*UBS UBS Strategic Advisor August 2014 Your assets . Fixed income . Mutual funds (contrived) Wiling Nurrbee or shares Purchase Mel Average price per share (I) client investment (1) Cost Oasis (1) Price per snare al Aug 29 (1) value on Aug 29 ($) unreanzedaa4 gain or loss (1) investmmt ticking return ($) period Total reinvested 67.076 11.039 740.49 11.080 743.20 2.71 EAI: $1,721 Current yield. 5.69% Security total 2,727.733 11.235 29,905.78 30,646.27 30223.28 -422.99 317.50 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 3.858.567 10289 39,704.65 39,704.65 10.310 39,781.82 77.17 77.17 LT (Al: $783 Current yield 1.97% JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: .1519< Trade date: Ian 29, 13 4,784.864 10.260 49,092.71 49,092.71 10.320 49,379.79 287.08 LT Total reinvested 54.221 10.366 562.08 10.320 559.56 -2.52 EAI: $1,195 Current yield: 2.39% Security toter 4,839.085 10.261 49,092.71 49,654.79 49,939.35 284.56 846.64 METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS I Symbol. MWTtX Trade date: Oct 24, 13 7,192.344 10.709 77,030.00 77,030.00 10.890 78,324.63 1,294.63 ST Total reinvested 92.556 10.771 996.97 10890 1,007.93 10.96 EAI: $2,047 Current yield: 2.58% Security total 7,284.900 10.711 77,030.00 78,026.97 79332.56 1,305.59 2,302.56 MDGEWORTH SEIX FLOATING RATEHIGH INCOME FUND CLASS I Symbol: SAMBX Trade date: /an 29, 13 6,502.655 9.039 58,784.00 58,784.00 9.020 58,653.94 .13006 LT Total reinvested 135.228 9.053 1224.23 9.020 1219.76 -4.47 EAI: $2,456 Current yield: 4.10% Security total 6,637.883 9.040 58,784.00 60,00823 59,873.70 -134.53 1,069.70 T ROWS PRICE Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. VI 23571 55 Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 c-onvnued nest page SDNY GM 00021346 CNP70003005702%3NP701:0193156 00004 0011 030575004 Y1235715501000;0 Pap 41 of 90 CONFIDENTIAL EFTA_00131966 EFTA01274173

*U BS UBS Strategic Advisor August 2014 Your assets r Fixed income • Mutual funds (contrived) Hddng reurron of shares Purchase puce Averag. pxe ;el share (1) Client investment (S) Cost basis (I) Prue per Ptak cri Aug 29 (S) Value on Aug 29(5) unrealizedOm) gain or lots (5) irnestment Holding return (S) period INSTITUTIONAL FLOATING RATE F CLASS Symbol. PFFRX Trade date: Jan 29, 13 5394.060 10.270 55397.00 55397.03 10.230 55,181.23 •215.77 LT Total reinvested 91.038 10.267 934.73 10.230 931.32 -3 41 EAI: 32,282 Current yield. 4.07% Security total 5.485.098 10,270 55397.00 56.331 73 56.112 55 .21918 71555 Total $686,768.61 $700,746.66 $701,312.61 $565.95 $14.544.00 Total estimated annual income: 530330 Account name: GHISLAINE MAXWELL friendly account name:Indiv V49939X6 Account number. Y1 23571 55 Your lq nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 Non-traditional Mutual funds Toler teinveste4 is the told dal reinvested dwdends a does not include any cash dyldends. II is not a lar lot for the purposes of determining hold rg periods or cost basis The shares you receive each time you reinvest dwdends become a separate tax CI. Cost Ana 6 the total purchase cost of the security. inducing reinvested dvdends Ire cost basis may need to be actin:redfor return ci capita payments in order to deterrent the aclusted cost basis for tat reponng purposes ttnte.iked NO gum or loss is the Ofference between the current value and the cost basis and would tanelary be yaw Ratable Once loss if tho sec oily was sold cn urn date. The unealued (tag canoe loss may need to be altrited tor return of Captalmmems in order to determine the reazed gain or las for tax (Moiling Purposes. 'ornament team is the current vat, minus the amount you invested it does not include shares that are not reflected on your statement. .nciudng shares that have been realized as either a gin a a loss It also does not .Nude cash d VcIends that were not rei retested Hddng Hunter of sham; Purchrt Once Average pace per than, (1) Client investment (5) Cost basis (3) Pre* per share 01 Aug 29 (S) Value on Aug 29 oil Unreatind (tat) gain or lots (1) imettrnet1 ticking return (5) period GATEWAY FUND CLASS Y Symbol: GTEYX Trade date: /an 29, 13 1,089.208 27,580 30,04036 30,04036 29.760 32,414.83 2,374.47 LT Total reinvested 9.249 29.128 269.41 29.760 275.25 584 EAI: 3514 Current yield 1 57% Security total 1,095.457 27.593 30,040.36 30,309.77 32,693.08 2,380.31 2,649.72 CHP70309005782984 NP7000198156 03034 CEO 4 030575004 Y123571550 10911§g yGm0002liese 42 of 90 CONFIDENTIAL EFTA_00 I 31967 EFTA01274174

sUBS UBS Strategic Advisor August 2014 VOM. aSSetS(commuecl) Your total assets Eguities Mutual funds rund income Mutual funds Nos-traditional Mutual funds Total Account activity this month Account nanie: GHISLAINE MAXWELL Friendly account name:Indiv.V49935006 Account number. Y1 23571 55 Your !Mandel Advlsor: SCOTT STACKMAMLYLE CASRIEL 212-821-7030/800-308-3140 value an Aug fl (S) Fexentage d your mault con ,....u...s 01 Eflmate0 annual mcccre (S) unremred gan Or 10'4 (S) 289,894.05 28.31% 245,322.27 4.987.00 44,571.77 701,312.61 68.50% 700.746.66 30.330.00 565.95 32,690.08 3.19% 30.309.77 5976,378.70 514.00 2.380.31 51,023,896.74 100.00% 535,831.00 347,518.03 Ode Actlety Dexl:410n Amount (S) Dividend und interest imorne 1-webte dmdends Aug 1 Cividend METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS I AS OF 07731/14 165.24 Aug 1 Cividend RIDGEWORTH SEIX FLOATING RATEHGH INCOME FUNDCLASS I ASOF 208.15 07131/14 Aug 1 Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 07/31/14 592.37 Aug 1 Dirdend Aug 1 Cividend EATCN VANCE FLOATINGS RATE ADVANTAGE C L I ASOF 07131/14 333.53 Aug 1 Cividend )P MORGAN MILT-SECTOR INCOME FUND SELECT >IS 115.87 Aug 1 Duldend T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS ASOF 07/31/14 192.36 Aug 1 Duidend BLACKROCK HIGHVELOBOND I AS OF 0713014 292.48 Aug 1 Cividend Total taxable dividends $224731 Total dividend und interest income $224731 COHEN IP STIERS PREFERRED SEC & INC FUND I ASOF 07/31/14 308.72 HS8C TOTAL RETURN FUND CLASS I 38.59 Date Desomen Anatol (S) Aug 4 Transfer TO Y1235750100 Total other funds debited eher funds debited -38.59 -53859 SIDNY GM 00021348 CNP703030057132985 NP70001931 56 00001 0314 030575004 Y123571550100000 Page 43 of 90 CONFIDENTIAL EFTA_00131968 EFTA01274175

*UBS UBS Strategic Advisor Aught 2014 Account activity this month (Contrived Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. Y1 23571 55 Investment transactions For more Infoirnehon Snout the prkei value shown for restricted secuatles, see important Mformation Soot your statement at the end of this downent Date Actnity Description QueOlity Value (S) PAce CS) Proceeds fron Investment transactions 0) FundS withdrawn fcr imestmems bought (1) moved imeres1 (S) Aug 1 Reinvestment METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I DIVIDEND REINVESTED AT 10.81 NAV ON 07/31/14 AS 0,07/31/14 15.286 -165.24 Aug 1 Reinvestment RIDGEWORTH SEC( FLOATING RATEHIGH INCOME FUND CLASS I DIVIDENDREINVESTED AT 9.02 NAV ON 0713 U14 AS OF 07/31114 23.076 -208.15 Pug 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DV1DEND REINVESTED AT 10.94 NAV ON 07/31/14 ASOF 07/31/14 54.147 -592.37 Aug 1 Reinvestment COHEN & STEERS PREFERRED SEC & 01C RIND I DIVIDEND REINVESTED AT 13.67 NAV ON 07/31/14 AS OF 07/31/14 22.584 -308.72 Aug 1 Reinvestment EATON VANCE FLOATING RATE ADVANTAGE CL I DIVIDEND REINVESTED AT 11.12 NAV ON 07/31114 AS OF 07/31114 29.994 -333.53 Aug 1 Reinvestment .IP MORGAN MULTI-SECTOR INCOME FUND SELECT 5115 DIVIDEND RENVESTED AT 1034 NAV CN 07/31/14 11.206 -115.87 Aug 1 Reinvestment T ROWE PRICE INSTITUTIONAL BOATING RATE F CLASS DIVIDEND RENVESTED AT 10.24 NAV ON 07/31/14 AS OF 07/31114 18.785 -192.36 Aug 1 Reinvestment BLACKROCK HIGH YIELD BOND I DIVIDEND REINVESTED AT & 30 NAV ON07,31114 AS OF 07131/14 35.239 -292.48 Total -12.208.72 Your Knandal Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.7000/800.308.3140 Date Activity Oescription Arrount IS) Money balance activities Jul 91 Balance forward $0.00 Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 38.59 Augs Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF MEW 14 -38.59 Aug 29 Closing UBS Bank USA Deposit Account The UBS Bank USA Depnst Account Is your primary sweep apt on $0.00 CNP700090057132996 NP70031931 56 00004 0814 C80575004 Y123571550 10%ffic GM 00021l9gg 44 of 90 End of statement for account number Y1 23571 S5 CONFIDENTIAL EFTA_00131969 EFTA01274176

