ens) Tat ae na registered mar the Starnes Am of 1933. and • Correrodha comrade (o 9. romp wawa* std prated metal ConUIC6). niding Myra connas aid OnTOC4Y *PIS, contacts The SF< protection aid the anplarrointalprowann do not appal l0 these assets even d they otenwse annextthe stannents The SEC pronand the stagnate i onatedun da not pen«, naust change, n the matet van d yon nestmentslanner as arena d aunt incoomint. Ør bankruptCy or 00~7 Mae nommon a ~thrum request You may *bun rue nformation alocigill agin9 the SPC Brochin by ~nog SIC at ix by witng re SEC welayle al osiorflc DNidend Re averment Program Chi) The reelected nan wrap Mee you may °Inn the actual pnce from your Finsnoa adroor Only Mok Tres are wand under DAP. partial shares nil be soil and the at. ont be deposintd n pis noun The dvidend renwswen puce tipplkd by the issuer my Ora from the meta pike a Midi the panial han ere sold Casteinn (Sayanle unn may be NS .n you Ømt I you at mind to 'pant me al an-an of a (5 niand ~wit or oterwire. Te firm wlt ether tel patrol masa ~a price a accept an null ildithroxl by aregistered &trig agency. and cede you account Worn« *salves The ~mein ebraves and nOk prof ile are specie lo erm &Øm aid may vay between hen Moe the inri pronhptY n arrug of aiy Kneen astrop et your Cuenca stunta ~treed ~En For pad'. xcoure held. you choose one of thenlowing coestment ObjeCtotS • feeder Curry axone nrostnientsumnnj the grantben of emme only • Atere Calababnprecdoon beestrrents *eking Tenth pienCpal (nix Bunten antra» of name. • pecan Conner/ton el Income and Certr ~WI ~own° ten in boa it genersion of noon aid gown in atonal Overall elek peika • Comment Seeks to manta heir altar Mb low risk rid bola lily to ne nun sett am rf that mom the nouni dOeS not generate *paean mone« returns3W matte keep pace nth int Wino • AnOtont Vann; acapt saner& to aØ and »inn memo:Inn» seek higher Nelms • Apprespre Nang to apt hgh orsktOallWal aid hgh ninny» seek high returns wet tent ftatanontlieuerhoklior we fray consoklate el rand account statements with the sal* aIler.s in ne sane er~ ACa.nts troy be retried for nis pintw bean they hen wren oho ain ~an rot noun relalarnpS will OPOYK dents ane sant adtress the practCe e knm as 'boweholdng I you prefer to mate inclirikal A/tennisnun in pone CONFIDENTIAL averts-. you may dektne handwhig by ding your Enter .tenor Friendly ~Mat Mine llyfnerd// aØ name reflects Marroticn that yu enterei On the hion'S OnIne sene %%tie It 6a customizable 'n.hrume• hann by you b raa Sou such pot ~acing it ea no lign effect cm pour noun Yfu On Tape pv Erwin noin naves. through Onne Sett of byGanaCOn) y.N.• instal ASO« Account "myna • value of 1,0t 4k-calm/pa'ebb tae‘ 0135:elan:I (itches • Asset Inch*" warble can balsca Mtn la rammed warilyMt rid Global Ten Depots unto:4 marks to market and entail drain% NM byte Prrn Does not e1CLdeunpnced snialtelarne“ at no eni of the paw and arne. slaterent mot a ante Wentmema unnested 5tØ col in an errant le stock opium • Ornes Mbytes Øt balances. outstanding magn loan. atoll Me sheet accoum banns • CaMroney biraca Total of ministed avalable can broncos. okt LBS Bat USA deposit banns LIBS AG Santa Branch dopes< balances and mainmane wawa fun sweep Wine a the dose of the statement penal Non.oatornolity tee peal ba nces n yew ant arena segregated from one balexes red te ~may use erg cd then lards n the ordery oxen of es tetras Tese funds ve payable upon you wound This totbl 6 kicks:led in no (von' period cOrSi•g vas» Lending information For dwelt reptant on Ter rn'S bung outman dontura ada to youClem Malian/4p Arnow or Account tranw t. and the General Tern ad Co Bitom UPS Segment of °ale kaimsaaa» n r~s enlercezures 1ØhhM conVoononnoro boom touran Year 23~i «Man SeCult*5 and One SONS held n the 'cowl x the cod of the Armen pond You now ae. for alkery a hennaed manta a at in You may rent Puna used a ba canal aber pavery ay balance the on Teen My ~eta trardemed w them dieing the droners period ow lined a meta ulna ol the end of the statement period • Cost basic n dettenhng the con basis of the ~Ma Indu6ed n this gasmen ate flitted wth the numbs 'I.' UBS finnan Sernesbas wiled on intention Obtained from sources env thate35 Faunal Stint Miming nIcanation lam nets In, or nat you may haw preund n your Tunica Mew The Finn does net ~pendently v rly Or garnet* marry or vaidny of aiy itormnin prettied. by sources Om Tan LISS F Sarni addben *bombUPS Financial Sonar. generally updates Ts nonnat as c 6 wand Tie Ern does rot amide any asnances tal the nf «maim under Cost bear' and "Unrenired piano is ranee a of lie Ore of this pannens 44 lUdi please do net rely on ibis idetral kin lo nuke purchase or sae dean*. la la purposes a omenne ~min tautened to intern may reflect winless Mermaid, orty for the period of time they at held a thefern Morehitornal Memnon cm be added by oar Mann Admix • Unmerited nine lans stim daa i Tanat matron Oereal VC Wai:195 a2 Cadralej fee SDNY_GM_00023436 EFTA_00 134056 EFTA01275827
Important information about your statement (CabeUed) karrirnalsarity lots The Pa-8ra data fa Marna lots maya may not aka comnksam Chases ace seamyrear/aim «ems Dalbil ard otete romearnan lots and intern.* proflute Ins" ear mnbnedtodaadar one award lhe • badedas cotter ptasents the copal balsagen Predate • CANN anaritiot Bends and penned nolt tal the Mu« nab for eery atieripeon wit beselected repairs by lot tom rag al sauna «Ina, note tiep in out name a in rernmenaise ler «X dents C al are fartmm is «eared from Ord paten ad les xaira-f is not gutamed OT« Call lerirs may eon yeah could afect veld complete elommtke «a be provided tarn Man • Coadfranas of deposit (CDs) CDs ate RX ~54 ups, 1291020 in troupe, aid sour elate pa Mirror and pot dtpankey enitair. it aozedance web SDK rules • ~Nabs Fixes doplbed fa names ard *the products mar be hit« a brie that te pris tal you ArCUI7 weary recess in the mark« PrCeS are craned from iaskus thin pry sources eadi we balsa to te real/ brt we do not gamin tet aaasacy - We generals ono te doingpar yea sealable co the mean or rte b4 and ask ilces fa laced wattas nd *wan or on ybd prom or OTC Vatles - lx acmes trad area maybe gad tanga itabarn moor a Tana ratos pia we «tared admaynot ref lea an awe mat« Pnat or vain - Cenanposlions may apex aliart taper:wand toll ~flit was rot ratable if we re wale to °burn a pee ler a security - Opposes a Searles dencarnd n amenaes otter nn U S ran as reflected a the od h !Nob*. as of the Panne date - For caftan «mines acing anon-corn/Ma dernmeatees. rice and quality dace value) mar hae bom alpsadoo laalaal.Fropttnsuzsan To obtain mown was" Wien rata n. corral yos /manna Admit • Prima leansmint and serneund deeded's. Oman' Mersa sauna Grorang dire parpation pagan and tea, FStaW erntment nun want* and structured prernaS Strata., highly 414nd Carat medusa pastas erne not been rettiered wht the ~Pitt and erna2th Lommesin a under any state senates Wm We prank estmaod was la panto mourn« sterna arid staved prodtan ler /forma nealpenonn only Accuracy., rot 9 unn88/ - aaesevaues maydiffer stbsurnallyfran «Kr It a's a welch negate niestrnere serums« structured pact mar be tour a sokl aid do not neeenally reptant the ma you may reave upon 'tarlatan - Ted pay «antes of am as as of a ran dae aid a* implied so lat5 fermi Savers on a regi It bar by an ~pen:Sent valaction Inn genn Prow n'SIX•150r mimed valet if ay. are stapled to to Frm by the Mum general partner is sprmsor and may be olaataied based on dram «anilin from that uxd by thtd pans to don« thee estimated vim - You cal Main addnana rrtcrmalan resides the met ¢2oØ used to determine the minute of ate aid the dace of the kairnaton Ty Is the ban for she enema by aelaneg sour Amnia Adrisor - mhtd partyestimated vates may be reflected as 'Nat priced' rt serasoars ran an 'Ireperant valuation fa Anset %Voted a d unaVe le assign a yak» wham bar/warns that a rnwornl wort ha *carted that may isla mausly reponed are en Surat a Malaya» mad be highly ipeoilatire duo to no rut" of the unsay - Men rinther an Mat real part« a sponsor escinatsl vire nor alien-O1year~ whae is prOwled. Teasof Te away nil bedt erect tun At pc.rchase pia - '0rnbutan to die' may inch* ream of cal. mane a both • 0,8 48 lin Pre' rereatiew natal °airing price riennis 2-.5 may rot reflect your cod bale • niasolaini nalrida5 iterated securees generaty ae not ~Naito fa mete sale UM Dada Somas uses the mat« proro of the essasoktod stock of the sane <sut a as muted yak* fa the restated Ro« stir purposes co' This stoexemoby To the marel dui «acted rattles as Nyble for sale. Tesalarecernd may be mbsurstiay less an tw intweed el« Sven • In. Nnanatad) 2lØ arrant yadds and rapt An orate of earn Amme is based on tuna «mad aid ham ran. zaftig te wanes will be held for ane year from maternal date a ma matny This estimate a only a guar«. accuracy and ortyad name se not garaseed - Est :mud antral mom( and argot add ler trin tpesol secutans muld tarn return of rencta or gal sans in Morn case the en norne (aid man ye kb would be mewed - Edirnaled anus Minnie and anent meld and the actua rows and yield night be bweror hgher tha the amazed awns - An <arm« or ZIrtJaietti name videed andor «earn dada by the ore« make vatmarrna balsa ts based on the last Maid or tame papton made by ne ova and assteaes die seartind(boyas ell be hold'« one rat kan the state/rent date or ate ~urn Ammar aid conard ynk ae not guaranteed • Aetna held Irf UBS financial awake Conan Ma, ae not 'WUbytePm ay not withe the fits possessor or amvol Thew assets re displayed e yam suntan for florstand ~one/ nosacm ad tars presemed ass «mad byte tang lion U85 ~eta Sivas a not raponsbk for this nlarnatin and does net guarantee to away Mtge arts avnet prONCIed by SVC or the arms supplemental SP( cramp, • Rwanda aiming and addkbnaleanyeasation. - n «ants to aminissom ore sake aid 12bil fees naked in <enflade with the dtstraulon of ennas finds toot dents we al« ar asiat reane rensue Ihrtigg,apenufromatubutors and« addson of the rant ads Tat We toll Thar amusts are bred ce two different orates; fR ~amount of ambit ats ol a siancuW nntual fund Isny toot darns. ad Id gie re rate as parnIr mar' lad fantis tues Nil at it.. Inn - We aid as ylfeae all receive reibbrbag nd ormtespromsung lees in consideration for ',flask( agent saviats to at flame to the ntrual funds Tim leas gentalg as pad tam imanor axe: n the &anal laid sid as a toed dote' num based on the runner of =culls at To teabes Baler holdingmutual has el e at fur laity - in artion Io commarn Mewed ri corernion WWI ter saber darbuten of areury roman al unit Itnni units to our <km, we ale/our aff One ream Wear aaang Onanalle firm rnriyol ne manna, °warn,: undeeerery en assay camas attars of To npsaniar cormr. es Or Sponsors ca tie twit ~en trusts we *White - Ott anises also rextre trading commbresand oast ~salon from mut« hams aid *wax, CorManies tow proobxts we di,. bute - We remrun ane fee Fran RCS 8ailt USA ad tieS A4 Stanford tratdi of up le RS per a:Count swooping to te karts Lyra the Ungar* Sweep Prograns AMA* romationnagardng metaten aid otha charge rotesen «enaction etat the moron ol vales nada opte Vastras has been nclaled m orlenttons meow* lambed to you. end ail be yearned to you «amply on Nairn Short tilling it you as e. short 'tang aaearity you may rov a chaseareto aria barorang costs fa tins paleula warty Open <San Re9rding (*en a '900044CarKelIed • orden that rare not carted by the Starner/ date. Open bay ad Sell tap ad«, re [taxed by To anima of «Mends« rgNs al or-di/tads« tangles dale wan entmcsd otheerris by you You ae remora* foreders uha are ~Wed day to pa fare le cancel ensirg open «den Tax wishhalditg en fiabutions noon u5 financial Seriees IRAs ~al fa< Law requreS Nadal Swigs to «Wok/ incone lac from >as tackle IRA dame' on, tul you my eke oat tonne ennwist Mina or instead. you nay elect to have lao ~Mc I a arie or in a lad anent as you choose Yea Moon vil warn in a Oct untreated by you You may rearm surara-lim a say lino byrosily a nee Owen If you do rot haw amtsfe same tar settle Ironi your dinOlonS. you maybe reastisbie Ice the papnor/ of estradtas You may noa genres d the rants sea hon and your earner lay parents remt «la m yOut tar obligata heady To Ø4n a copy ol oir earn Oiere Proxy tarot please marl yas Fran:WM..60r °ern. OW vittiSfie ymm, ulixcemen,arwar WS Pitman Sofran erot a bark She Win &new SevcesAaose BSA all tRMO as basmage aortas earn parade access to bat en smuttg nd prCdinS tØ anangornalls wan iffilati:d bat ay, on« Thiiel party balkt and tiaras aerie to hyra." aid atuty prosus Issued by unal dated cord party arena commas Hong% nuland[ agency skate es of utS Nadal Savlas tic Inrestmat. reran«. ad annuls products Ian lot heated • No bat* guanniao May lose ma RMA RSOLICe Ma,agf owl &Øt. Business Sam Mecum BSA. ifMA and ntemabonal /tame Maarten CONFIDENTIAL Amour as registered serene mats of LOS Frunaal Snakes Ina Satafuto is a resisted »Moe mat of visa anerets ceal 1.85 Vga Ognatre mat cards aida8 Vda dad cads ae issued by U135 Bat USA elk ~men from Yea USA marpard UtS FolanCial ServiOeS In< Roy 201407 SDNY_GM_00023437 EFTA 00134057 EFTA01275828
SUBS 1.035 Financial Services Pte 299 Park Avenue 25th Floor New York NY 10171.0002 cNe7005774345041S Y1 0 Resource Management Account April 2015 GHISLANE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indie.CheckiCar Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? call your Fir-Lancia AdvJsor or the Value of your account RMA Resourceline at SOD-R MA- 1000, account On March 31 (1) On April 30 (1) Your assets 55,658.57 46,125.64 VWtour website: www.ubs.comlfinancialservices Your liabilities 0.00 0.00 Value of your account $55,658.57 $46,125.64 Tracking the value of your account Thousands Sou roes of your account growth during 2015 Value of your account at year end 2014 571,570.66 71.6 Net deposits and withdravab 425,453.55 • 55.7 461 Your iwestment return Dividend and interest income Change in market value 1953 50 00 Value of your wowed on Apr 30, 2015 $44125.64 Dec 2014 Ma 2015 Apr 2015 SDNY GM 00023438 Member SIPC 0070003005774345 Nr7000191488 00003 0415 030575004 v123576S500000C0 Pogo 1 of 8 CONFIDENTIAL EFTA_00134058 EFTA01275829
UBS Resource Management Account April 2015 Your account balance sheet Summary of your assets Value on April 30 (II Account name: 4.1 Friendly account name: Ir 1 Account number: Percentage of your account A Cash and money balances 46,125.64 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 546,125.64 100.00% Value of your account $46,125.64 A Eye on the markets Index Your Knancisl Advisor. SCOTT STACK MAW LYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% Percentage change April 2015 Year to date 0.96% 1.92% 0.45% 2.26% 4.16% 9.37% -0.36% 1.24% CNP7C004005T/4346 NP70C0191488 CCM 04'5030519x; yi23576SS0C0MYGM000234Wie 2 of 8 CONFIDENTIAL EFTA_00134059 EFTA01275830
UBS Resource Management Account [ Change in the value of your account Apnl 2015 (I; Year to date (I) Opening account value $55,658.57 571,570.66 Deposits, including investments transferred in 0.00 4,521.96 Withctawals and fees, including investments transferred out -9,534.42 -29,975.51 Dividend and interest income 1.49 8.53 Closing account value $46,125.64 $46,125.64 Account name: GHISLAINE MAXWELL friendly account name: lndiv CheddCar Account number: Dividend and interest income earned For purposes or INS statement, teaatilty of interest and dividend income has been determined ficM a US lm lencein) CertPedhr. Based upon the residence of the account holder. account type. or product type, some interest arils dvidend payments mar not Do subject to United States (US) anda Pinto Pico (PR) Income tares. The tient month,/ statemem is not intended 10 be used and cannot be retied upon for la purposes. Clients should refer to the ECCIKEefe tar reposing forms they recent from IRS annuely, such as the Forms 1099 and the Forms 493, for tax reporting information his the practice of UBS to file the applicatle lag reporting forms sIth the US Interna Pettily< Serve< and PR TreaSury DeDarinent. and in Sigh fonns accurately day fy d ,rdenOMNa interest MIR terrpt or tRable irxOne Please (Oman your indvdual tax preparer. April 2015(S) Year to date IS) Taxable interest 1.49 6.60 Total current year $1A9 $6.60 Prior year adjustment 0.00 1.93 Total dividend & interest $1A9 $8.53 Cash activity summary Your financial Advisor: SCOTT STACK MANLYLE CASNEL See account activity this month fot deur Is Mantes in your Sweep Options are includedin the openng and closing Dal.snces taut. FDIC Insurance /poi., only to deposits at u85 Bank USA, not to deposits at Les AG, Stamford Ranch Or bank deposits placed almost, the UBS intemaional Depose Account program. SIPC protection applies to money market sweep fund holdings but rot Dank deposits See Important information about your statement on the lzt Mo Pars d this document for Mats April 2015(S) Year to date (S) Opening balances $55,658.57 $71,570.66 Additions Deposits and other funds credited 0.00 4,521.96 Dividend aid interest income 1.49 853 Total additions $1.49 $4,530.49 Subtractions Checks and bill payments -9,34567 -29,315.47 Card payments -188.75 -660.04 Total subtractions -$9,534.42 -$29,975.51 Net cash flow -$9,532.93 -825.445.02 Closing balances $46,125.64 $46,125.64 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 $62,695.33 Closing UBS Bank USA Deposit balance Apr 7 $54,844.92 Number of days in nterest period 33 Average daily balance $57,471.14 Interest earned St .49 Annual percentage yield earned 0 03% SDNY GM 00023440 CnintC00;005774347 NP7003I9I 498 00O33 041 S 03057%04 Y123576550000000 ►age 3 of 8 CONFIDENTIAL EFTA_00 134060 EFTA01275831
UBS Resource Management Account April 2015 My Choice Rewards Points from UBS Account name: Friendly account name: it Account number: Rewards pants ae reflected as at the 26th of the month or the pnor bus nets day it the 26th fah on a weekentrhailekty Rewards Onto:Ng deals can be found On www.uas.coagoniMesenekes Apra 2015 Year to date Opening balance 1,744 1,433 Points earned 0 311 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a fur description of the alternative investment objectives in Important information about you statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consderatton None selected 1,744 1,744 Your account instructions • Your account cost basis default oins,ng method is FIFO, First In, First Out. Your 15 Bendel Advisor: SCOTT STACK MAMLYLE CASRIEL 2124214000f 800-308-3140 CNP7C004)305774348 W700191488 COM 0415 030575004 Yt 23576550 ONISMYGM000234,44ge 4 of 8 CONFIDENTIAL EFTA_00134061 EFTA01275832
*DUBS Resource Management Account Ap 'kr Your assets Account noble: GHISLAINE MAXWELL Friendly account name: Indiv.CheCk/Car Account number. Sane prices. income and current values ShOpal may be Epproxinvaie. AS a kite. gam atiOsses may not be accurately reflected. Set Aporunt intoserrabon about your statement a the end of ths cbcumem f0r more inforrmon. Cash Cash and money balances Cash and money balances mat rod ode avaltile cash balances, UBS Bent USA &past account biances. UBS AG Staraord Branch deposit account balances and money market mutual fund sweep batances UBS Bank USA deposit account balances are Insured by the FOC nil Nn appeal* limits, but are not protected by SIPC. MIS AG Stanford Branch deposit account Manses an not insured by FDIC rod are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Set the fonportant information tout your statement * the end of this dociment for details tout those balances. Whine LEIS BANK USA DEP ACCT Your total assets Your Financial Advisor: SCOTT STACK MAN LYLE CASRiEL Opener.; WON< Cloung Warm. Pau per share Average OnIdend Interest Daft et on Apr 1 (1.) on Apr 20(S) on Apr 30 (S) rate period period cep mount (1) 55,658.57 46,125.64 250,000.00 Percentage of Cosa Bemated Unrealied Value on Apr 30(S) your &count bend (S) annual income (1) win or loss(!) Cash Total $46,125.64 100.00% $46,125.64 Cash and money balances 46.125.64 100.00% 46.125.64 Account activity this month Date Activity peter Lion Amount (I) Dividend and interestincomt Taxable interea Apr 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/07115 1.49 Total taxable interest Total dividend and interest income 41.49 $1.49 Check runner ale Descnpton Ansouil (S) Checks 001034 Apr2 UONE1 BEEHNER -300.00 Continued next page SONY GM 00023442 C NP7C007005774 349 NP700319I 4228 00030 0415 03057$004 Y123576S50 000000 Page 5 of 8 CONFIDENTIAL EFTA_00134062 EFTA01275833
I It UBS Resource Management Account April 2015 Account activity this month (contrivedl Check rurrber Date Description Account name: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number. Checks Jc-d) Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount 001035 Apr 13 NAIL REGISTRY OF EMTS Total chit •15.00 4315.00 Date Actlity Description Amount (5) Bill payments Apr 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -473.13 Apr 2 Withdrawal ACH WITHDRAWAL UNTEDHEAL7HONE -42.01 Apr 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -8,515.53 Total bill payments Date Description -$9.030.67 Amount (5) Card purthases CRS yea debit. VOW 3536 MAXWELL Apr 01 NYC-TAXI LONG IS CITY NY 122 30 Apr 08 NYC TAXI CCRMT LONG IS CITY NY $7.30 Apr 13 ESPA CORP NEW YORK NY 15900 Apr 22 MARLBORO MARKET BOSTON MA $4.47 Total charges 89107 Dae Description Apr 17 CREDIT CARD PAYMENT Amami ($) Card payments -95.68 Apr 27 DEBIT CARD ACTTVITY Total card payments -93.07 -8114175 CNP70003005774350M70C0I91488 00003 0415 030579304 Y12357855000MyGit 00023age 6 of 8 CONFIDENTIAL EFTA_00134063 EFTA01275834
SUBS Resource Management Account April 2C 1', Account name: GHISLAINE MAXWELL Friendly account name:It-41v ChecklCar Account number. Your Ill manila Advisor: SCOTT STACK MANILYLE CASRIEL bannuen Paftnent Cue Payment Due Esse Credt Sne Avalade Crier tire Outstanding &lance lies Visa Signature credit card(s) payment information for May 23.2015 135.00 May 23, 2015 335,00300 134,502 77 3497.23 This credt (ad it onrolled in u es Pay Creit Cadfeature and will aificenaticaty be paid Iran your ocount Your pwmeni is Wet:bled for May 1g 7015 We onynde tlysinformabon on you UBS visa Signature creclit rads sot* as a courtesy bayou. The UBS visa 9cpsure (reds card and &room are issued Dy UBS Bank USA. UBS Bank USA sends you the official stasement for this account and you shoot.] matt you palmem acccedng to Uwe instructorn. We doflorin:lode your outstanding (rent card Wince in the retie or you ig(0UIll With UBS Financia Services Inc. Date At bray DeSC rat CO Arnaunt CS) Money balance activities Mar 31 Balance forward $55,658.57 Apr 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/02/15 -815.14 Apr8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 00'07115 1.49 Apr 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/09/15 -8.515 53 Apr 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 04113/15 -15.00 Apr 20 Withdrawal VBS BANK VSA DEPOSIT ACCOUNT AS OF 04/ 1 7/15 -95.68 Apr 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04127115 -93.07 Apr 30 Closing UBS Bank USA Deposit Account $46,125.60 me UBS Para USA Deposit Account Is your primary sweet:0000n SONY GM 00023444 CW70007005774351 NP7003191408 00003 0415 0305'75004 Y123576550000000 CONFIDENTIAL Page 7 of 8 EFTA_0() I34064 EFTA01275835
*UBS Yournotes ,..e.smeesorases,stasonese.e CONFIDENTIAL EFT,00134063 EFTA01275836
