Epstein Secrets

KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,133 779 1,133 309 1,133

14,74% * Initial pop increased to 1477 after recent review of HR clients. Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 951 441 63 22 Initial In Scope Clients 1,477 152 162 20 10 Out-of-Scope Identified" 344 119 42

KYC Update Steps Owner Total In Scope (Clients)* Completed (Clients) Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,170 942 1,120 393 1,120

20.63% * Initial pop increased to 1477 after recent review of HR clients. Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 951 441 63 22 Initial In Scope Clients 1,477 166 170 14 7 Out-of-Scope Identified* 357 173 52

KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,153 810 1,126 340 1,126

sed to 1477 after recent review of HR clients. Items may be determined out-of-scope during review. Details High Risk Remediation Data USO LatAm MEA-NY GAT Total 951 441 63 22 Initial In Scope Clients 1,477 159 162 20 10 Out-of-Scope Identified* 351 130 48 5 1 fl Fully Approved 41

KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,152 896 1,122 375 1,122

18,98% * Initial pop increased to 1477 after recent review of HR clients. Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 951 441 63 22 Initial In Scope Clients 1,477 163 162 20 10 Out-of-Scope Identified* 355 157 50

if you have any question. Summar KYC Update Steps Owner Total In Scope (Clients)* # Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Details High Risk Remediation Data Initial In Scope Clients ; Vaishali-P Submitted to Front Office FO Approved MD Ap

176 100 441 785 820 896 55.72% 21.18% 17.67% 10.04% • Initial pop 1,319. Items may be determined out-of-scope during review. USO LatAm MEA-NY GAT Total 821 417 61 20 1,319 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042239 SDNY_GM_00188423 EFTA01356393

Remaining (Clients) 943 1,024 54.70% 21.13% % Completed 18.00% 10.96% * Initial pop increased to 1477 after recent review of HR clients. DT: Daphne's Team FO: Front Office Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 9

77 after recent review of HR clients. DT: Daphne's Team FO: Front Office Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 951 441 63 22 Initial In Scope Clients 1,477 145 154 18 10 Out-of-Scope Identified* 327 332 103

166 164 31 13 374 # of KYC Cases Approved 51 23 1 75 # of KYC Cases Rejected 13 10 23 # of Downgrades 11 8 19 Averages Days with Daphne's Team 32 64 20 63 45 Days with Front Office 6 6 17 0 IIMM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-004224

(Clients) 32.70% 42.01% 42.54% 40.00% 38.52% 36.61% 12.70% 10.26% 0.42% 7.51% Completed Details High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 Out-of-Scope Identified* 166 164 31 13 374 # of KYC Cases Approved 51 23 1

Remaining (Clients) 945 41.26% 14.08% 12.23% % Completed 8.25% • Initial pop 1,319. Items may be determined out-of-scope during review. DT: Daphne's Team FO: Front Office Details High Risk Remediation Data USO LatAm MEA-NY GAT Initial In Scope Clients 821 417 61 20 Out-of-Scope Iden

op 1,319. Items may be determined out-of-scope during review. DT: Daphne's Team FO: Front Office Details High Risk Remediation Data USO LatAm MEA-NY GAT Initial In Scope Clients 821 417 61 20 Out-of-Scope Identified* 120 143 16 1 0 with Banker Team * * 229 89 with Manager Director

eted 7,74% " Initial pop 1,319. Items may be determined out-of-scope during review. ** ABR is not always part of the High Risk approval flow. DT: Daphne's Team FO: Front Office Details High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 Out

ew. ** ABR is not always part of the High Risk approval flow. DT: Daphne's Team FO: Front Office Details High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 Out-of-Scope Identified* 118 141 16 10 285 # of KYC Cases Approved 53 26 1

f you have any question. Summar KYC Update Steps Owner Total In Scope (Clients)• 4* Completed (Clients) tt Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (F0) DT FO FO N/A 1,009 507 1,009 196 1,009

847 50.25% 19.43% 16.06% 1,009 96 913 9.51% * Initial pop 1,319. Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 821 417 61 20 Initial In Scope Clients 1,319 132 150 18 10 Out-of-Scope Identified* 310 281 92