Important information about your statement Fnancial Brun Inc (tern or WS FawnI Skin/. IS a menher of al prinkalsecunty. caserndk and epsks et/urges OBSF Pm% Nvces and UPS Bank lint en Mina siubmliras of UBS AG and kiln% of WS Sane% LLC lhefentstnacial ~mere it astable noon remis the knits heaths ahem Se a U3S kuodal Stwhis hc 1200 Harbor Bobby% WuNink en NJ 07086 lInssuumem represents cribrofIcial record of >cm IIBS Fmancial Sauces haunt Other records. %apt oppal tar donna. conuhng ØBØ dau should not be teed upon if you bens% twit 6 an make whin pen • or A ~hack n tung» helkanch ~no of he osp: mens your ithrum %scup al Sans awn ant Wended b be mono. swiroint Nand] rot be used for tatbubo% 48 solely on yediend la lams. . Fan 1099. MN. I CrelS etc) Mn pinning yourIh return her no is mph% by 14.4 10 reton tott RS al thank dirndl. repent/le non- ladblp dvdsmds ad lane sten tamed en mantes held n pa teen rin proceeds on sak tranuctons, sod ma bacon con% coed scorn Cemmunicedona wit Vs Firm • please re ccal.mi airy oral onernenons nsmn9to further peen your 'Wm %Wing you* rglos undo' the kanks foreta Protection Act (SPA) • 6/he fink 'Nikon onto top Wt cd Ilse km of this stamens 6 not UIS ~oaf ~vs. UBS Fennel Set-item:en yote anise as death; broke by aringement nth the INNS %Chinon We Wormed you ot thsrebtionshp :Men you owed tit account In this cap pit olds ant utnips ote heated a WS Ruspa Sinn and not the etreditng broker. aid you must nearer:et of my shoeOran% to Nth Um All nowt swans shrine deemed camp» end acar ate d rex objected Co n ~try whin 60 days • itemse direct custernen aterplants pilos to the Prins On Rohn Worm% at 2014S/1699*r talk% al $00-354-9,03. 8 00A NI to 6 CO PM ET ~Ay Pinup frid y. a in sting to uBSIlinancsal Sendes Clerrl Relitions Depattrrent PO Box 766 Union City NI 07(07 • Ts cast of «mors mesons about so ekmons lufg, trend« (sn bill Penn; or 15$ Visa MN cad trashions, call æO762.1000 « nrce to WSWaned Wm% hc. 1050 nabor BW .6th I bat ~bin N) 07086. Ann ins/SsA smite: CM hones won as you cart Ay:tithes/a unto( recept 6 vlOrg only% need nut detain Loot *trader on the slam% ei magi The kin ce c xd mew (as SP katile) must hear trom you no det« than 60 days alter the fri sent you the kst taxmen on endo bie ara or probkm ~mid - ProArk you nant ad mant inter (il and - Describe IN error or lee ranter you se knee Lou ad khan as clearly æ you can doe you belie. C is al error a why you need mete Manion - Prokle the dot% nun, et the summed wee The km orC ad hoer mil Instigate yotacmplant ad NIco:Tea any emor promptly hose mote al d-recks payable to the Fenor temaril nuluin, ndested on Ps front of to Zan% h addlion to tin knit fees. nounn may be kibta to mamma« km nu: lor me payee's far matte: Barderaa aid clukel Ice aped arens n oafs abcosnts Accounts ta are ann.] to otter nittutems may be %pa to a Pane% NIBS Sweep Options UBS Oka Oplailler ~Cat banes. Names to bad deposits at Mtn uSA arid WS AG %Nord tams (Bark Sword AN") : %hey market mutual Nils Proncy Evils) arid the Thwyntional Ghost Axon alfor customers tok as mentioned emote% Wriagenent account hicugh then% Smesalegrains. can balances re swept so WS Bat USA up ki a egabkhed lean and esi to WS AG Stair-lord Bran& a a Many Fura Deposes at WS Bat WA are 'OK enured n eon:Saxe with FOK Ns For non dannacin one nut ten klic 9,v OPpOnt5 41,5 AG Halted Brant ad tomcats -67 Funds rend nsured by the FCC. lØ th Ors. Juno to can Inn% am crap? to «WM accounts a lfilS AG ~York Branch and WS AG Caplan BUN, These deposits are net need by the FDIC Banes %Si If the te$ AG Wynn Bran re empowily hissed to he swamp ri-S of the C hmaii nat. and Mere h is gunmen other °Nuns of WS AG to May tne Dann Mode on the WS Caymans Brach's boda. Deposits a IC Bat VSA and tab WS AG Branch any n01 proem% by SPC Money Fund sham are peon% by Sec See 'WS boson Seen Mann Retealon- Now Upon pus rP4a.2, banes n the flank Sweep Program or OA may be nonsem ad Shaes of a Pane/ Fund maybe Nair% aid tnessocceM returned to you a your %onus towns fisher nlangn tout subtle weep hymns. exbdng dart sewn ram ard pens. 6 ....little x www ubsoselsweepoitels Mom your f ruin Nhor a by calling 806762-1000 tat Fesentbl Shakes nets peettekim The Fern n amine( of the Snubs ryes« Proteaion CObOrahn (WO. Mum protects seosnies xcocens of es makes sts to 1500000 Welkin; 1250000 for dams for Nag he WiC an ;oxen«, tarter Øhlo alletatens ~pun% n apannthhady The Firm 'opt wen cenan aliltes. ha ad pet:bawd skpienuntat grobann she merman anoint payable to all NIP% {Bonn. colkchrokunder *Ps motedon e WC mike, as of ~Ws In 2013 Babied tote pokcyarditiorn ad~fit can at he cem SUt«ØP0Ø fa up b SI 9 milk n *be adi aegis% toe al pur axotnishipb n a sancta capack afell copy ol he poky timOng aukbles/Pon m}ie2 The SIC peonen and he supplenta enact, both do not SPIT to • Count hen axes controlled bylad %Ad% n your nowt vim) but hell asw rom te5 findal Sermon (eg. Chan (0øn a LIBSBark, MUSS?' a ks AG Stamford bunk nsuramehochat ixkicmg Taub» anti% ad Minim of mutual finds rite sulis shags re my he% deny in te nano d the axon hob« on he bon and records of the acilabb en or toner agent • Conan nventro conna-tt or nor% inn kr 9. fried parohreships and prvae ~ens) that ate nix registered Vade the Smurnes Act of 1933. and • Correrorkinconirmunig . Prop tong* aid minus meal antacid, ncleclep turves commas and OkmandnY %0e1 contraCts The SIC protection and the apil~alprotrabn do not pp; to Msse assetshen A helot!~ »pea ate staxinenn The WC pronr:n and the swpWrwit pritteCISM do not holed pans* Man% n the market eh» Of yov ewes neat end% z arrim ff matel mown% Ør branaPKY of I'llscrake) Moen Womixon e ratable...pm divest Yat may ',bun ekre erfornwern and WC. hedudn9 the WC Brodin by caning SEC at 202.37 W300 ix by mitng tie SPC webyte ~swell Dkieleni Re kovesment Program IMP) the pnæ rekered is a arnje knee TOu Ma) °hen the &tulip-ate9n" your firing adroor Wry Wide nes are manna% knife OR P. paneltam kil te toll and me ash nil be deposnel n you amours lhedvhend Nina.% prize kipplitd by the issuer nog Offs from the mint ix% ye Midi the paul tees cm sold Caste-blip Only rank unit flay be ist in pv szoint s you re ontind <p enman sank of a en% ~nag or ~Me. tie Finn wll ether 3?-1 panel rants a makt price a accept an atom, densond by a centred Wang agercy. and cede you account lavettmenteblealvet he eminent obrives and Mt prof in are specic to each &Øm and inny vary between Stem ahem the Inn month, in wring of any mnicanc erase h your Nunn station or enestirgro cbscen For pad, nowt held you choose one of MeSolow% mestment Wachs • Pedigo fumy,: :Nome imosinstnts waking tly• phut kin d harmonly • Mime CaPinfilPPAPJOOn klingrrallt *Eking growth e sneXpal fans thane generten of name • Ante Conked/en of income and CyX.dx0flonfIf annstnns satin both he gnat« of race and Town d enopal Gesell risk profiles • Conanom Seeks tomimen klia minipill van km risk and plank to the roan net wen 4 that means the %Pam does net gmernesgmlicht income« (Sant atel may nce keep pace won in114no • Aitttketia Vining so amp! faneril to Laden' end tolerate owe mix eity » se* higher pens • Aggrrtase Wdng to axed ngh risk Hi~ aid hgh minty» %thigh returns am urne Statement locketheklinr We rrtay consoldate el rented hook, statements wet te selt ar}itr.S Mille Sane er,~ Accounts envy be relined for tin Inn Nun they he. wan eho a% maintain lent Noun rehionshps Ø otwe. dana te sane ahem, nu puttee 6 known as nomettoldng • I you peels to make %% MS tacmmt,mti%n ~at* CONFIDENTIAL nolcom — you my nine focuseholleg by at% your Enamel Admor Monday mount name ThftimdN aØ nane ref Sots mfarreticn that you neck on the km% wine senses %see It 6 a cutoinkblo -nrume- mosen by you a azh you wth your ~mph] it hin no %a effect on your ~UM You can Make pv Frondk aØ navies. hroup OnIne Sens of ble:ntalinj »NS &tarot, AO•bc< Auxitim %endow • Vabe of war acouraposkno NB of asses and Inns • ntaett Inch*" 'rabble can bala-cm vlkbtlp resumed wank/ t Gkbal Tr% Depositn unreal.% marks to maket ad eertan aZets not held by hp Ern Does not ncihnunpnad stintedassets a he en1 of the mer and men Illtentent pent a Mir% emsonents, unrested stork col ens and erns* b sØ plom • Oakes %Wes Mot bastes. outstandingmaw loan. crehl Me short account banes • cassonny banes tots of unnzed nubk W blanks. DV; WS Bank VSA Min balancob OBS AG Surd% Branch depose balances and mcnennorlk awn NO sweep banm a the dose of the Nina P40:4 Noniamencdify free Cledn banes n yeti, .10:Ounl ~not segrepsed from oakbanes ~the Fionrnay uce any ol these hads n the ordny course of damns, Rome funds an Nike kon purden% This 1St 6 Indked in he arrant pm% doseg mkt Lend hg information For detakd /Hofmann on he/ ril'> lend% praci us and dodos% Sato youClem R4aliteititp Ahern% or Account anonym ad the General Tin and Cceditom ORS khan of Cfecle Practicesman h 49nemer4" erdeeckaires YØ iiM re/man inMmiM.ny Your ants Yof Yak-Mini nines sehertes and other assetstin n the moon a he ed et the Pain% pa% You may okt for dtlime of !Lay paid .4turits, zany Ins You may recent mane; used a ban collseri aber PhmStiminn batance at on tern Any punties tranned U4 Meng lee summer: period are lit% a swim Tama ol the eidet the Nan% period • Con bash r, detenneing the croX basis cf the wakes naked n the staierrin SW? Mks% in he number 15$ Worn Stivashas eel% on %anion Oblained from sources other lean IBS Ennui Senf [es. netudng nlarnation Iran woks fen or ha you may hate plOidtd 10 your Nan Ante The En Met not independently vedy or guranhe to annoy en eXidey of any Mormacn mended by sources other tan WSFraioal SeNtes Ni Phan Stough WS Fink, Sakai gennly updates his isform nul as 16 reGtred tie NA does roc (*hide any ~ads tha tie ruanion vider 'Cost bait' and -lwerieril ganloss" is haute a of he die of this strewn As SM please do rutt rely «, this informalkin to stefanten er sae derimes. laid( punk% cr New% ~on Pained to the ern marrellect gwyb,s nformaks oily forte period of the theyreheld a the Pens Iterehinormil Months Cat be added by pv Ewan% And • t/nteditedgelnabsom %Ism data i hair% name% areal% lash: ism ye chtsted ter SDNY_GM00021350 EFTA 00131970 EFTA01274177

Important information about your statement (continued) kithwithalimaity kis the tathaakin data la inlinthal lots mayor may non ref kta cc missans Chaves am stormy reorsuncann mows Direfend and other remnants Sots and *tartaric padre lots re eats 0>nbried to disclai one nosed lot the • 'Bade cobrm peesents the or Oar Irathar Kin traledare • Callable workin Ponds and weekend stock mat the nos cart for early redemption wit be mimed repair* by lot tom among 8A Jemmiesof that ape MU in our rant to n panne. nave for cis dents Cat Mare 'Mama no is °Maned rtom thrd prim aid is array rs rot quaked Other call leases may most vassth could affect year complete olormi Ion vol toprovided open renmest • Cerrifrates cif deposit (CDs/ Ws are XX cued ups, 1293.033 n enema aid salad Mired pa thstoseor end per dmonto-y antihero. rt acid:Masa with SDK inks • pricertielue Pisces cloplmd fa Manes an, other produce, mae be highor a bwer that To prat that you would aaualle ream* in the make; Axes are °Maned from rattan meth party sources intsidi we belethe to le retitle, but we do not gramme eel' xcur•cy - Wo gmoraly coo the doingprize who, aralebk cr led mean a IM bid aid ask aces tor lam] *WPM and optunoralybd pines I or OTC smarm - let dandy traded warner maybe priced tang a mime. rootlet &Shenk, roam Ma we obtained ald may rein :Oka an data maker enamor data - Main positions may amtha without ay.:tan:I roll show a 'price was not mailable' if we re amble to obtain a pee for a stormy - Deposes a Searles denominate." n orrendes other Man U S Oaten re ref Wed a the t :I urge Ae as of the to neat date - For oertan marines vadog n nonathoming clethmnaktoS. VC, and quality dace vale) may hae been adenoids, fapmare proper vabram To obtain CUrOWY: WAN." MOO aniakk. threw yaw* Savona Advent • Meets Iniestmtms rend summedproduce. Omar therms acumen ancbdrig direr pathrpation progran and real ectate ntharnem nun Mathes/ aid Product products at IMMO, hghle ilkOdd (elan Milt/ ed FICALCIS KM het beer) regmeted own the Swimmers and ecaanal Canmsslon a under any Stare SeCiattei Pals We Monk eStmred vatem kr Mink re, estmett seamen. art seniors products lot Mortal noalpupown only AccuraCY a rot 9Urahleed - She* values maydifkr sthstantally from foxes, Ray a With wpm mesernere soatya nructured manta nay be Mar a sold aid do not nom:ally reposent the vast you may reamunser Inuidann - to rd pay eslmaes of vale as as of a ran tae aid re sampled to ItS Mega Sawn on a regt bast by an thlepentfent valerian iron Sentra Parmace spinsor Sowed Wks.. d ay. awe stapled to te rem by the Miwer, general pawner a swear and nay be °Waled based co al knot Mormarton from that used by thed pates to dente thee eStinatedVaiai - You car obtain addannal internam, regaling the methodology used to determine the elms, of VIM and the dare of the hronnacon Ma Is the bans fa the Mann hyaena:Mg wur Finrdal Athisor - Mad parry *thawed valvesmaw be calmed as .Not pnCeril n 'moral SWAP% *hell an nlepenant valuatner Ins has not applied a n male to assign oaths when we Nome away Thal a Mi.:fill wort ha cm:caredthat may oda crensusly mooned wake itho Ckethal. Ce whin a vaith model be hgthy speculathe duo to the ruisre of the smarty - Men Nether an nom general wow a sponsor (*mated vine 3 ihraparty MI Mated vane is prowled the Mut Or Me matey wet DT:INTIM am is Tram Ana - 'OMaiutioas to thee' may nicba rerun of cmrtal. .,cane a both • Coinki uml siee* re:reams the gaol Miro; ante per ash tab may not aorta you cost barb . hMa.d securities Resincrediecumes gcneaty ere not crank eligible for alplc lale US'S indexer acmes uses the mina precool the inersubtod mock of the sane Minas ncuted With for the rewitsed cloth for pwposa of m6 sadexereorth To the &t en tai resented warner are alb* lot sale. Me wake ecemsd may be surtuantlrly ass man the knouts] aim town • Esc Onirillted) ncaiE arraityiklds and rates. An 4.21Matt 01 anal name is based en rumen thethind aid Mom ram awning M. acuities will to held rot one yet from Bremer' date or nntil nasty lho rtilimat. is on 3 guogine. accuracy and Unglued Mane ere not thuralreed - Ed Muted ato' mome and orreor ythed la Galan hrtesol worts mule nduisi drawn of mexpr or GLIM pith in Math Olathe en Mare (and anal yeld)would be imitated - Earnated Nita name rid cument y eft end The aCtur Mom and amid night be lowers hgher thth the taknated amens - An nava ol snaked income Ovid'sd anchor fleetest) dvdeel by the °them make, vas, ate 'apr balreth ts toad Co the WI Mosul or excess parent nude by the over ant manes the sear* imideposas rill be Mldfa one wor arms the statement Mame tritthrtharty Amway" aid Conflated Mid tre not guarantee, • Meet not held by WS Plummier Sava Calais assay, ad not MNbytekm ad not WM, the SOWS possrano or motor Garth asses re deplaad co your ski...sera for informational poposesonle Posrtions ark ram presenied re mailed by the issung filth IRS pnascia Sfethors noel reiponsba kr this nfornrion arid does net thrall.* is accomy Mese assets tenet proemial by SVC re the kiwis supplernereal Sat coverage • Revenue diming end addbanalcompensatlen. - et 4dditial to onthissom on stars aid 12bil lees rimmed n conneaco with the dart:Non of inutta finds to our chink we mace ow *Mae reawe revenue Mann; papenUfrornanbutorsandor »ikon of the mane rinds that we sell These amounts are based an nvo &forint ccerponints tie Afton, Of SakSbyUBS 01 a MilCulr Mutual fund retry to me Greens. ad the met raze of a primly moor lad fangs shamlard a ilw IMs - INe aldose- *Are abo read., retenekng rid owntusprocesung lees in ortvdeithon for trailer agent amines man we prow:aro the maual fund; Thew fees genet" at pad loom immix ram in the mutual laid ad re a tbid CIOVSTOUll bawl on the turner of nails at the troker-deala hoking mutual It:Vsof era raid Isniy - In aktion to comma:of teemed et ornedion wen the Salre or darbution of arnury sad lnif •s.sl•,r.•5 ton snas to Ott dents we and cr our Mdla,erecevereme e Mang Othrptniabth Min maryof The romance corrpanth. inclerwring the athuityccrinas artilaksol the harried cornhais CeSpenien of to tint nvestrient moos we dattute - Our attires also meltetrading COMMISWISeN other componution trim mental nobs and nmake Oarthalies Most roans we Ms-Bhutto - We recast as antral fee ram LBSBant USA ad USS AC Stanlord Braids Or up to 125 per a:Courie sweeping to to baits ink. the UBS Bonk Sweep Program Aetaltp Information moaning corimidcos and other charges enured n monsoon with the mambos of Valet natOng option travottons has been madded co ccednuthons Prouty lunched so you. and MI be 'writhed to you pimply on maw, Senn selling It you reengaged in tort Ming a wacky. you may ens a dirge43*th with Innowng costs la that pakarla 'softy Open wden 4 9arding Open Ce igooditiliCarKelled • orders that were nor Melted by the Adernent date. Opel buy rd Sell Step cram ere teamed by the amount of dividendsa tghis on • andiedinchor 'eagles die unless mewled orherwiso by you YOu ae revOnible foe orders lhal are executed due to your foam to canal ethirg open ceders Tax witholdirymen fairbutionw foam UK Sinaloa' SentiOn IRAS Federal tar tar regureS LOS lelalcia Servia5 to withhold income tat from doer umblo MA Melba lax tut you may 4a opt lobar. ranno tar wehholl or. instead you fl ay ilea to haw let weanild. a arm or n a lead anoint as you depose Yet frelOn sea reran n ef leCt until reWled by you You myrevel* your Makin a any tine by manly anew eacten a you der not hate enunto roam tar watioNd Iron your diminutions. you maybe reversible la the payrnart of tthared ran You may nod marina d tie moults wt old and yes estinard in premises re nos equal to y0.1 lag CelipTiO1 Privacy To Mean 3 copy of arose-4 (Wire Stinky at pare contal you F maxi& tin out webine Y. now vas comilmioneolip Urn Misread' Semites 6 not a bark the RNA. Fusnms Sauces Amenni BSA and ahtik ere betherage aatilltS Sleds provide axes to bath ng services and produces trough anaigewnts wen affirmed bats set other Mkt partybalks ad provide; mans to thurroi and ready prothas imad by unartileted 'ha/party Moran" memories through ethisice b)ttICy subsea -vend MSS Fnakird Saviors tic lierestmmt. II5Ulatt andomit/or product, riot FDC holed • No batik gummier* May lad van MAA Resource Mmarterini &comm. Business Wynn Axone SSA. irMA and enema/nal Resonrce Mathgthren CONFIDENTIAL ACCOLftt ap regineted fence mats of OBS Friaxial Sete/tin kx Yea S5(131100 it a regiebcrod smitemath of vita kthernimaial lEtS Wa Svnabre cede fads ad LEG Wa debut cads re issued byMSBath USA with mammon from yea u SA roorpsearcd UBS Financial Sernoes Inc Rev 201407 SDNY_GM_00021351 EFTA_001 3 197 1 EFTA01274178

*UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CN470055526170911 X17 Y1 0 UBS Strategic Advisor September 2014 GHISLAiNE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv. V49935006 Account number. Y 1 23571 SS Your 6nancial Advisor- SCOTT STACK MANILYLE CASRIEL Fficoe: 212-821-7000'800-308-3140 Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029323 571 on August 29 a) on September 30 (5) Your assets 1,023,896.74 1,009,316.80 VisItour voebilte: www.ubscoffillinancialservices Your liabilities 0.00 0.00 Value of your account 51,023,896.74 51,009,316.80 Tracking the value of your account ThcLfianC$ Sources of your account growth during 2014 Value of your account at yea' end 2013 10.00 Net deposits and ' 0":7 EON 3 withdrawals 1981263.47 • Vow nostrum t return • Dividend and interest income 420,472.38 Chance in market value 47,580 95 Value of your account Aug 2014 Sep 2014 on Sep 30. 2014 $1,009.316.80 SDNY GM 00021352 Member 3IPC CNP703030C6557617NP70CO29330003C04 0914 0305750047123571550 1103C0 Page 33 of 100 CONFIDENTIAL EFTA 00131972 EFTA01274179

SUBS UBS Strategic Advisor September 2014 Your account balance sheet Summary of your assets Value on September 30(8) Percentage of your XCOUnt A Cash and rrxmey balances 0.00 000% B Cash alternatives ace 0.00% C Equities 281,512.43 27.89% D Fixed income 695,258.78 68.89% E Non-traditional 32,545.59 3.22% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 11,009,316.80 $1,009,316.80 100.00% Account name: GRISLAINE MAXWELL Friendly account name: Indiy V499350% Account number: Y1 23571 55 Your current asset allocation Eye on the markets Index Percentage Change September zol 4 Year to date S&P 500 -1.40% 8.34% Russell 3000 -2.08% 6.95% MSC1- Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Your ARandal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Interest rates on September 30, 2014 I One-month LIBOR: 0.16% CW7000300655261 8 NP7003293800 00084 0314 0305750N VI 23 571 550 11MtivGtkoccatigs334 of 100 CONFIDENTIAL EFTA_00131973 EFTA01274180

UBS UBS Strategic Advisor September 2014 Change in the value of your account September 2014 (3) Year to date (S) Opening account value $1,023,896.74 $0.00 Deposits, including investments transferred in 0.00 1,160,805.66 Withdrawals and fees, including investments transferred out -38.59 -179,542.19 Dividend and interest income 3,636.06 20,472.38 Change in market value -18,177.41 7,580.95 Closing account value $1,009,316.80 $1,009,316.80 Account name: GHISLAINE MAXWELL Friendly account naMe:Indiv v49939006 Account number. Y1 23571 55 Dividend and interest income earned For cuipop.f, of ins statement, ta.ati:ity of 'merest ano ckncieno interne ivy, been determined non a US tat reporting nerved's. eased upon the residence of the account hold,,, account type, or product tme some interest ardor dvidend payments mar not be subiect to United States (US) ardor Puerto Rico (PR) Income tarts. The (lent month statement is not intended ho be used and cannot be weed upon for tar purposes. Clients should refer to the appktie tar reporting font,' they recent from 185 annualy, such as the rens NM and me Eons 480. for Is remning intorMatiOn It IS the Make Of U85 to file tht Spkatie tar tenoning foams with the US intend Revenue SenSt aid PR Treasury ()Mailmen*. and in such form accurately cIssify cilicknct ardor interest as tar exempt or taable income. Mese consult you Induct's' tab PrePais September 2014 (1) Year to date IP Taxable dividends 3,636.06 20,140 47 Long-term capital gains 000 32555 Taxable interest 0 00 6.36 Total current year $3,636.06 $20,472.38 Total dividend & interest $3,636.06 12O172.38 Summary of gains and losses Yaws reported telcw exclude products tot which gam andlosses are not classified Realized gains and losses Unrealized September 2014 (1) Year to date (S) gains and Asses (4) Short term 0.00 0.00 4,042.10 Long term 0.00 0.00 25,298 49 Total $0.00 $0.00 $29,340.59 Your II sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Cash activity summary See account activity the month tot delah. Balances in your Sweep Opbons are indudedin the cpenng and closing balances roue. FDIC insuunce *chat only to deposits at uss Bank user, rot to deposits a UBS AG, Stamrced Penh or bank deposits paced thiough the UBS intemaiortzi crow Account progtam SIPC protection applies to money market sweep find hddings but nal bank deposits Seeimportant inktimation abOut you( statement on the last two pages ci this document for <Mak September 2014 (5) Year to date (S) Opening balances $0.00 $0.00 Addkions Deposits and other funds credited 0.00 71,462.49 Dividend and interest income 3,636.06 20,472.38 Total additions $3,636.06 $91,934.87 Subtractions Professional management fees and related services 0.00 -1,457.28 Other funds debited -38 59 -70,810.43 Funds withdrawn for investments bought -3,597 47 -19,667.16 Total subtractions -$3,636.06 -$91,934.87 Closing balances $0.00 $0.00 SDNY GM 00021354 c tinzcOdadOisSSZEii 9 NP7003290800 COCCI 0914 030579004 Y12357155011000) Page 35 of 100 CONFIDENTIAL EFTA 00)31974 EFTA01274181

*UBS UBS Strategic Advisor September 2014 Your investment objectives: You have identified the following investment objectives for this account_ If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the altemanve investment objectives in Important information about wor statement at the end of this document Account name: GHIRAINE MAXWELL Friendly account name:Indiv V49935;106 Account number Y1 23571 55 Your ratan: objective: Current income & capital appreciation Your tisk profile: Pnmary - Moderate Investment eligibinty consderation - None selected Your account instructions • Your account is currently coded for margin. • lots account cost basis default closing method is RFO, First In, First Out Your Amends' Advisor SCOTT STACKMA:1%Ni" CASFOEL 212.821.7000/800.306.3140 CUM:009006552620 NnOCOnia800 COON 0914 030575004 Y123571550119itiiwmtgoollger5536 of I CO CONFIDENTIAL EFTA 00131975 EFTA01274182

*UBS UBS Strategic Advisor September 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indiv y49935C06 Account number. Y1 23571 55 Some prices, income and current values shorn may Ix Epproximale. As a reste. gains aid losses may nol be &wady refkatd. Set Aporhan inkamation about your statement a the end of ths dxumem for rm. infornason. Equities Mutual funds Iota rent-tea d the iota dal reinvested dwdends II does rot include any cash dsich ads. a is not a la lot for the purposes of determining hold na periods or cost basis. the shares you receive each time you remiesi d %Wench becomes separate tax Pt. Cost bah; is the tots purchase cost of the security, inducing reinvested ci udends The cost basis may reed to be &lusted for return Cl cams payments in order so deterrryne the alusted cost bars for la repdaing purposes. Your II nodal Advisor: SCOTT STACKMANLYLE CASRJEL 212-821-7000/800-308-3140 tin fealaed (far) gain or loss is IM dfference between the currenl value and th cost bass aid would genera be your taut* gan a loss if the seculty was sold on ttes date. The unreas2ed gag gan or loss may need to be fl ushed for return of caatal payments In older to determine the 'edam' gain or IC61 for tat reporting purposes. /ointment realism is the current value mews the amount you imele0 It does not include ShaltS INK are not (elected on you, statement, mowingshares that haw been realized as either a gan or a IOSs It also dOeS not include eathdoclends then were not reinvested. thrrber Purchase owe Avelage pace Client Cost Price oer Share Value on Unrealizedurn imestment Hddrig Etching of shares per Shale 4s/ investment (3) DaSIS(3) 041 Sep 30 (SS Sep 30 (5) gain or losi (Si return (S) Celled CLEARBRIDGE EQUITY INCOME FUND CLASS I Symbol. SOPYX Trade date: Jun 26, 13 1,179.249 16.769 19,776.00 19,776.00 19.690 23219.41 3,443.41 LT Trade date: /an 14, 14 296210 18.470 5,471.00 6471.00 19.690 5,832.37 361.37 ST Trade date: Jan 15, 14 283.181 18.549 5253.00 5,253.00 19.690 5,575.83 322.83 ST Trade date: /an 16, 14 282.731 18.529 5239.00 5239.00 19.690 6566.97 327.97 ST Trade date: Jan 17, 14 298.430 18.469 5,512.00 5,512.00 19.690 5876.09 364.09 ST Total reinvested 26.354 19.186 505.64 19.690 518.91 13.27 EAI: 1826 Current yield 1 77% Security total 2366.155 17.647 41,251.00 41,756.64 46,589.59 4,832.94 5338.58 COLUMBIA CONVERTIBLE SECURITIES FUNDCLASS Z Symbol: NCLAX Trade date: Dec 19, 13 1.147.177 17.890 20.523 00 20.52300 19.190 22,014.33 1,491 33 ST Trade date: Feb 19, 14 840.380 18.969 15,942.00 15,942.00 19.190 16,126.89 184.89 ST Total reinvested 53.109 19.394 1,030.01 19.190 1019.16 -10.85 EAI: 4967 Current yield 147% continued next page SDNY GM 00021356 Chie70007005552671 WT003218800 00001 09i4 030575004 Y123571550110000 Page 37 of 100 CONFIDENTIAL EFTA_00131976 EFTA01274183