Important information about your statement UBS Fnancial Sara Inc (term °MSS Finned Striae is a mentor ol al prrapal security. carrnoilty and epans eaurges UBS F Vaal ewas arrl UK Bank U5A are india siubaliaird of IRS AG ad of (B5 Soak es LC Takers enrage faatrit it salable urea recast The an's erecter, alias ae a USS Anneal Sava; ric 1200 Manor Paine Weeneek en N101086 This swam areas the crib aria read of yerUBS f mania Sates 3CCOunt Ora tecords.b02plot1oaltaii dogmata. contang conteng daa enure noe be mbed ups X you tram nee is an area Origlial. please MOM i erniedigely n wring to tel3rasch tratager of tie once sang your amount /Maur, al hare tan are trended ey be aconite. saannt daanoØ rot be used for tart:Doses Reg sore; on yearn:I ta arm% Pe. Form 1099. 5498. ICILIS. MC) asen peeping your tad rota rat rot ismound by la to repon tone BS al tsmledkderds, repeal. non asabb dvands ad arable meta hated en sexanes held n your x0ourk reel proceeds on sale tarructons, and me bamon cairn weed imam Coniminiallone wit the Frm • Nose manta any oral cartvaraons ^Otero furrier meta your titans tending yesrubes uncut the Xgrees ban Prow:ion Act (WA) • rl /re ~al insert/ion On the la at ed the rem of this stagnant 6 not IRS Felesol Sawn UBS Runda Sean caries your acatrit as Oaring broker by a -airmen'," the aerated nsItuton We Infonnel you ot this febtionthe awn you Owed MIS name in this cafe rar fads eel rankles re bated a Les Finosa Se vas ale noe the mroducng barer ad you must ~arena of ny MIX OrandSbn to bah In All rocoure marmots snarl be darned ameba end acute,. 6 na °ailed to n nag wile 60 days • Meaw dined outgrew.' corrpla' ' to the frier: Cl aimed, at or tali(' a1 I 800AAd toroa t hbriddy thwart Indby or in trend to uBS nonce Serval INC. Clint Relations Departrnant PO Box 766 Unon Ca NI 07(87 • n case of ears« canons about an ekcoonc Imes trend« Gan blI Seca ate cad tranadions, call or free to Les Franca Xenon it. 1000 Plata SKI . 6th lbs. Weitenetet N) clad *en IMM8SA Rasp: CM ix ate a soon as inu car d you rna your SNkntttor recta 6 «Ong <ads° need mole avatar iØ atterte on the enimint ot mow The Fein a Card Mu« (as ap hear~ you nO Later thri 60 days alter the fem sent you the hat earner on ette the era or probkm wad - Pratt. you am aid entom tufter (B amp - Describe Pee error or terra« you re trace abaft near» as daily æ you can why you Mae d ts error or ay you need moe Mamma - Trade the data Jaunt ol to 'brooded ma TheFinnof Cad Issuer vel inerigate yet casitint ad MB comes age«« grapey Pleiemake al tab peytto to the Fenor nD terra Agnew Mated on Be front of this slaernmt h ake to tiger railer, fees. ~fa may be aril to manuance net char. Ice Ia.payee.* la aura: antra andchars a bread anoints h cat axonts Accounts tat are tan!~ 10 Olhir nautili' rnay be tarot to a pasha lee. UBS Sweep Optam U85 oilers opals for among cash banes. broxes to bank &poets at peal!~ USA rid arS AG Raeford bald. (Br* Sweep Doran). maw rake' muter hals Oronee fuels) arid the harriatienal Depose Account Carr onamen ear al moinabaud Retrace Management Account Waugh thank Sweep nagrainsi an banes are Swept M IBS Bat VSA up b n estabished Imo and tin to 125 AG Starlore Brandt or a Matey Fund Deposes at WS Bar USA ire FDA muted n aCOMildnie with DX /It For tat kiantan pia* at teem Mt( 9>r CrepOIRS a IRS AG Randord Branch and tam et Mary fads arena muted by the FDC TØ Or OA. avalekt lO cal banal *meat to «pow accounts a UK AG Nina& Brant and LOS AG Caplan Brant These deposers area< nand by the FDIC relaxes held a the vBS AG C Bran ase taw« ily <opined10 tre scuangn tie of theCarnal Wands, and diem is no quataaa a other or:Pisan:is of IBS AG to may thebalms aka. the IBS Canals Bras boats Deposes at UPS Balt USA ad each065 AG Brach 79n>1 preened by 5PC Money Pad shies it pawed by SPC See 1.135 anal Sevres Account FlOtediOn• below Upon you regUrd banes n te Bak Sweep Program or OA may be wilazon aid shares of a Mona Fund maybe aid the pioceedi returned to you a yam ~inn recant ruler nlemairn Lout »sale weep opium. ndudng went mane raa ad triads. 6 ...liable a *wee aka knm your f natal ~nor a by eating Ulf %anti& Swims taint pootietien The Finn 6 a ~bee of the Secured. rage Pronann C000racia fag Mch protects soarers amaut of is mean to 1,1500000 (ncbdo; 5250.000 for dam, lor Gald) The SIC we wren«, lines act), Id ail Actium tknOtahOld n apalarectraace The firm together wth warn addax ha also petard Appienuntai pre:~ The mania anent payable to all Nilble clean. C011aCtmagUntegin promo:on 6 550) mire, as of Deoratit ID 2013 React tote poky arditiarn and ~fit ere at te cent r further proilatil de up Et SI Bairn nve aggregat fix an your a:coalsha n a penal:Tape:fir A-full copy ol liepoky mating 6 AraMble Won redm2 The SPC marina ad tie 'astern-air priachen both do not SPIT to • anent face axis congaed bias' aided neva accant vade) but hel away f rom tra Pater anon ail earn Oat 31256re «tapa albs AG Stanford bat. W) nsurate vocals. ix/rag agar. amain rid Mean of mutual knit awe Sun shaves re mg need ~cry in die nap of the exam kinkier on the bog xi records of the riplicable aue or tare« ogee/ • Carton nvenrnent contrats or ~ring ~rein (9 g . axed ~reps and prare placements) tat are na registered adz the Saunas Act of 1933. arid • Corradan coman b 9. fontri "awl* aid preciousnets =JIMt noising tuxes cams and almkodaY al« contracts The SF< prat:tin, and the Palaninial protection do not spay to thise assets eta re They oteare appear 'farer salaams The SEC protean rid the sop Wrwit i proteClon do rot pad nand chart> n the man rake ot you ailments facies as area a ~el noternint. used ba asptcy er *thecae) Mae aorenaon a ate Lab le upon request Yre may *bun orre ',formate aloclifif igng theta( Brocture by amain; SIC at or by.wtaigtk SPC metale al ruse MOM «9 DNideni Ito ingebnentnetigrani IMP) the or:aril/eider 6 as attar once you may oban the actual cre horn your Girtaxi Aditoor Gay Wank cares are weasel infer DIP. penalties MI be soil and the cat MI be deposed in ear accoure lade:Send reniestrac ace tippled by the Isene may Of« from the melee Fiat re ,Bads the partial ems st• sold Caslealiou Only snob ones may be Wain your exam t you are entitled to 'panel ime as a mark of admitted psirrent or ~rawe, re Firm MI ether sel patel glasa makil lea a arse an arrow annatal by aregistered Using agency. and creel you' account lavertranteblealves The meaner obraves ad est prof ik are ga2MIC lo cam MOT^ aid may ail Selsalneat mheie Me Inn prompt le MI Wrap of any UgniCant dvnge your fnanca stuaan Cf ~Iran ctmcOve; for each accourt heir you choose one of zhen lowing casement atilt% • Reduce Conant »<erne Inistments whin; the genial ix of aunt only • Aerie CadarAtopecuoon Vivenrrents Seeking grown of plexpal ratte« than fee generate» of name • Imobce Contleikan el Income ex Car& Ai:W*Onm ~rein% tool ng bah to arena of non aid growth of prnallal Ovorall et profiles • Commute Seeks tominen beta er ape. •ah krw risk aid role le to the accent oat Pent tat means the Øn1 does not gars* s4ndiant income« returnsad mena keep pace wit MØ • Antigen Vining to rapt saner& tO pcØ ad mina some tile May ea soak eighee Nelms • Addresaa Nang to apt hgh nerk le~ ad hgh votnaty ea stein.» reams met bra Statement atileiebordior We may gansoklate el maid want statements ivit the sin» idler-3 new sane enS, rommes me be rettes fa vii antra beaux they hate owntes aho alt mintein eam acount rMalOn5hpS trot other dents al the sank eats" the practee e know as " howeholdng 'drat viler to mane inadual na cent' limed a ~ea CONFIDENTIAL envelopes —you may ear* facusehothe3 bye:rang you Fannie Adtmor Friend>, account nam llatfneney arena none reflects niammen that Mel entered On te Hrn's online sagas mbste It is a customizable 'nmlirume• drawn by you b azo you wan yea ~acing n Ira no liga offal on rya noun You Can gage yes Franey aØ naves. tromp Define Sevres of by0Mtdainj y.,i1 &rancid AO•ba Account mamba • Valueabout attOunitaranla NM 01 assets and lia • Amara !Maxim Sealable COT Man tax la reflected %Kuril, «4 and Glebenine Damitt unrealted marks to market and Rna' 3530(5nOt held tyne Pen Does not nClideunpnced simuntedaMetS at teen' ol the prof andante nateentin grosil a awoke ~mat wasted sloe col an and <gate Moe oplens • Ciadas 11Clidei ant b8311;e5. OulMandirg mmgn loan. creel Mt short accoum banes • CoMirromg bisatt Total ol Litt -sled zumablecati bianen, oks U3-5 Bask USA craft tear. UBS AG Staffed Brach depose balances and maxima« trawl fend sweep banes. a the dose of the statement pared Non.ammolly free aedn ba amount arena segregate from mew baron at tee Fientnay die wee oe these ftrds n the ordiay coast of its berms funds "payable upon pm demand Tho total 6 kidded in nem curet' pØ dog-9 vim Lending information ref detatbd (demean on tee ma tending Treated"' drawer Sam vac Chem Retazintip Agromenn or Amour Ag enTent red the General TOWS ad Contran UPS Sauna oe Crede Tatra weak n Agaemems OnfOrclowle xypy Your amt. Yes stmitnar minces names and other assets held n the accoum a do end of ise stetement peed You may S fee deinwy a lay pal ware a 'rig tone You may mane seantitsusyd a loan collate-4 ara fan g% batect cue on tern My aunties trandan by the d rang the manner penod an hood a milts aria of list end of the mama period • Cost bea h defeating theca basis of the seatibes lauded n tha stance area flitted web the number 'I: UBS firerca Saceshas meted on edema ion oblaned fain sources *thee than LDS fine-art Sacs. aoudad nloonation Ina aver In, or tat you ray tux pieeda b your fiance Aker lhofirn dom not ~pendently way Or garnet* nary or vaidny of arr hareem presided by aura other to IBS f near, Sodas addrion *tough UBS Futetal Saar gnarly updates eie Monnaben as c 6 woad tefaen does not ()Wilde any ~aeon ta she nfinnala ad« 'Coe bait' and arraliord gardsis is ranee a of the ea of this ratan' As alt please do nor rayon nis inform alen lo makepurchase or see gotarts. la la purposed a Ottentice ~cunt gland to Iht ern may reflect peulbss Manakin oily for to paid of am theyanhad ache Lien larthinorral cifiakton cal be added by as Prange AØ • Unmake. salmi lams Veen daa L amiabb artived urreal rid Wig i:195 a2 Caaralfd tut SDNY_GM_00023446 EFTA 0[)134066 EFTA01275837
Important information about your statement (continued) Wrrichilowity Ins lhe twaron data fa irdinchal Ian mayor may not ref to aniniaran, Mapesace seumy mows:aim eons Dulled rof other repayment lots and worm* Naha* lots a each mottled !odds*, war:ward hi the • bade We' mitt presents the wpm, twain , trthedare • Callable securlties Bonds and prefond nods that the issuer (alb for eery Wanton nil bewraith twat* by lot Wm among at wanes of that 69.* pep n our name a n name...flare for ois dents Cat leave 'nfarrown is WrothWm thed prim and as away 6 not gurthred OW call eatan nowt mesh could allett y.elt carmine Mama kin we be provided *Pm rand • Cracow et deposit (CDs) CDs ate ROC owed opt S293.000 n prinopal and squid nttrel pa &steam and per docouto-y entildier. it acoodroot with FM: nibs • Frialhaluo Ma's &pin*/ fa $40yelies anfOthef produces 'nay by hirer ce bwir that tie ace to you nr0tld adually receve in the maw Prces are Owned Iron mows trad paly %Men Muds webele/eh) be relief* but we do not gamin, tole a:curacy - Wo grimly trio sew dyingpin who aealthb ce lM mire Of ireted and ask aces Ice Wed SOOlft*S and optsos Or onybd pia. la OTC sealer - Lam sanely traded stattled maybe reed uing a sabre, wag a thew, roam Fria we Maned aidWince rated an adua maisn pna or vale - Crean towns may ar ea YnalCta Apraa and roll show z 'once was not mailable' if we re mane to obtan a ace for a watt - Down a sear les dem(tasse" it antothes other tan u S Was are ref Wed a the codurgerSe as of the dateriant date - For cents 'entities tradng mmnanblmng denweetcos. ace aid quality Pace vale) may hae beat adented to raoltale proper vauenn To *bland-nail quat.TMIS. Mean aralaSke. WOO you Fs-uncial Ad coy • Mora liervainenta and itruaund predueln male inostmere sabre* anclidng dived patapation p0grm aid real Mite n*Stmemtaln MATO and strived velem, at geWaly high,/ 'Wild Conan neudaod products tan nor ben rationed with the Seaircen all ExthaVeCOnansbr a under any stare statutes Lam We von* estmred sofas fa pinate newest wow an succored products for rrforrna cnalpuboars only Aciairry a not gambol - iheavaties maydifia SthStantally ban alai Bay Ma a ;axe menrnert teary Cr StruCtured product marls< toxiVit a sold aid do not necessnly riveS4nt the wale you may Wm cloth ',Withal - BIM pasty eslmaes of win art as of a awn dare aid ae sopplitd to Mineola Wars on a raga tar bass by an tulepenteent satiation Um ay, Sennbarna ay:a:icor estimated vant if asy. ate stapled to the Frm by the ow general partner a thereof and may be Galbraith based Cn Matra* Nervation from that usedby and panes to Woe thee esanatal via; - You cal again adrift:nal stamatcn regaling the metiodology used to determine the elms, of viz and the date of the hionn.ton that Is Ow bate fa the mine by ctedantg your Ftirdi 'Weiser - 11,k0 parry estimated vibesmay be reflected as sNat pnceds n moral waist when an nlepenSent valuabcn fret Went toppled a d wale to afar 3 wain whoa we bosom area* that a macaS war hat occared that trey calla mensusly reponed vahe coo QUOSIOn. a whin a waist rowel be hgbly inseame duo to the nacre of the wanly - %Then Nether an Sues real saner a Donor eithated Wainer at rawly odi Maud watt is waded the vabe of Me away wet tn.:MEM* from As pitch ast pnot - 'Onnbaions to dare' may nichte man of Gthila, wine a both •0030.1 ant sae* reresents, the Metal ollereig prsce per oth a-.8 may not reeled ow cos bath • ItifsbiCted Sealritin Restricted sewses sitheraty are not ansottyeagble for p.tic orb VBS Framed Senors UM The mann prico of the inntstridod stock of the sane month mutedvan to the rearthed Per ;Sr pawn of ms strewn( oar To the mum ter reflected Wailes it alb* for lap. the b3lat (teased may be substantlity Boa Vas th• angutte yaw torn • In. Intimated) Want athmetyialds and raw. An estimate col awning:m*6 based on anent cbseuktid end Wenn ram, zwirg ter swain *II be held for one yea from strewn' date or and irtiturily Mrs estimate is on a gulags*. accuracy and aranued Mame se not gArameed - Est noted anus mane aid anent yilid /Of Conan tpesol *thane could em ait as of aincna or culla( gam n welch case the ea Marne Wad GOMM yak() would be manned - Earnatod anus Meant aid aspen yield aid The WO Ware and yield night be loweror hgher thth the ninated amens - An op Mate of moulted own. Ovid's! ads attest laded by the Current maket vartaintath bald:C*661SM CO 'NIBS, doubled or Neill payroM nude by the ewer and missies tie Waft imedrpOselS nil be hldfor one sue ban the Statenrt dale or wild =lefty Ace:flat coMnutd Wad ae not guaarceal • Simonet held by WS financial Santa Conan asset, are arm ', PHbyteFri ad not Wm the WY; possessor, or entail Thar, assets are cdpLasd m your statemorn for inlonnabanal papaw oat Pouliot ,n1 ragas presented re owned byte eisung film ILK nanda *MOSS n not reeponsbb for this nfornann aid does net guano is dowry TheSe abets Tenet protected by SVC a to inns supplunomal SaC cowing, • Revolts dealing and addkkanalmenpazation - n additim to mminissom on saes aid 11b.1 foes mowe0 in connection with the distamlon of natal tench to Mar chants tee aorta our attire cease aerobe Mann; pa/luau from issubutors andor atison of the enema ends that we sell Peso awaits are bred an loo different cosmonaut (B the amount of saksby IRS ot a partcuLa mutual fund fatly to of dames. ad Id the we mho of a pawl, mica food fang. sharer WI a the Inn - We aid to alttare also melee retwortng aid onotusprocesung Ins is mresderron for trailer agent scookes that we proud. to to **coal funds Thine feu thwart are pad tan Shwa wen n the actual fond and re a tied delft wont WM on the runsa of wants at the trobro-deabr hotting mutual lords of ma herd Irby - In akit ion to eamiusSealS reamed n cornedion wet the sae or darbuten of armory worn ad to iirroliost ant Mad 10 of del111, are ardor our affable recew wenn doing, Onternalan from Manna the mimim companies indemnity coo a-May contracts eilabsol the name corns-Wan or sponsors a On ant IINSTMeill IN% sof &astute - Ott atlas* also malretradirg come/sae/son other componution fret mina finds aid niarcee Conralies Nast pew:bats wodimbuto - Werecehval atria tee torn L.BSBask USA ant ties Ar Seardord Brat of up to In per exeunt wiping to the banks twin the IRS Bra Swap Program AWN, Infomatn rogardng oorrimidou aid ohm tangos coatedit annecuon wit the negation ot tales nchang cpbon Vazactons has been niarled co cadiroutons wr aeoyly to n* lanthod you. and well be prodded to you on wag Short ailing it you re engaged in Thee 'Ong a warty. you may Mora chage We to cenan knowing costs fa that palculr 's•ofrty Opon onion Regarding Open a goodailancellth • ordersthat we not warted by the strewn dame opei buy ad sell stop ceders are enlaced by the astunt of anted, a (gess on • oydiMinchor gargles date warp eneccad otherwise by you You are worth* tor orders that are waited cat to your fange to cancel exbieg open ceders Tax witheldnt on Werinnione few LW Pittman Services Ws Feder tar tdri rEqureSILAS Fnrdal Swiss to withhold score tai from ow usable um diorthaticen but you may elect oaf Wham exam In wilhhOlf or. instead. you may eat a haw lac venthrld a lea. A n a hod wont z you 0,0ose Yes Bacon vu remain in et lect unta reolod by you You may mica* your elation x ay tiro by m.b.ty a now Within 8 you coo not ham mouth ncometac wend from your dbMWims. *Yu maybe /*Vela* la the payrntro of a-I/fixed tau You may nag pen atm d the anoints withhold and yds estimated lr payments at not equal te yea la *bank(' Privacy To obtan a copy of *sr wont Cent Wry twice. pleats contact you F nate, mates ot visit oue wtoSne pew vas amommeolic U8Sinawial Savors 6 not a bark The WA. Shams SaucesAi:cant BSA and SUM a*Isakaage a0Octabf MO Marie access to bat ng services ad pada,' trough ma-grooms wit ewe! balks as °thee Mkt party balks and provide:Jo:NMso ism aid amety patfACIS iSteced by unaffiliated !hid {tarty el:mance Conlon, Haugh nastatCe agency lubSlaa eS of ties Fruncial Services tic monamait. wawa aTdarmulytwodirts Not FOC Owed • NO ban gowns** May bee vale RUM ReSOurCe Ntrayouni anent BuSireSS SOnoCieS ACCoMi SSA. INAA and ritemabonal ReabrCe Mliaattot CONFIDENTIAL Aswan at regillerod once mats of UBS Fnarcial Wars Inc VG S5naturo is a witted smite wt. ol visa Imarnthoul 1.85 Wa Signabre cede cads a llb5 Wa dent cards are issued by IRS We USA with soymisson from v ea u S A rogrwatod OBS Financial Secrets Inc Rev 201407 SDNY_GM_00023447 EFTA_00134067 EFTA01275838
(SUBS MSS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056716550515 Nfl 0 Account name: GHiSLANE MAXWELL Friendly account name: Indiv.ChectiCar Account number. Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Resource Management Account May 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 80ORMA- WOO, On April 30 (S) on May 29 (S) account Your assets 46,125.64 30,830.93 Visit our website: Your liabilities aoo aoo ,,ww.Lbscornilmancia:services Value of your account $46,125.64 $30,830.93 Tracking the value of your account Sources of your account growth during 2015 Vzdue of your account Thc LA.3fICS at year end 2014 $71,570.66 Net deposib and )16 withdrawals -S40,74811 vas OWStrrecl I return Dividend and 309 interest income 59.38 • Change in market value 5000 Value of your account Dec 2014 Are 2015 May 2015 on May 29. 2015 $34.30.98 SDNY GM 00023448 Member SIPC ChiP7000100567; 6sS m7000141539 00008 MIS 030575W4 Y[23576550000000 ►age 1 of 8 CONFIDENTIAL EFTA_00 B4068 EFTA01275839
*UBS Resource Management Account May 2015 Your account balance sheet Summary of your assets Value on May 291$) Account name: c,,Hi≤tAINE MA .1A ELL Friendly account name:IndI,. kxr'dra, Account number: Percentage of your account A Cash and money balances 30,830.93 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 530,830.93 100.00% Value of your account $30,830.93 A Eye on the markets Your lq asocial Advisor. SCOTT STACK MAULYLE CASRIEL , Cash and money balances may include available cash balanceo.LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2015 year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 893% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.24% 1.00% CearC00EKI0S0716S6NPAX0191539COXEI 0515030575004 Y12357695000MpteGitoco23,4vse 2 of 8 CONFIDENTIAL EF1'A_00134069 EFTA01275840
SUBS Resource Management Account May 2015 Change in the value of your account May 2015 (S) Year to date (1) Opening account value $46,125.64 $71,570.66 Deposits, including investments transferred in 0.00 4,521.96 Withdrawals and fees, including investments transferred out -15,295.56 45,271.07 Dividend and interest income 0.85 9.38 Closing account value $30,830.93 $30,830.93 Account name: GHISLAINE MAXWELL friendly account norne:Indav ChecWCar Account number. Dividend and interest income earned rot purpoStS of Ms statement, tatablIty of interest and dirldend IfICOMe ha been determined ficM a US Its *Porting IserSPedhr. Baud upon the residence of the account holder, account type. or prozlixt type, some interest ands dvidend payments may not bo subject to United States (US) ardor Puerto Rico (PR) Income tares The tient monthly statement o not intended to be used and cannot be relied upon for tar purposes. Clients should refer to the aroKatie tat reporting forms they recei* from UBS annualy, such as the forms 1099 and the Forms 480, for lax reporting information. m is the practice or UBS to file the applicatle to reporting roans vnth the US witerna Revenue seance and PR neasurn Department and in sun h fOrrns accurately das9fy citidenaardta intered as tar ewer pt or lamb* 'mune nease consult you Inskedual lax prepare: May 2015 (3) Year to date (S) Taxable interest 0.85 7.45 Total current year $0.85 $7.45 Prior year adjustment 0.00 1.93 Total dividend & interest $0.85 $9.38 Cash activity summary Your ft nandal Advisor: SCOTT STACK MAMLYLE CASRiEL See account mitt the month for dela Is &dances in your Sweep options ace tad ucedin the openng and closing balances Ate. FDIC Insurance Barnet only to deposits a U85 Bank USA, not to deposits at OBS AG, Stamford Branch or bank deposits pracedthfougi the UBS International ceposn Account program. SIPC protection applies to money market sweep fund holdings but not bank deposits Srelmportant irdormation about your statement on the last two paces cf this document for detals May 2015 (S) Year to date (S) Opening balances $46,125.64 $71,570.66 Additions Deposits and other funds credited 0.00 4,521.96 Dividend and interest income 0.85 9.38 Total additions Subtractions Checks and bill payments $0.85 $4,531.34 -15,02581 -44,341.28 Card payments -269 75 -929.79 Total subtractions Net cash flow Closing balances 415,295.56 -$45,271.07 -$15,294.71 -$40,739.73 $30,830.93 $30,830.93 UBS Bank USA Deposit Account APY Interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $54,844.92 Closing UBS Bank USA Deposit balance May 6 $45,611.35 Number of days in nterest period 29 Average daily balance $46,459.25 Interest earned $0.85 Annual percentage yield earned SDNY GM 00023450 002% cfintoCerioscrt os7 WM03141534 WOO 0515 030579004 Y173576SS000C00) ►age 3 of 8 CONFIDENTIAL EFTA_00 134070 EFTA01275841
*UBS Resource Management Account May zoi 5 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards pants are *fleeted as ere the 26th of the month or the poor business dw if the 26th Id Is on a v4ekentiltolictai Rewards paint aaiviry Wats can be I ouna On WNW ubscontionlineservires May2015 Year to date Opening balance 1,744 1,433 Points earned 345 656 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your friancial Advisor or Branch Manager. Youcan find a tut description of the alternative investment objectives in important information about )our statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consrderation None selected 2089 2,089 Your account instructions • Your account cost basis default closing method is FIFO, First In, Frst Out. Your lq Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL 212421-700O800-308-3140 007C003005671658 NP7000191 539 C0008 0515 030575004 YI 23576550 ONMYGM00023agt 4 of 8 CONFIDENTIAL EFTA_00I 34071 EFTA01275842
