11
Shared Docs
11
Same-Page
13 / 11
Mentions
or vale - Cettanposfans may £pea MIMS apra and roll show 'pace was not mailable' if we are triable to obtain a price for a security - Deposes a Searles denominated et artences other Why S ahem are re Woe a the en:Purge/4oz of the natroment date - For ceaan sem:Ares tadeg deromeethos. ace aid qual
g matte PnCe or vane - Catan bosuns may *yea MIMS Darn OA all shoe/flow was not mailable if we are amble to obtain a pee for a smutty - Deposes a Searles denerinateed n crapes other than U S nays are ref IMO a the en:Purge/Atm of the slaterrant date - For gran seances yang tinornaerthrming demmetah
,400000 28.128 39,379.81 47,586.00 8,206.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON ADE Symbol: RDS.8 Exchange. NYSE EAI: 11,504 Caren yield: 5.41% Jan 29,13 185.003 74.585 13,798 31 69.560 12,868.60 -929.71 LT continued next page SONY GM 00021802 CHP70310008072465NP700030
e Pna or alit - Ce tan podia's may apex without apnea.] wen show 'pro was not mailable' if we are male to Obtan a pee for a security - Deposes a Searles denominator" n wanes other than LI Si dollars are ref meted a the e• d urge fat as of the naterrunt date - For mean 'entities versa in nOn-CCM)lin
neral Tows ad Condemns USS Steam of (tide Practices math* n ripetrientS oral Duclosures x xpayahrsaggaegatiasaiza Your wet yea statrilini ten aes Searles andother aces held n the account at the ad of the Werner peed You may Mt for &Amy of hay pad Wuribef I any IMP You may retie secutith used a ban c
SE EAI: 17,350 Current yidd: 6.84% Oct 26, 10 4,200.000 JPMORGAN CHASE CAP >XIX 6 700% DUE 0.102140 Symbol: PM.PRC Exchange: NYSE EAI: 44,188 Caren yield. 651% Mar 25, 1 .. 2,500.000 Total Total estimated annual income: $31,228 Winton of starts 'WC ilMe Pike pH Ole* (1) Puce per snare c
Me or van - Chan position may somata mbar ()Ana and will show a'price was not mailable' if we are ruble to *bran a ace Sr a security - Deposes a Searles denominated n oaderides other tan USOolbrs are rep Wed a the en:Purge/se as of the zaterrunt date - For certan 'entities vadeg noreccatirmin dern
ME FUND SELECT SHS Symbol: JSISX Trade date: Mn 29, 13 4,784.864 10.260 49,092.71 49,092.71 10.390 49,714.73 622.02 622.02 LT EAI: 11,139 Caren( yield: 2.29% METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I Symbol: MWTIX Trade date: Oct 24, 13 7,192344 10.709 77,030.00 77,030.00 10.6
r data - Main positions may amtha without ay.:tan:I roll show a 'price was not mailable' if we re amble to obtain a pee for a stormy - Deposes a Searles denominate." n orrendes other Man U S Oaten re ref Wed a the t :I urge Ae as of the to neat date - For oertan marines vadog n nonathoming clethmn
,481 156 7 959 19,750.00 19,750.00 8.240 20,444.72 694.72 LT Total reinvested 272.133 8.348 2271.85 8..240 2,242.38 -29.47 EAI: 13.555 Caren! yield: 5.70% Security total 7,564.445 8.127 59,201.48 61,473.33 62331.02 857.69 3,129.54 COHEN & STEERS PREFERRED SEC & INC FUND! Symbol.