4tUBS UBS Strategic Advisor September 2014 Your assets . Equities . Mutual funds (Coannued) Hddng Hunter of shares Purchase wet Amp? peke geisha'. (S) Client investment IS) Cost Oasis (1) Pnce per Share on Sep 30(1) Value on Sep 30 (S) unresIndOs3 vain °floss (S) Investmed Hddng return (S) period Security total 2,040.666 18.374 36,465.00 37,495.01 39,160.38 1,665.37 2.695.38 HARBOR CONVERTIBLE SECURMES FUNDCLASS I Symbol: HACSX Trade date: Ian 29, 13 1,872.780 10.250 19,196.00 19,196.00 11,150 20,881.49 1,685.49 LT Trade date: Jun 17, 13 960.534 10.489 10,076.00 10,076.00 11.150 10,709.95 633.95 LT Total reinvested 27.030 11.272 304.70 11.150 301.38 -3.32 EAI: 3589 Current yield 1.85% Security total 2,860.344 10.340 29272.00 29,576.70 31,892.83 2,316.12 1620.82 JP MORGAN INTREPID EUROPEAN INST Symbol: OEM Trade date: Aug 1, 13 435.452 23.134 10074.00 10,074.00 25.700 11,191.11 1,117.11 LT Trade date: Aug 6, 13 439.831 23.286 10242.00 10,242.00 25.700 11303.65 1,061.65 LT (Al: 475 Current yield: 0.33% Security total 875.283 23.211 20,316.00 20,316.00 22,494.77 2,178.76 2.178.76 MATTHEWS ASIA DIVIDEND FUND INSTL Symbol: MIPIX Trade date: Jan 29, 13 2,156.431 14.849 32,023.00 32,023.00 15.780 34)328.48 2,005.48 LT Trade date: Feb 1, 13 481.951 15.069 7263.00 7263.00 15.780 7,605.19 34119 LT Total reinvested 52.286 16.005 836.87 15.780 825.07 -11.80 EAI: 11,445 Current yield: 3.40% Security total 2.690.668 14.912 392E6. 00 40.122.87 42,458.74 2,33587 3.172.74 SIT DIVIDEND GROWTH FUND CLASS I Symbol: SOVGX Trade date: Jan 29, 13 2,333.831 15.400 35,941.00 35,941.00 18330 43,712.65 7,771.65 LT Trade date: Jun 11, 13 624.804 16.569 10353.00 10,353.00 18730 11,702.58 1,349.58 LT (Al: 3769 Current yield 1.39% Security total 2,958.635 15.647 46294.00 46294.00 55,415.23 9,121.23 9.121.23 continued next page Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number, v1 23571 55 Your inandd Advisor. SCOTT STACK MANY LYLE CASRIEL 212.821.7000/800.308.3140 CNP70003006552622NP7000293800 00004 0914 03057500T VI 2357155011igtffiymcoocaliss738 of 100 CONFIDENTIAL EFTA_00131977 EFTA01274184

*UBS UBS Strategic Advisor September 2014 Your assets e Equities . Mutual funds (continued) Hddng TORTOISE & RIRELNE FUND CLASS INSTL Symbol. TORIX Trade date /an 29, 13 EAI: 3544 Current yield 1 25% Total $243,500.00 Total estimated annual income: $5.215 Number of shares Purchase poor Averary pace per share (9) Account name: GHISLA1NE MAXWELL Friendly account name:Indiv V49935006 Account number. Y1 23571 55 Client investment C91 Cost Face per sheet basis el) on Sep 30(9) Your 1isandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 value on Unrealized Oa.) investment Hold rig Sep 30 (S) goIn °floss (I) return(S) period 2296.774 13.330 30,616 00 30,616 CO 18.940 43,500 89 12,834.89 12284.89 LT Fixed income Mutual funds Total teinvestef d the total of at reinvested dydends n does not include any cash dvicknds. e Is not a tar lot for the purposes of determirenq hddnig pencels or cost baSzt. The shares you receive each time you reinvest dvdenck become a separate tar lot. Cost basis is the total purchase cost of the security. inducing reinvestedduo/ends The cost basis rnsy need to be ousted for return d capital payments in order to detesmne the oa tared coo Teal for tar reporting purposes. 3246,17722 3291,512.43 535,335.18 338,012.93 Untraleed (rat) gain or loss is the dfference between the current value and the cost basis and would ceneraly be your ramble San ce loss 4 the security was sow awes date. The urred,zed Rad CgIn a loss may need lo be adusted for return of capti payments in order to deterrent the rewired gain or loss for tar reporting putpCezeS hwestmerrf meter is the current value minus the amount you invested k does not include shares that ale not reflected on )our statement, Ind udng shares that hare been marredas either a gain a a loss It also does not include cash I:sedan:is that were not reinvested Hcldng Winter of shares Purchase pricer Average price cal shale ($) Client investment (S) Cost basis (1) Price per share on Sep 30(9) value on Sep 30 (I) unrealized Om) gainOr1M (I) trnestment Hold *a return (5) Wed AVENUE CREDIT STRATEGIES FUND CLASS INSTL Symbol: ACS8X Trade date: Nov 12,13 910.736 11.270 10,264.00 10,264 00 11.460 10,437.03 173.03 ST Trade date: Nov 18, 13 912.566 11 300 10,312.00 10.31200 11.460 10,458.01 146.01 ST Trade date: Nov 25, 13 911.661 11.319 10,320.00 10,320 00 11.460 10,447.63 127.63 ST Total reinvested 57.231 11.721 670.86 11.460 655.87 -14.99 (Al: 51,256 Curent yield: 3.93% Sectrity total 2,792.194 1 1.305 30,896.00 31,566.86 31,998.54 431.68 1,102.54 RACK ROCK HIGH YIELD BOND I Symbol: 8HYIX Trade date: /an 29, 13 4,811 156 8.200 39,451 48 39,451 48 8.200 39,451 47 -0.01 LT continued net page SDNY GM 00021358 CelP7C009305552623 NP7003218800 00004 0914 030575004 YI 23571 SSO 110000 Pug* 39 of 100 CONFIDENTIAL EFTA_00131978 EFTA01274185

UBS UBS Strategic Advisor September 2014 Your assets . Fixed income . Mutual funds (continued) Hating Number of stores Purchase Pled Average price per share (1) Client investmmt (S) Cost bailt (S) Price per share Value On on Sip 30 (1) Sep 30 (S) unrealised Gal Investment Holdng vein of loss (s) Mum (S) period Trade date: km 27, 13 2.481.156 7.959 19,750.00 19,750.00 8.200 20,34548 595.48 LT Total reinvested 237.868 8.369 1,990.88 4200 1450.52 -40.36 EX $3,562 anent yield: 5.77% Security total 7,530.180 8.126 59201.48 61,192.36 61,747.47 555.11 2,545.99 COHEN & STEERS PREFERRED SEC & INC FUND I Symbol: CPX1X Trade date: )an 29, 13 3,002.068 13.487 40,490.57 40,490.57 13.560 40,708.04 217.47 LT Trade date: Feb 6, 13 740.625 13.391 9,918.40 9,918.40 13.560 10,042.87 124.47 LT Trade date: km 14, 13 751.274 13.309 9,999.02 9,999.02 13.560 10,187.27 188,25 LT Total reinvested 158.926 13.578 2,157.90 13.560 2,155.04 -2.86 (Al: $3,853 Current yield:6.11% Security total 4,652.893 13.447 60,407.99 62,565.89 63,093.22 527.33 2.685.23 DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DBLTX Trade date: /an 29, 13 124503.155 11.379 142.229.00 142,229.00 10.940 136,729.82 -5,499.18 LT Total reinvested 362.069 10.960 3,968.62 10.940 3,961.03 -7.59 EAI: $7,112 Current yield: 5.06% Security total 12,860.224 11.368 142229.00 146,197.62 140,690.85 -5,50877 •1,538.15 EATON VANCE FLOATING RATE ADVANTAGE CL I Symbol: EIFAX Trade date: )an 29, 13 7,524.150 11.180 84,120.00 84,120.00 10.960 82464.68 -145532 LT Total reinvested 202.179 11.137 2,251.73 10.960 2,215.88 -35.85 (Al: $4,010 Current yield: 4.74% Security total 7,726.329 11.179 84,120.00 86,371.73 84,680.% •1,691.17 560.56 HARBOR HIGH YIELD BD ID INSTITUTIONAL CL Symbol: MIA% Trade date: /an 29, 13 2.660.657 11.239 29,905.78 29,905.78 10.720 28,522.24 -1,383.54 LT continued next page CNP700030416552624 NP7000293800 00004 0914 030575004 Y123571550 1 1 ligthiwGpkgocaggsg40 of I CO Account name: GHISLAINE MAXWELL friendly account name: Indiv V4993S006 Account number. Y1 23571 55 Your Komodo! Advisor SCOTT STACK MANLYLE CASRIEL 212.821.70001800-308.3140 CONFIDENTIAL EFTA_00 I 31979 EFTA01274186

*UBS UBS Strategic Advisor September 2014 YOU/. assets . Fixed income . Mutual funds (corionued) Account name: GHISLAINE MAXWELL Friendly account name:Indy.. V49935006 Account number '0 23571 55 Your Mnandd Advisor- SCOTT STACKMANLYLE CASRIEL 212-821-700(V 800-308-3140 Purchase Owe/ Nurrber Cost Pnce per share Value on Unrealized (00 investment HolcIng Wising of shares Average nei eiretet invest Cltleg Oasis 0) on Sep 300) Sep 10 (f) gain or loss (f) return 01 period Total reinvested EAI: $1.712 Current yield: 5.78% Security total FISBC TOTAL RETURN RIND CLASS I Symbol: MINX Trade date: /an 29, 13 EN: $795 Current yield 2.00% JP MDRGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: 151SX Trade date: Jan 29, 13 Total reinvested EAI: 41,359 Current yield: 2.74% Security total METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I Symbol. MWTIX Trade date: Oct 24, 13 Total reinvested EAI: $1,985 Current yield: 2.52% Sectrity totai lt DGEWORTH SEIX FLOATING RATEFIGH INCOME FUND CLASS I Symbol: SAMBX Trade date: Jan 29, 13 Total reinvested EAI: $2,499 Current yield: 4.20% Security total T ROVVE PRICE 100.864 10.942 1,103.71 10.720 1,081.26 -22.45 2,761.521 11.229 29,905.76 31,009.49 29,603.50 -1,40599 -302.28 3658.567 10.289 39,704.65 39,704.65 10.310 39,781.82 77.17 77.17 LT 4.784.864 10.260 49,092.71 49,09231 10.210 48,853.45 -23926 LT 69.226 10.356 716.93 10.210 706.80 -10.13 4,854.090 10.261 49,092.71 49,809.64 49,560.25 .249.39 467.54 7,192.344 10.709 77,030.00 77,030.00 10.810 77,749.23 71923 ST 106.394 10.786 1,147.67 10.810 1,150.12 2.45 7298738 10.711 77,030.00 78,177.67 78,899.35 721.68 1,86935 6602.655 9.039 58,784.00 58,784.00 6920 58003.68 .780.32 LT 160.424 9.047 1,451.50 8.920 1,430.96 -20.52 6663.079 9.040 58,784.00 60235.50 59,434.66 -800.84 650.66 convnued next page SDNY GM 00021360 CNP70003006%2675 NP700O298800 00004 0914 03057500t Y123571550110000 Page 41 of 100 CONFIDENTIAL EFTA_00131980 EFTA01274187

UBS UBS Strategic Advisor September 2014 Account name: GHISLA1NE MAXWELL Friendly account n am,: Incliv V49935:106 Account number Y1 23571 55 Your Knandd Advisor: SCOTT STACK MANY LYLE CASRIEL 212-821-7000/800-308.3140 Your assets Fixed income . Mutual funds (contrived) Purchase price Member Average pace Hddng of shares pet share (S) Client investment (S) Cost basis (S) Price pet share on Sep 30 (1) Value on Sep 30(S) unreal:edam) gain or loss (5) investment Hddng return (I) period INSTRITI0NAL FLOATING RATE F CLASS Symbol. PFFRX Trade date: Jan 29, 13 5,394.060 10.270 55397.00 55,397.CO 10.130 54,641.82 •755.18 LT Total reinvested 111,228 10.260 1,141.27 10.130 1,126 74 •14.53 EAI: 32,290 Cisrent yield: 4.11% Security total 5.505.288 10.270 55 397 CO 56.538 27 55,768.56 -769.71 371.56 Total $686,768.61 9703,36948 9695.258.78 -98,110.90 $8,490.17 Total estimated annual income: $30,433 Non-traditional Mutual funds T.TJ (l a- re nvnted dwie rids n does not tnclude any cash chldends. I is not a ten lot fu the purposes of determining had rg periods or cost basis. The shares you receive ezh tint. you reinvest dm:Sena become a separate tax Sol. Cost Ewa 6 the total purchase cost of the security. Ind udng reinvested dvdends the cost basis may need to be alusted for return if capita payments in order to deterrnne the adlusted cost basis for tar reponrq purposes reflected on your statement. includng shares that have been realizedas either a gan or a loss It also des not include cash dvdends that were not reinvested. Purchase Price Number Average prze Client Cost Price per share Value on Unrealized (tan immanent Hddng Hddng of shame per share (5) investment (s) basis (1) on Sep 30(5) Sep 30 (1) gain or loss (S) return (5) Period GATEWAY FUND CLASS Y Symbol. GTEYX Trade date: Jan 29, 13 1,089.208 27.580 30,040.36 30040.36 29.520 32,153.42 2,113.06 LT Total reinvested 13.285 29.275 388.92 29.520 392.17 3.25 EAI: 3501 Current yield I 54% Security Wad 1,102.493 27.600 30,040.36 30,429.28 32,545.59 2,116.31 2,505.23 Unteolged (tag gam or loss 4 the df(erence between the current value and the cost basis and would german/ be your Ratable Ono: lots if sec oily was sdd on des date. The unrealued gas) gan or loss may need to et ads rated tor return of raptal pagnems in order to determine the rested gain or ICCS for tax (Mating purposes. Investment terum is the current value minus the amount you imeSted it does not include shares that are not CHP70309306552626NP7003298800 03034 0914 030575004 Y123571S50llictiky_Ghtcohliso/42 of IC0 CONFIDENTIAL EFTA_00 1 3 198 1 EFTA01274188