SUBS Resource Management Account May 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lndiv CheckJCar Account number. Some prices, income and Current %roues ShOem may he apprOxirrbene. AS a mut. 9d1ns mcllossesM nol be excuralely reflected. Set Aportant inforenabOn about your statement a the end of ths cecurneM fat more infornason. Cash Cash and money balances Cast, and mora=y balances may include avalaale cash balances, UBS Bant USA deport account baances, UBS AG Stariord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n awn< abk limits, but are not protected by StPC uBS AG Stanford Branchdeposit accoum balances ax not insured by FDIC and ate not protected by SiFC Money market sweep balances are protected by 9PC bin are not insured by the FDIC. See the Important information about your statement at the end of this document for details about those bSances. Hddng UBS BANK USA EXP ACCT 46,12864 30.830.93 250.00000 Openngtulance Cloung Wince on May I (S) on May 29 (S) Price per :haze Average on May rate Deridencl Interest period Your Pi nodal Advisor: SCOTT STACKMAN/LYLE CASNEL Oafs in period Cep senual (1) Your total assets van* on may 29 (51 Percenzao? 0 Cost EStareSed yOur aCCOunt bass 01 annual mean! (5) UrtrtatZed gain or loss (5) Cash Cash and money Warn Total $30,830.93 100.00% $30,830.93 30,530.93 100.00% 30,830.93 Account activity this month Date Actiuty Descrotion Arrount (1) Dividend and interest income Taxable in r ere st May 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 090E/15 0.85 Total taxable interest $0.85 Total dividend and 'lastest income $0.85 Check number Dae Descniaton AmoLest (I) Cheeks 001036 May 13 THE EXPLORERS CLUB -325.00 continued next page SDNY GM 00023452 C HP70203305671659 NV7003191539 00033 MIS 030575004 Y123576550 000000 Page 5 of 8 CONFIDENTIAL EFTA_00134072 EFTA01275843
*UBS Resource Management Account May 2015 Account activity this month (cmtiivedi Check number Date Descnphon Account name: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Checks o- nroJC.1) Your Amends, Advisor: SCOTT STACK MAMLYLE CASRIEL Arson (5) 001037 May 18 MARKS PANETH U.P .11,500.00 Total chat 411225.00 Date Aclitity Description Armin (5) Bill payments May 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -473.13 May 4 Withdrawal ACH WITHDRAWAL UNTECHEALIHONE -4201 May II Withdrawal ACM WITHDRAWAL AMEX EPayment -2,685.67 Total bill payments Date Description 43.20021 Amount (5) Card purchases WS VS debit 10(X0 3536 MAXWELL Apr 23 DELUCA'S BACK BAY BOSTON MA 18 28 Apr 23 ZOE MAR LLC BOSTON MA $39.00 Apr 24 LAUREN 'SNAILS BOSTON MA6651U $45.00 Apr 24 NNT CAROL - ANN BAK 1 BOSTON MA $11.22 Apr 25 STARBUCKS #00872 BOS Boston MA 53.91 Apr 25 NYC TAXI 91429 BROW NY 18.80 Apr 25 NYC TAXI 3H9I PHILADELPHIA PA 0751 59.30 Apr 25 NYC-TAXI YELLOW CAB LONG IS CITY NY 112.80 Apr 26 STARBUCKS 400821 NEW New York NY 14 30 Apr 26 LE PAIN C/UOTIDIEN NEW YORK NY $31.46 Total charges 5174.07 Date Description May 18 CREDIT CARD PAYMENT -95.68 Amowit (5) Card payments May 27 DEBIT CARD ACTIVITY -174.07 Total card payments 4269.75 CNP70009005671660NP7000191539 00003 0515 030575004 YI2357655000%ffiyork000234I§gge6 of 8 CONFIDENTIAL EFTA_00134073 EFTA01275844
cat UBS Resource Management Account May 2015 Account name: GHISLA1NE MAXWELL Friendly account names Indiv Check/Car Account number. Your financial Advisor: SCOTT STACK MAN/LYLE CASRIEL Mmrnrrn Payment tut Payment Due Date Credt int Avalade Credri tint Outstanding ladalct UBS Visa Signature credit card(s) payment information for June 23. 2015 135.00 Jun 23, 2015 135,08000 134,247 20 1752.80 This credi cad n am:fled in U BS Pay [writ Cad fer rue and will automaticaty b. pid from your a“ ount Your pannont is sciuctilird for lune 18, 2015 we sonde ths information on yOtt OS visa Signature Credit CE OS solety as a au nesy to you. The UBS visa 9gnatu re (fedi card and account se issued by UBS Bank USA. UBS Bank USA sends you tte dfoal 'lament for this account and you shoted make your p4rnent acccedng to thee Instructors. We do not indude your outstanding cent cam Waite in the value d your iscount wllh UBS Futanrad Services Inc. Dle Activity DeSCripbCrl Amount (I) Money balance activities Apr 30 Balance forward $46,125.64 May 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0904115 -515.14 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906115 0.85 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0911115 -2685.67 May 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0913/15 -325.00 May 19 Withdrawal VBS BANK USA DEPOSIT ACCOUNT AS OF 0918(15 -11,595.68 May 28 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 0927/15 -174.07 May 29 Closing UBS Bank USA Deposit Account $30,830.93 The UBS Bank USA Cep:2st Account Is your primary sweep Won SONY GM 00023454 C N1'20003305671 661 NP7003191 53B 00803 0515 030575004 VI 23576550 000300 CONFIDENTIAL Pap 7 of 8 EFTA_00134074 EFTA01275845
*UBS Your notes ---- CONFIDENTIAL ............_.,annes... EFT,00134073 EFTA01275846
Important information about your statement UBS Fr/andel Servian Inc (8w rim or tan Fams ISerice0. K a ranter of al pen al seamy. anYnOtity aid gams echerges UBSFeruncial Sauces and UK Bail. USA zee belied 9bt sues of (BS AG and radian of (BS Searitim LC the F an's biaxial swan it matt* won realer the lion's enema* °aces am a IBS Fmanial Saba Mc 1200 Haber Palma! Vaasa at NJ 07086 1h6aaWnent reprelianhe ',Weft antreacd of myelin Fmandal Saws account Other records. except otloaltao dogs/row. conuhng wawa dau shandom be ;Mel upon If you benne them 6 anent:ea *MOW. please roan n arnediacity n wring to theBerch Macager of tie once smongyour amium Although al haws tam are inward be ;COMM. natant dranould rot be used for [aboosts nib sole* on derend lad haw (he.. Form 1099. SOB. I WS. tic) thin peeping your to ream bet rth isague/4 by law to recon to the RS al mob le diedends. nsponale nob Mob* Wands ad made mewl eaned en securities held n your Maur& nd proceeds on sale tranUctcni, aid cost baronmain mewed Snares Cemmuniallom with the Firm • pita* te.corthrrn any oral 0:enrole.ater6 •1 miti19 tO further mourn your olio, ncbdnj war gas vide the *was been Pmtecion Act (Sped • ate faecal insect/Jon on the top kit re the km of Ws laimmt it not LOS FitinCui Union LOS Femme' Somascanes we accrue racketing brokeby area gemad with the adrabid nsaution We Mowed you el thisresonantl :. %hen you opened Nit amain in this cat lea hells and Soma es re bated a ten Frunoal Saws and net tee mroduarg better aid you roust mat a repro of icy ow or oftessbn W Ilea In All amount surprones shall be deemed ca* ate ad accurate d n-A obtelei to n noteg ware 60 days • Please direct onierner =ebb' ' to the tirrrs Amen, at or toltFret at I 800AMWOCO 7 t Monday thrOup n by. Of in rang coo UBSFinanOal Seneca Clem Rations Droxtrant PO Box 766 Unon City NI 07CG7 • ti cat of errors w Katrina about an ekaonc and trona.* (S11 bl SVctdOh card trench" call a ate to LOS Friancal Simon tic. 1000 nartor Bw.60I bat Wo€teMac, NI 07086. Ann INWSSA Screen Cal a harem san as au cart drawbar:so stawnem or ream 6 %VON Oe d you need more of sonar Lout atranio on the statarrent or react The Fein Cr' Card Mow li t atO table) mug neat WTI yau nO L3tff this 60 OA alter the f rm sal you the hat macawon cash the woe or problemwowed - halt yow nine ad none arra" asp - Deicribe the coos or the ranter you aie saw ataa woran as dimly )Doan ray yati Einem 4 is an error or ray you need are Many:ion - hale the WM amount of the sinpeced mix The Fare ex Cad taw wil inestigate war Coroliot and will wren any ear praYptly Plow mite at checks pays, a the kinor to nail tonna odcared on ex from of this slannint nadds co to agar, ascomit lets. warn may be Haler to man mance Wes charges la liepyre,* far sew moo purchase; adchars for apal Jaunts h cat amain Actount$ ma ntrapeaed 10 011hic astateas may be :Mao to a Basler fee. UBS Sweep Op/Wm US$ Offen Opens for 'weal GM' ba$PI Ca "axe" bar &pouts at UBS Bat LISA adtbf AG %tertian] &MT (Bark Saws boars/ way market mutual halite/one, Furls) and the havatcoal Depose Accoun &Woe customers Mut ai memarona lemma Maagernent Amount threugh the BM SweepFM.313ns. can tsarinas are swept so WS Bare BSA up so r esiabaihed icon and then totes AG Stairked Band, a a Matey Fund Deposes at LOS Bak USA are FOC muted n etc.:Mace with FIX: rules For mar ieconahon p Mae out www Uhc ga Deposits a IBS AG Seated Brash and *Larmea/cmey Fads re n01 enured by the FDC. Through the OA wadable to call balaiCes at Seer to deposit aCCOuntS a CBS AG Newark Brr, haid UBS AG Caplan Biwa Those departs CM niX owed by St FDIC Ilalrscesheb a the LOS AG Coral Brach re tiwpowily oposed to rho someogn ra of the C away Mandt and there X no quaratee cc Other obtains. of LOS AG to way theDamn wife on the LOS Caymans efaCh'S boas. Deposits a UBS Bat USA and each UPS AG Brach aro no proeecwd by SPC Money Fund shies am deafened by WC See '185 'mama Somas Accoure Frotealon- below. Omer you maw. batrces n the Bali Sweep Programs OA may be witictara ad "wed of a IvhneyFtsid maybe Impaired aid theproceeds returned to you et yore termites arccull Further nlanagis tout saiktle seam options. naAng anent Molest rats and yields. n witibie *wee ii.115, Porn your Fnmal abhor a by caring Ilgf Randal Sank*s meta protection The Nm kat...TOO of the Starnes rvexcd Protection Coporaren (SRO. %NT prestos stones roans of marina sty to 1500.000 (nobang $250000 for dams be cat) The SEC we mamas time *Ph to allwows May/ had n a saliva ca xity the Fret together nth anan Anil. ha aho prchaail steploneteol reofocion The maximum anent payable to all digion dam aticialandeir this protocion 6 SSW minor, as of Doninte IO. 2013 Skew to the pokya:editions and Imitalcos car at the Fen OUTS' protected kw up to SI 9 mdlon n the a • egat to an your a:coalshen n a para., capaccy A full (boy of the poky manna 6 nib* upon 1%We, The SIC prOlKtixt std to supplemental prommon both do not apply to • ( Man inaxiai axes controlled by (and hOulled n rat ascent value) but had away from 18SFirawal Sermon Ceg. Man it Cat avast/ark (i)Cath BIM% AG Stamford brands. Id) inmate moant oaring vaube annuities. ad Maws of rrultui finch 'awe sun maws re re9 tweed *Kay n dye nine of the Maw holder on theWoks and records of the ;pliable Gina or twister agent). • Certain ehreseramontrxes or noormat Mows (eg. 'mad parowshos and prvae plaxnents) that arena registered cider theSKI/Ms Aci of 1933. and • Corms:dims anima Co 9. formai tothaflO aid preirsus twat contracts/, eiddhg faxes commas and 09"TrodAY *PhD, contracts TheUK promotion and the aaclierental protection do not apply tot :A.4e assets win if they 01WWW ander warn* swerneon The SEC protean, arid the uppbmun protecten do not sated ,gain dynes lithe maw vane of yes eves/mots entherher as a result of ma to rimernint. Muer baAnaptCy Cr OthenVite) More teornwon a wait le upset roues You may obtan ewe informaten aloo g the SFC Brodure try canwrg SPC at co by Wag tie SIC mane apnea:won Dividemi p Wirewnern Program OFIP) me Face roneCed Pal anceje poet YOU may °bean the actualereFran your Faunal Admor Only whole axes are Waal talettaP. petal thanes coil to soli and me cash al be deposned n pit amours The dwitirKI renvestmerk prat aipplied by the issuer may defer teem the malt pea at WW1 the paha tyre it sold Cask-Milieu C•ilf *hole units row be held in your axotnt I you are entail to 'patinae as a ...mite.. a *Mend par eent or Wanly" the Finn w8 ether tel partialWes 'make mice a accept m row Onarmad by a registered (Stang 9a icy. and cede yew account Investment ableaves The nwStrileill obecues and nt prof it are SpeCIC to each acoNan aid nay way Mama Heat at, <a the Ion prompt n wag of any ugnicant a ange in your finanoa stuatia or neesurem chastises For eadi zoom held. you choose one of thebleeding remanent °breams • Pram anent Want Mostmentsweliinj the glottal be. of name only • Ache* Capilthippannon beennwilmedring wymh of pacpal rah. than the generation of owns • firockceConlamon of Income and ChnOMPPenadan IrwsenWitS sooting both To generates of MOM* Z10 gown 1 personal On/Mild* profiles • Oneness, Seeks to enamels ilia meipat rah low risk al rola lift to the account omit. era if that mem the axount does not generwe slndam income or MUMS SW myna keep pace Mil moon • Atto*Ja Vining so maps somorcr SO 01,4 ,11 ad tolerate wee sax iity ss sat higher suns • Aggrease Wang to weal hgh air to ;dacha ad hgh Wally so melba wan owe tine keteenentteusehekling" We may consoldwe al rented want statements wit the sane address rn to sane eMelOpo ACooultsrnby De related for Of; morose Mama they haw owner; la* alb mintan dent mount rilaionsha *Rh Wee chats at the same address This prate a know. as hornetadng • t you pref." to mane indienual Asterrents nuled n was* CONFIDENTIAL eraeloan —you may Saint hatehollny by many your FrialOS Advt.°, Friona, dawn nam The frier.* warn namereflects Marano, that you entered as Pe Firms on lm Paces waste It 6a customizable *no.rume chosen by you le ass you %%eh your riandttpin n ha no bga effect on we arum Yfu can wage you FrertWy wan navies. throup aline Saws of tematacun; you Formai Aabor. Account earyiew • Vat of your wantparka Na of asst aid lit • Awes Instal *Addle cell Maces valuesla restricted ',waytest Gkbai Tone Dwain unmarred marks to meter ad tartan awes not held by the Fan Does not naideuncoad SnUritelaSen Send of the pea and meat statement pooch a Prima aemooms. mewed sled art altleorCitlb slot Worn • Oablees exudes debt balaCeS. outstriang maim loan. <We int short accoum banes • My blsao Tots of utirwesied avaiobbe cat baanen. U3S Bat USA Oman balinon UBS AG Stare ad Braids balances and awl/ maker nu al fond sweep Waxes. a the dose of the galena pared Noryorrencd Ey her mail batman is yea amount arena segregaed from °Ow balaces and the Pommy use any of these !lads n the ordary mune of as turiess lhese funds am paikible pan pt demand This blal6 laded in the anent pwbi dosi"9 van Lending information Fa dethhd nionn a on onthe rd., Wynn' d • xi's, and didocum Mato pis Clem Rea Map Aramaic or Amman Agworial aid to General Tows ad eaditom UBS Stamen of Credo Practices &abbe n Agee sets ardezcaatres glow ufr r ofolonrer,ord, v trine\ Yeursueti Vera statement comas senrces and other asses held n the .PCCOom a if cod of the %Zemin( pead You may trl. for &rimy of Julypal wuntes at an row You may rearm seciena used ban collated 4er Pamll.arlinr balance are on them Noy sedates Ule nt rtiened b the Ming the steamers peered are hardens/4m nut a ol the ad of the statement period • Colt bole M delterehng the cos: basis of the senates induded n this gatement. Watke slated via Ire nutter • UBS Canna Servcesha rated on Warn/non obtained f ran sources other Than LOS Finacal Sevres. neudng nifernalOn Iran wears IT or the you nth h e provided to you' hroticul Atria The Firm does not akmodenisr way Or guaranteeMO nay a drift of any indrmxon provided by sources Warta Min -afloat SOWS adderon *tough UBS Ficanal Wrier. gpaaly updates the efortnaon as e 6 reeewed. tie fern does rot prod& any abeam that tie ntermation seder Cost ball' ad naralited ribs," is asosae a of IM die of this SIWW411 At SUM Plow do WI rely this in10011311)0 to make curchae a use dertnens. la- la purposes a wow accunn tante/sof to the I' rrn may reflect stains, nIcarutia orgy for the peril of time theyrehad a the Per,, Morehinoral Manion am be added by yore Wuhan' RelaOr • Unmerited palnetbsces Caw di it a is acaitte /inmate rectal ad meg rases 3", Oclialel for SDNY_GM_00023456 EFTA_00 134076 EFTA01275847
Important information about your statement (CaltonCad) Machina/hey ens the laniation data fa Nedra lot mayor may not ref ea ccomifsank Chages aria Seamy Navigate, earns Delfend act other arranger. lots and **naafi:tine lot re eats manned to dean one award el lhe • trade dae cairn presents the anon, gradation Valerian • Callable isnarldes Bonds arid preferted stock that the ins calk for exerecienploonwol be wenn onaliate by lot tan amcog al secants of that ova Ind o out name a 1 oxmnie n ere for our deem Cat fear* 'Marra co is &tiredfrom thrd peal aid di aortal rs not goklaiked Other call learn may eost weak mud ilea 'het Cornett olorma kin al be prodded Gaon Inked • Cravats. elf deposit (CDs/ Cos are MC mad opt I2S0.0203 on pinup.. ad stied aver pa depositor and per cepauto-y min/in n amordasa with ;DC mks • pricereelue Pnces &Need fa Sedan ant *tar Products mar be hrer cr lower that the ace that you Moon attually redo* in the mad PrCeS are dinned from acts Tied paty sources Mum webele/en te rake but we do not gamin toe axuracy - Wo generaly use the dosing peke when aialabe or the meal a the bid aid ask pen Ice 1Sted SeCurreS and optunor coy tod praetor OTC voiles - let acmcar traded martin maybe pro:dual 3 vatatn model a thereon ream Ma we Maned an may rool lea an data melee PM. or net - Cenan peace may acne Yana a are and nil shown's:ode ins rot mailable' if we are enable to obtain a pone for a Snuffy - Deposes a Searles denannatal n canoes Other than U S done are ref IMO a the ea:Purge/4e as of the daternint date - For moan sautes toadog n noreccermmiN deremroatC01. ace aid qualay (face vane) may hae been Wined,' Notate prow %Waal To obtain Caen: qtrottan. Wien amine. coma° your Franca 34mOr • Praia intramima and endured 'wawa Mate Monona amain anclidng Aired pagnpation pagan and realnun n*somem train Milton/an gruchred petedS aeg4aeray hghly Olen/ ("in deurtaed Koalas l'aot not Dart regmered with the Staireolk and &thane Cannssisn a under any State Seaton am We Mole collmaed Clan fa ideate thellaita seatites arn stoats prodals for relent Knave:gen only AcciraCY a rot gunmen - thatches maydiffer sthstantally from poxes if eh al vetch acreage ointment securty a structured pond maybe boar a sold aid do not necennly re *sent the wale you may Nara uPal Igaidaton - end prty eomaes of vide are aS Cot a Celan tlae aid re suppled lo UtS enroll Services on a regu brut by an ndeperdent valation frm Street Pante spcosor wanted want if my. are stapled to tie Frm by the Met, general partner a "tenor and nay beobtain tuned on Ohm* Navaho from that Lindbytend mines to choke ther Palmated vans - You cal obtain addnonal airman regaling the rroteholology used to determine the enema of vale and the dare of the hfonn.von that h the bass for the enemy. by co-nartin your Bronchi Adrisor - Tad parry *saran vitasmay be Welled as 'Nat priCed' rt soca 'Manta when an Memnon ualuauso IT Parsed 9.ppled a es untie se Asir vane when we Doane away that a intent wort hie cm:cared tha may olla creyiiuse reporled vela Co Cpuntal. a when a kart mad te hgbly speculatt duo to the more of the natty - Men rofitlw an Eva anent wow a manor erMated tarent 3th roSpaly ell hired value Is Wade the nbe Of the natty wol bed/leant then ns pions* ant - 'Coarbaiorn to dare' me/ badewan of canal. wane a both • 009024014 sue' Natant the ntaloitceng prce per anis an may not rifled you cos bath • Anbirted securities Restncted seamen skeraly at not armee noble Ice able fah UBS humid Saran uses the mode price of to ionestoktod stock of the sane nue a as Muted Yak* to the teetered sleds stir purpose of This stamen( Ork TO the clan tut rest, cted *turner at elgble la sale. the vane envied may be sutnuritlay Ins than the in yaw envoi • IR laairnated) nano. anon yea% and rats. An ntinate of snub, none is based on urea cleonnd and awed tom annirg the ',Wallin will be held for one year from staement date or until itutuney lhos estimate is one 3 guotene. accuracy and Ontnued gnome ae rot g.oraveed - Est :mated anus income and dna yen for owlets Nano, securnes one hduie areturn of ;theta or CLInt gale el Moth Ole the eSt /tome (aid area yeld)woull be wanted - Erman mut income nd cument yen aid the aCtut name an yield mght be bar cc hgher tha the taken nouns - An Mince of scalded kerne (elvidwd actor attest) chafed by the orate make ealalatnalt balance a Weed Co the laSt dimend or keel etyma nude by the issuer and manes toe wont indepods wit be held fa one via *cm the star rent &Nor trod murky Aoasit and ronloutd yeti ae not guaarreal • *snook held by WS Pinewood Sent Calato a el are an tenbytelin an not withro the Iota possession or anttol rhea Zen re 46plyad co your gateman for inkonabonal aspens one Position an yaws presented re pealed byte among fine IBS loanat Seams . not reoponsbe for this nformebn and does net matte is accaracy tone dads tenet protected by SVC re the tams supplemental Sat coverage • Revenue dealing and addnonalcempeasakon - m addili741 to mranissom ore sake an 12b.1 lees reCend m conneaco with the dart:Non of mutual tuldS tO Old dents we narrow eta. reoeore /Neu* Mann; paintnU f corn tiabutors ardor 'orison of the ennui finds that we sell Peso rants are based an two dinerent arroonints the annual Of likSbyUBS 01 a partCuLt Mutual fund !MAN in owdiets. td the tact vanes a panty roma hod faxes sham ind a ilw Imo - We aid pun alraa am mange retrain an orrootusproamong lees on oarovdefaton for transfer agent sakes true we proudt to to maw, band Thew fees generale at pad torn indmor ants ro the mutual lad aid ae a had dolt. null based On the maybe of awards at the haw-dear hoeing mutual lords of that fun liniV - In ant on to comosscoS hawed et ornedion with the sale or darbutron of aroma mar= ad ten tole tint unit to cur dents we alder our aff dr* NCO* Wean tang Oarpanabia Iron mags( the retrace corpse,: mammy to may crowds aeilmos of the fl tancecorresthe Cr SpOnS00 Ce the art nyearnent !NZ he Clartute - Out al daeS also mare trading come/saris an other corrpordation from annual holds and mfr.:* Con"“lin wow moat we disirbule - Wereceived, fl out roe kenL(68a* USA aria UBS AC Seardord Brach Cl up lo RS per eXount swoopen to the bats Lahr the UBS Boa Sweep Program ASA" eforann angling cormiskins rod otter charges awned n monecuon wito the ererullOn 01 take nanny cobon tranntoos has been marled co ccolontons prem.* kindled to you. aid wit be stoked to you ample on rams Short Sling B you reengaged in short salhg a warily you mar fora Chage <Ire to rerun barowing cost foe that palish hank Open adorn 4 92409 <Oen Cc "gotochtilearKelled • orders that yore not heated by the Stadler. date. Opel buy axl Sell Shp ceders a waxed by the nouns of ardends a right on an coudiedinchor congas date wan entitled otherwise by you YOu ate reinnible to orders 114 are executed doe to nut Idea. to Canal exosirg open cram Tax vr holditg on cranrinitions fain INS Pinata' Sanas IRAs Federal tar Law return US$ inn Services t0 woottOid income tae from yea cable AA Chibaere tut you may dm oat lobe.. name tax withern or instead. you nay test to hare lee wthead x ar xe or n alt.] anent at you Chain Yea iholOn oh amain n effect until rented by you You may reale your election a a tiro by matsn anew e*ctin If you do What* conch ', come tar withreanran nut fl int you maybe renaiSble la the pother of esittixedut. Wu may not pin Mc hI the meats withheld and nos estinited la patents aeon equal to sear la rObliptioi Privacy To ocean a copy of me carat Click Priory Notice pee* contact you FrunchlAdosor or rise our wenne al donor vas cismontoacithary IBS Finals-Oaf Setvizes trot a bat the WA. Pitons Sauces Amount BSA and MIA are brokerage leXtntS MO Broke axes to baling areas and products trough ananenott wM Wean basks aed other Mil. party bat. and provilin atm% to 'mance and rue), ambits trued by unit iloated toed party inganCe convenes trough nun agency piiist eta UBS Fennel Sanas in Imessmoot. ma'am.. aw amuly products Hot IOC haired • No bank 943f3nIca May loot min *AA Resource Krakow° &moult Bohan Sake Account SSA ItMA and /immaterial RenisCe hotenainent CONFIDENTIAL ACCOLnt at registered serke mats a US'S Frani Services kx VG S5natun it a regitscrW servicewe* ol visa Minx coal UK add Sognature cede Cads aid LBS bed debt was ae awed byMSBak USA wth ratiolion from ca U S A inarpseated UBS holanall Strenn IOC Bev 201407 SDNY_GM_00023457 EFTA 00134077 EFTA01275848
