Days with Manager Director 2 3 3 0 2 Days before Final Approval (ABR/AML) 1 1 12 0 4 ✓i of Rejections Additional details 1 1 1 =EMI St of Clients Aging (days) KYC Case Status by Teams USO 0-30 108 31-60

th Daphne's Team 34 66 20 70 48 Days with Front Office 7 6 17 0 In Days with Manager Director 2 3 3 0 2 Days before Final Approval (ABR/AML) 2 1 12 0 4 N of Rejections 1 1 5 1 2 * Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm. Additional details

ith Daphne's Team 40 50 37 49 44 Days with Front Office 1 1 0 0 1 Days with Manager Director 2 1 3 0 2 Days before Final Approval (ABR/AML) 1 1 12 0 4 # of Rejections 0 0 5 0 1 * Includes recent review of small relationships with CBV < $5 mm. Week over week (soon the amount

eam 33 53 21 59 42 Days with Front Office 7 6 17 0 Days with Manager Director 2 2 3 0 2 Days before Final Approval 1 1 12 0 4 (ABR/AML) # of Rejections 1 1 5 1 2 ' Includes Inactive/closed KYC cases and small relationships with CBV < $5 mm. Additional details # of Clients A