118 141 16 10 285 # of KYC Cases Approved 53 26 1 80 # of KYC Cases Rejected 16 10 26 N of Downgrades 13 8 21 Averages Days with Daphne's Team 34 66 20 70 48 Days with Front Office 7 6 17 0 In Days with Manager Director 2 3 3 0 2 Days before Final Approval (ABR/AML) 2 1

Details (Aging by Case Status) Current KYC Case Status (# of Clients)* Aging (days) by TEAMS 0-30 31-60 61.90 90+ Total 1. In Progress (with Daphne's Team) 61 31 23 2 117 3. Ready for Office Dir Approval/SMTH (MD) 2 2 Rejected (with Case creator) 14 1. In Progress (with Daphne's Team) 48 25

fied* 166 161 31 13 371 # of KYC Cases Approved 49 22 1 # of KYC Cases Rejected 15 10 25 # of Downgrades 9 7 16 Averages Days with Daphne's Team 33 53 21 59 42 Days with Front Office 7 6 17 0 Days with Manager Director 2 2 3 0 2 Days before Final Approval 1 1 12 0 4 (ABR