c;It UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7C0556638I 0615 X12356 Y1 0 Resource Management Account June 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your Mnancial Advisor: SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on May 29 IS) On lune 30 (1) Your assets 30,830.93 21,165.97 Visit our webslte: www.ubstomffinancialservices Your liabilities 0.00 0.00 Value of your account $30,830.93 $21,165.97 Tracking the value of your account S 1rrc L6.36CS Sources of your account growth during 2015 Value of your account at year end 2014 571,570.66 )16 Net deposits and withdravats -$50,414.64 Your MeStinellt returrx Dhidend and interest income Change in malign vat* 59.95 $0 00 n 8 212 Value of your account on Jun 30, 2015 $2t165.97 Dec 2014 Mar 2315 Jun 2015 SDNY GM 00023458 member SIPC CsillOsCA006556391 /sr/0003042M 00Co3 0615 03057500t YI23576s50111011 Page 1 of 8 CONFIDENTIAL EFTA_00 134078 EFTA01275849
SUBS Resource Management Account lune 2015 Your account balance sheet Summary of your assets Value on lune 30 (1) Account name: GHISLAINE MAXWEU. Friendly account name:Indiv. ar Account number: Percentage of your account A Cash and money balances 21,165.97 100 00% Your current asset allocation B Cash alternatives 0.00 0 00% Total assets 121,165.97 100.00% Value of your account $21,165.97 A Eye on the markets Your A gondol Advisor- SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change Jule2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2015 One-montn LIBOR, 0.19% -1.09% -0.10% CNP70003006566382 NP70C0304218 COM c615030575004 Y123576550 1 1 giblrayGykoonsalge 2 of 8 CONFIDENTIAL EFTA_00134079 EFTA01275850
*UBS Resource Management Account I C Change in the value of your account June2015(S) Year to date (5) Opening account value $30,830.93 $71,570.66 Deposits, including investments transferred in 30,000.00 34,521.96 Withdrawals and fees, including investments transferred cut -39,665.53 -84,936.60 Dividend and interest income 0.57 9.95 Closing account value $21,165.97 $21,165.97 Account name: GHISLAINE MAXWELL friendly account narne:Indiv CheddCar Account number. Dividend and interest income earned For purposes Of tNs statement, tatabilty of interest and dMdend income has been determined ficM a US tat rePortina CersPedite. Baud upon the residence of the account holder, account type. or prodixt type, sane interest andel dvidend payment may not be subject to United States (US) and a Puerto Pico (PR) income tares The (lent mond* statement is not intended to be used and cannot be retied upon Ice tat purposes. Clients should refer to the accicsue Litt tenoning forms they recent from LEIS annualy, such as the toms 1099 and the Forms 480, for lax reporting information tt is the practice of UBS to file the aPpliCatie tar reporting fomis Mth the US mtertd Revenue Settee and PR TfeEISWY Departrrent. and in such loans accurately datry Chielefla AfaCt interest as la exempt or tenable 'mane neat consult your indvdual tax preparer. hoe2015W Year to date (1) Taxable interest 0.57 8.02 Total current year 30.57 $8.02 Prior year adjustment 0.00 1.93 Total dividend & interest 30.57 $9.95 Cash activity summary Your el nodal Adelson SCOTT STACK MANf LYLE CASRIEL See Account activity this month for details Balances In your Sweep Options are indudedin the °penny and closing balances vies. FDIC insurance /poi., only to deposits at UBS Bank USA, not to deposts at UBS AG, Stamford Branch Of bank deposits placed throw), the UBS international Depose Account program. SIPC protection applies to money market sweep find hobdirgs but rot bare deposits See Important irdormation about your statement on the tat two pages d this document for &tab June 205 (1) Year to date (S) Opening balances $30,830.93 $71,570.66 Additions Deposits and other funds credited 30,000.00 34,521.96 Dividend and interest income 0.57 9.95 Total additions $30,000.57 $34,531.91 Subtractions Checks and bill payments -39,464.23 -83,805 51 Card payments -20130 -1,131.09 Total subtractions -$39,665.53 -$84,936.60 Net cash flow -$9,664.96 -$50,404.69 Closing balances $21,165.97 $21,165.97 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 $45,611.35 Closing UBS Bank USA Deposit balance Jun 4 $30,316.36 Number of days in nterest period 29 Average daily ba lance 835,751.49 Interest earned $0 .57 Annual percentage yield earned 002% SDNY GM 00023460 CNP7C009305566383 NP700330421 B COCOS C6I5 030575004 Y123576550 111011 ►age 3 of 8 CONFIDENTIAL EFTA_00134080 EFTA01275851
*UBS Resource Management Account June 2015 My Choice Rewards Points from UBS Account name: r Friendly account name: ir • Account number: Rewards pants are reflected as of the 26th et the month or the pna business clay it the 26th fiik on a weekend holiday Reward porn activity CetalS can of tOund On ',Amy tras.contonifnesetvices Jute 20I5 Year to date Opening balance 2.089 1,433 Points earned 393 1,049 Closing balance Your investment objectives: You have identified the following investment objectives for thisacorns-4 If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a fur description of the alternative investment objectives in important information about )our statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration • None selected 2,482 2,482 Your account instructions • Your account cost basis default closing method is FIFO, First in, Frst Out Your Asandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000/800-308.3140 C'0'70009006566384 NP70C03042 IS C0M 051503057500+ Y123516550 ;151,„pf_Gm_000234lytge 4 of 8 CONFIDENTIAL EFTA_00134081 EFTA01275852
*UBS Resource Management Account June 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number. Some prKes, income and current values sham may teepproxintle. AS a rend. gains aid losses may ma be accurately reflected. See impOrtentinfOrntalen gouts/Jr statement a the end of ths document for more inforrnelon. Cash Cash and money balances Cash and money balances may tad trip. wattle cash balances, UBS Sant USA cbroat account balances, UBS AG Starkrd Branch &pout account oaances and money main mutual fund sweep Pante,. UBS Bank USA deposit account bassinces are Insured by the FOC ,ltNn applicable limits, but are not protected by SIPC. UBS AG Stanford Branch deposit account balances an not insured by FDIC and re not protected by SAC Money market sweep balances are protected by SPC but we not •nsu red by the FDIC. Sn the tmportant information tout your statement at the end of this Oxon& for details tout those balances. Openng blame Closing bience Price per share Average Muting on Jun t ($) on fun 30(1) on km 20($) rate 185 BANK USA DEP ACCT 30,83093 21,165.97 250,000.00 Dnidendinterest period Your Pi nandal Advisor: SCOTT STACK MAN/LYLE CAMEL Days A period Cep amount (5) Your total assets value on Jun 3o 0) Percentage of Cost Blmilted your account Oasis 01 annual income (1) Unrea$Zed gain or IOSS ($) Cash Cash and money basica Total $21,165.97 100.00% 521,165.97 21.165.97 100.00% 21,165.97 Account activity this month Date Acuity Description Amount (S) Deposits and other rands credited Jun t2 Transfer JOURNAL FROM Y1 23575GHISLAINE MAXWELL 30,000 00 Total deposit and other funds credited $30,000.00 Oat Annoy DeVrotion Amount Dividend and interest income !owl* interest Sun 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0004115 0.57 Total taxable interest Total dividend and Interest inane $0.57 $0.57 SONY GM 00023462 CAP70307006566385Nr70033042I B 00030 C615 030575004 Y123576SSO 111011 Page S of 8 CONFIDENTIAL EFTA_D0134082 EFTA01275853
*UBS Resource Management Account June 2015 Account activity this month (contrived Check roorber Date Description Amount (S) Checks 009301 Jun I 7 INSURANCE OFFICE OF CENTRAL -2357.00 005002 Jun 17 INSURANCE OFFICE OF CENTRAL •1,133.00 005003 Jun I 7 INSURANCE OFFICE OF CENTRAL -10361.00 005004 Jun 17 INSURANCE OFFICE OF CENTRAL -9201.00 005005 Jun IS KIMBERLY CALVACCA •1,567.00 005006 Jun 26 95 245 E GARAGE CORP -538.61 005007 Jun 24 UNITED STATES TREASURY -1040000 005008 Jun 22 NY STATE INCOME TAX -2,000.00 Total checks 437.157.61 Account name: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Your Ii vandal Advisor. SCOTT STACK MAAY LYLE CASRIEL oae *Only Desolpton Anglin (1) Bill payments Jun 3 Withdrawal ACH WITHDRAWAL UMTECHEALTHONE -473.13 Jun 3 Withdrawal ACH WITHDRAWAL UNITECHEALTIIONE -42.01 Jun 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,791.48 Total bill payments Date Description 42.306.62 Amount (1) Card purchases U35 Visa debit: )0(X0 3536 G MAXWELL Jun 20 GALERIE MOUCE 14 HONFLEUR 154 69 Jun 20 CAZA DA COSTA HONFLEUR 147 85 Jun 22 FOREIGN TRANSACTION 11 64 Jun 22 FOREIGN TRANSACTION SI 44 Total charges $105.62 Oat Description Amount (S) Card paymimb Jun 18 CREDIT CARD PAYMENT -95.68 Jun 29 DEBIT CARD ACTIVITY -105.62 Total card payments -$201.30 CHP20003006566386 N1120003042I 8 00003 MI 5 D30575004 VI 23576550 11 gbisicom00023age 6 of 8 CONFIDENTIAL EFTA_00134083 EFTA01275854
4tUBS Resource Management Account June 2015 Account name: GHISLA1NE MAXWELL Friendly account name:Indiv Check/Car Account number. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Ahriman Payment Cu. Payment Due Day Crest lie Available Crock tine Outstanding &lance UBS Visa Signature audit card(s) payment information for July 23.2015 53503 Jul 23,2015 535,00000 $33,93189 41,068.11 This crecii cad it onrolNd in UBS Pay Credi Cadfeature and will aincenaticat9 to pid from your account Your pamom is schodited lot July ta 2015 we monde tNs information on yOte 085 visa Scnature credit cads sdety as acourtesy to you. The U8$ visa 9rature crew card and accoum are issued by UBS Bank USA. UBS Bank USA sends you tee official statement for this account and you shottd mate you pa,rnent aeccecing to Ines instructonS. We do not include your cumianding crest card balance in the value or you account wllh UBS Financial Services Irv. Dan Activity Descripbcn Amount (1) Money balance activities May 29 Salaam forward $30,830.93 Jun 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06103115 -515.14 Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0004115 0.57 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/09/15 -1,791.48 Jun 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 30,000.00 Jun 17 Withdrawal WS BANK VSA DEPOSIT ACCOUNT AS OF OE/1015 -1,567.00 Jun 18 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT AS OF 0E117115 -23,052.00 Jun 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS or %nails -95.68 sun 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 06122115 -2.000.00 Jun 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0612a 15 -10.000.00 Jun 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 002015 -538.61 Jun 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06129/15 -105.62 Jun 30 Closing U.S Bank USA Deposit Account $21,165.97 The UBS Bank USA Demist Account Is your primary sweep option SDNY GM 00023464 C HP70303305566387 NP7003304218 00030 C615 03057 5004 Y123576S50 111011 CONFIDENTIAL Pap 7 of 8 EFTA_00134084 EFTA01275855
$UBS Your notes --- CONFIDENTIAL .. - - EFT,00134083 EFTA01275856
Important information about your statement (BS Friancia Scots Inc Merino( blitS Finarcial Sakes/ Is a mentor of al paerpal sturdy. untooday aid caws reemerges UBSFiriancia *aces and UtS Bank USA ay indied tuladifirin of uBS AG and h ilian of urn Seoskin LC **Friss franca soarer[ 4 avatable Wen repan the bins ezeciarm °laces at a U3S rmanial Snvias 1200 Haber Boulevard Weensia at lu 07086 les =Venal merman The ally Octal record of sof UPS Firclroal Sena; account Other records. except al all to documents. coming coneteng data should not be toed upon rf you below them 6 an a or oilman please ntort n errnaliaely n wring to theerach Magrar of the aliosifting your amoum Ainceige al :gaps tans are intended b be ;Carat*. citron daa Todd rot be used for tar puposes ley sok* on yea...tit Ian; 0e. Forth 1099. SOB. 10+25. ea) then peeping your ta return therm is required by Ian to recon to the CIS al mob le dirdends. nipontle non Loeb* elvelends ad ramble nests caned en securities held n your Keanm net proceeds on sale tranUctunl, aid cost baleenratan weed 'mono Cammonicellone with Um Firm • Noise te.confoon any oral 0:ennAlCator6 •1 Auteg to further petted your rata ncleIng your roles WON the *areas Werra Protect= Act (SIN • A the frunclal instethon on the top kb oe the km of the laiimmt is not UIS RU002154003. USS Fnaiad %ritescaries yea account as eearkg broker by movement rah the eideated mitt on We Wormed you od the retitioreho Men you opened this axon in this can pout hells an/ Sauk in are looted 2185 Feuneal *von aid not the rtrodteng baker. ad you must mate a report Nay error or omaisn m beth hired All aCCOunt stawrenn shall be deemed Cana*. and acar ate if ne objected to n Ye/0-g weird, 60 days • Demo direct cuticma carob' ' to the CI /linen, X or lobate. al 00 A ed 106 CO t ntmday thioup Inday. or in rang to MS Nuncio' Senati tn. Clint Religions Deparerront PO Box 766 Unon Creir NI 07(07 • Male of errors a ;nom *cut an electronic lads transfer 0771 Di Stsae &Oh card transactions, call or Mee to Le3S Mantel Samos hc. IOCO narbor SKI . 6tri I las Water...in ell 47086. Ann INWaSA StIVCOS Cal a Amos soon as you cart drawl/ray:es stawnern or raw 6 swag offish need more Memorise, Lout atrathr on the aserrent of detect The Fon a Card Mute (as cup lOble) must hear tan )0u nO 4W00160 Gays alter the fain Sent you the fie mamma-non yeah to era of problemappend - Fran. you- nine add eccoint number Al aid - Devi& the eta or the ante you ay urea" abaft aid ocean as Oready ru On My pti Were a is al error or ray you need awe Mama ion - Amine the Attar moan cd tre stowed error The Fern or Cad law ail krvostigatt yes Carboni ad will coffee anyerror promptly Pleasunaie al docks parse to the Armor the finite; MIAOW ndated once born of the slarement meet Jan to regard accouit fees. axour; mar be %bpi to manmance Met charges Ice tae Ryser* for seances eurchan and cloves for u-pad amounts I cern =ants Amounts ma are Van, ern?d 10 ollw nsttutons :nay be abed to a banner lee. UBS Sweep Opt:am U8Soners ocean for sweeping cat tat es. baarceslo bank &posts X uBS Bat LISA arklutS AG Stamford halo Olals Swap hears/. money market mutual findsNone, Fis4o) arid the harretenal Depose Accent C0Nfor customers wish as snemorona lesource lAinagernent Account thicuge ihe Bat Sweep nOgrans. can balances are swept So 10$ Bark USA ;ban estabbthed kyr and thin to LOS AG Stairrord Brandy a a Vevey Fund Deposes at LOS Bak USA are f OK enured n accoidaxe with FDA: rules For war idannareon pekoe nut www lac goy Deposes a lar5 AG Bandied Bench and Peres ce ?Amer Funds aenol Inured by the FOC. Through the OA evadable to cot, bins ade moat to depose accounts a UBS AG NewYork Branch and UBS/4 Carman Brand, Thesedepositsaerie roved by Oar FIX Saran hen a tee WS AG Caryl Brash ere teworaily oposof to rho sooregn red. of the C epos leands and there is ro guaranteecc other obiditko ce LISS a6 to repay the balms thee Oct the u35 CapnaYs Brachs boas Deposits at UBS Bat USA rd eachUPS AG Brach it not praeoed by SIC Money Fund shoos are protected by SPC See %IBS reimorl Sevres Acccure Rotation' below Upon you recura batrnes n tie Bak Sweep Programs or OA may be witictara. ad shares of a Money Fund maybe liquodad, awl the proceeds returned to puce you, tccuitet oceans Fur ter olconton tout tattle sweep optore. ndudng were coned rates ad pens. d amitibse *wee ietls, horn your /flatcar Advisor a by rating U.S Inearetiol Swain eaten protectien The Fin kat...TOM of the Socurnn Yvette Proteann Cot/axial (SPC). whisk pm tees stones ;coons of ss crafters tgo to 1500.000 (ncbarg 1250.000 for eamslor cat) The 5PC we taxmen toys are>9 to all arrows tha wer had n a pallor, cam*, the Frrrt together wen titan if dates. ha also payload appiancreas crotedon Thema:mum mount payable to all aiglyb dont, coarchrobunded this proteeion Is WO maim as of Dadra; IQ 2013 Sara to the poky a: editions and hertelons era at the Fern 6UNwprotected for up io $I 9 milkn n the a wr- %ale fa all your axotnisheU in a patrol, capday A WI ropy of Co poky Mrdng 6 nobleupon roan The SIC protector and the supplemental rearm both do not SPIT te • ( erian trait *Ms controlled Orland neused nay°, accent vibe/but held away from lie$Finalizial Semen Ce . anon (kat aUBSBant encash airUSS AG Stamford &mei. (th) emirate potiot nclaing oanbse anon in. aid 04 twos of mutual finch inhere such shares re registered dreary et the nate d Use Wooft holler on the boob ad records of the ;pliable ewer cr anger ogee). • Con*, rnernrreni contexts or nmarent eterest ea 9. United parowships aid poste Oa:meats) that ere nor registered ace the Spumes Act of 1933. and • Cormioderes arenas to 9 . format reothango and precious an antracit lidding taxes comas and carecodAY Waal contacts The SAC protection end the pachairredi proteoton do not ;ply to these assets even A they Otranyee appei wrt sustain % The SIX protean, and the papV. netta protecton do rod acned upon Amon n the note vox d yov evermentsewherher as a resun of mater mamma rssuer taidruatcy a otherwise/ Mote Yeonoroon a emit k upen repast You may obtan rote inorreaten aocril.irefi r sragIng the SVC Bradlee by antaing SPC at cc by yawn Ise SIC ...bum at iimw sew on Derideni Its Invesintent Program OPP) The prb ranee:1e; neva; pnce Tod may obean the actuil pre horn your rtrunot Adios Only Mole shies are F./eased alder Oat, partial shares will be soil and the cash sal be admired n you arrows lhedvoind reninanere pro stapled by the num may des from the molt prices Midi the pa ha tan at sold Casleielithe Only whole unit may be is in you axoint t you at entitled to 'panel one as a read! of a dmiknd eventet or ~wee, the Firm wlt either aril partial vas at make price a accept an null Ofirinorkal by a regiSteed &ding agency. and cede you account Winnow °hitchers The moment cheerios and net prof Mare 5p2CIC lo each noon and raw vary between (tea. af,oe the Inn pronpty n hung of any orlon dung. in your fnanoa stuaten or ioteRfrUcC Oblectite; For eadn >trove held. you (boost one of the ro lowirg nvestmerd obactimis • Sadao Cuero:name Ineentments main; the 'Mien nn of enorne only • Atha* Capstal elapination !anneals **in; Torah of prncpal rah. than the genelaton of name • fircaice Combeisayn of Income soclCh74.4APPecuOM thenvrents timing both the gerwarion of Mono ix, 9"owth a prnePa Dymond* profiles • Conant,* Seeks to manta) ntiaprinpat Me low fia a d vOtility to the arrant theft even d ma metro the adount does not geneatefirdailt unmoor MUMS Old myna keep pea v.* inl Loco • Ailoo*Ja Vining to mapt soenenk tO oust W a; lane torre %tatty t sot highareans • A99IPSie Wang to area hgh oRk to ;ennui ad hgh vanity lo xel.hiys rams (Me tone Statement imanholdior We may oreoldate al retard ;cove stateneres with the sane morns it the Sub oweirope Acorns may be rebate fa this anone beam they ham owner; oho *A minivan pint account rilaionshps wen OlYie dents at the sate address The praece a known as I hasseradng • Ito peels to maybe inclnikial naterrenis meted n apse* CONFIDENTIAL envelopes —you may *doe fouseholdrg bye:ling yew Ffloing Adv5Or Friendly ;aunt nano The Rooth norm name ref leas efiarration that you entered on thefain online undoes webste It ea customizable *madame chosen by you lo azn you erth your reccedreryneg It ha no bga effect on your arum YOJ on dove your Render eatort nanes. throu)f. Mine Senors of ter <ransom; pas &taxer Mbar Account eveyiew • Verb[ or seer arounapx flab flee of asset and habilltOS • Amen Include talkie cat baron vases lot inbreed meaty (el and Gkball-me Deposits unneeded marks to market and certain MOO eat held by the Fin Does not nchdeunpriced kauritelassets a the ens of the pia andwent stamen, pooch. a priest frutOnonto. uniesutd 11(4 col eti5 and enrich; le stock ophom • Oabtres heeds Ott balances. °Admen/ mar loan. trete kit sheet accoum Darras • Cash/Mono/ botiocco Toes of wirresied avaiable can baanCen. DV; Undo* USA apart balincr. UBS AG Sorted Branch depose balances and none/ matte mita fund sweep balances. a the close of the galavant period Norecorrincd Ey free °edit batten in yeti amount are not seyegaed from Woe balances and tee Ammar use any of these !Ards n the ordkay axese of esteems, These funds ay Natio ;ion yus demand Tan total incbdtd in the anent pool dust.; value Lending information roe detamd edema tors on the s *ma) pathos and dedocurot Soto on Clot hat heat Agreennon or ACCOult aid the Genifal ;fin ad ecedrtem US$ Stamen% of Crude Prato, aloha. it Ayer: was errneclostres al gyre. nln eivnanauara nvnh Your tures YOS Statiffkfil iticrat.SearitOS and odor assesherd n the adotni at the crud of the salernint peeled You may der for de in of furrypaid statutes at any tone You may remes sewn; used a ban collated aser Parm9.atlinn balance dM on tom Any wanton sneered th d e dyne the stateroom period are heed a maim mins of the end of the statement pen:d • Cost basic in dettenking tie at basis of the marks induded n the statement. Wanrt? notated web the numbee 'I. ' 10$ Fnvda Strvoeyha meted on Wren ion obtained from sources other than 10$ Fink-Ica SiniCtS. neudng AlonnalOn kcal fl ier IT or tat you may The prided to your hru,CW Mvaa TheFinn clots not nagenderey way Or guraflielho anzaCy a vaidby of any knorrnaon provided by sources °teat; LISSF Sandal Sesta In addeion. Stout. LOS Fianna Screen generally updates the et °man as c e reeved the F.m does roc prod& any maim that she en (matron mkt Cost base and 'Unrealited gainoss" is axwate a of the die of this trapMeni AS art pleat , do ea rayon this in/anal:in to make curdles' a sae Orisons. la tar purposes a cretervirm Ancaint trine/tot to the fern may carat glass nformaion acy for the pared of time they am held a the Lim More historical rdormation car be added by you Firunat Reked:e • Unmarred seinerboyes Won data Is vatic. Icen.V.0 utters VC ner11:195 ere cat rand for SDNY_GM_00023466 EFTA 0[)134086 EFTA01275857