t att the Genan Terns and ~ROM URS Stream of Cleat Prams rate h AVeroogoWS and ~lane a »tuna, •myrny ,orfiv burn Your wet sar slaWroffil emcees Searles and other issits held n the eccoum a IM ed on the swat penal You matt Its cletitery el fury paid section a ay IMP You may recta seatie; used a b
054327985336710396 112.00 363.00 Nov 24 LEATHER SPA NEW YORK NY 054329985338035295 Total - Professional services Total Card chargas Category Caren, period(S) $75.00 $1,141.16 veer todete (5) Card purchase summary 1.435 Visa debit. XXX4 5202 GRI6LARVE MAXWELL LOS Visa debit )00018834 G MA
wamtbscomrsseepyiekk from your F nano ial Advisor or by calling 800.762.1000. UM Financial Services account protection The Fin, is a member el she Searles Unveiled Protection Corporation 6IK), *loth protects securities accounts of es members up to 1500,0:0 Cricluoling S2B),000 for dams kr cash). The
AG Cayman Branch Thew deposits ate not insured by the FIX. Balances Fold at the LES AG Cayman Bath are tempera* exposed to the sorregi risk of the Caren glands, and there is no grantee Cr other obligation of 1.6$ AG to repay the Sates while on the UBSCaymeas Broth's books. Deposes a U35 Bat LEA and
dewing broker by arra-gement bah the ideated inslituton We informed you of this felts:115k, wises you opened this accost h the cast your tu-S and Searles tee Sated aims financial Semites and rot the iscaceg broker, ant you rat make angst of any error or omission to both firms As described in dm acco
AG Cayman Ranch Thew deposits arena inured by the FCC. Balances held at the UBS AG Casman Brandi are !empathy reposed to the weereign Ink of the Caren lank, and there is no guarantee or other obagetion of UBS AG to repay the Saxes whiff on the LEG Caymans Brach's books. Deposal at LBS Bark USA an
red skulks- Careammicalcau with the Mn • Pleasiereicodinn my oral comma-rations in wring to further protect your ridthi indult-drat rit crder the Searles 'meths Proteonon Ad (SOM. • II the financial ithattion co the top let of to had of this stamen snot USG f resat Strikes, LEG Firuncial Sonia" carr
AG Cayman Ranch Thew deposits are not toured by to FDIC. &Poxes hid at the UBS AG Cayman Brandi are tempi:ma/ reposed to the sovereign nit of the Caren *era, and there is no guranwe or other obligation of UBS AG to repay tie balms while Cri the LEG Caymon's Brach's books. Deposes at LEG Birk USA a
n trade date • Callable securities Bends ad preferred stock that the issuer cats for ea reclemplon wit be selected /martial& by lot kern among all Searles of that issue held in our manna «ninon*** name let era client. Call bare Scammicn r obtained from third parties and K aCCLrarr it no guaranteed. C
AG f airman Ranch thew deposits arena inured by the FCC. Balaxes held at the LES AG Carman Branch are tempos* reposed to the sovereign lee of the Caren larch and there is no guarantee or other obtgation of UBS AG to repay to Saxes whiff itel the LEG Cayman's Brach's books. Depose, at LES Bari USA
maid par or vale - COmanposakns may Ma> valCut apna and roll show %ma vas not mailable' if we are leek to obi* a price for a ssurey - Deposes a Searles iencennateci n orrenoes other than u S cores are collated a the cargo/se as of the Pawns! date - For Oran searines nadeg nonatharmin denainatali
AG Carron Bunch Thew deposits are not inured by the FM. Barton Feld at du LEIS AG Cara" Bra-th are tempera* exposed to the sovereign risk of the Caren elands, and Owe is no grantee Cr otter obligation of LEIS AG to repay*. Sates while co the UBSCaran's Brach's books. Deposes at LES Bat LEA and ea
Entities connected to both Searles and Caren

Ghislaine Maxwell
PERSON
George W. Bush
PERSON
Joi Ito
PERSON
Condoleezza Rice
PERSON
Vicky Ward
PERSON
Stanford University
LOCATIONRussell 3000
ORGANIZATION
NEW YORK NY
LOCATION
Mao Zedong
PERSONLOS AG
ORGANIZATIONLeon Black
PERSONUPS AG
ORGANIZATION
Puerto Rico
LOCATION
UBS AG
ORGANIZATION
United States
LOCATIONNnandal
ORGANIZATIONDoug Band
PERSON
U.S. Treasury
ORGANIZATIONBank USA
ORGANIZATIONSCOTT STACK
ORGANIZATION