UBS Strategic Advisor L BS J Your assets -,-,-, Your total assets Equities Sued income Non-traditional Mutual funds Total Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. VI 23571 55 Your !Mandel Advisor: SCOTT STACKMAPILYLE CASR1EL 212-821-7000M800-308-3140 PeKentard COSI ESUrvate0 Urueath Vane on Sep 30(0 your &coon' bens (II annud inccm, ckin Ivy. i.S) Mutual funds 221,512A3 27.89% 246,177.22 5,215.00 35,335.18 Mutual funds 695,258.79 68.89% 703,369.68 30,433.00 8.110.90 Account activity this month 32,545.59 3.22% 30,429.28 501.00 2.116.31 $1,009,316.80 100.00% $979,976.18 $36,149.00 $29,340.59 Ole Activity DeiCrnitan Amount (S) Dividend and interest income Taxable dividends Sept Dividend METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I AS OF 0e2914 150.70 Sep 2 Dividend RIDGE WORTH SEIX FLOATING RATEH1GH INCOME fUNDCLASS I AS Of 227.27 082914 Sep 2 Cividend DOUBLE UNE TOTAL RETURN RAID INSTL AS OF 082914 570.39 Sep 2 Cividend COHEN & STEERS PREFERRED SEC & INC FUND I AS OF OF52914 310.23 Sep 2 Cividend EATON VANCE FLOATING RATE ADVANTAGE C LIAS OF 08129/14 341.99 Sep 2 Cividend 117 MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 154.85 Sep 2 Cividend T ROWE PRICE INSTTRITONAL FLOATING RATE F CLASS ASOF 08/29/14 206.54 Sep 2 Cividend BLACKROCK HIGH VELD BOND 1 AS OF 082914 297.82 Sep 2 Cividend HSBC TOTAL RETURN FUND CLASS I 38.59 Sep 19 Cividend MATTHEWS ASIA DIVIDEND FUND INSTL AS OF 091814 463.92 Sep 24 Cividend GATEWAY FUND CLASSY 119.51 Sep 25 Cividend COLUMBIA CONVERTIBLE SECURMES FUND CLASS Z AS OF 0924114 283.64 Sep 26 Cividend HARBOR POGH YIELD 60 FDINSTTTUTIONAL CL AS OF 092914 363.22 Sep 26 Dvdend Total taxable dividends Total dividend and interest income HARBOR CONVERTIBLE SEC URMES FUND CLASS I AS OF 092514 107.39 $3,636.06 $3,636.06 oat Activity Description Amoult (1) Sep 3 Transfer TO '1235750100 Total other funds debited Other funds debited -38.59 -$38.59 SONY GM 00021382 CNP70003006552627NP7000293800 00004 0914 030575004'n23571550 110000 Page 43 of 100 CONFIDENTIAL EFTAJO131982 EFTA01274189

*UBS UBS Strategic Advisor September 2014 Account activity this month C0ntnued Investment transactions Account name: GHISLAINE MAXWELL Friendly account namerlridiv V49939X6 Account number: VI 23571 55 rot more infoendion about the pliceivalue shown for remitted setuotles, see important information about your :tatement at the end of this datum-lent Dale ACtnity Desteption Quantity vdue (S) vote (S) Proceeds Iron tnwsurent transactions (S) Funds v4thdtavm la Fmerments Ocuslu (5) Accrued interest (S) Sep 2 Reinvestment METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I DIVIDEND REINVESTED AT 10.89 NAV ON 08129'l 4 AS OF 092914 13.838 -150.70 Sep 2 Reinvestment RIDGEWORTH SEV FLOATING RATEHIGH INCOME FUND CLASS I DIVIDEND REINVESTED AT 9.02 NAV ON 08'2914 AS OF 08/29 14 25.196 -227 27 Sep 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DVIDEND REINVESTED AT 11.00 NAV ON 06 2914 AS OF 0E/2914 51.854 -570.39 Sep 2 Reinvestment COHEN & STEERS PREFERRED SEC & INC FUND I DVIDEND REINVESTED AT 13.74 NAV ON 08/29'14 ASOF 08(2914 22.579 -310.23 Sep 2 Reinvestment EATON VANCE FLOATNG RATE ADVANTAGE CL I DIVIDEND REINVESTED AT 11.09 NAV ON 0&2914 AS OF 062914 30.838 -341 99 Sep 2 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS DIVIDEND REINVESTED AT 1032 NAV ON 0812914 15.005 -154.85 Sep 2 Reinvestment T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS DIVIDEND REINVESTED AT 10.23 NAV ON 08/2914 AS OF 08,29/14 20.190 -206.54 Sep 2 Reinvestment BLACKROCK HIGH YIELD BOND I DIVIDEND REINVESTED AT &42 NAV ON 092914 AS OF 062924 35.371 -297.82 Sop 19 Reinvestment MATTHEWS ASIA DIVIDEND FUND INSTL DIVIDEND REINVESTED AT 16 14 NAV ON 091E/14 AS OF 091614 28.743 -463.92 Sep 24 Reinvestment GATEWAY FUND CLASS Y DIVIDEND REINVESTED AT 29.61 NAV ON 09123114 4.036 -119.51 Sop 25 Reinvestment cowmom CONVERTIBLE SECURITIES FUND CLASSZ DIVIDEND REINVESTED AT 19,38 NAV ON 092414 AS OF 092814 14.636 -283.64 Sep 26 Reinvestment HARBOR HIGH YIELD BD FD INSTITUTIONAL CL DIVIDEND REINVESTED AT 10.75 NAV ON 33.788 -363.22 Your 15 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000'800-308.3140 092914 ASOF 092914 continued next page 0071:009006552628 NP700O298800 00004 0914 030575004 Y123571 $50 I I %Ow GMpoolN96344 of I CO CONFIDENTIAL EFTA 00131983 EFTA01274190

taUBS UBS Strategic Advisor September 2014 Account activity this month (contrived] lavesbnent transactions (continued) Brc<eHIS ban Funds investment withdrawn la Accrued Dale *Only DesCipban Ju.aity %Aut. (S) Hite CS) irseratieeis invesenenis 0toctil (S) merest IP Sep 26 Reinvestment HARBOR CONVERTIBLE SECURITIES FUNDCLASS I DIVIDEND REINVESTED AT 11 19 NAV ON 09/ 2514 AS OF 09'2914 Total -53,597.47 Account name: GHISLAINE MAXWELL Friendly account name:Inch:, V49935006 Account number: Y1 23571 55 Your Nnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 9.597 .107 39 Date Aug 29 Balance forward Sep 3 Deposit Sep 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 0903114 -38.59 Sep 30 Closing UBS Bank USA Deposit Account Tne UBS Bank USA Deport Account your primary sweep cpbon ACIrvity DtSChPbOrl Amount (s) Money balance activities UBS BANK USA DEPOSIT ACCOUNT 50.00 38.59 5000 SDNY GM 00021364 HP70003305552079 N7700329930000034 08i4 030575004 5/Q.357i550110030 Pegs 45 of 100 CONFIDENTIAL EFTA_00131984 EFTA01274191

*UBS Your notes C NP70009006552 630 NP7000293800 00004 0914 030575004 V123571550 II iglyky_Gm_000114S6546 Of I00 End of staternent for account number N't 23571 85 CONFIDENTIAL EFTA 00131985 EFTA01274192

Important information about your statement Fnancial Sakes Inc ~rem or WS Fahrecial Sea". IS a menher of al papal secunty. aterrndk aid opals edurges OBSf had Nwas and UK Bank Ilk en had attar" of 18S AG and Milian of WS Saudis LLC lbef teas Chad ~age it ?We upon read the amts heake of fish at at U3S Pandal Stas hc 1200 Harbor Be/Aka %%NAP" NJ 07086 his sutsnem apneas.* «Not [Dimmed of purldS fmanar Se was acceunt Other records. %opt °Heal tai dommenn. conuhng ØBØ dau shouldnot be id% upon d you bane hon 6 an actor Nikon plea • on it ~daily n wring» helkam ~apt of the Wm:nuking your storm Although al form tan antimo% b be stone. Pairoint data Todd roe be used for tar puposes key solely on pasts lx lams. . Form 1099. Sat 10425. delft% unpaid your tar return heath is rapedby 14.4 10 reton to he RS al than le dirdals. 'Phonate nois lable dvdends ad duke men waned on aunties Mtl n par hod" rut proceeds on sae tranuctent nd ant basonconah coed shunt% Ciamednicetchne with the Fern • please re ccal.mi airy oral otenamons n hang to further peeled your 'Wet %hiding you* rghts under the Nathes had Protection Act (5PA) • 6 the ~al munition on the top Wt cd the lint of this tan" b not MS ~oaf ~vs. UBS Fruncial Sakes Nrin jeer acokrit as death; trek« by ~pennant win the %aid %dunk We Wowed ok ot this red/omega when you opened his 4xcvnt In this cad per heels and WiffkiPs ese hated a WS lama Simon ad noe the undrar.] briar. of you must ~earth:et of shy taor OrMnahl to Nth km All account parents shrine deemed compd.:Ad acar ate t n-X obleCed Co n ~try within 60 dad • itemse direct custernen aterplants pilot to the fa: Oa Rota% Norma ae 2014S/1699*r told" al $00-354-9,03. 8 00A NI tot CO Phi ET ~Ay thioup fedy. a in sting to uBSIsmanchal Seas ex. Cie% holden, Depart" PO Box 766 ikon City NI 07(07 • Th cat of errorsa batons about an ekcoond 41103 trant« (tin bill Postmen on WS tea dad cad irmsadhont call æO762.1900 a once to WSEnamel Sernoes ht. IOW Hake BW .6th lbs. Weekalwi. N) 07086. Ann ahstasA sates CM Ovate./ don as you cart d put% wet stammtor recept 6 wort (also need are dun" Loot strafe( on the statement of red" The kin ce Cad new (as ap kale) must entom you no Later tan 60 days alter the fri sent you the kst Hama on hihish the once or probkmaperd - Pekin/ you nine ad notsil number (il any - Describe the error or he wafer you se wive abaft adept» as clearly æ you can why you Nike e t al error a why you need mete Mandion - erode the dot% ~urn et he %peed at The km orC rd Ma% ~rip* yotr or:~ al sill omel any ecor pronhtly hose mar al dyed, peytto to the Fenor tc I nail %laden ndead on te front of the Paean, 11addl.:en LO regtsW aravit fees. asounb may be objets to mammary fa Main lor depayee,* tar sank: Durham; aidchair Ice srpad fl ints n tzei acents Accounts hat Pee Unkind to oat nit tutens mar be %pa to a bailer lee. NIBS Sweep Options Utt5 Okra 0~11 for ~Cat bakdes. Nags to bad &pods at Willa uk an! utS AG Stanford ban (Bark Set" nosy"): aney market mutual Ihnds Monty fiats) arid the harrutionalDepost Accra% alfor customers with al enemabonad amuse Management Account laugh Oak" Sweep frograins can bates re swept no WS Bat USA up no a eslabIted kyle and ken to 185 14 Stamford Bran" a a Macy Fad Deposes at WS Bat USA are WC enured n acoodap wen HAS niks For ex" itananon plate nut am be 9,v OPpOnt5 41,5 AG Halted Branch ad hams d Maner funds and isred by the FIX krough the Din addable to can balm% as crap? to «pod accounts a liBS AG ~TN Branch and WS AG Caplan Ban?, Thera Sash are rice need by teeFDIC Bannon NU If the te$ AG Chan Bran re Nyman& epoad to too strata rip of the C hmaii dap and here h en qua:mace other do Stand o4185 AG to May the Nan onde on the WS Caymans Brach's boces Deposits a IC Bat USA and each WS AG Branch and primed% by SPC MontyFund hats are waled by WC See 'WS Neat Seats Mann Rotedon' Now Upon you rP4a.2. bataes n he Bank Saw Programs d OAmyprewt4awn.agn3esofaMXityFuld ~TN spatted and the phocceM Nand to you a you socuitos Atretkell fustier edema% tout »slate keep dank exbdng gam mums ram and pens. 6 ....little x www ubsoorrisweepyidls Intn your f natal Ør a by calling 806762-1000 UBf FeeeratiolSordas meta prebaten The Fern 6 a amber of the Secure% »bena Protection COpOran (WO. Wish protects seosnies xcocens of es meads tan to 1500000 ("bag 1250.000 for dams for Fasil he la an coxene, tinx‘ Øylo all %ants ~punt's'' , apanafahhatty The firm together wth cenan ablates. ha aho pet:bawd nesdantat gronaun inenurenum anovt payable to all Nigble cake, colks-thdrunder potetion o 550) mike, as of Words It 2013 Skal tote pokey arditiorn aid ~no cat at he fem Skrus protected fa .p ith SI 9 al" n he aggregte toe all put axoterishieN n a pa wls "path A-Toll copy ol he poky want 6 kaki% Won ~ 2 Te SIC prowl% and he supplemental promotion both do not aPni to • Cenardnad tans controlled by (and %AA% nay newt van) but held asw romieS Satin (eg. «wan (0øn a LIBSBard (a/fah MU% AG Stamford ban". OD %teat Tench= act kg Taukt arrikt rd lMhw., of ritual lads rare sun shags re mg pored ~in tr naua d tne aeon% hob« on the bodes and records of the aplable Nis or trader aged). • Conan nveninern conna-tt or nakent inane k 9. laid ~then and prvae ~ens) that ate na register" yanda the aurnes Act of 1933. and • Correndh% contras W g . fornp aohao ad Kean meal contract %Wed futures commas and 0/fHT0dAT Whalcontraes The %X protection and the apil~alprotrabn do not welt these assets am d hey otenitse »pea a e t swamis The WC prot%ron and the swpWrwit pritteCISM do not Foal pans* dunges n the rakes vatn d yov "era", hat« z argon d matel %dank rzutif hanaPtO or "Pea) Moen Womixon e ratable...pm nquest Yat may ',bun more information anol WC. necludng the WC Brodum by anizing SEC at 202-37I 4300 ix by Nod M SPC webs% ~swell Dkieleni Re kreesment Program IMP) the pay rekved 6 an artaje pia TOu Ma) °bean the &tulip-ate9n" your /tuned Aboor Why whole nes are pad% knife OR P. panel shoes wil be sob and me as, nil beans/ad n you amours lhe OWN% Nina.% prize tippled by the nnuer nog Offer from the main Øre dun the podia anna am sold CasIshilipe Only whole unit flay be NJ to pur await t you re entitled to moat ha mamma dad...Said wrist or odwene, to Finn wit ether 3?-1 pathal was at madet price a accost an arm% dame% by a registered Wag agency. and cede you account havettndertetolealvite The ~wens obrives audit prof Ware tat< to each &Øm and ink vary tettest Stem adrehe the inn knob, in hang of any ;gram, arge h your Mancha dual% Or eivestirgre cbadm For "doan:Dud held. you choose one of herolow% tasted% objects • Pedigo fumy,' :Nome imesentnts sending tie Banal" d lameON • Maid CdPtalrIPPAPJOOn klingrrallt *Eking growth e playa rant than ;Id generation of Mine • twat Coreladon of income and Cynt.dx0~IfIf enensrans seeing both he geint« of tame ad Town cI pencial Oventll risk profiles • Consated Seeks tomimen htir pinata( wth kid risk ad "la lik to tie aka herd. eon rl that means the aocouni does not gee te spencer income« (Sant atel myna keep pace nth in114no • Aitttketia Vining so amp! soma Mt to Laden' end tolerate virradaty» seek Ph:paeans • Aflame Wdng to axed hgh rid dadoPal and hgh voladtpo )telnign returns/an tont Statement ineueebekling' We nay consolidate el edited achnt swamis Mt the selt ar}itr.S Mille Sane er,~ Accounts may be retried for his Fepose bØ they he. "run who adi maiman lent account rdaionshus nth otte dents ei the salen adass The prate 6 known as 'howelnoldng I you peels to regne indirdual flaterttenbintikd n ~at* CONFIDENTIAL ormolopm — you may air* ficuseholleig by wan; your Fnmed Adkor Friendly «aunt INTIM Waken:9r aØ nane %has mfarreticn that you emend on fit Henn online sates websee It 6a custoinInble 'mamma man by you yo azh you wth your ~hying it nt no %a effect en pour ~UM You can mange pv trendy akin navies. hroup OnIne Sands or blomuling »NS &tarot, AO•bc< Meant sankes • Vala of war accourogoakto la of ashes and Nukes • ntaett Inch*" hatable can bolach Nalco resumed wank/(m) nd Gkbat TaltDepositt unrealized marks to maket and artar abets not held by he Fan Does not nciadeunsmad sinantelassets a henna of the mer and meat Illtentent pant a fondle ~ankh unrested it" plom ad arcistb sØ deem • Oakes hcbdes Øl balances. outstanding mar loan. credit leie. short account Naas • casstrody bean Tots of vansiod hatabath blanch. ph; WS Bank USA deposit bata or. OBS AG Surdal Branch depose balances and money max anal lied sweep bata n. a tedose of the state" P40:4 Nondoirencdik free nedi) Nam n yeti, .10:Ounl ~not speepted from oat- balaxes the Fe/nerdy use any of these furds n ihe ordinay a a course of it dy s tvsnass Died funds pap dun yd. deand tea incbded in he arks pax, doseg value Lending information For detand stoma:in on dye/ rni> lend% piano% ~muros Mer to youChem R4aliteititp Agrana or Account Arta", asa the General Tat and Cade" WS Stamen of Cale hakes table h 49nemer4" erdeeckaires YØ HP., /dawn- "mat/ own Yew ate Yof Yak-Mini mares Såp ins and other assets the account a he ed et the Niemen Ned You may dR for %limn ol !Lay paid .4turits, a 4,y tme You may rake senenien used a ban collate" ate pavery ay band we on hem Any dunks ten% a> ts he dieing he Nang period are lited s sweet Tan of the erd of the harem period • Con bash ti detskeing the coP basis cf the dashes sodded n the suited" Were %Wed wth he number WS Sandal Smashes yea on intuit" ion Obtained from sources other tears 1135 finsda Serves. rdtudng nlarnation Iran atta few or ha you may hate W./kW 10 your Nast Mew the firm does not independents vedy or gan nato anracy er vXidny of any /nyman fronded by sources oter than IBS f nasal Seats addtion ahoughVBS Fiundal Nam gamily upWes his Manual as c 6 Nested the ken does not (*hide any ~ands IN tie nf «mat% under 'Cost bates' ad 'anti% gannish' is ante a of he die of this swami As such please do rot rely on this in1 «mat Ian to makepurchase or sae derides. laid( purpods cr knew acccunn naked to thee en ma/ reflect gabs, nformaik oily for the period of titre theyadheld X the f en, korehinorhal "ant" Cal be added by pyr hrunsal AØ • Omitted galnabmes %tn data h hat% •5m-e-0`- Jrnalyil latn:,;ys yycY.niale,fce SDNY_GM_00021366 EFTA JX)131986 EFTA01274193