Important information about your statement (Continued) backbite:ratty lots lhe tamanis data fa ideart lots may a ma, not reflect cemnksans, doges ace seamy reorgerartim Twin Drifend and taw forewomen lots and syncing* prisha. bh are men 0ambnedtod6pay one award lhe • Wade axe' imam anents the oei)na tram:am traledae • GOMM marhist Bonds and peaftted stod IAA the gar cat for ealy as:Megaton mil beselected nab* by lot tom ring al sea:~ of aha esme held in out name te in ~mean/we ler CAI arts Callease :Mamaen is oaredfrom dad parts aid es aural is not guarmed Othr call I eating nay ems Midi mud ilea led oarriplete nioms ifsd be breaded eØ artel • ~as of deposit (CD» CDs ate Ka< mixed ups, $293.0:0 n pintshal aid scold serest pre dtpossor aid be dtposday naafis,. it aixtraince with FM: rules • mice/valuo teas imbibed fa sautes ard other produces 'nay be higher a byre thai the pris tal you year 17 actually recew in the make, PrCeS are °Maned from maims mid patty ;corms mach weterma te rabbi. but we do not gumbo eel' a:curacy - We genera/ me tro doingpia linen sealable cr ten meat or ire b4 and ask pfCeS fa Itsed nedjaet and opuses or on a tad aces or OTC temades - Lot adore,/ traded seamen maybe priced tung ralatcn mocha a the nag ream pia we obtabed ant nag nol ref leet an alai main PM's,' vain - Carnpostkns may £pea wads ay.:wand roll show z 'price was not artilable if we re mare to obtae a ace for a smutty - Depostas a Mimes denelinind n ~es OPP tvt U S dolbrs se rel heed a the err) Ego rSe as of the navemne date - For certan ~dies nOng el nonantirmeg denomeatges. ace aid quality dace value) may hag been alpedm notale Kopp vcupAn To obtain one: Øfands Wien mailasle. abreact yor Fianna Parer • Pinar lewormams and remred mode« Nuale :netmen smite Crididng dime pnapation program aid real Mate (manes rAin SedulitS) and Structured goo-AIM aerated., hghly MM./ (elan muctired aromas ame no been regoirod with the ~Pea and &Ora+ Lommesin a um:Many sure secures" lam We prow» estmaed mates la pirate magmas scants aid striated produos tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydider sibiarmally from aces if air a Mich acetate mestmen smut-ma structured worm nul be Lair a told aid do not necessaily represent the eatit you my rearoo upon Igaidson - Tied pay emmaes of via art as of a anen dae aid ae utplied so l65 Maia Senors on a regi It bass by an marten:Sent YAWN., Inn Isop, ROIRIRIP~C(CPRISCI stisod vabeC if åy'. ase stapled to te Fim by the swer, general partner or manor and may he °bared based a dtlfrent mornation from that uxd by tied paris to donee thee estimated valor; - You cal obtain addnuna inflame regaling the methodology wed to determine the emanate of rake and the date of the efoirnaton Tat Is the bin fir the trinane by ordsabg pur Randal Adrisor - Tag parry estimated vases may be Mimed as 'Not priced« rt metal matins ten an 'rtlepenant valuate., firm NS AA Applied a 6 made to assign a yam when we beano arms that a marenat and hat marred that may isla ~trey reponed vat R03 Melba a Mien awl» noon be hghly Teaslabre duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vino' attrdpalyesl inard what is prOwl(d. the Mue of me warty red bedreml tan nt prchase pia - 'CliSrbutiorn to data me/ baud. rewn of cal. mane a both • 003^B mid repaentsme MAP ollpng price yaw relit m5 may not reflect sow coo bask • tatilmad Maid« Restricted securers genertly ae not armny eager for ark sale URS Fronds, tames uses the mrist price of fie innesuktod stock of ten sand esser a an named war for the remised await ;Sr purposes of This storcemomy To the edam Tx reacted seamier se elsible for sale. the air stemma ray be %Maunder, less Than ten Mama Ware shove • In. Manned) Tama armityields and rms. An estimate of alma name is based ofi mart aorta and term rates string TM acuities mill be held for One year from statement date a stal warm This estimate is oara gudolene. accuracy and °mimed name se not g,ur meted - Eantat.d arnual mom and anent ruet for °Man Minot parais mutdiscluie a return of ;Mar or amlui garn in Mush Ole the ent Tame (aid damem >teal) would tio Teemed - Estimated Penal name and euteni yield aid the actua Moire and yeld night be lower cc hghethai the emoted amuses - An ro 'auto ol nursed income øviderdandor interest) Toad bythemirem make, errant brace is Lased as the lag Madand or rowel Anent nude by the Tub and mimes me seam Mammas rill be Midair one ~Iran the moment date or wed Txurty Magri ard conlamed lok ae not guaarteed • Mauna hold lay WS finandel Mirka Cerut anal ate rol MUbyteMT .3-4 not Minn the Finns posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Portals and raps presented ae prtneled byte iseng lien tan Sealed Stesirs n not remonible for this eternal» and does net guarastee es awry These assets tenet prowled by SK or IN FM-, supplemental SaC coverage • Itavirtuo Sating and addkionalcampeasaticin - ti adlitrti to cerninissom on saks aid 12M1 fees reams/ n conneace with the dartulon of nitsar tuna tear dents we aids Our artstao realep rensue navg pa/maul rorn tutu bungs and« addson of the sweat ends ma we sell These rents are based se eto rabbet acrrorunts Fis ten amount ol saksby uBS of a macula' load tansy to ondernes. fed ma aim made of a ptrimlt mutual fund Landis ShIret Nila IN Inn - We aid our alt and remise retearteg and ormtusprocessing lees in consideration lot !ryas! er agent spikes Mat we proud. to the ntrual funds 7hp.e fees genbalg re pad Irer trimmer arel: in the mutual had sid se aflod dolte arveavl bawl on the runt. of ~Is at tie tronedealm holdingmutual Itrds of Taftris lanai - m skit ion tomhi-teis rnewed n cortechon wen trot saber darbution of anuty coma= ad Inis Itnni units to cur deml. me rd.:sour altar ernmerieemse lung COrMinallte from rnmyol The sown s> corrpsuro indemnity Pe a-nuity =owls "Imes ol The turnar corn-La-4s a sponsors a daunt inv4SPIell SUSS we *Saute - Ott Milan also recewe trading tammosens ara one, coronation hem /nova finds aid ipmcw..p OPRPARIS etas. proaxts we disor bute - We receive as anal fee fans LBSBask USA aril USS AG Stanford Br arch of up io 125 per =cum syseireg to tie harts wartIto LÆS Bs* Sweec Programs Ackley Inforratin nagardng cornet-cans aid other charms bared annechon wee the emadion of vales Madry siphon trnsactuns has been ncialed orlon:tons prevoinly urinedto you. aid MI be proMed to you romply on maim Short selling if you n engaged et Mort sang a parity ycu may nos a dragedue to anti Meowing costs lanai prima- meaty Open ordeal Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not veiled by the Yawners car, open buy aid sell tem orders re waxed by the annuls of &Mends« wpm on • oedartindsor tangles date unam mewed otherwise by you You a -. renorclole rorarders that are ~sated due to put nitre to canal east rg open orders Tax withhaditg en frirbutions fawn UK financial kadien IRAs ledara tav taw requres 1.85 Maier Sertees to mittold income tar from yes tackle IRA danhaArA tul you may eke not lobate ~UN willP01 impart you nay Peet to have lie ~Mc I a era, or as a toed anent as you choose VP: ~on RA mean n effect IAN reRolcd by you You may mocke your election a ay lino by ~mg a now amen If you do rot haw emigh none tar wattield from 'Cur d'actulialf. "Wililytie wawa* la the palmem of estnixtdua you msynar penned d She anoints Menial and your estimated ar pantile remt Mud CO Wu' lac obligation Privacy To obtain a copy of ar orate Caere Meaty Wire please contra yes enact& mater cruise ow ?Aisne at ymnv wax ccrnenrrworry Led retsdal Seven a not a bark the WA. Curtiss Sevces Accord BSA and AMA am aceerage accarts ends proide access to bated se'eæs aid iircdmaS tØ anaigartmds wen atadad bras awl over MS. partybalks. and prates accats to imams aid znuIy paris tasted by mull dated ard early Parana organ*, Hough tvfata agency :Mia/Synot utS Nandi' Mtvirs fart twepn.yot. narance, and annuly products HP 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni swum Business Sauce Amara BSA. iffaa and ntemmonal Stoma enmag men CONFIDENTIAL Attart am registered Bryce mats ol 1165 Miarcial Services Ism Sgratuto is a agitated »mice mart. el visa irsernemal 1.85 V6a Segnature Cede Cads ad UPS Vila MOP can ae issued by U13$ Bart USA nth annimon from VGUSAharØaed LUIS Ananall Servi0e5InC PP 201407 SDNY_GM_00023467 EFTA_00 I 34087 EFTA01275858
(SUBS UBS Financial Senices Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account July 2015 0447005841137071S Y1 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHSLANE MAXWELL Friendly account name: Indiv.Checkitar Account number. Your IS nancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your flnan0al Advisor or the Value of your account RMA Resourceline at 800-RMA-1000. account On June 30 (3) On July 31 (9) Your assets 21,165.97 13,906.90 Keit our website: miew.ubscornifinanciaiseonces Your liabilities 0.00 0.00 Value of your account $21,165.97 513,906.90 Tracking the value of your account Sources of your account growth during 2015 Value of your account S ThcL63fACS at year end 2014 571570.66 Net deposits and 7:6 vnthdrarrals -$57,674.25 Your nwstment return. Dividend and al 2 139 interest income Change in $10.49 market value 90 00 Value of your account Dec 2014 Jun 2015 Iu 2015 on Jul 31. 2015 511906.90 SDNY GM 00023468 Member SIPC CNP70003005941137NF7003195791 00009 0715 030575004 YI23576$500003C0 Page 1 of 6 CONFIDENTIAL EFTA_00134088 EFTA01275859
SUBS Resource Management Account July 2015 Your account balance sheet Summary of your assets Value on July31 ($) Percentage of your account A Cash and money balances 13,906.90 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $13,906.90 $13,906.90 100.00% Account name: GHISLAINE MAAMEU. Friendly account name:I iv. ar Account number: Your current asset allocation A Eye on the markets Your R nuncio, Advisor- SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Index Percentage change July2015 Year to date S&P 500 2.10% 3.35% Russell 3000 1.67% 3.65% MSC I - Europe, Australia & Far East 2.08% 8.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% 0.70% 0.59% ale7000305841138NP70C0195794 03003 0715030579304 Y123576S500301ytGiumonago 2 of 6 CONFIDENTIAL EF1'A_00134089 EFTA01275860
*UBS Resource Management Account Change in the value of your account July 2015 (S) Year to date ($) Opening account value $21,165.97 $71,570.66 Deposits, including investments transferred in 0.30 34,522.26 Withdrawals and fees, including investments transferred out -7,259.91 -92,196.51 Dividend and interest income 0.54 10.49 Closing account value $13,906.90 $13,906.90 Account name: GHISLAINE MA (WELL Friendly account narne:Indiv Check/Car Account number. Dividend and interest income earned For purposes Of toss Statement, tteablty of interest and dindend income has been determined Iron a Us ten reporting PerSPedhet gaped upon the residence of the account holder, account type. or product type, scent interest andor dvidtnd payments may not be subject to United Sleet (US) arch Puerto Rico (PR) Income tares. The dent mom* statement is not intended to be used and cannot be retied upon Ice tar purposes. Clients should refer to the archcatie tar atoning forms they recent from Le3S annualy, such as the Forms 1099 and the Forms 493, for tar reporting information is the practice of UBS to file the an:kat:re tar reporting forms with the US interns Revenue service and PR TreaSuN DeballTent find in sigh fOrMS aCCuratety das9fy ctbsclends ardra interest as tat exempt or total* vette Please (omit you indgclual tax preparer. July 201 5 01 Year to date (S) Taxable interest 0.54 8.56 Total current year $0.54 $9.56 Prior year adjustment 0.00 1.93 Total dividend & interest $0.54 $10.49 Cash activity summary Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month tot decals. mantes in your Sweep Options are includedin the cpenng and closing mantes taut. FDIC Insurance *vies only to deposit a u85 Bank uSA, not to &pouts at Ss AG, Stamford Branch Of bank deposits placed through the UBS Intonation* DepOSAI Account program. SIK Protection applies to money market sweep find hobdirras but rot bank deposits See knnorbot inPormatinn about your statement on the last two paces cf this document for detals Opening balances Additions Deposits and other funds credrted July 20151$) Year to date (S) $21,165.97 $71,570.66 0.30 34,522.26 Dividend aid interest income 0.54' 10.49 Total additions Subtractions Checks and bill payments $0.84 $34,532.75 -7,16423 -90,969.74 Card payments -95.68 -1,226.77 Total subtractions -$7,259.91 -$92,196.51 Net cash flow -$7,259.07 Closing balances 413,906.90 UBS Bank USA Deposit Account APY -$57,663.76 $13,906.90 Interest period Jun 5 - Jul 7 Opening UBS Bank USA Deposit balance Jun 5 $30,316.36 Closing UBS Bank USA Deposit balance Jul 7 $20,651.37 Number of days in nterest period 33 Average daily ba lance $28,411.01 Interest earned $0 .54 Annual percentage yield earned 002% SDNY GM 00023470 c 10703030051341139 NP7003‘95794 00CC0 CPIS 030575004 Y123576550000000 ►age 3 of 6 CONFIDENTIAL EFTA_00134090 EFTA01275861
SUBS Resource Management Account My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards pains are reflected as of the 26th of the month or the poor bus ness dry it the 26thidIs0R a weekend holiday Reward, point acutely Cetals on be found on war utocaturoolineseivices July 20I 5 Year to date Opening balance 2,482 1,433 Points earned 985 2,034 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about )our statementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibeity consderatkon None selected 3,467 3,467 Your account instructions e Vow account cost bast default closing method is FIFO, First In, First Out. Your financial Advisor SCOTT STACK MArtiLYLE CASRIEL 212-821.70001800-308-3140 C 7030)305$31 140 NP70C0195794 C0008 0715 030575004 Y123576$50 C0WNYGM000234/lige 4 of 6 CONFIDENTIAL EFTA_00 134091 EFTA01275862
*UBS Resource Management Account July 2015 Your assets Account name: GHISLA1NE MAXWELL Friendly account name:India CheCkfCar Account number. Scene pnces, InCOMe and current vdues Shdern may beep:OAT/31e. AS a resat, gam dnd losses may rid be accurately reflected. See Aportant infosatabon about your statement a the end ol the cecurneM fOr more information. Cash Cash and money balances Cash and morey batances may include avalrole cash balances, UBS Bant USA deposit account balances, UBS AG Startord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by too FOC vAl h n applicable limits, but are not protected by S1PC tiCS AG Stanford Branchdeposit secure batarxes are not insured by FDIC and re not protected by 9PC Money Take sweep batances are protected by SEC bin are not insured by the FDIC. See the rmportant information about your statement at the endof this document for details about those trances Hddng UBS BANK USA CEP ACCT 21.165.97 13,905.90 250.000.00 Openng Wax. Cloung tultexe ince per shale Average on Jul 1 a) on Jul 31 (5) on Jul 31 (5) rate Duidend Interest period Your Flnandal Advisor: SCOTT STACK MANILYLE CASRIEL Dap en period Ctp anounl (S) Your total assets Valle °n al 31 (5) eetcentao? os COSI ESIarkted your acounl bass(1) annuli inccme (s) Unrealized gan Or 1055 (5) Cash Cash and money Waal Total 213,906.90 100.00% $13,906.90 13,906.90 100.00% 13,906.90 Account activity this month Date Action" Description Amount (5) Deposits and other fends credited Jul 10 Deposit DIRECT DEPOSIT PAYPAL 0.10 Jul 10 Deposit 'total deposits and other funds credited $0.30 DIRECT DEPOSIT PAYPAL 0.20 Date Actiely Deunpuon Amoul (I) Dividend and interest income Taxable interest Jul 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 07(07115 0.54 Total taxable interest $0.54 Total dividend and interest income $0.54 SDNY GM 00023472 CelP7000?305$41141 NP7003195794 00033 07IS 030575001 Y123576S50 000000 Pegs S of 6 CONFIDENTIAL EF1'A_00134092 EFTA01275863
SUBS Resource Management Account IF, Account activity this month (cOntrivedl Date /Utility NI payments Jul 6 Withdrawal Jul 6 Withdrawal Jul 9 Withdrawal Jul 10 Withdrawal Account name: GHISLAINE MAXWELL Friendly account name: lndiv CheddCar Account number: Your Ignancial Advisor: SCOTT STACK MANY LYLE CASRIEL Descdpbon Amount 0) ACH WITHDRAWAL UNTEDHEALB-101* .473.13 ACH WITHDRAWAL UMTECHEALTHONE .42.01 ACH WITHDRAWAL AMEX EPa yrnent -6448.79 ACH WITHDRAWAL PAYPAL -030 Total bill payments 47.16423 oat Desenpoon Amount (S) Jul 17 CREDIT CARO PAYMENT Card payment -95.68 Total card payments 495.68 nmuri Payment Due Payment Due Dae Credt Me AvalableCtectit Line Outstanding baaice UBS Inst. Sig natere credit cerdb) payment information for August23, 2015 157.45 Aug 23, 2015 535,000.00 133,024 12 11,975.88 This credt cad n enrolled in uBS Pay Credt Cad Teatime and MII automate* be paid Ran your accourt. Your payment is scheduled for August 18. 2015 We provide this information on your UBS Visa Signature neck cads sdety as a courtesy to you. The UBS Visa signature (red' card and account at bawd by UBS Bank USA. UBS Bank USA sench you the official darn/afar this account and you shodd man your parent accordnolo their instructions. We do not Ind Lida your outstanding credt card Deface in the walla of you account with U8S Financial Services Inc. Dale Activity Description Amount IS) Money balance activities hie 30 Balance forward $21,165.97 Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/06/15 -515.14 Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07/15 0.54 Jul 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0915 -6448.79 Jul 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/17115 -95.68 MI 31 Closing UBS Bank USA Deposit Account $13.906.90 The UBS Bank USA Depatt Account Is your primary sweep colon CNP7C00?305841142NP70C0195794 COM 0715 030575004 Y123576$5°W0704YfitA000234Pege 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00134093 EFTA01275864
Important information about your statement (IS Friend., Sivas Inc (Merin a Ulf FirmallSerices). Is a mentor of al pm:palseamy. CairnO6ty aid wag of/ego UBSF rearm Servces and UK Bat V SA zee indeed 9ribularias of CRS AG and Milian of CRS Securrm LLC metrics &ascii sateen 4 Nast* wan sewer the leas exedimi 1Iesaea MSS Finalgal Singes he 1200 Halsor Bailerat Wainer eft Nt 07086 1h6Statienent repreliaS the ceily Octal reaed of puffin Finanda Services account Other records, except ofloal tar dowered. conuhng conlang data should nor be Wog upon d you berme two n an act Oranal. please report itis gemology n lying to rel3rmich Merager of the oft ice Serving our asmum Athaigh at S9ra /weal are intendt4 b be Xarate. Streterrint data Toull rot be used for tat purposes ley solely on yeiriend to Mem be. Fan 1099. 5498. I042S ex) when mowing tour to wool ltier or iswaged by Ian to report tore RS al tam le dadends. repent:le non Mob* olvdends ad moire aeon maned on securities held n your Keane, net proceeds on sale tranUcto:r6, aid cost baisoncortah oared Warhol Camatoicellona with the Firm • please rertalforrn any oral OrenalCator6 nnang to furrier awn your ram abiding mingles under the *warm WM( Protemon Act (SEA • rf tus Omaha instritaion air. top kat of the front of an suarneni is not MIS FiaboalSeevon, LOS Peoria Setteesaeries yak' accou'd air:leafing broke by areigement vat the indicated million We Informed sou a this retitionship r.hen you opened stils aCeant In this raw, per funds ant monk is re looted 2185 Fermat Senios aid not the Yfroducag bootee aid you arm more a report of my ma or omissim to bath en All mouncoutereas coal be darned Ceerolne Ord arose 6 rco obtatei to n ratio wdhn 60 days • Pleaseding custerner carob' ' ' to Oro /nen /aline X or Ionia. at I 800AM to 6 CO t admilay throuyt n ly, a In rang tO LEIS Finanha Seneca Int. Clans lcWion,Dpnnnrn. PO Box 766 Union City NI 07(37 • h case of enema aregons atc an an ekcoonc kinds orange' 0771 Di Star dita card trosachoes call or note to LOS Friancal Wives he. IOW Harbor IMO . 6th I bat Weetokket N) 07086. Ann !nada Servte: Cal a water soon as puce dyouthnkywr steward or recede 6 swag adieu need mole neonatal Loa orange( on the gamins or react The Fan a Card Mow (as lOble) mum hear tan you no tatir thrr 60 Gays alter the frmset you the frit SIXernent on nturh the era or pro's's", apart - hvaily as nine ad accoint number (II rig - Describe the PTO. or the ranger you ale ware aloft aid toga as clearly iris On why sou Moe 4 is al error or hevy you need awe nlanution - Proade tie dollar amount ate sowed over theFinnor Cad Murat Meseta* mar cambia rd will moo arg toot pronotly illownake al term payable to the Furor the email aglow adored on the Iron of this statement h aide on to register ascouit fees. axount may be stag to mow:nano em charges for mepayment for socurce: pumas and Osage; for u-pad nuts n cat XCarrtS AccourIS Ora Ye tried erred 10 oii niteutal$ :nay be labia to a ranger fee UBS Sweep Ophms US$ offers °pros for sweeping cash batices, basal to bank dtpoutS at MSS Bark LISA NAM AG Barka Wogs (Bark Sweep normal in:eerymarket attar hauls (Money Fu -4t the htivational DeposeAccont 00Nfor customers MO al rnemaional desoace Mmagernent Armor thicugh the Bat Sweep FrOgranS, cam banes re swept so WS Bark USA is It al estalormed LW and then to LDS AG Starrased Brand, a a Matey Furd Deposes at LOS Bak USA are FDK visaed n accordance with foe; mkt For non Wcrmadn p ease vat www idto goy Deposits a CRS AG Saaord Bards ad Mares of Monet hods renot asure3 by the FOC. Through the DA. avabb.10 cah bastes ay Stript to depot. aCCOurra a UK AG Newyork Swish and CRSIG Carman Boras Thesegeposits at not roved by Oa PDC Saloceshekl re the LOS AG Carlin Binh re telealeily Opined 10 the scoregn rig of theCarnal Wands and Mere h ro guar./moor other ob Spam of L$$ M3 to repay theDraw thee on the LOS Capital's Bears boas Deposits a CRS Bat USA and each USS AG Brach TOW piteected by SIC MoneyFund Mies are protectedby SPC See 'IBS 'inmost Severs Account Rotation' Mow Van you Mao, barces n tie Sat Sweep Ohara or OA mote wttxtrn aid sham of a Mmey Fund maybe liquidated, aid the proceeds returned to purr you Wait an lacMI furter nlamain tout tattle shag *pions. rmAng anent Omen rates ,rd pegs. n .it** a wave WSs iron your lexical Armor a by canng U.S Rearm& Soaked mann mhateetion The Finn kat...Whet of the Worm nada Protection Cotorahui (SPC), %Mir protects monies maims of a mentors to to 1500.000 lagading 5250.000 for gams tor cads) The Slit we cMccetaitimt *Of to ail mains trOrUhOld n a particular coxity The Fed together web orlon Al Wats. ha also pachetd :teplanceeal prolocion The rnainuin anent payable to all 904 china alba-half undo Mi; protection is 550) makes as of Decease ID 2013 Sara tote poky anditiorn and In mores oh at one Fern 4 funhEr protected fof up io 119 mike a tie aggegae fix all your axotnis held h a pater, capack A full opyol the poky eardng 6 Nab* upon rerosl The St( prefect:0 red to supplemental proefacn both do not app) to • Cenairanaxa axes controlled brand rmused arms mecum value) but held away fromitil$Finalor Sown (eg . coal Wean ZUBSBrt (Dear M LOS AG %armed brands Id) esuraxe moans. n(1,4•19 %arab* monies ad 04 twos of mutual lands Have win snaps re tiptoed dock a the nine Oi the Erma hallo on the tasks rid records of the ;pliable two or urger egret • Corwin ereeireni conorats or niorneet merest (9 9. Sewed paroweshos and pricaeptaments) to arena regisiered armee the *Vial Act of 1933. and • Corrmores amnion (e 9. fore9i ermango and prerus metal anincr &LIN f ores comregs and cemtaddY Whin contracts The SSC protection rid the POclargnal protection do not roar to these assets eon if they otrmase anger oar summon The SEC protean, ad the Appa mmt protection do rot project ,gang Mango lithe meta fake M yoar evestnentsermether as a result a mato moment. ago hatruptcy of otherwise) More WOMMOn eaaiticWon newest You may *bun arm nformation aocigl.ilem i s.agIng the SPC Brogue by canting SIC at oe by Wittig tie SIC arebyle flows ape (WV Cikaleni pMammmMgram OR/P) the ace reneged in roam pace You may Own the actualage how your Firama Ade oor Cosy whole dwes are poutased mitt OAP. partial Mies will be sold and me cars roil be deposixel n you accourt The a/and retheStnere pole tippled by the is may doe from the mates roe a whin giepania goes it sold Cask-Milieu Gil% Mule unts my be held in yOur axotrit fsou re entree to arena ane as a mato* a dmilend parent or ore-wit tie From wit ether *1 partialness make rice a aria an row detellahal by a092HW thong agency. andcede you account laves/mem eblealves The Mar:Vent chicon, ander purl share speck to made Jahn aid noir wry between )teat arm le e lam pYomptY n tying of any ugnicant range in your fnanor stucco or neesurkrm alarms For eadt armoire hell you choose one of the fo lOving remanent °Wakes • Peaty Gann: atone Ineetentnts wain; Ow genial iso of I-comeonly • Area Cipekhipplawon arminvers waking own a pracpal rah. than In? ger-Serge of Men? • firechceCOntesenon C7mmrne and CMOM0SM0nen nanownis teeing both Oro generaion of Mono aid growth trd prnaPal Ovwell tisk prelims • Consecrate Sets to tenet 'ilia pc tidal web et risk and v0li lily 10 the account overt. our d ma means the amount does net diners,. *gimbal, illOart Of Man, Od ear nor keep pace win inl boon • Alberta Vining to accept tome nrrA to tendpal ad tolerate sire aria My so seek higher roma • Aggressor Ming to accept hgh tin to trnCpal ad hgh Watley lo manias farm Mee tine Statement teusehekling" We may consolidate al retard eCeOult Stat.:01MS wRI the ant aduress in the sane enutiOpe ACoorres may be related for this ramie Doane they haw owners who in mantra pat award rilaionshps will warn dents at the sally eddies, Tie pence 6 know. 