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utsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154-0004 EFTA01350649 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. {cid:[email protected]} EFTA01350650
---Classification: For internal use only Hello, From: Andrea Tapia/db/dbcom@DBCOEX To: PWM AOG/db/dbcom@DBAMERICAS, Cc: Kimberly Hart/db/dbcom, Leslie Roth/db/dbcom, Leneth Vargas/db/dbcom, Edjoy Lobo/db/dbcom Date: 09/02/2015 20:13 Subject: Dummy Accounts for PIC-USO [I] EFTA01350648 Classificat
y Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154-0004 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. EFTA01350646 fcid:[email protected] EFTA01350647
Subject: Dummy Accounts for From: Andrea Tapia Date: Mon, 09 Feb 2015 09:43:41 -0500 To: Cc: er y Hart Leslie Roth < Leneth Vargas Edjoy Lobo [I] Classification: For internal use only Hello, > Please create the below dummy accounts in ISGShare for revenue t
ld, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On May 23, 2019, at 8:03 PM, Leslie Roth wrote: Classification: Confidential Hi Stewart. There are a few 2018 CD accounts which have not been re
From: Stewart Oldfield Sent: 5/23/2019 8:38:50 PM To: Leslie Roth CC: Robert Frohlich Subject: Re: Southern Financial - 2018 revenues (CI Southern never traded CDs. They did have deposits though. Stewart Oldfi
Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mo Email • i e Securities offered through Deutsche Bank Securities Inc. On Jul 17, 2019, at 7:02 AM, Kimberly Hart <1! vt.1 I. I,. wrote: What caused the asset drop in mid 2018? Kimberly Hart Managing Director I
g the IWP brokerage assets. Which is why I got that info from Liam and added it to the balances I saw on the report from Donna's team for this year. Leslie Roth is trying to reconcile. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New Yor
he Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 26, 2019, at 10:34 AM, Donna Kerrigan > wrote: Hi All - As agreed with Patrick and Andrew, all revenues, NNA, etc. for Souther Financial d
th BlackBerry Work (www blackbern corn) Front: Robert Frohlich <alltridb.com> Date: Friday, May 24, 2019 2:52 PM To: Stewart Oldficld db.com> Cc: Leslie Roth . Donna Kerrigan •=: > Subject: Southern financial iCl Classification: Confidential Hi Stewart. Below is the complete picture of your financials
dfield individual (I have this data already) Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061667 CONFIDENTIAL SDNY_GM_00207851 EFTA01369415
From: Leslie Roth Sent: 11/2/2017 10:08:21 PM To: Stewart 0ldfield CC: Donna Kerrigan Subject: RE: historical GMIS/banker scorecard data Attachments: Oldfield
Entities connected to both Deutsche Bank Securities Inc. and Leslie Roth

Martha Stewart
PERSON
Stewart Oldfield
PERSON
Paul Morris
PERSONBradley Gillin
PERSON
Prince Andrew
PERSONKimberly Hart
PERSONDaphne Cales
PERSONPershing
LOCATIONDBOI Global Services Private Limited
ORGANIZATION
Alan Dershowitz
PERSONDonna Kerrigan
PERSONBlackBerry Work
ORGANIZATIONRobert Frohlich
PERSONMaria Farmer
PERSONDonna
PERSONISGShare
LOCATIONLeneth Vargas
ORGANIZATIONShivani Kacholia
PERSON