Important information about your statement (CCel (Muted) kidvidalscOrity Ions 11* Vacationdata fa Nadal lots mayor may not eel onmissess. Chavesalder SeCuntyleoroincalon averts Dalfe deer ore rens:awe lets and *Kau* padre lots at each Wetted 10 %SOS one Sward tot the • lrade dr.' colas presents the asps, waists traNdete • Callable marbles Bonds andpeeked trod to the nos calt foe eaty rsderpbon ad beskald crust-tidy by lot torn amcsj 8A sonniesof that ape Winos name a n sensate nave for es clones Cat leas 'Mesta co is Standtom thrd pale; and is wry 6 rot %Waited Otis call leases miryeast vasch could Sett Ski Cantle% olorma kin esd beprodded open regent • Cremates of deposit (CDs) Ws ale MC roved INV S2SOCCO n pampa' ad scud Serra pa &pouter and per clepotio-y tnliMim. n acordena with rules • priadvalue Puss cloplkoed ICJ Wades aid Other produces 'nay be hots a lower tan Yep pep coal you Yreul Khalif ricewe in the matte PrCeS are CI:planed from sicus toed paly soon Sudi webelated be relate. but we do not %rads VS a:cracy - Wo nay use to dosng ors when salable a the mean or the bid ter ask paces fa feted SedirceS and opuses or on b bd prces for OTC seared - let amt.% bald securim maybe priced rung a disco mock, a %end Mani pia we obtaned ant may nol re lea an add matte price or WM - CenanpouonS may £pea wMad aprize and rot shoe/arose was not mailable' if we are enable to obtan a prise for a security - Deposes a stories dencrtmated n artendes Other Man LI S Cotters are ref Wed a the saturgerae as of the dawned date - for dens 'entities tmdem tr noreccenormive denomnatais. mce and quality race valid mar hae been Wpm:deo frigate prepays's/an To obtain crown matrons. San salable. metal yos Fermi rimer • Preen Mtn ars ms and traduced product. Plicate inesendre seas* dnetnIng direct pridpation pagan aid real estate rt.Stroem ten Seaulted aid finch ed paductS aegermeay hght ilia Id Celan drucsed podia s hare no been reordered on% the Bloomed and en2haVk Co nmalon a unsafe any State *Cured" Wm We von* estmred misses la innate mermen stainers ad striate, prodsis tor donna sapwood only Acaurarye not 9UnnWed - Them yams maydiffir mintentally from pices, if a'w al whim a ;Nate imestmere seamy a StruCtured sods, maybe licuOt a foe aid do not necessity represent the war you may roman upon halidaten - Med paly flimaeS Of valet are aS Ot a ran Oae aid at sunned to GCS Insole Savors waspUr Date by an Wenn:fent miration Inn Psua Tenni Permit cd sponsor Sewed vire if my. are striated to te Frm by the our general panne a swear and maybecab-SW bred en different Nervation from that our by thfd panes to doo.e thee estimated vats; - You car obtain addeenal itcrmatcn regaling the mettodology used to determine the enmae of Vlibt and the date of the hfonnacon ma Is the bass fir the vino by apeactiN your Pesdal Adds - Thad parry minuted earsmay be reflected as 'NM prime n snivelrumens two an inlesseneent valuator" firm Isnot %poled mesa:le to assign a yam when we tummy awl. %Manson* trot hat oo,sredtha may olla menus,/ reporsed lobe too (NO'S. Ce when aurae vexed te hglify "'torah* duo to the nacre of the seamy - then ruitlw an Eva portent parer a sponsor eginaud oar me 3mrdpmyesIehaedvane is mended the Nue of the nasty wA bedadant ton nt pstraa Ana - '0arbaiodi to on' not Vebde redo of (£Sara scene a both • OOPS um sk`e* re:feignses owl oaring puce per sit ad may not rifled you. cod bath • belied searitias Restricted serrates gmerafy ae not and/ Sob* for %tic sale UPS foaled, Stress Was the make price of is tonestrided stock of the sane our a a, mutedvan lathe rearMed stoic ibr proses of moue:enamor* To the omen dare rest, hied Saner serge* for Sale. Me Slat reCeked may be manumit, less Than the deputed aim shoal • It lodiritatod) nes amen yields and rams. An tulnwe of emir mome is based on amen, cleeSsnd and :.are ram awry the rorities wettest held fee one yea, from Patented date a sokl manly The estimate a ony a guidrine. accuracy aid Centoued name se not %scooted - EdMuted royal some and amen yie4I for Cerlan Vase, series mold brute arisen of plocpr or carve OAS n Midi Olathe ea Heise laid anent veld/soul! be overstated - Earnated anus .come nd cuvantsrield aid the actua name and yield night be lowers hghwthar the reivated amens - An nava. ol "naiad interne Ovid'd actor retest chard by TheCorea make, var. nap balaCeetSed Co the laSt deradd or mired payhd nude byte nos and estates die sear* kirk/pods MI be held'a ones,. tom the statenst %Sot wild misty AoavICY aid coMnued mid ae not guaarceed • Ames net held by WS If inertial Sontiom Conan WPM ate cot heldbytekm ad not ends the Inn's postdate, or antel These asses re eeptend m your sratensom foe Sonnatronal popoSesody Position ad rases preVeled are peoided by the issung fins. IRS Fnand$ Sew., t not reparable for this afeemgbn aid does net 9.kirlitte Ey armory TheSe assets tenet protected by SPC re to WWI suppleinreaf SP( coverage • Itananua during and addkiendereepensatiem - ti additi741 to comnissom on ski and 12b1 lees reamed es conneam with the dartuton of vulva fsodS toot chentS we mice ow *Are Nome /Web! Mann; papunts from daltbutors soder adeison of the nuts, finds ma we sell These *norm are bred an two drawer, aerporents the amount 01 saksby IRS of a yr itcuLn mutual her limey to medents. ad Id the me vabe of a priory mbar far fangs shamMal a the lien - We alder ant* cep Rada retecenng aid onvemprocesung lees in orredeiron for t aisle( agent awl ee teat we sonde to rhemoual funds Three lets genet" re pad torn incisor stem, tithe mutual fume end to a tiad delta anorem basal on the narrow of axamisat the brow-dear honing mttual Ism:hot ma he'd family - In addl on tecomertslienS Masted et consaion writ the sale or darbutan N arouty over= ad irk irrentrnere tool units to or clones, we and a our aff darn Nome redeem Prang compensation Iron mrryof The masor companies todervenry the a-cu/ty coducts atilses of the norance corms:6 Of Veined Of the VA elueSelleell PUPS he darts. - Ott /MS'S alSo receke traeirg come/sums air other compensation from mina feeds ad mucads Corrnalies ekes proorts we - We receive al anus fee Mtn USISBalli USA en1UBS AG Manion/ Bookie of tip to RS pee rcount swioNag to to balm Ink, lee IRS Brit Sweep Program ASA, Informatan respedng contr.-oder* ad other charges m annecrion win the ereartion of wales nchring cpbon namactons has been nciatled on conlinnrons reyoulay Kindled to you. and well be pemirel to you reornpiir on WWII *OM Selling If you at engaged in short 'Oho a warily. you may rids a chageweto anon basowng cons foe tna palouLv rarity Open Orden 4 9arding open '9000.tilanCelled • OrderS that Wire not merited by the strement dete. opei buy rd sell stop ceders at related by the amount of deedends or rotas on • etdiddindsor eandlos /are unless rummer othenyito by you You ae rimensble for orders that are executed dad to purr false te Canal orating open ceders Tar witheldito en ekirbutions town WS Pinatas' Senna, IRAs Triad me Saw repines .45 snnda Services to withhold rooms ta from yos sable UM develba arn tut you may den net lobe. roosts "Shell or. instead. you may Nett tra has lee wetted a ar ae a n a lead anoint as you choose Yes Moon %gateman n ef Sect until reeled by you You may rester your election a at; t Me by many anew ;Vann If you do rot haw onouto home tar wafter Iran 'Cur dartuliOnS. you maybe re%OriSble foe the perdu of essixedtak You may nod pin atm d tie awns washed and yet estimated to payments at not equal to Wu' lee Oblipti01 Privacy To atm a copy otos( wren Clive Away flake. pare mntaci ye Niro:al:4mm centime err Y. mow pis c o ememeneolry UBSinaxial Servos 6 not a bat The WA. Fumes, SOVCeSAaant BSA and MIA 3e beckerdoe latiritS vklldl provide access to bat cep services ad produces though anrodunts with affilaud bats aid oche tied party basks and scads aeon to Om rid mut y prods.= iSfeed by untall Meter tadpanty Morena cows through mince agency subsibr es of UtS Coaxial Session he Sense& man. and amuly products rot FOIC haired • No bank SWUM** May lose yam Seth Rdeudt 2Analereol &coy" Business Wean ACCoen1 SSA. INAA and estemabedal RdOsCe lettiagerren CONFIDENTIAL AO:ount are registered service mats of UPS Fnaxial Swims Inc Yea S5naturo it a misted service mabar of visa Imernmcnal IRS Visa Signature re& cm:haul IRS dia den cads to issued by Meant USA wth mymoyon from yea U S A normeatem UIKFnanoaldervieeslnc Pet 201407 SDNY_G MS10021367 EFTA 00131987 EFTA01274194