'hotsseholdng • se sou pie to rerme imeikaal A/torrent, mailed n sea* CONFIDENTIAL ervelopes —sou may gore houteholleg by cling your Enamel Advisor Friona/KOWA& name Tee Dainty awn none ref kas idarration that you morel on the Fres rine homes webs.. It is crmoinizable ingerume chain by you at az6t you wth your reCtecatiperg It by no kgr effect of. pair sacrum Yea on Oblige soy FNMA/ atealt nano through Dane Seth es a la °among you Franca Agar. Mown% *review • value of sca saountrpxilcod No of asses and liabillteS • Asset InaJde talkie cab braces feign la roityicTod warn, (ort rid Gebel Tree Deposita unrealized marks to mrket aril eaten Mete net held by the Fan Does not ectideunpnag smaltegassets a dte end of the pray andwrest steerrem pooch. a Wow hastmerlse unrested itor col exis at/ earchible stock opium • Crablees Wades debt bagmen. °Asmara mrgn knits. code ale short accoum brawn • Casbaronty barman Tar of rolnarsied aye/ablecot. baron. Om WS Bat USA deposit baron (.RS AG Sufficed Borsch depose balances "Mooney mrkee mutual laid sweep braces. a the close of the statement pen:4 ormommodity he ask barges h you acoom are not segregated from oho balances and tee Femme use ad a these feeds n ordiwy came of real ese funds art payab* upon yur demand Thei total 6 farad in the arra,• pni7d dos eg aka Lending information Fa deta.M Mmaion on the rn'S *MN p• act ms and dictates, Sato puCten Ran be yip loyennall or Accomt Agreement and the General Tin ad Conditions US$ Stamen% of Cade Practices ratable n Arne:welts m Ce..acrure5Jlategiabj, Yourourats Year Statelltril On SeCulterS and Other a/Wsheld n the row a the end a the salanint period You may foe &rimy of July pad *writes ar am tine You may recere seasess used ban collator Or Paw).atlinr balance are On them My wanton transform to the dishy the sutomers period am hood a sweet mho as ol the led of the statement prod • Cost basic h dettenhng the col; Nasally searmes staged n this garment. Watrtal ndLited wth meter -1. ' LEIS kerma Servcesha coed on information oblaned flan sources other than LOS Finocal %aces. naming nformaion Iran rakes Iat or teat you may Are provided to your rinancol Mesa the Film does no nattrldently way Or guaranteeMe nay a dairy of any itormaon provided by sans °Maras USS Parcel50MS in addrien although MSS Nana Sakes genoraly updates tee trom/ado as c 6 wetted taint 404i rot prod& any roam that she Moat vitt 'COSI and 'Unreaired garbs,' is agmae a of to die of this garment As suet please do not rayon this irdorma im to make curdles' a sae adzes lee la purposes a crnatere ACCcalb trailtnol to thee ern mayreflect glass nlormarm oily for two period time theyamheld X the Fire Morehiworcsl nlarnatiOn cm be added by par FirUna.6 Admix • Unnialhed gains/boo Whom data 6 trait* estinased urrealced gardlosses re calculated fa SDNY_GM_00023474 EFTA_00134094 EFTA01275865
Important information about your statement (continued) ktfraithalsearity lots The tativregn data fa i-diagbal lots maya may not refaer comnksank dragesand« seamy reorgenreatit mein Dealfend aid Meer remeamern lots and frtornalic puedur.0 lots are oat Witned to &Clay one a/rased lhe • Wade dz.' «Ism peasants the «gnat salsa ll« traledate • GANN moritiot Bonds and Mated STOdi that the Maw colt for eaty reelenpom nil be selected rrpatiater by lot tom among al secants of that as hind n our name a n toantwen ass ler «X dents Callease tomatar is «earedfrom tad pawn and ns xoraa is not sanded OT« call I eattses may cos weigh could alert mkt compete NormaOn aner IX provided cØ rnalo • Crakcatas of *posit (ars) (Ds as PK nued up so $293.090 n Moose and «mad nttrest pis depositor and pis clspowlecy mlitilicn. h =Wan» with SDK indes • ~halts Pnces &played fa imam inl otte produces istat be inter a brie thai the mix nal you wain Ktually Nome in the make, PrCeS are °blared from valso{ tad pay sources weals we balereto be NNW but we do not gamin eel' aaasacy - We "way me tel Winnprise whew *rabble cc tel mean or te tol aid ask picas fa Isted assairCeS nd *pans or on k tad prom tor OTC avlet - Les tøny traded warns: may be gad tung vatsar moat a tams roam aria we teamed aid rnm nol reflect an ado. matrs enror Wax - Cenanpostions massages- wilaut pna and roll show z 'price was not ratble' if we anima* to Obtain a Bode for a security - Deposes a Wanes denainaN n darencies Other that US dollars as rot acted a tel eel h 'Se ds of the stamen! date - For «rum sentries morg 'anon-ant:4min deromnatom«ce aid quality dace value) may hae been Named» Irle.ale Fropetvåbx4n To obtain omen: qualm" Wien marlaale max yos Fa-sancta saveror • Men learearnema and gradatedprods« Wale -minnows :aunt Crtchdrig disci sozWpaion pagan aid real estate ratanen[ Man Mantel/3n Structured proidaas straw., hghty «!fad (Main neuctsod prodrot hat no bom readered own IM ~mt. and EinliaNe Lommesin a underand state seernes lad We prow» estmaed dads la prsvate nwitmere seerroes ard levant, produps eor Marina cnalpuoman only Awaraeyd rot gatmad - She» vaueS maydifter stbsurnally from plan It a Nigh waste mestmen weary« structured posse ens be tour a sad aid do not nocessnly monism tel sale you may ~re upon Winas^ - shed pas «ern...5 of via art as of a ran dap aid are stoked lo l s Masai Sensors on angular biros by an Winn:Sent saltation Inn 9OnniPan‘intSWISCor Smaed valen if ty. are sxpled to te Fim by the Wier, general pain« ia (pas« and may be °la-elated Axed at shlfwent WiTation from that used by thtd pan is to do/Wethee estimated vast; - You cal seta addenda rdcrmaign regaling the mehodology used to determine tel «mute of via and the date of the hfonnaon to is the base fa tel entente by antadhg pur Pnaidal Addles - enha party ...mated vats may be reflected as 'Not pincers- n metal wawa% Wen an 'arsepenfent valuation Ion Anent Applied a d wade to assign a via varep beano ware tat a mart« and ha. ~Nth» may ell a awisusly repond yaks #03 eitleabn. a whin a sal» rastAd be hghly Speculator2 duo to to Glue of the seamy - Then natha an Ewa general parurer a Vanier estimad vasen« a rekpany 'ars vanis prowled. the vat of Me study ad Declarer's* Mtn Ps podia* pia - 'NSW:6w to MN' may inch* merm of cal. mare a both - • Corra Vat sue' reXeSsitste caul ollms pine par mix a-.5 may not meld yetr cos bark • hederad securities /danced wanes genteelly are not advent aged for mask lak t/BS hunted keldos uses the matt precool to esersuktod stod of the sad «ware touted vaks for the reargaed ow« Bor papaws of This sztacemosy To the edsml 4så astrkted darnel are elgara lot sale. Medlar rewind may be wenuntialy less Than the inverted wild shown • In. Nairnatars) tams strmatyitelds and rats. An Misse or mewl name is based on cute« clanked aid Emma rated awning ew acuities will be held tor one yea from siaterturd date a isis mammy This *senate d rya guninne. accuracy and Omtnued name se not 9i...coed - Est :hated anus income and anal yie41 for awn 11PeStal secs inn woad Mute a return of ochrsoa or cal gains n sett Cale the pst name tanamens yekb would be wanted - Estimated anus sworn. nd anent yield aid the actua adore and awed night be awes hgher Mae the estimated morns - Arverute of ~Iced name (dvidend anrsor «test) dulled byte a« make vat/Yana> balaxe a Wed Co the la2 dosalnd or mores paws« made by the as and mimes dit seam Masora, yell be Ned'« one dar Man the stat rent dap or wad milady Acaraceraid conlemed red ae nO1 guaanteed • Mauna held lay ISSItinanrsal S avian Conan Marrs are ent Nn bydetun ad not *ten the fats possess«, or arsvol Mad assets re 46plawd en yam Valeliten for inlawaronal ~song Poingris and salts premed ae wended byte isseng lien UCS ~erg SWIMS 4 not rwponsblo for this &pension and does net gantlet es deacacy these assets aen01 warned by SVC or Tr Forts supplemental SIC coverage • Savants *sing and arsdkbnaleempensatlom - ei adenine to comenissom on sales ard 12M1 lees nowed rri connecter, with the drartulon of nibier funds to our dents we aura or alias recape renrue tam; palmen from aau haws and« Nihon of the manual ands fiat we sell These motets arebased on two different acroonents IT* moues el sagsby IRS ed a parteNW mattal lund lawn to otr don's. and Id the aiset vatreol a pamailr (rum' fund fantyl tomt Mil a tel Ira, - We and or agate and readee rendang ind ormetosprowsung lees n corralyeaton for transfer agent sakes nat we proud. to rhentrual funds Shine lees generall me pad from imenor mots is the mutual hand end ae a thad delft anaum bawl on the rumba of ~is at tie tragic-dear holdingmutual Itrrss of to find lanik - m Mt on to commagns 'mewed m arnecnon wan the %Nor darbution of armory cortaca ad sit iiir I units to cur detes. he mice our Mate rase remits thing OW-Perlialtn from mantel te manna, sorrow,: Ind/town; the acuity calyx's aWifsen of rho iwtaniar corrcw. es «sponsors a taunt ~nit INS'S svP *White - Ott allilateS also receMe Waling commbwis an1 Mee ~talon from wade lends and *minx* OxrC,J1its vtiost procixts we di,. but.? - We «wive as anise lice Pan elfS8ask USA ail UBS AG Stanford I/radio, up to RS per mount sneping to the banks «KM the Lenexa Swap Pasant ASA, kdomattan regardng emendere red ethaMarrs mound annemon wite the erection ol tale& reckedrg co bon basdorns has been marled ce Ørentons preanng land-led to you. aid well be pm-iders to you «mink on roduat Short selling It you ae engaged en tort sehgaaearity you may nos a (agede to anal borrowing costs bertha palgula 'snony Open .NM Regaling OPen « '9000.1i1CarKelkd • orden That NW net negated by the staernern dad open boy ad fell Step orders re enlaced by the annul" of «Mends rgNs on an oyderidendsor angles date man entitled «hewed by you You ae reload* l« orders that re emated doe to )0., labere to canal emu's open «den Tax witherlditg en faserbutions feet UK financial Saving IRAs leaser tac kwrequres l85 fmadal Seates to netton income tar from yos umbra as &Minton tut you may del oat Iona,' :wane to WWII or. instead. you ruy den to have la ~Mc a arne or re a lied anoint as you loose Ye/ ~on tuer warn n ersectunt. retooled by you You may Comae laureation a ay Ono by maing anew Marten If you do rot had weigh hamnip tar attars Van 'Cur dartuliOnS. you maybe resonate la the papnom of ettenxers tat you may nos- pen am d the mores Meters and your estimated tr patrons re not Naar CO you' tar oblNatim Privacy To obtan a copy of sera men Caere ditty "mice plat contact you Fnatialaffnfor «rife ow ?Anna at ymnv uncpmemacwrotry UBSFeuatcial Satan is not a bark The RIVA. &mss SeevaS ACCOSI BSA and IRMA as bock «age axons ands made access to bat no ~es ars produas ttrough nage netts MT /faxed brats tel other thi . parly basks and pinnies atom to Mtn ind soapy popas ewers by urea dated tied party Moran, compants trough mastert agency subsea-yesof uaS Amanda Savion atc Indammt. mace andannular products Hot MC haired • No bat* gatmen May lam value RMA RSOLICe Mx,agf own Accoest Business Worm /daunt BSA. MAA and nternabonal Redoes« lattagaran CONFIDENTIAL Acton am registered servge mats of UPS Friantial Services irec VG Sgnature is a agitated service mark of visa telenat crial llatS inSa Signer OW Cards aid V% Vdd dted cads ae issued by ll(3$ Bart USA elk wonedson from Yea USA harpeled UBS Financial Servides Inc fin 201407 SDNY_GM_00023475 EFTA 00134095 EFTA01275866
UBS LIBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Ctee70057,547650315 v1 0 Account name: GHISLANE MAXWELL Friendly account name: Incliv.Checkitar Account number: Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Questions about your statement? Call Jour Financial Advisof or the RMA Resourcetine at ROO-RMA-1000. account - Value of your account Resource Management Account August 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 on July 31 (1) on August 31 (3) Your assets 13,906.90 5,261.64 Vlsitour website: Your liabilities 0.00 0.00 wmv.ubs.conatinancieserecas Value of your account $13,906.90 $5,261.64 Tracking the value of your account 1 Thousands 716 4I iiiiiallitillialellailli3 /4 "Inieees3/444, 13.9 5.3 Dec 64 102015 Aug2015 sources of your account growth duriag 2015 VA* of your account at year end 2014 $71,570.66 Net deposits and withdrawals -366,31981 Your nvestrnent return DM:lendand interest income $10.79 Change in market value 5000 Value of your octant on Aug 31.2015 55261.64 SDNY GM 00023476 Member SIPC CNP700CCOOS76476SNe7000193698 COMO OBIS 030575004 Y123576%0000000 ►age 1 of 8 CONFIDENTIAL EFTA_00 134096 EFTA01275867
SUBS Resource Management Account August 2015 Your account balance sheet Summary of your assets Value on August 31 to Percentage of your account A Cash and rrxmey balances 5,261.64 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: Friendly account name: Ir 1 Account number: E Non-traditional Value of your account 55,261.64 Your current asset allocation Total assets 55,261.64 100.00% A Eye on the markets dex Percentage change August 201 5 Year to date 58,17 500 -6.03% -2.88% Russell 3000 -6.04% -2.61% MSC I - Europe, Australia & Far East -7.35% 0.14% Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45% Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may indude available cash balances. LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% CNIA00000$26.4766 NV7000193698 CCM 0315 030575004 v123576550C0M yGm0002341)gge 2 of 8 CONFIDENTIAL EFTA_00134097 EFTA01275868
$UBS Resource Management Account Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred out Dividend and interest income dosing account value Account name: GH1SLAINE MAXWELL friendly account n Indiv Ched4Car Account number. August 2015 (4; Year to date (1) $13,906.90 $71,570.66 0.00 34,522.26 -8,645.56 -100,842.07 0.30 10.79 $5,261.64 $5,261.64 Dividend and interest income earned for purposes of toss statement, to sablty of interest and Osidend Income has been determined from a US ten rePonirg PetWediee. Based upon the residence of the account holder, account type. or product type, tarn interest endow dvidend payments mat not Do subject to United States (US) andor Puerto Pico (PR) Income tars The dent moot* statement .s not intended to te used and cannot be relied upon for tar purposes. chews should refer to the arcreatre lose tenoning forms they receive from UBS annualy, such as the foam 1099 and the Forms 480, foe lax reporting information. n is the practice of UBS to file the iCitkatle la reporting loans with the US internm Revenue service and PR TreaSury 0e0artfrent. and in such forMs accurately nasal), chic:lends amore interest as la. eekrept or 'sot* irCeme. Please consul! rag inixdual tax preparer. August 2015(4) Year to date (I) Taxable interest 0.30 8.86 Total current year $0.30 $8.66 Prior year adjustment 0.00 1.93 Total dividend & interest $0.30 $10.79 Cash activity summary Your III nandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month lot deists &dances in your Sweep °pa ons are includedin the openng and closing haances eau/. FDIC insurance eisclier only to deposits at UBS Bank USA, not to &pouts at UBS AG, Starriord BeariCh or bank deposits paced throush the UBSInternahond Depose Account program SIPC rote( hon applies to money marinet sweep field hi:kliegs but rot bare deposits See Imaortant inkormatinn about your statement on the tat two pars cf this document for detals August 2015 (S) Year to date (1) Opening balances $13,906.90 $71,570.66 Add/bores Deposits and other funds credited 000 34,522.26 Dividend and interest income 0.30 10.79 Total additions $0.30 $34,533.05 Subtractions Checks and bill payments -8,49408 -99,463.82 Card payments -151.48 -1,378.25 Total subtractions -$8,645.56 -$100,842.07 Net cash flow -$8,645.26 -$66,309.02 Closing balances $5,261.64 $5,281.64 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $20,651.37 Closing UBS Bank USA Deposit balance Aug 6 113,310.00 Number of days in nterest period 30 Average daily ba lance $14,117.42 Interest earned $0.30 Annual percentage yield earned 0 03% SDNY GM 00023478 CHP7C003305764767NP7003‘586980(033 OBIS 030575004 Y123576SS000C000 ►age 3 of 8 CONFIDENTIAL EFTA_00134098 EFTA01275869
*UBS Resource Management Account August 2015 My Choice Rewards Points from UBS Account name: Friendly account name:' :- Account number: Rewards pants are reflected as of the 26th of the month or the pro, bus, ness day of the 26th LS Is on a vitekeraPoliClay Reward. pant actraty details tan tt found on wiewubstorpronanestrexes August 2015 Yea, to date Opening balance 3,467 1,433 Points earned 138 2,172 Closing balance Your investment objectives: You have identified the knowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about )our statement at the end of this document 3,605 3,605 Your return objective: Current income .8 capital appreciation Your risk profits: Primary Aggressive Investment eligibility consderat:on None selected Your account instructions e Vow account cost bast default closing method is FIFO, First in, First Out. YourIgnanciel Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CNP7C008005764768 NP7000199698 C0008 0315 030575004 "23576$5003taiLYGM000234/IM 4 of 8 CONFIDENTIAL EFTA_00 134099 EFTA01275870
*UBS Resource Management Account August 2015 Your assets Account name: GHISLAINE MAXWELL friendly account name:Indiv Checkkar Account number. Some pnces, income and current vanes sham may te Epproximale. AS a kit*. galas dad lOsses ma/ nol be accurately reflected. Set wporunt inlomabon abour your statement a the end of INS dxumem fOr more infortnason. Cash Cash and money balances Cash and moray balances mat include avalaale cash balances, UBS Bank USA &root account balances, UBS AG Stanlord Branch ckpovt account balances and money masker mutual fund sweep balances. UBS Bank USA OepOsit account balinCeS are insured by the WC vat h n applicable limits, but are not protected by SIPC. MS AG Stanford Brant h deposit account balances are not insured ty FDIC and am not protected by SIFC Maley market sweep balances are protected by PPC but ale nor insured by the FDIC. See the (warrant information about your statement at the end of this document for del arh about I hose Sanas. Hddng UBS BANK USA DEP ACCT 13,906 90 5261.64 250.000.00 Opertngbrlance Cloung tulaxe voce per that Avenge on Aug 1 (1) on Aug 31 (1) on Aug 3I (S) rale DnIdend Interest period Your Pi medal Advisor: SCOTT STACK MANLYLE CASRIEL Days n period Cap mount (1) Your total assets Value On Aug 31 (5) 7erCenta?? o COP Estimated your ac0unl oass annual income (5) UnreViZed gain Or 1055 (5) Cash Cash and money balances Total $5,261.64 100.00% $5,261.64 3261.64 100.00% 5,261.64 Account activity this month Date *Moly Desorption Arnaunt (1) Dividend and intenestiecorne Taxable mretest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 08/0915 0.30 Total taxable interest $0.30 Total dividend and 'merest income $0.30 Check rioter [Me Description Amount (1) Checks 001038 Aug 7 YACHT CHARTERS OF MYSTIC -2,993.75 Total chocks 42.993.75 SDNY GM 00023480 C HP70502005764 769 NP7003‘98698 0003e OBIS 030575004 Y123576530 000000 Page 5 of 8 CONFIDENTIAL EFTA_001341 00 EFTA01275871
SUBS Resource Management Account August 2015 Account activity this month tontnuedi Bill payments Account name: GHISLANE MAXWELL Friendly account name:Indiv Check/Car Account number: Your Amanda( Advisor, SCOTT STACK MAMLYLE CASRIEL Date Adiuty Descnplon Amount CS) Aug 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98 Aug 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE 40.22 Aug 10 Withdrawal ACM WITHDRAWAL AMEX EPayment -4,541.12 Aug 21 Withdrawal ACH WITHDRAWAL Saks Retail 362.01 Total bill payments TiansktiOn Posting dale dale Descnprion 45,50033 Amount Cs) Card purchases 265 Visa debit )0<X° 3536 G MAXWELL Aug 12 Aug 17 ESPA CORP NEW YORK NY Aug 12 Aug 17 FOUR SEASONS BEAUTY NEW YORK NY Total charges 113.80 142 00 $55.80 Crate Description Arnowit (5) Card payments Aug 18 CREDIT CARD PAYMENT •95.68 Total card payments Hinman Penne°, cue Payment Due Dale Creel' tnt -595.68 Avertable Citdit Urt Outstanding baits-Kt UBS Ksa Signature credit card(s) payment information for September 23, 2015 163 24 Sep 23,2015 535,00000 S32,95890 92,041 10 Tnis credt card n enrcaed in UBS Pay Credit Cad feature and vAl autornaucaty tie paid Iran your aCtOune YOUr payment is scheduled to, Septenner 19, 2015 We provide this inlormalion on your UBS Visa Signature credit cads sdety as a ccunesy to you The UBS visa 5gnatur«redt card and account ate issued by UBS Bank USA. UBS Bank USA sends you the afloat stalement for this account and you shotiO mate you calmernatccedng to thed instructons. We do not include your outstavaing credt said baiarce in the value et you account with UBS FinarKial Sennces Inc CNP7C0C0305764770NP70C0193698 03008 0315 030575004 el 23576S5000MgyGek000234tAge 6 of 8 CONFIDENTIAL EFTA_00134101 EFTA01275872
*UBS Resource Management Account August 2015 Account activity this month iCOntinVeth Date Activity DeSOCrbal Aritunt (1) Money balance activities MI 31 !Maw forward $13,906.90 Aug 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0810915 -597.20 Aug 7 Deposit UM BANK USA DEPOSIT ACCOUNT AS OF 08106115 0.30 Aug 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08/07115 -2.99335 Aug 1 I Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08110f 15 •4,541.12 Aug 18 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08/ 17115 -55.80 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08116115 -95.68 Aug 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08121/15 -362.0) Aug 31 Closing UDS lank USA [Minsk Account $5261.64 Account name: GHISLAINE MAXWELL Friendly account naine:Indiv.CheddCar Account number. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASNEL The U8SEam USA (nom kcount Isyour primary sweep COCA SONY GM 00023482 CNP7OOMOS764771M7003I93698 00008 Ott IS 0305350Cht Y123576SSO 000000 Pao* 7 of 8 CONFIDENTIAL EFTA_00134102 EFTA01275873
*UBS Yournotes E. ...mew.... CONFIDENTIAL .e...........,,...e. e . e 'eke EFT,001.3.03 EFTA01275874
