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you aro requesting tho transfer from, (dated within 90 days) In order for the transfer to be process. It the completed form to TD Ameritrade Attn: TD Ameritrade, PO Box 2760, Omaha, NE 68103-2760 or fax to To submit the completed and signed form(s) electronically through our secure Message Center, scan it,
. For any investment Instruments that hove a renewal deadline, maturity date, surrender charge period window, etc., paperwork must be received by TO Amentrado in good order throe weeks prior to the firm deadline to allow for proper processing times. To liquidate a CD held in a non-retirement account, conta
you. Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. • TD Ameritrade doesn't jointly market. Other important information For Nevada Residents. We are providing you this notice pursuant to stale law. You may be placed
y d die inkmulon and data profbed Cal NCOMCEATED B BS* OarPilly end end afIlded wth IDamenrade Maren and Options Account Agreements:Prompt/j ab« 10 Amentrado n vang ot any Monde rre your myomen' claxinos or koraal stuanan as tut man to your madin Or 00141S eer:ani agreements. A summery 01 commasions and
you. Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. • TD Ameritrade doesn't jointly market. Other important information For Nevada Residents. We are providing you this notice pursuant to stale law. You may be placed
inkmelon ard data mailed COI NCCFMCWATED b a Waal° dampony and end anted urm 11)rmertrode Margin and Options Account Agreements: Prompt>, ages° ID Amentrado n wiling et any Mango in your investment repents a enamel stuarim as they wain to your martin or 00141S ecomom agreensenis A summery oi COMmasions
an. As a result. the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on mar
401 deposits Or oblgations al. or guaranteed by. any bank. are not FOIC.insend. and invoke invostinent nets. indudng possiolo loss ol princpal. TO Amentrado is a member ol the Securities Invests Protocnon Corporation (SIPC'). which prance's second,: customers or ils members up lo 5500.030 (incadine 5250
tement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Announcement: TD Ameritrade was named No. 1 for Long-Term Investing and No.1 for Novices in Barron's 2018 Online Broker Survey. To learn more. go to klameritrade.com/accolades
this document by weaving us al Me rumba fated on page One 01 your statement Payment for Order Row (SEC Rules 606 and 607): In some crcumslances. TO Amentrado recorrod compotaton la Wooing certan orattrocounta and tsted whiny order acre to selected markets, brooms or dealers (Merkel Centers 1. Citileensal
Entities connected to both TD Ameritrade and Amentrado

Jeffrey Epstein
PERSON
Omaha
LOCATIONThe Toronto-Dominion Bank
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATIONTD Amentrade
PERSON
Vicky Ward
PERSON
TD Bank
ORGANIZATION
Joi Ito
PERSONAmanda
PERSONClewing, Inc.
ORGANIZATIONBeek 10
LOCATIONDoug Band
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ORGANIZATIONNasdaq Stock
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Sally
PERSON
Denver
LOCATIONFDIC Insured Deposit Account
ORGANIZATIONAcceracy
PERSONMould
PERSONTredng
ORGANIZATION