*UBS 1.435 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005749011 1014 VI 0 Account name: GHIStANE MAXWELL Friendly account name: Indiv.V499350C6 Account number. Y I 23571 SS Your linancial Advisor- SCOTT STACK MANILYLE CASPJEL Phone: 212-821-7000/800-308-3140 Questions about your statemerat? Call your Anancial Advisor or the RMA Resourceline at 800-RMA-1000, account 029323571. UBS Strategic Advisor October 2014 GH1SLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 IS) on October 31(1) Your assets 1,009,316.80 1,015,667.54 Visit our webilte: Your liabilities aoo aoo www.ub5comainancialservices Value of your account 11,009,316.80 31,015,667.54 Tracking the value of your account S incur,and$ Sources of your account growth during 2014 Value of your account at yer end 2013 5000 Net deposits end • 0"fl I,Ots withdrawals 1931291.46 • Your investment return • Diiidend and interest income 523,466.78 Chance in malign value $10.963 30 Value of your account *) 2014 00 2014 on Oct 31.2014 3%015.667.34 SDNY GM 00021368 Member SIPC CNP700303005740m NP7003193196 COON 101e 030575004 v123571550000000 Page 33 of 94 CONFIDENTIAL EFTA_00131988 EFTA01274195

SUBS UBS Strategic Advisor October 2014 Your account balance sheet Summary of your assets Value on October 31 (9) Percentage of your account A Cash and money balances 264.68 003% B Cash alternatives 0.00 000% C Equities 283,462.38 27 91% Ct Fixed income 699,505.14 68 87% E Non-traditional 32,435.34 319% F C orrmodit ies 0.120 000% G Other 0.00 000% Total assets Value of your account $1,015,667.54 $1,015,667.54 100.00% Account name: GHISLAINE MAXWEU. Friendly account name:IndivVd9939206 Account number: VI 23571 55 Your current asset allocation Eye on the markets Index Percentage change October 2014 Year to date S&P SOO 2.44% 1099% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000'800.308.3140 • Cash and money balances may include available cash balances. LIES Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% O47000B0057480i 2 Ne70C0i$3796CO204 t014030575001 ri2357155000akeGiumolling 34 of 98 CONFIDENTIAL EF1'A_00131989 EFTA01274196

*UBS UBS Strategic Advisor October 2014 Change in the value of your account October 2014 ($1 Year to date (I) Opening account value 31,009,316.80 $0.00 Deposits, including investments transferred in 1,300.00 1,162,105.66 Withdrawals and fees, including investments transferred cut -1,272.01 -180,814.20 Dividend and interest income 2,934.40 23,406.78 Change in market value 3,388.35 10,969.30 Closing account value $1,015,667.54 $1,015,667.54 Account name: GHISLAINE MAXWELL Friendly account new*: rutin v49935Go6 Account number. Y1 23571 55 Dividend and interest income earned For cuiposts of Iris statement, raiab:ity of ',linen ant do income NY; been determined Iran a US tre repotting peripedive, good upon the residence of the account hokkt account type, or product type, some interest ardor dvidend payments may not be subject to United States (US) ardor Piano Rico (PR) Income tarts. The dient month statement i5 not intended to be used and cannot be reed tam for IM oncosts. Clients should refer to the at:oloade tar reporting forms they recent. Iran 185 annualy, such as the fOrMS 1099 and the Forms 480, for tar reporting information. It IS the Make of U85 to file tht ZOGliCatrt tar tenoning forms with the US Interna Revenue Service and PR Neasury Department and in sue h forms accuratey usury diidenct ardior interest altar exempt or taabk income. Mese corxult your induclual tax prepare( October 2014 (s) Year to date (5) Taxable dividends 2,934 40 23,074 87 Long-term capital gains 000 325.55 Taxable interest 0 00 6.36 Total current year $2,934.40 $23,406.78 Total dividend & interest $2,934.40 123,406.78 Summary of gains and losses Values reposed Nino, exclude products for which gain and losses are not classified. Realized gains and losses Unrealized October 2014 (1) Year to date (1) gains and kisses (4) Short term 0.00 0.00 4,008 90 Long term 0.00 0.00 28,720.06 Total $0.00 $0.00 $32,728.96 Your II sandal Advisor: SCOTT STACKMANLYLE CAMEL 212-821-7000800-308-3140 Cash activity summary See Account edit the month to deta Balances In your Sweep Options are induCedin the cpenng and closing balances yaue. FDIC insurance andier only to deposits at UK Bank USA, not to deposits at LOS AG, Stan-lord Er and, or bank deposits placedthrongs the UBS Inteinaiona Deposit Account migrant SiPC cxotedion applies to minty market sweep hod holdings but not bar* deposits Sterinportant ineermation about your statement on the last No pages Ci this document for detals October 2014 (1) year to date 04 Opening balances $0.00 $0.00 Addions Deposits and other funds credited 1,300.00 72,762.49 Divdend and interest income 2,934.4C/ 23,406.78 Total additions $4,234.40 $96,169.27 Subtractions Professional management fees and related services -1,27201 -2,729.29 Other funds debited 0.00 -70,810.43 Funds withdrawn for investments bought -2,697 71 -22,364.87 Total subtractions -$3,969.72 -$95,904.59 Net cash flow $264.68 $264.68 Closing balances $264.68 $264.68 SDNY GM 00021370 c fie700010057480i 3 NV7003193796 00(104 1014 030579004 Y121S7ISS000C000 Page 35 of cs3 CONFIDENTIAL EFTA 00131990 EFTA01274197

UBS UBS Strategic Advisor (itioher 2014 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $38.59 Number of days in interest period 29 Average daily balance $6.65 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL Friendly account nacnoilridiv V49935:236 Account number: Y1 23571 SS Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate investment eligibility consideration None selected Your account instructions e You account cost basis default closing method is FIFO, First In, First Out Your Ignendal Advisor SCOTT STACK MANY LYLE CASR1EL 212-82 I-7000! 800-308-3140 CNP21;00300574:30i Ne70C0193796 C0004 1014 030575004 Y123571550 C0Mic GM 000211991 36 of 98 CONFIDENTIAL EFTA_0013 199 I EFTA01274198

UBS Strategic Advisor T October 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: lndiv vegg35O06 Account number. Y1 23571 55 Same rimer, mane and current vduts shown may be EpprOxirevene. AS a rest, gains MC110ssesM not be accuralely reflected. Set Aportant infomabOn about your statement a the end of the d:cumem for more infornason. Cash Cash and money balances Cash and money balances mai include avalade cash balances, UBS Bant USA depdsn account balances. UBS AG StanSord Branch depow account balances and money market mutual fund sweep balances UBS Bank USA deposit account balarxes are insured by the FOC vAlhn applIceble limits, but are not protected by StPC bets AG Stanford Brant h deposit account balances sie not insured by FDIC and se not protected by WC Money Market sweep balances are protected by 5$C but Ene not insured by the roc. See the Important information about your statement at the endof this docunent for delaih about those balances. Hddng U35 BANK USA CEP ACCT Openng Maurice Cloung Wince on Od I (0 on Oct 31 (I) Price Pet share on Oct 31 (1) Average rate Your ftnand/4 Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 DnIckncl Interest Dgsm period period Cep annual (1) 0.00 264.68 Equities Mutual funds total reinvested n tar tots ct a reinvested dvdench. II does not induce any cash chicerds. II is rat a tar lot for the purposes of determining had ng periods or cost basis. The shares you receive each lute you reinvest dedends become a separate tax fol. Cost bast is the total purchase cost of the security. indudng renvesteddvbends. The cost basis may need lobe ad uSted for return of rapid payments in order bD determne the aCluSled COSI bars for !a< reporting purposes. Purchase OW/ ofmi shreat s er Ape vetasr aiPreC e(se.) Hddng CLEAN:1110CE EQUITY INCOME FUND CLASS I Symbol. SOPYX Trade date: fun 26, 13 1,179.249 16.769 19,776.00 19,776 00 20.310 23,950.54 4,174.54 LT Trade date: /an 14, 14 296210 18.470 5,471.00 5,471 00 20.310 6,016.02 545.02 ST Trade date: Jan 15, 14 283.181 18.549 5253.00 5253.00 20.310 5,751.41 498.41 ST continued next page Client investment (1) 250.000 00 Unrealted(tait)gam or loss is the dfference between the current value and t he cost bass and would generaty be your ramble gan or loss if the sec may was sdd on tars date. The unreakred (lag gan or loss may need 13 be &Added for return of capital payments In order to determine the recited gain or loss for tax fr7estme)iwgn purposes. I n is the current vane rilnus the &Mont you I rreeged It does not include shales Mai ale not reflected on yorisiatement, mcludng Strati that hthe been realtedas either a gun or a loss It also does not include cash d Pclends that were not reirwested Cost Price per Owe basis (S) on Oct 31 (8 Value on Unreai2ed nth) iniewnent Hating Oct 31 (3) gpin or loss (5) return (5) period SDNY GM 00021372 CNP7000g005748015 NV7003184796 00004 1014 030575004 Y123571550000000 Pegs 37 of 98 CONFIDENTIAL EFTA_00131992 EFTA01274199

UBS UBS Strategic Advisor October 2014 Your assets . Equities . Mutual funds (continued) Meng turbo of shires Purchase puce Meta.? peke pet sham (f) Client investment 0) Cost bask (S) Price per share on Ck1 31 (5) Value on Oct 31 (5) yore/Med Cm4 coinorlon (S) imestment Heeding Mein (I) period Trade date: Jan 16, 14 282.731 18.529 5239.00 5239.00 20.310 5,742.27 503.27 ST Trade date: Jan 17, 14 298.430 18.469 5,512.00 5,512.00 20.310 6,061.11 549.11 ST Total reinvested 37.214 19.333 719.47 20.310 755.82 36.35 EAI: 1865 Current yield 1.79% Security tots 2,377.015 17.657 41251.00 41,970.47 48277.17 6,306.70 7026.17 COLUMBIA CONVERTIBLE SECURITIES FUNDCLASS 2 Symbol: NCIAX Trade date: Dec 19, 13 1,147.177 17.890 20,523.00 20,523.00 19.300 22,140.51 1,617.51 ST Trade date: Feb 19, 14 840.380 18.959 15,942.00 15,942.00 19.300 16219.33 277.33 ST Total reinvested 53,109 19.394 1,030.01 19.300 1,025.00 -5.01 EAI: 4967 Current yield 2.46% &easily total 2,040.666 18.374 36,465.00 37,495.01 39,384.85 1,889.83 2,919.84 HARBOR CONVERTIBLE SECURITIES FUNDCLASS I Symbol: HACSX Trade date: Jan 29, 13 1,872.780 10.250 19,196.00 19,196.00 11.190 20,956.40 1,760.40 LT Trade date: Jun 17, 13 960.534 10.489 10,076.00 10,076.00 11.190 10,748.37 672.37 LT Total reinvested 27.030 11.272 304.70 11.190 302.47 -2.23 EAI: 1539 Current yield 184% Security total 2,860.344 10.340 29272.00 29,576.70 32,007.24 2,430.54 2,735.24 JP MORGAN INTREPID EUROPEAN INST Symbol: JFEDt Trade date: Aug 1, 13 435.452 23.134 10,074.00 10,074.00 25.250 10,995.16 921.16 LT Trade date: Aug 6. 13 439.831 23.286 10242.00 10242.00 25.250 11,105.73 863.73 LT (Al: 475 Current yield: 0.34% Security total 875.283 23.211 20,316.00 20,316.00 22,100.89 1,784.89 1,784.89 MATTHEWS ASIA DIVIDEND FUND INSTL Symbol: MIPIX Account name: GHISLAINE MAXWELL friendly account name: lndiv V49935006 Account number. Y1 23571 55 Your A sandal Advisor, SCOTT STACK MANY LYLE CASRIEL 21242 1.70001800.308.3140 continued next page CNP700030057030I6 NP7OCOte8796 00004 1014 030575004 vi2.347i44000114thlwGMthao2Agra 38 of 98 CONFIDENTIAL EFTA_00131993 EFTA01274200