Important information about your statement /WS FirancialSonaes Inc Ow rim or tairS Feiner Smoked. is a minter ol al pirkpal scanty. camloday aid warns e4varges uB5 F iJ1Nl krVCes and UK Bank USA Mired subsea:not u8S AG and aletlion of ueS Swaim LC Sheens's fnntiil AIKCre if ~Lab* upon repair She ?Ms weenie offices re a LOS Fewcial SaWas Mc 1200 Halsor %and shmheaken NJ 07086 1116 Slatiteri represent. extbrollcistreceed of me UBS Fifiridal Woe, 3COlunt Other ree/fdS, escapt olloal tat doomenm. conuhng coneeng date should no, be abed upon rl you beam Maw rs as once or ram Weaso noon it madiaaly n wmngro MeBranch ~pa of tie once smingyour amum AllyeNgh al prom twin are intended ost bean.. STakerni daa told rot be used for sacpopes., Frey solely on yeatend la arm Font 1099. SAWS 1042$ etc) ohm peepaing your it mum She/ im is rotund by law» neon tote RS al tam le Mean& nfpontle non Wet* dviands rid tare nun tamed on secuntes held in your aceourr, nth proceeds on sae trarnactiot, and cost basison certain wand smote/ CAtilielliniCatiOna volt the Fern • maw reconfirm more Oanev1Catons *mug to furrier prom your rigie ncbding ~rules um« the ~Ms Mews Wotan Act (WA) • dtefruda insulation on the up WI of the lam of this suommi is not Lineation/1 Somas MS Frundal SerMes aeries your warm as delete trek« by meigement rah the retcated tauten We Wormed pu oe thoretniontp Men you opened tie awn In this caw. you &cif an! temt nes ay, Mad X VIM ~oaf Sires std na th? etroducang baker rul you roust macaroon of my era or omoslon to both Wm All =Otte starers shall be deemed COMO.% red acar ate d na oblarei to el vastrg van 60 dad • Pleasedirect cutiernee °moral ' to the ten: Cl '0wen, X or talkie at I 800AM WOW t Monday tough Inday. oe n *tang to u85 manta Swan 11C. Clml Relations Department. PO Box 766 Unon City NI 07087 • Si of mesa cramons about an elk-conk *Ms trans« (BT Di Sett dobb card transactions, call or ní4 to Les enamel Serapes M. WOO Harbor Med 6th Ika. ~Akan N) 07086. *an IMAISSA Sennees Cal «Anew soon as yeu can tl >outset yaw mamma recept 6 wrung or el you need menie orrisroots, ' tout athrofor on the nanol or recept The Fan «Card tow (as Xi) liable) mug hear Iran sou no later Mal 60 dais alter the fro sent you the ere mammon Ma she erna or problem eppered - Roue you nine sot =ant meter fil arp - Desaibe the error or the a aster pun ae mitre god aide:gals as deify a yar en My you berme n n error of My you need (Mae stromuien. - Proáde the dollar annum of te swelled wet The Omer Cad tea vel emotivity:a carplint std MIImnM any «tor prornatty Prom mob? al Meeks pays. to the Armor te hnMi1 mamas ndcated on CM front ol this daernmt ake to regukr aaaint leeg. aloud may be mime to mom:name fees changer. lee tae payrora for sesurcer purchases mdchmn or owed anoints n can =ants Accounts ma are traWlfrred 10 olio," nitCutOnS may be ape to a under fee UBS Sweep Opt:am VBS.:triersopens for meeting Gal batmen basces to bank deports at UBS Oat LISA and USS AG Stardom Watt (Ba-k Sweep nocr.rns1. moneymarket mutual finds (Money kale and the harrutiona Depose Accomt (OAlfor antOrnerS with as membonal Reduce letauganent Aconite IhKent. Iht ES, Sweep nOgrans. car. balances are swept sy WS Bark USA up so ri egad-Mod lenn and that totes AG Stairiord Brauer ea/Amy Fund Deposes at tss sat USA are FOK muted n aCCOrdarXe with fOK rules For tat isfennawn plate nut wow Idte gsv Dever; a Ufe AG aateoed Branch and dates ce Mae Funds renoi enured by the FDC through the OA wadable to ca times are tempt to deposer accounts a WS AG New York Brrch aid (BS AG Carman Dare, Thew deposits are ne naked by tee fl)K Balanceshell a the WS AG Cason Brach re terpowily ..posed 10 CM SOeire•On ria 01 CM Carnal IPandS, and there h m guarantee« other oblcatim of ILISS AU toleren the Damon who on the LDS Caymats eras boas. Nooses at LAS Bat USA al each URS AG Branch ammo on:40CW by SIC MoneyPond heres are dammed by SPC See "WS einmed Seams Account Rotation' below Van ma rawer balrces mete Bale Slat Program or OAmaybewfli0aanadtaesofaMneyFM met be Aoudad, awl the psocteds returned So yau or you' ~es rearm rum« Menturin tout amsitle map *pions. neudng omens intneft rees ad *Us. 6 nit** at now stalt Iron your 'flatcar advisor a by canna USS Remhol Union mown panache, The Fin 6 a rntecter of the Semmes Mesta Protection eotoraun (WC). Mite protects seaman acorns of es martin tes to 1500.000 Moberg 5250,000 for dams tor oat) 7n, sac Jan OcCticion temt aPPY to al acount$ tkrpuhOld n abanicula~ The Firm tower wen cenan allelata ha aso pschawd stela: meat beesaton The mama anoint payable to all Nigble dire coke/al/untie Mis protection o 5503 mdkn as of ~Mr It/ 2013 SJ:wct tote pokyconditions aid Imams cat at the Inn A further preected fe up so SI 9 milkn re she ~ogre for all pa axotnis it a patiorla repast, Al mayor he poky mang 6 ~LAM e upon ~ 2 The SPC pmteclon std f» sup/Ammar proorecn both do net Spilt° • (man Irma am controlled by (and Mined fly)°, account value) but held away fromLOSfinale/I Sam» (eg. man ft cat 2UBSBaa (Scat ales AG Stamford brands. OD man erotica noticing mob» ambles rid la) shins of mutual Ands sae sufs shags re rietwed drMy n the nam of the amok" holder on the books and records of the gplicablr boor or pride agent/ • Conan inramen corneal/ or rwrannt ~eye g kneed ~ships and avae placements) that ae na registered ate the Mutes Act of 1933. and • Correrodtes contra:n*9 . fangs ram* rid pre:busems cremes/ making Masan= and onwodd'Y option contracts The SIK stroweien and the PaplarioUlprotyabri do not wear to these assetsmen if they othinme apper mre statement The WC woman rid do appktwita potelan do not pined fl ans* changes n the mites rake Of pm newsmen, Meads a a awe ca matt ravEmait. mum ha pay« otherwise/ More Mammon taalt he tips request sto may obun nee Monomial ioot illiging the SP( Brochure by «nixing SIX at cc by nag tie SP( webme name aimed Dérideml pMaamentProgram OF4P) The ace remeed ts as tease pico you may °Wan the atilt:re frorn your f Mosul "boor Only Mole shres are pareed ader CAP. partial shams wil be soil and me oath oil be «coati n you accure Mete:and renwolnerO once adobe! by the issue ma/defer from the mala( rim et Mich the petal ties en sold Caeleirlieu Only Mole ones try be red in sons axoent t you are meet to apatial she as armah of a beidmd psFnml or ccherrehe, to firm wil ether tel panelists" einee wire a accept an room Mewed by a registered Wang agency and cede yew amain loveetnent °bitches The mestmem obecues and net prof Mare spate to eat account aid my' ray between flea afros the Inn pompt' in hang of any usnecam erge in your finance steal gn of iivest~ ob lecke; For each acme held you choose one 01 the ro loverg ~mimed obactms • Rota Curren: mane brostinents whin; te royalkin of ammo only • Mahe CAMS/ esDatemon korepirentsuctino growth prexpal rah. Inane* generator, of name • ~Ste CO rnattasn of !mom ter 1 ChWOJAPPe0rern marsentaus seint' both to geneeston of icon aid srowth d PrnePal Ovsoll risk profiles • Conanute Seeks to mantast htiapigal wth lom risk mil troality to te saam ereral. min dinar mem the mount does not ginaate *plant amnia IS", SW maynokeep pace with irdirno • Amtuar tang to acam some ra to Yerrini ad »arm ~alai/ay» sot higher weans • Aggrnlabe Ming to aoaept hgh rrsiltfl~ ad hgh .0 WMyw seek.» reeums wee time Statement housieholdior We may ansoklatt al retired acomt statements with the urn* aderre./ in the sane envelope Aromas may be read foe this team beam they hr.* omnen oho arm maintain pm awe retemonshps wit ets cants at te sure aderess Its peace e knows as "houselsoldng • d you weer to make intake miternents nulled in awn* CONFIDENTIAL avottn — you may ~VW hornet Wag by Gang your Frcno4 Adrscc Friendly account name enenly accent none reflects rdarraticn that rt, entered on the HMS online somas mbste It a a cuitoinizable 'n•Srum•' dwarf by you bo aót you ea your reccolcipno lt ha no *ga effect on wkr xcoum Yilu Can maa» max Frerary Waal nanes. QirouJft Onlne Somas Or ts• °among you enamor ~be Account overview • Vabe of year acourdeparecno Nadasset,dnd liadlnp • Arab lnClude Seattle Cell balacel Man lor restored ',curb, (ea ) rid GlobalTime Deposits unrealized mats tO ~Yet and Petal a:GOOnot held byte Porn Dom not ncledeunanced seatelasses a teen/ ol thé poor andunmet slatenen periods a Pewee Moomals, urvesred sled col Ms red meant a ska. ophom • Ciaakres »CladeS date b31310K. oulgarldna ~gel bat credit Mt short moons Dames • eataimmy times Toes of inine.1ed suatabbe cat baances. Aka 185 Bat USA deposit baton UBS AG Surreed Branch Wpm balances aid maser mate maul hod Sweep balsam al the dose or the statement woud Nontommediry freetledot baltiOn n yes amount arena segregaed from arcebalmas ald tee Pommy use asy ce these krds n the ordiwy ast its banns lhese funds re paktbk upon yea demand P total a indite! in t C arrant mead doség vak» Laming informatim foe detaWl elorm don on We F rn's pm"; p.n.>, and dn.:lower Serie youClem Rea Cap woman or Acatint Arran: and IN.General 24M5 ad COnditOni U45 Stamm of (NM Dachas watable n 4~1 zed Circiccure are. , riontre-ne,Go no 'no Your newts Yea statement mimes sautes and Other 311(4S held n the account at the cod of ere unman( period You my at foe dnreffy ed keypad maim a any Wye You may recem senate:used a ban collreed aller pasent' w bake me on teen Any fezunton traramed b ino clang de summers period are heed at main whewol the enfold. ~Men? pericd • Con bast rt detwmtng theme bases of de senates intluded n this statement tame indkaer3 ores he number '1. ' UBS Fauna ~Om reed on «Own/aim Weaned (ran sources other than íA5 handdl acmes. netudng nlarnaon Irons maw I in or ta you may Are pee/eater to your financial Mew The km dom not hilepondente way Or gaaf alfhe may er Micky of any ~maim bronclid by mums °tartan ttSf natal States en addeten Stough UeS Fnandal Sam gontaly updates t6 trammel as t A receued. te Mtn does at (made my aZkralOil Oa she elf «mates under Cost basis' and 'Unredited gailliass' is Herra a of the dew of MA 912401.411 As AM please do not rayon this erdormalian to make curchase or sae ~sons. la tat impost a minim ~nu trawl«, of to the Oa miry reflect rib» Moments oily forte pored of time they re held X the Fen laorehieorkal relOrrOCWri cm be added by you Firunall Mar • Unnaltud gains, Mum thin data o ',WON naiad urrealeed gandlosses az calculated fa SDNY_GM_00023484 EFTA_00134104 EFTA01275875
Important information about your statement (confined) Miricialseante Ices llse tan :liondata fa irdiectal Ian mayor may not reflect cc mitsron Chagesaor seamy reasons:ado wenn DIritend awl other roe...warning lots and systematic punthiso lots are earth mottled to disigae *rota:waged lhe • 'trade riser colon presents the veinal tranat Kin traledate • Callable otiorities fonds and meeented work that the Muer oalt for ealy ralerrybonwIl be selected mangy by lot tan amag a strafes of that ate Ike n out name a n menrete nate for as dents (al leave idmmaan is obotend tom thrd pre; and as 'cora, 6 rot di-wanted °the call feast may tog Moth mud affect mkt complete mamma tin wt be prOulded Lixn ', Cued • Cremes cid deposit (CM CDs are MC cowed apt t2tto.OCO n pampa and sanest ohrel pa depositor and per depository ingionios n accord-ma with 'DC rules • prim/oak* tildes displmd fee 9I0Jtaes and Otte Product:maybe41er a biter thin the Orme that you would Kluane recewe in the make; Prces are °Slane(' from various mid pity scums Much webele/eh) it relabb. Wt we do not garde., eel' as Lacy - Wo wifely ono the dosing bin when adalafe cr the MAW, a me bid aid ask prices fa lazed WIMPS me opttrooronybd prces lot OTC roses - let aavony [rated starters maybe priced tang a voltam model a theme, roam at we °Indeed rifle*, n01 Mkt an adtta make prom or uakt. - main booms may roma steer[ a pm ad end show a*piice was rat wrath' if we are image to oblate a pee for a smarty - Deposes a Searles Moamar& n artemes other inn u S dollars are ref Woe a the en:Purge/4e as of the naarne date - For OMNI scathes vadm mmllcatomsng der.w rettriS. rice and quality dacetube/mos hae been maned,' frigate propw vab ton To obtain Curren Amami Mon salable. mew yos Pramual Mem • Meats inemanwma and enduredprotium Mate -mestesore secure* Cinclidng dire, priMpation pogran rod real mite n*arnem won sectaries/aid Structured peedocIS ere genera, hght dyad Clean window, pangs tae not been rettiored wit. the Sean*, and Examape Communal a mete any state statutes Ms We porde estmted valets ice pate maniere maims le st-wags prodtms for riving Knatouvottnnly Aoar.ICY s rot 9da'antead - lheat values mayddler sthstantally ton Inset if ale a who mare mestmere semen structured ping: nisi be txylla a sold and do not no:ovally regnant the rat* you nut motive upon bandaon - thrd arty menses of sae are as of a Gnarl site and at itafatrd to ItS tnasdt SennarS al a recu baus by an ndepencient Manion fro - nude, genteal partner ce signior ecirrumid vaan d any. ate mailed to thereint, be over, general paineremprmsor and may be calaitmd bred en Albert Minoan from that used by thrd paths to claim thee intimated vaests - You can obtain addecnal Mambo, regaling the methodology used to determine ter comae of vibe and the dace of the heonn.von a. Is the base fir the Mem* by cceeacthg your RAMP Adder - shed parrya-timed vibes may be reflected as 'Not pied' n sewed MAC.% when an nleperikell valuation Inn has not stippled or iS male to assign 3 vane Mon weber* away that a rniOng wea hae cm:curedthat trey oll a Areaway mooned mate coo Ce whin nuby, motaltehghly ipe0a3tre duo to the rutue of the warty - mm en Mum an Eva Amen' wow a sponsor estimated manor me napany est Maud Moe is Mendel the Mx of me naves we bedrnerent ton rot pachist once - 'Onabaions to sae' may rickide rem of caner. mane a both • Corlfi unit see' 'Messrs the nom' offering price per irk as may not reflect cm cost bath . itomicted gamin Resincted assumes seneraly it not arm-My tegble for p.tic tale tAISfnaxial Stmizes uses the market price of Ma tel or:Oiled stock of the lane mina, mutedvalve for the scummed node by pawns of e,6 name re ones To Me rum east reflected wane seethe/ale for sale. tie valsermelied nay be manumit, less men to Mound valve nom • In. Nainated) ncaa, aarretyields and rates. An !Ulnae of mud mom is based on tuners awaked and num rats. ammirg the ulasitiet sell be held for one year from Mammal date or ate dainty The estimated orip a gudgent air uraq and °thinned name se not 9i...deed - Esi Mated anus Mane and anent vital for Man tpesol securites mule Mute a retten of MIMS or epmal gam n ninth ole the en OCCMe (31000r*M yeld)woula be overstated - Ealinted moat more and current *id and the actur Mom and Weed night be Immix hghefthan the manated moans - An Mille of sayalged name Ovid's! ander reef Mt dtafeel bythe &rem make, vat/Mtwara balance 6 LdSed on the lad diedend or owe° parry made byte issuer aed assurses the mutt kadmoties all be heldfa one mai born the statement date or ma murky AciarleY ad continued Mkt are not Guadriteed • Mums not held by MIS financial Bonita Conan assays are not heldbytePm ad not withn the firas posseSsen or 'moot Thee assets re deployed on your gatemen' for irecematronal ammo *My Posams rd ratan preSelltd re ricOnikd by the itsund firm IRS f manna Sewds e not reparable kir this iderntion ad doesrut game* es acomy Mese assets se not ;selected by SVC iv roe FM' I suppannreal SaC coverage • Itaranua diming and addkionalcomensalkin. - tt additim to Cernmittorn 00 tale, nd I2b.1 fees mewed in comedian with the data:Non of midair hinds toot, dentswe Mil r or ow altkae ream (Male *wog pa/luau rom deubutors actor anison of the near funds that we soli These mounts re booed an two &Mem comonints the amount of salesbyuBS of a penaltymutual tend limey toot dents. ad Id the me vabe of a penally mar fund Imp% shares Mkt a if. Inn - We oldas alf Are *a made ceterckng aid onmemprocesang fees n mrisMation for !wader agent wvises that we prostate° to misuai funds thole km genorS as pad *cm rimer ant' in the mutual lad and ae a tiod dolly anami bast' on the time. of =culls at tie trokenclear hotting mutual I irds of bat Md laniV - In akIl On to 0)mlniCof reetWed ei mmeCgn wan the tabor darbuton of arnury memo ad unit iI.hsh,.n5 Med unit 10 of deems. sw "lb' our altilialle mem refers.* Mang COMEnSatro Men mrryof The romance compile. indemnity the reuity ommads Odom oll the henna, corecumin Or MMUS Of the urn nommen trusts we dwtute - Ott /Mates also re:eketrading COMMISniSan1 over forrpentation trim rimy hams am essttri entfearlies stow moxis we dist bute - We receive al mug fee km LBSBallt uSA ril USS AC 5rardord &web of up WS per a:Count miming to the baits min the 185 Bs* Sweep Program mewl, lidompam rogardng corm-Men *re ad ether charges ironed es Ammon AM the (iodation ot wales nickidna option rmactons has been melded en milemmons amok.* Km ihel to you. rod MI be semicad to pun pommy on roma S.ompNling it you ay engaged in short who a rarty. you may Nora chate Om to anal Miming cost to that palcula meaty Open orden ReArdird Open or *goditilaxelled • orders that me not mooted by the Menem Me open buy and sell Step ceders re taxed by the amount of dwdendscr ights on • eadiedinchor comics die unless mewed otherwise by you You ae remnant for orders thal are executed dm t0 your Imam W Cancel exetrg open ceders Tax witheldhg en Meriatitions ban UK Pinenoal Services IRAs Federal tar tan reaureSISS ranch Services to withhold 'score im from pis tattle der Monks cen. W t you may dm oaf to hae imam tax witeliell or. instead. you may elect to have Ix yonneld a brae or n a teed mourn at you choose Yd/ Amon was twain n ef act until fasted by you You may (ride stir election a ay tiro by maa9 anew eosin if you der not haw eoo9n norm tati wateeld Iran sour dattuliOnS. you maybe mama* for the semen of rammed tx you may no-imams A de mounts Mewed and cm mimed la. payments at not equal tO yOa to obliptir !skim To Mean a Copy of OLr arced Cirri Priem Nadia. Mime contact your F natal Ammar or rise oat mom at www un commewolve UBSCiiireir SOViZOI 6 not a brk The WA. Fusonis Sauces Account BSA and AMA re becePfage a00Currtf MO arcade access to barring services ad prodviS droop anrigemonts with IChxed bras ref other Most party balks. awl arcade; eon to norms and army products stied by unaffiliated thni party etvranCe cows through nyasice agency lubslar es of utS nutria Simian roc kwegnamt. noon. and amuly products Nat IOC Mare • no bank smarms May lose vain into Resource Mmayerent Account Business Seams Accom BSA. tiMA and estemaboal Resource lAmageremt CONFIDENTIAL A0tOunt at reginered service mats ce UBS Fruntial Semites Pr yea Smear. is a mimed smite mark ol visa Imerninvial LEG Visa Sograbre aedd cards ad LOS Wia don cads me issued byIRSBak USA ash ;emission from V ca u S A comoratcd UBS Financial Serroes Inc Rev 201407 SDNY_GM_00023485 EFTA 00134105 EFTA01275876
*UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70065265790915X1 YI 0 Resource Management Account September 2015 GIASLANE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GfriiSLANE MAXWELL Friendly account name: Indiv.Checkitar Account number. Your linancial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 80041MA-1000, account - on August 31 (4) on September 30(4) Your assets 5,261 64 23,883.82 Visit our wehslte: vnivw.ubscongfinancialservices Your liabilities 0.00 0.00 Value of your account 35,261.64 323,883.82 Tracking the value of your account Sources of your account growth during 2015 Value of your account ThcL6311C$ at year end 2014 $71570.66 Net deposits and )16 virithdratials -$47,697.67 Vat ilveStM20t return MO:lendand interest income $10.83 219 Chance in 4.841%,„,03/4 4 market value 4000 Value of your account DK 2014 nut) 2015 Sep 2015 on Sep 30. 2015 Wigan SDNY GM 00023486 Member SIPC Cero70o0400667,5579Nr70c030.3790 000% 09i S 030675004 M3576%0107004 Page 1 of 8 CONFIDENTIAL EFTA_00I34I06 EFTA01275877
SUBS Resource Management Account September 2015 Your account balance sheet Summary of your assets Value on September 30 (1) Percentage of your accou.it A Cash and money balances 23,883.82 100.00% B Cash alternatives 0.00 0.00% C Equities 0.C° 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.C0 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $23,883.82 $23,883.82 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MAII LYLE CASRIEL • Cash and money balances may include available cash balances. US$ Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% Percentage change September 2015 Year to date -2.47% -5.29% -2.91% -545% -5.04% -4.91% 0.68% 1.13% CNP 7000006526580 NP70C0303380 C0M 0915 030579004 " 23516550 l0ttliklY_OM_000234tIne 2 of 8 CONFIDENTIAL EFTA_00134107 EFTA01275878
UBS Resource Management Account September 2015 Change in the value of your account September 2015 (31 Year to date (I) Opening account value $5,261.64 $71,570.66 Deposits, including investments transferred in 51,862.20 86,389.46 Withdrawals and fees, including investments transferred cut -33,245.06 -134,087.13 Dividend and interest income 0.04 10.83 Closing account value $23,883.82 523,883.82 Account name: GHISLAINE MAXWELL friendly account name:Indiv Check,Car Account number. Dividend and interest income earned For putpOStS of tNs Statement, tastily of interest and dredend income haS been dereenined ficM a US Is. lePorting CetiPtclise. Baud upon the residence of the account bolder. account type. or prods(' type, scow interest arida dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tzars The cleat monthly Ratement is not imended to be used and cannot be feted upon for lac purposes. Clients Should refer to the arcleatte tat tenoning forms they recei* from U3S annuely, such as the loans 1099 and the Foam 480, for tax reporting information. n is the practice of UBS to file the 8Cpliratie to reporting foam with the US mterM Revenue Serrate and PR TreE6uN E*03r0Tellt. and in such loans accutatery lose fy dmdenm Ara interest eserrpt or taxable ux(rne Elea* Consult your includual tax preparer. September 2015 (1) Year to date (S) UBS Bank USA Deposit Account APY Taxable interest 0.04 8.90 Interest period Aug 7 - Sep 7 Total current year $0.04 $8.90 Opening UBS Bank USA Deposit balance Aug 7 113,310.00 Prior year adjustment 0.00 1.93 Closing UBS Bank USA Deposit balance Sep 7 14,394.68 Total dividend & interest $0.04 $10.83 Number of days in nterest period 32 Average daily balance 15,725.08 Interest earned $0 .04 Annual percentage yield earned 0 01% Cash activity summary Your ill nandal Advisor. SCOTT STACK MAN/LYLE CASRIEL See Account activity the month 1O1 detail Bdances in your Sweep Options are inducedin the °penny and closinghaat-nes Aut. FDIC insurance /polies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed lhrougg the UBSInternaiond Depose Account program. SIPC protection applies to money market sweep find hobdirrjs but rot bank &posits Soeimportant information about your statement on the tat two pars cf this document for detals September 2015 (1) Year to date (S) Opening balances $5,261.64 $71,570.66 Additions Deposits and other funds credited 51,867 20 86,389.46 Dividend and interest income 0.04 10.83 Total additions $51,867.24 $86,400.29 Subtractions Checks and bill payments -33,149.38 -132,613.20 Card payments -95.68 -1,473.93 Total subtractions -$33,245.06 -$134,087.13 Net cash flow Closing balances $18,622.18 -$47,686.84 $23,883.82 $23,883.82 SDNY GM 00023488 CNP7C007006$26581 NP70033033$0 000O3 091S 03057SOCM Y123576S50 I00000 Pegs 3 of 8 CONFIDENTIAL EFTA_00134108 EFTA01275879
*UBS Resource Management Account September 2015 My Choice Rewards Points from UBS Account name: II Friendly account name: Ir Account number: Rewards pants are reflected as of the 26th c4 the month or the lona business day if the 26th fats on a weekendroliday Reward, porn activny CetalS can be found on wwwooscorefonmestrexes September 2015 Yea, to date Opening balance 3,605 1,433 Points earned 154 2,326 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objecbves, disagree with them, or wish to change them, please contact your emancial Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in Important information about your statement at the end of this document 3,759 3,759 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderason - None :elected Your account instructions • You account is currently coded for margin. • Your account cost bass default closing method is FIFO, First In, First Out. Your 15 nencid Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821.7000f 800-308-3140 CNP700C9306526582 NP7000303380 C0008 0915 030575004 YI 23 5 76550 IOIMYGM0002340$4 4 of 8 CONFIDENTIAL EFTA_00I34I09 EFTA01275880
*UBS Resource Management Account September 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Incliv Check/Car Account number. Some (Wes, income and current values ShONn may teapplOarrible. AS a result. gains aid losses may not be accurately reflected. Set rmporunt intosenefron about your statement a the end of ttws dacumeM 10r more infornason. Cash Cash and money balances Casts arid moray balances may include avalaale cash balances, Ungar* USA depdat account balances, UBS AG Stanford Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured try the FOC velhn applicable limits, but are not protected by 9PC UBS AG Stanford Branch deposit account balances are not insured ty FDIC and ase not protected by 9PC Money market sweepbalances are protected by 9PC but ale not insured by the FDIC. See the important information about your statement at the end of this docunent for dee aih about t FOS. balance. Hddng IRS BANK USA CEP ACCT 5261 64 Doering balance Clovng Wince Price per share Average on Sep I (S) on Sep 30 (S) on Sep 30(1) rate DtriCknd Interest period Your /9 nandal Advisor: SCOTT STACK PAANThE CASRIEL DSO WI period cep amount (I) Your total assets 23,883.82 250.00000 Vane On Sep 30 (S) re icenta?? CO Cost EStanated your account baps (S) annual income (S) Urre8rztO gam a lOSs (5) Cash Cash and money balances Total $23,883.82 100.00% $23,883.82 23,88322 100.00% 23183.82 Account activity this month Date Adinh Description Amount (5) Deposits and other fends credited Sep 10 Transfer JOURNAL FROM Y1 23575G141SLANE MAXWELL 1,867 20 Sep I 1 Transfer Total deposits and other funds credited $51.867.20 FM Y1 235750100 50,000.00 Date ANliily Desorption Anoint (S) Divided acrd interestiacome Taxable interest Sep 8 Interest US$ BANK USA DEPOSIT ACCOUNT AS OF 0& 04115 004 Total taxable interest Total dividend and interest income $0.04 $0.04 SONY GM 00023490 C HP70309305526583 NP7003303380 00CCB 0915 030575004 Y173576550100000 Pap S of 8 CONFIDENTIAL EFTA_00l34l 10 EFTA01275881
I It UBS Resource Management Account September 2015 Account activity this month toritnueth Check nurther Ode Descnphon Armin (s) Checks 001039 Sep 15 ACt. ENTERPRISES LIC -2,935.00 005010 Sep I CT CORP SYSTEM -269.80 005011 Sep 21 KIMBERLY CALVACCA -3.085.50 005013 Sep 22 IV STATE INCOME TAX -5,000.00 005014 Sep 23 UNITED STATES TREASURY 15,000.00 Total checks 426.290.30 Account name: GHISLAINE MAXWELL Friendly account name:lndiv Check/Car Account number: Your IIsandal Advisor: SCOTT STACK MAMLYLE CASRIEL Dale Actiiity Desolphon Amount (1) Bill payments Sep 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98 Sep 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -40.22 Sep 9 Withdrawal ACH WITHDRAWAL Saks Retail -204.59 Sep 9 Withdrawal ACH WITHDRAWAL AMEX EPa yment -6,057.29 Total bill payments -16.859.08 Ode Descnpeion Amaral (1) Card payments Sep 18 CREDIT CARD PAYMENT -95.68 Total card payments -695.0 Mi MIXT") Payment Cue Payment Due Otte Credl Inc Available CROY Une Outstanding balance UBS Visa Signature credit cardfs) payment information for October 23, 2015 165.39 Oct 23, 2015 135,00000 S32,878.00 12,122.00 This credit card is enrolled in UBS Pay Credl Card feature and nth auternaticaty be 010 Rem your =Owe. Your payment IS sCheCkiled for °octet 18,2015 We provide INS information on your UBS Visa Signature credit cads solely as a ccurtesy to you. The U85 visa Signature <fedi card and account are issued by UBS Bait USA. UBS Bank USA sends you tie official statement for this account and you shod make rout payment accordn0 to their instructions. We do not indult your outstanding credt card tutarce in the van.* d your account with U85 Financial Services inc. CNP7C009306526584 NP7000303380 00008 0915 030575004 "2357615010404Y_GM_00023419. 6 of 8 CONFIDENTIAL EFTA_00B41 I I EFTA01275882
(SUBS Resource Management Account September 2011: Account activity this month (contrived) Date Activity Descrernon Amount (5) Money balance activities Aug 31 Balance forward SS161.64 Sept Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0901/15 -269.80 Sep 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0902/15 -597.20 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0904/15 0.04 Sep 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909/15 -4,394.68 Sep 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 50,000.00 Sep 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/15115 -2,935.00 Sep 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0918/15 -95.68 Sep 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0921/15 -3,085.50 Sep 23 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09122/15 -5,000.00 Sep 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0923/15 -15.000.00 Sep 30 Closing MIS Bank USA Deposit Account $73.1131/3 Account name: GHISLA1NE MAXWELL Friendly account name:Indiv ChectiCar Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL The UBS Bank USA (*past Account n your primary sweep colon. SDNY GM 00023492 CuP70301006526585 WT003303380 MOM 0915 030575004 511 23576550100000 CONFIDENTIAL Page 7 of 8 EFIA_00134112 EFTA01275883
*UBS Your notes c.,....... , 8..8,88....,s8. ,,,soavfmns.c.,ogg., G.,,,,,,gys a of 8 CONFIDENTIAL EFT,00134113 EFTA01275884
Important information about your statement UBS Fnandal Sent Inc ON rem Or CBS Finatial Slant is antenna al prnapal scanty. annodety and epkra stages UBSffJfCulISUVMyandlt5Ba11U5Aae Mika subunitsof !SS AG and af Winn of u8S Smart U.0 thef as Mtn ran it Wale wen renal the rents eceorte orect an at USS Bohn Sewn he 1200 Bator Betlereel ~Ant N107086 Thasutanem reprearts the cat Oct ran of >ninth Financial Saes mount Other records. etc pt off oar tic donna. coning osellang data should nee be need upon A you bare here is an once or twat please rein a ~diary n wring to heBrasch Maggir of tie once sang your inure Altatgh al San noon are hauled as be atone statent daa non rot be used for tar pares 48 Sot; on paled ta< Ian (. e.. form 1099. SOX I WS. etc) Men patine your to mum helm is regured by law to ream tote RS al text heart& reporittle non ~de dvelends ad tan ken caned en seruntes held n your aceourt, reel proceeds ai sale trenuctens, and Cos, barson anon weed »curet Cennotrem with the Firm • Pleayete«Alfirrri as/oral ormatons *flung tO furrier protect your nit incbding burgles tar the Serumet Iran omteam Act (WA) • arie fan intimon on he tekn cd the from of this Ban: is not MS Fiurroal Soviao UBS Fiona Sentes aeries your aeon adoring brokeby ~seemed :nth the neared nstuton We tong you os this retrain Mien you canned shls accant In this Care /Our tros ant ~kin re located X WS Ftanoal Sereas aid not the terodueng borer. aid you must mare a report of sly tor or omakm to both In All =our« mimeo's shag be defined compla .and acarate 6 rin objected to n roam wan 60 dais • Please din caterer aurora' ' ' to the t ris alment a, or tollfree al I 800AM tOeS CO t on tamsyt Indof or lotting to uBS /tenor Senn Me. Clem Retrions Creartrrent PO Box 766 Unisn City NI 07(67 • ti case of mama crekons atxut an ekkont tat Dana GM bl Stet dash cad trassdont call er nrce to LBS Friona Senn Ix. 1050 Harbor ~ In. ~Met N1 O7696 Am eesreSA Sasta Cats Ant P)on as you cart Ay:ethnic:et St*nwltor recent is strong a d you net note nf car en Lout aerate cn the snarl or 'erect The Fria cc Care Mua (as agglObli) must hear ran you ro later thIS 60 days alter the ~not you the kst slants on Ma the ara or probkm that - freak you nane mil octant neater (il aha - Derribe the error or the amle you ae trace aka alinalan teary A you can why you Mere C is as error a My you need mere. ~man - Pane he dollar anum of he snared wet The FialaCad roux veil Magary aptint ad ash COrteet WI error prowptly Mom tie al aecks pays, to the Feint tie fincial ost rums ndeated onto front of this stank hadde ter to repute' Man fret tatinb ma/ be Sub0e0 to man won Mn &any.: fa tae payrora far resureca ourcharn Td awn a vpad nuts it oath assosnts Accounts ha matted to olla flattens rah be ask to a Make lee UBS Sweep Optiti UBS Men net for Sweeping ea ban braes to bast depotula WS Pa LISA aneta AG Banns beta (Ba-k Snip norms). unman man ads fuels) arid the hkrratenal Depose Accost (Callor(Won customers won al ~nabonge ketone Maltreat Account Through heat Swans:grams. cat. banes are Swept ss WS Bak USA up is ri Mated lone and then to UPS AG Started Branch, or a May Furd Deposes at 18$ Bal: USA an WC rend n aconance in fee: mks ror en ia ant sine ma an Ida gm Dempes a UBS AG tan Bann ad hams drama finds an nsured by the MC. ~ugh the CA wane lo cab anon an sots to depose accounts a 18$ AG sneak lain aid I16SAG Caplan Brann Net teeth ate ria rowel byte FDIC Bolan had a me 18$ AG Cann Brash re wreath eypined so the vereign air theCanal ads, and tie hr.) gown*. co other ob loan of US'S AG So repay the fans oh le on the SS Carats eras boas Deposits t 1.85 Bat USA rd hen UBS AG erns art errand by SPC Money Pond torn ate naked by SPC See 'WS eintoa Sevres Account ~an' WA. Upon praetor. bents n tie Bat Sweep Programs or OA may be ~cart ar hat of a Inmeaund maybe tegud~, aid he returned so pa a you' toosilan Scs‘l Furrier nfaman tout arehtle tap ophas. ntudng oak rent ran ad )lens. d a. artitat ww.• irals Iran your /natter Anaor a by c.XIng UPS tetal Section neat ~nit The Finn 6 a ratter of the Soarers noce Protection COpOrtial (SFr). Min prows seoanks roams of means us to 1500 000 akbang 1250000 for damstor cal The Sac ~ yen!~ kro Øylo . 02~ ram/hold n apalaft~ The fro together wen 'Brian ream. ha also pueltan uppknotal ant The ~turn anoat payable to all Metre dom. osketearunder his prorecion milkin as of Deositce IO, 2013 Sat ton poky ordain and ~en can at the Fet a runt netted fa up .o SI 9 milt n Ihe aggregate fa your aØ15 hett a pasha capaky A-full copy ol the poky esdn9 5,4,We4~ ~ 2 Thp SIC pant are tie supplant paean bon do not SPhr to • C man fan, tots conuolled byrene taken nytyr non vain but hal amy rom telS inasca Stem» (et anan (bean Master*, eaSh MUSS AG Stanford leant. On name natit nartgnatre amnia. ad Mtn of inn Itch vite vaT shams re region! ~in the name of the accost hatler on the books mg words of the abate> an or trade Mkt • (*MS retard connes s tern nest (e g . Inn panships and prvae ~ens) that are na regiset sara the Smuts Act of 1933. rid • tommans contra p g. ramp eachango ad pralous total contract exLedng tuns commas ad ~ate *0t« Contra The SIX penult rid the nplemotalprotaren do st tog to trese assets en re hey ante appeaal slants The SIX protean', rid the appatwital onatetIcii as not pad again chant n the rake vain of reestments Ann as arrtun a nat ei arvenu. Ør OtMetey or otherwise) More Wootton omit he unin request You may ebun are errant:in aloc aggIng the SP( Brodose byname SIX at /:< by Mang he SPC metre al own a 011 Daireni IM invelinlent rreprent IDR/P) theater/teat atal average Ono? you may obean the actualgeehorn your Nona Ann Only Mole shies are ~an ude tall, petal tins wit te soli and me at. be deposited n gott accours the dvdend unman prise 'span by the Issue may carer trot he matt Exiorztothria the pat al :hares st• sold Casnelieu Only retie units nuy be held in your moat t you re need to aprtin one al area of a grand matt or anon tie firm wit ether tel panel ines ma« price a tape an aeon atomred by a regaled ckang ten. ants ate you account lawman« *salves The nacre obpaves andet prof ild are spat to ha aeon are may vary bent Mae tree the tinu aompre in wasp of any Kneen gunge in your fnanct fettion or tennaset ~eh for oath moat hat you Choose one of the ro long nvestmenl Mean • Pedigo Crw: axone eneyenenti wain; the great ises of name only • Akin CalsablisPreCtoon Virearrents seeking groat d pr•Xpal halt than as: pennon or name • Ina Conenren *rhyme and CaaX1 x0~ 00a natant seeing bah the externs of none aid grown ce prncint Ovaull ask profiles • Contrast Saks to mainat Man/that Mb low risk al mix lin to at account gat. en Antra:sans the artura dOeS not 9,46-314sYandcytu amene« rea ms ad knee keep pace wds inl &SI • Ailyo*Jar 11111'n9 so amp: somervk to ir metal rod tolerate ra nMxyityb soh higher alms • Agra. Wang to accept hgh eigt to angst dd hgh volarety so seek high rhymes« tine Stagnant Minmehoklior We may consoklate el retired Sant Bataan wit the War Slims in he sneak:Mope tomvas may be rend for his anon bØ they haw owner; oho an mint rem mount rattan ern on delta at the saure adch•SS Ths peat• known as 'hoteenne if you refer to realm inokiSji ruomens man in seam CONFIDENTIAL ervelopee —you may dodo IscustaIng by crag your Frain Adinsor Friendly sonant name llyfnprrni aØ nanefeflycts stammon that you enmei on he ens onte sevtes webste It as natant: 'nano: chosen by you to aza sou wth Sear rescocketne it ea no trer effect on rev arum Yfu aei 01~ pis kinary spxert flaws. through Orene Sent or tiO:Oklainj pa' instalAsh« Amount warn w • not ditto acouroirparrao Ful Of ~a an1 bran • Meet Maas Sealable COSY ban trues la reined ~My gat rid Gar Tyne Deposits triaged marks to manet. ad Certan zees not held bytte Fns Does not nebdeurenced untelassets a he en1 of the prey and Wen gami, pensdl a ant ~enema unrested skit can are tent he stack mitre • Chines betas date balares. outstanding mega loan. all Inc. Yon ~um balances • ca rrany ban Tots of unnamed swankest blanket plus 1.65 ha USA depose Mares 18$ AG Snare Branch depose bares and etanet matte anal at sweep balances a the dose of the tateren pere4 None:roan Ire at coda banes n yea amour arena se/greeted from oar balaxes at the ~may toe asy of these ads n the ordisay course of its nets These fun are metre :non you dead Pia Iola] incbded in ne cam kcal dos kg value Lend ng information la deist olirmaton on her refl., sang paten cabaret Sam soy C lem letabryap Anent or Alun Arent aid the ;TITS ad train (IS Scant of Ott naket take n Agrenneme erd ~tae ayyyyy..M rismoncon. one Your mots YOU St3~1 &WYSS Seartk5 and ate Snead n mon at he cod a te anent peeled You may S I er cretin d tutu peed awn r ay trne You may rent strait used a has colleted ate paying ailim ba te re e on tem My seaters twat a P <Jag the shuns pniod are lined x ~el Anna of the eon of uhf anent period • Cost basic el dennbing the at tin of de Sedates than n ihrs arrant one nd Cad sytes ere number ' fauna Serena rand on inn ion Oblaised Iran sources other that. 133$ fawn Stow". netting nlarnation Iran men In: or Na you may noe pain to your honor Myra The fim does not 'ode/pendently verey or garnet* may or vXiclay of gry ~non proard by turn On than USSF~oal States addrion *tough UBS Fanahcial Sena gen~y updates his annul as c 6 recent he rem does roc pre.lde any ~tan ma she Merman inn 'Cost bare' aid nand gain" is acute* a of the dire Of ha, ransom JSS SUM plow do nor royal this informal's° lo makearch/a er sae degas. la la purposes a Mena Anent taunt to the Fem may Slott gran nlormairs as fortepercdof cirne they an had a the Fim klarehinorrel ~man Ch be added by you Faunal Mime • Unnrelteedgalnlosts shire dua i mink eurtvect areal sea letY1:,;55 for SDNY_GM_00023494 EFTA_00134114 EFTA01275885
Important information about your statement (Continued) barratry:deity kris The taxation data for Mamba Ion mayor may nal mita unmans ChagesaVor tenth Morgan:an mein Drafend eel other renartarni kits and *nutcase/me lots at errs Onned 10 dinar one award lot lhe • lrade dael Wan presents the original anima Ker trandae • Callable aurithi Bonds and proffered stock thal the rata cart for este redenpbon mil be mimed rrpaliar by lot tom among 8A swathes of that esere u s ri out natters, tonne name for oar dents Cat lean Month an is Warn from thrd palm aid as roan rs rot gunned Omen call I earth may east nosh could area yeti COmplete Aroma lon was be provided upon mane • Graeae., of deposit (CDs) COs ale PK nosed opt 1293.000 si Inman and rated Moen pm dtpottor an pm depoinvy nstionice n aeon-inn with SDK nits • prianakie Pncescloptad for Waco aid ochre produce, inth be Mare a bwir than to prig that you ward Warr reCeve in the mare nrCeS are Moaned from rams thin paynom Much we belereti be reline, but we do not garnet eel' a:curacy - We nay use the doingpro who, aralan a the mein or to bin aid eat prCeS to Isted *Malec aid optims or oink bd pens for OTC sewn m - Ix mon tad startles maybe priced uing a *alarm meth a ammo, neon Frig we obtained ad May nOr TOW an MO maker Mr Of ran - COmanposl cns may acme mean apna and mil show 'rice was not mailable' if we re salable to Obtath a pea for a Smutty - Deposes ec Searles denominated n cnnoes other than Vanities are ref Wed a the en htrger4e as of the mann! date - For coma 'earns vadng rinortanorming deremnatank pce aid Malta (lath win) may hale been apnea° frame proper tarsal To obtain Oren War." 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Inn -mentors manes anclidng diner pal:Motion brogan aid real estate n*Stmem ULM Se:Untres)ald sincived products ere gintraly hghli &WO Celan snored roams tam not hem regetard me the Salads and thriabare Cremona a under any Pare *Can traS We prow* eamaed van" fa prate mailmen moons an seniors prodials for edema manners only Accuracy., rot 9Unn"./ - them vans maydiffm sassantalt from prices if any al ether acorn mestrnere security a stuctured pronto maybe lomat a tad ad do not necessary represent the wan you may reatheupter lauldaton - Thrd prty esimaes of vim are aS Of a Celan dae aid re vended lo !SS Sian Smooth on emporia baps by an Inpatient valation Inn - lane, Semen neater r sponsor estimated yank d 'k ate stapled to me Fin by the Oarer, general pane et sponsor and maybecabana based an Other* Mansion from that used by thtd pants to dens their enknated van, - YVucal obtain addaenal stunner, regaling the methodology used to demesne the nuns, of tat and the dace of the hfonnacon that Is Om bass for the ranee hyaena:Mg your Prairie 'Mint - into parry Minna verb es be refined as Mat peed n 'moral SWAP% were an PlepenSent valuate, In t has not nand or assign a value when we bosom* awn That a mewl wore has marredthat trey oll a meatus,/ reported vat* no Mean Ce whin ante would be higthy mecutathe duo to the nacre of the :malty - Alen thaw an issuer real pan a mama ninatEd vine (Aptly errand ware is prOvdel the vibe Or the marry wit Deafen:at ton es a-whatnot* - 'Drink:tin to am' may bobby em of canal. mome a both • Carol urn sue' tereSents the meal off mod pine per sail era they not reflect your cost bath . Instiasd securities Restnctenecunles smeary at not anxiety Mgt* fa pale sat t1B5 f menial Mon uses the mar prior of the innntriled stock of the sane thuir a an Mutedrake fee the retread stale let purposes of This noes. ot or* To the enen that fete ated aurae am Mgt* for sale. Me kalo. reeked may be nautili* less man the icemen yaw shows • ER 0104Rted) ncaa, cerronyiplOs and ratan. An SIMS of sewer nine is based on c SA davo.Sid 4.4 inured rays. wiring the unities will be held for one year from siaemint date or mei Rarity This estimate is orth a guideline. accuracy ad Untamed nCome ae not paranoid - Est Mated arum' name and ern Mth la (Mats Naar washes male hdarie a niter of arropa or Caul pardoned, ate the en thane WOGOTS yard/would be netted - Ennatod an WI income aid Arent Mil aid The araua Poore ad ythd night be Mar ce hgher tha the enemata moues - An ranutool remarked amine Mulcted nice muesli dialed by the Gatti maker validate,'" bairn e baSed on the Ice dierand or nee n parent made by the Issuer and misses de seen indmons wet be Nelda one yea tom the scat rent &Irmo wad marry Adorn and Conleued Ina en not guaareeed • Aetna held by ISS Barna S entice Celan anal are mat WN ytefim al not warm the Ferri portal or antor Thee assn re aplaged m yam manna for irdonnatronal mann oar Pontos ad yams mounded re pronaled by the issuno Firm triS •nanCir Steins is not remonsblMor this nfornebn and does net grain It acne cy These asses tenet yarn by SVC or Mr Urn', suppannal SeC comma • Revenue Sating and additional theypeasatloth - et rattan to ornmissom on sales and 11b.1 tees wend n connecom with thedata:urn of nen %nth to our dents we aace A *Mae repose /Web* Manna pa/mats f corn dabutors antler Mason of the minor tuns that we sell These anoints archaised on two denier comporents rd the annual Of fakSbyUBS 01 a paCulr mutual hand limey to or thank aid Id One ant van of a oniony man fad fangs sharer1nd a the Min - We rid avant* an melee remckhg aid owntusprocesting lees in thrryntaton for ander agent wakes rue we proud. to the mrual fund{ Thee fees await re pad torn imenor are in the mutual laid and re a nod doll? &Mull bin on the maw of nouns at the tram-dear holden; mutual herds of e.a fins laniV - In all on to common teemed n ornection wen the snot darbuton of armoryover= ad an stn.ma tin unit to of dents. we mace our aft Me NCO* Were* rang threptnann thrryof me romance capons mclimeirg the amity =rads ordainor the norancecoreemin Cr SpOnS00 in to urn Mennen TAMS WP dthrtute - Ott zanies also receke trading commisams and other companion from menial holds an nurse Oarrcalits Maw prochrts we disc buTe - We receive anus fee tram LBSSaik USA ad UPS Am Stanford Brach or up lo In pet exeunt sywang to the banks an the UBS Bak Sweep Program ASA, Informatan regardng corral-sans and ethos charge insured 11 connection with the erteldlOn 01 riga naming option tramattons has been maned con conlentons amity Kindled to you. and wit be premien to you rem *on Math MOM Sling yox re engaged in ton Wag nosey. you may nos a ',nal,e due to anal thrown° costs for Out pa-bails *Orgy Opal (nen Re9rding Open o rtherdrilarelled • orders that were not ereand by the Sidemen, date Opel boy al Sell StOp ones Ye taxed by the amount of dordendscr tglini on as eadininchot 'angles date mum enacted esthete.* by you YOu ae rimOrable fa orders 114 are executed die to fl it lane so canal Wang open meth Tax witheldim en crenributions from MS Pinola,' Stinara IRAs Federal tar Law fedurea 1,65 Fnalci.4 Servos 10 VeMbOid Imes tar Isom you" tackle PA thwart me tut you may cart not lobe.. threw tar wenn or instead. you may eleCt to have tar Minna a brae or n a lend nowt at you douse Yen Oman ea Wain n elleCtuntr reeled by you You my rewire mir el.thIcin a aye the by manly anew election If you do not haw enthral nine tar wand Iron your dMituliOnf. you maybe remoinsbn fa the payment of mama dthy You may nor penales A the moves warn] and yet estimerd lax panties at not equal to Sir TacObliSiol Privacy To Man 3 copy of mean-en Caen Priary Awn eta* contact you- FnaterAdmor orris( our atones mow urcothathotheorry WSinn-in Servos is not a bat The WA. turns SenrcesAccoant BSA and IRMA au brokerage leXtertf MO thorn nth, to bat ng sewn nn produaS trough marine with aired barks red other mid pair bank and provide, south to Murace and amity modals rived by unaffiliated thrd {tarty Moran" convenes trough Oman! agency arbsiatt es of Lith Flan Saviors le Ithestmee nerance. and emu y pro&cts Hot FDC haired • No batik guaranum May lose van RMA Roman Mannuni account Bonn Sane Mount SSA rinaa and essommaial Roane lAnagerrelt CONFIDENTIAL Accon an registered min mats of MS Fria-oaf Sewn, bit VG S5nalum is a redacted sluice thatt of visa Ithernacnal LEG Wa Signabre Medi ads and LEG Wa den cads an awed by lineal( USA web SIIIMOn from V ea U S A trarporaten UK Financial Servers Inc Rev 201407 SDNY_GM_00023495 EFTA_001 341 IS EFTA01275886





















