UBS Strategic Advisor T October 2014 Account name: GHISLAINE MAXWELL Friendly account new*: Indiv V49935006 Account number. Y1 23571 55 Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Equities . Mutual funds (continued) Number Wiring of shares Purchase Pixel Average Pace per share (1) client investment (1) Cost basis (S) nice per share on Oct 3t (1) Value on Oct 31 (1) UnrealizedCad coin or loss (I) Investment Noting return CP period Trade date: Mn 29, 13 2,156.431 14.849 32,023.00 32,023.00 15.880 34244.12 2,221.12 LT Trade date: Feb 1, 13 481.951 15.069 7263.00 7,263.00 15.880 7,653.38 390.38 LT Total reinvested 52.286 16.005 836.87 15.680 830.30 4557 (Al: $1,445 Current yield: 3.38% Security total 2690.668 14.912 3928600 40,122.87 42,727.80 2,604.93 3,441.80 SIT DIVIDEND GROWTH FUND CIASS I Symbol. SOVGX Trade date: /an 29, 13 2333.831 15.400 35,941.00 35,941.00 19.150 44,692.86 8,751.86 LT Trade date: kin 11, 13 624.804 16.569 10353.00 10,353.00 19150 11,965.00 1,612.00 LT EAI: $766 Current yield 1.35% Security total 2,958.635 15.647 46294.00 46294.00 56,657.86 10,363.86 10,363.86 TORTOISE MLP & PIPELIVE FUND CLASS INSTL Symbol: TORIX Trade date: tan 29, 13 2296.774 13.330 30,616.00 30,616.00 18.420 42,306.57 11,690.57 11,690.57 LT EAI: 1544 Current yield 1 29°A Total $243500.00 $246,391.05 $213,462.38 $37.07132 $3956238 Total estimated annual income: 55.251 SDNY GM 00021374 CNP700030057*8017 NP7000168796 00001 +we 030575004'023571%0000000 Page 39 of 98 CONFIDENTIAL EFTA 00)31994 EFTA01274201

UBS UBS Strategic Advisor October 2014 Your assets (continued) Account name: GHISLA1NE MAXWELL Friendly account name:Indiv V49939C06 Account number. Y1 23571 55 Fixed income Mutual funds Total rent:led n the told d S reinvested dadends II Wei reOl Indio, any cash diadem:ff. A is rot a lm lot for the purposes of desermiong hotting Periods or cost bass. The snares you receive cub tint you reinvest cledends become a separate tax lot. Cost base is the told purchate cost of the security. Ind udng '<Invested clvdendS Tte cost basis may need to be aclusted for return ti (OW payments in order to clelconne the ail usted cost basis for tax reporting purposes. Your 15 nancial Advisor SCOTT STACK MANILYLE CASRIEL 212-821.7030/800-308-3140 Umeakzed frav)gagn °floss rs the dfference between t he current \Sue and the cost basis and would generavy be your la able on or loss 4 the security was sold on Was dale. The unreanted eaN on a loss may need to be &dusted for return Cl capta pa/menu in ceder to deter/nine the 'edited gain or loss Ice lac reporting purposes investment secure, is the current vaue menus the amount you invested it ckm nce include shares that be not reflected or you statement, inducing shares that hare been red red ae either a gain ce a loss It aso Wes net include cash dedendt that were not reinvested Hddng Number of shafts PurchaSe Once' Averacy once pet Shale (S) Client inveStMent 0) Cost baS IS (S) Pnce per shut on Oct 31 (5) Value on Oa 31 (1) unrealizeddad gain or loss (5) investment Holding return LSI Period AVENUE CREPT STRATEGIES FUND CLASS INSTL Symbol: Acsax Trade date: Nov 12, 13 910.736 It 270 10264 00 10,264 00 11.340 10327.75 63 75 ST Trade date: Nov 18, 13 912.566 11.300 10312.00 10.312 00 11.340 1034830 36.50 ST Trade date: Nov 25, 13 911.661 11.319 10320.00 10,320 00 11.340 10338.23 18.23 ST Total reinvested 85.763 11.631 997.55 11.340 972.55 -25.00 EAI: 41,300 Current yield: 4.06% Security total 2,820.726 11 307 30396.00 31.893 55 31,987.03 93.48 1,091.03 litACKRCCK HIGH YIELD BONDI Symbol. 814VIX Trade date: ran 29, 13 4,811.156 8.200 39,451.48 39,451.48 8.240 39,643.92 192.44 LT Trade date: run 27,13 2,481 156 7 959 19,750.00 19,750.00 8.240 20,444.72 694.72 LT Total reinvested 272.133 8.348 2271.85 8..240 2,242.38 -29.47 EAI: 13.555 Caren! yield: 5.70% Security total 7,564.445 8.127 59,201.48 61,473.33 62331.02 857.69 3,129.54 COHEN & STEERS PREFERRED SEC & INC FUND! Symbol. CPAIX Trade date: Jan 29, 13 3.002 068 13.487 40,490 57 40,490 57 13.610 40,858.14 367.57 LT Trade date: Feb 6, 13 740.625 13.391 9,918.40 9,918.40 13.610 10,079.90 161.50 LT Trade date: tun 14,13 751.274 13.309 9,999.02 9,999.02 13.610 10,224.84 225.82 LT contwued next page CNP7C0C90057480I 8NP7000188796 C0004 1014 03057%04 yingli SSOCOMOilY_GM_0002/Pat 40 of 98 CONFIDENTIAL EFTA 00131995 EFTA01274202

UBS Strategic Advisor *UBS October 2014 YOLK assets a Fixed income a Mutual funds (conOnued) siddrig taunter of states Purchase Wrrer Average price per same so Client investment (1) cost basis (1) nice per stet on Oct 31 (9) value on unteallnd dad investment Hating Oct 3i (t) gain °Host (1) return (51 periui Total reinvested 181916 13.575 2,469.64 13.610 2,47528 624 EAI: 43,853 anent yield: 6.05% Security total 4,675.883 13.447 60,407.99 62,877.63 63,638.76 761.13 3230.77 DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DEILTX Trade date: /an 29, 13 12,498.155 11.379 142229.00 142229.00 10.970 137,104.76 -5,124.24 LT Total reinvested 410.341 10.958 4,496.72 10.970 4,501.44 4.72 EAI: 46,996 Current yield: 4.94% Security total 12,903.496 11.367 142.22900 146,725.72 141,60620 .5,119.52 -622.80 EATON VANCE FLOATING RATE ADVANTAGE CL I Symbol: DFAX Trade date: Jan 29, 13 7,524.150 11.180 84,120.00 84,120.00 10.940 82,314.19 -1,83581 LT Total reinvested 232.674 11.114 2,585.96 10.940 2,545.45 -40.51 EAI: 34,041 Current yield: 4.76% Security total 7.756.824 11.178 84.120.00 86.705.96 84,859.65 .1.84632 739.64 HARBOR HIGH YIELD 80 10 INSTITUTIONAL CI Symbol. HYFAX Trade date: Jan 29, 13 2,660.657 11.239 29,905.78 29,905.78 10.850 28,868.13 -1,037.65 LT Total reinvested 100.864 10.942 1,103.71 10.850 1,094.37 -9.34 EAI: 11,712 Current yield: 5.71% Security total 2,761.521 11.229 29,905.78 31,009.49 29,962.50 -1,04699 56.72 HS8C TOTAL RETURN FUND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 3,858.567 10.289 39,704.65 39,704.65 10.390 40,090.51 385.86 385.86 LT EAI: 4795 Current yield 1.98% JPMORGAN UNCONSTRAINED DEBT FUNDCLASS SELECT continued nest page SDNY GM 00021376 CNP70003005740I 9 NP7000193796 00001 1014 030575001 Y12357I 550 000 Page 41 of 98 Account name: GHISLAINE MAXWELL Friendly account nerne:Indiv V49935006 Amount number `el 23571 55 Your Maenad Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7030800.308-3140 CONFIDENTIAL EFTA_00131996 EFTA01274203

*UBS UBS Strategic Advisor OCtOber 2014 Account name: GHIRAINE MAXWELL Friendly account name:InclivW19939:/06 Account number. Y1 23571 SS Your K nancial Advisor SCOTT STACK MAI/LYLE CASRIEL 212-821.7600/800-308-3140 Your assets Fixed income . Mutual funds (continued) Purchase puce/ faurrbet Avefarit Foxe Hddng of :hates par share (S) Client investment (a) COSI bath (I) PIK< per shire on Oct 31 (1) Value on Oct 31(S) unrealizedOM gain or lost (5) imestrnent Hddng return (S) period Symbol: 1SISX Trade date: Jan 29, 13 4,784.864 10.260 49,092.71 49,092.71 10.230 48,949.15 -143.56 LT Total reinvested 84.915 10.329 877.11 10.230 868.68 EAI: 31,353 Current yield: 2.74% Security total 4,869.779 10.261 49,092.7t 49,96982 49,817.83 •151.99 725.12 METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I Symbol. mwnx Trade date: Oct 24, 13 7.192.344 10709 77,030.00 77,030.00 1aaso 78252.70 1,222.70 LT Total reinvested 1 19.997 10789 1,294.72 10.880 1,305.57 10.85 EAI: 11,923 Current yield: 2.42% Security total 7312.341 10711 77,030,00 78324.72 79,558.27 1,233.55 2.528.27 RIDGEWORTH SEIX FLOATING RATEHX3H INCOME FUND CLASS I Symbol: SAMBX Trade date: San 29, 13 6,502.655 9.039 58,784.00 58,784 00 8.920 58,003.68 780.32 LT Total reinvested 183.895 9.031 1,660.86 8920 1.640.34 -20.52 EM: 32,521 Current yield: 4.23% Security total 6.686.550 9.040 58,784.00 60,444 86 59,644.02 -800.84 860.02 T ROWE PRICE INSTITUTONAL FLOATING RATE F CLASS Symbol: PFFRX Trade date: /an 29, 13 5,394.060 10.270 55,397.00 55,397.00 10.140 54,695.76 •701.24 LT Total reinvested 129.545 10.242 1326.82 10.140 1313.59 -13.23 EAI: 12,314 Current yield- 4 13% Security total 5.523.605 10.269 55397.00 56,723.82 56,009.35 -714.47 612.35 Total 6686,768.61 $705,853.45 6699,505.14 •$6,34$A2 112.736.53 Total estimated annual income: $30,373 CW76069305748020 Nr706018879600004 1014 030579004 y123571$50 COMCGM0002Figer 42 of 98 CONFIDENTIAL EFTA_001131997 EFTA01274204

0.1( assets UBS Strategic Adviscr Non-traditional Account name: GHI5LAINE MAXWELL Friendly account name:Indw ve9939CO6 Account number. Y1 23571 55 Mutual funds Tc.ta: ee rNe,rel t'.o-')130d remeitedprlends rt does not Include any cash dui:en:Is. It is Mt alai lot let the purposeS of deterninsno Aoki rg periods Or COA basn. The shares you receive each hrre you reinvest d mama become a separate tax lot. Cos/ basal iS the told purchase cost of the security. Inducing reinvesteddudends The cod basis may need to be Ousted/cc return N (dos pa)ments in order b3 teterrnine the adusted cost Oasis for tar redOnng purposes. reflected on yarr statement, tncludng shares that haw been realizedas either a gain or a loss it also does not incluck Cash d %Wends that were not peinvested. Purchase DOCti Mater Average pace atria Cost Price per SAXE. value on unrealizedtag inestment Heed no ticking of shares per share (SS investment baSISOS) on Oct 3t (1) Oct 31 (1) gain or loss (S) return (5) period GATEWAY RIND CLASS Y Symbol. GTEYX Trade date: Jan 29, 13 1,089.208 27.580 30,040.36 30,040.36 29.420 32,044.50 2,004. 14 LT Total reinvested 13.285 29.275 388.92 29.420 393.84 1.92 EAI: 1501 Current yield 1.54% Security total 1,102.493 27.600 30,040.36 30,429 28 32,435.34 2,006.06 2,394.98 Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Unreakzed (MO gam or is the Ofference between the current vaue and the cost bass aid would gentian, Ise your tenable can or loss If the Set wily was Sad on IM date. me unreatret (tag on Ce ICAS may need to be attested for return of capital paymems In order to determine the reared gain or ices for tae reporting purposes. f eamtrer tearn is the current value rrinus the amount you invaded. n does not include shares that are not Your total assets Cash equities Value on Oct 37 (1) Percentage of your accouni Cost taus (1) Es%mated annual interne (1) Unrealized gain or loss (I) Cash and money balances 264.68 0.03% 264.68 Mutual funds 283462.38 27.91% 246,391/5 5,25110 37,071.33 fixed income Mutual funds 699,505.14 6817% 705453.55 30.97310 -6,34142 Non-traditional Mutual funds 32,435.34 3.19% 30,429.28 501.00 2,006.06 Total $1,015,667.54 100.00% $982,9313.56 $36.125.00 $32,728.96 Account activity this month Date Activity Oescnolicn Oct 16 Transfer FM ':`750100 Total deposits and other funds credited Deposits and other funds audited ArrOunt is) 1,30000 91,300.00 SONY GM 00021378 c hie7c00e3os74021 Ne7003s$3796 CoCCse 1014 030575004 YI23 57i5500000GO rags 43 of 96 CONFIDENTIAL EFI'A_00B1998 EFTA01274205

*UBS UBS Strategic Advisor October 2014 Dividend and interest income Taxable &Attends Pees Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. Y1 23571 55 Your Fi nancial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000800-308-3140 Date At-linty Description Amount (I) Oct 1 Dividend METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS I AS OF 0913914 147.05 Oct 1 Dividend RIDGEWORTH SEIX FLOATING RATEHIGH INCOME FUNDCLASS I AS OF 093014 209.36 Oct 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTI. AS Of 09130 14 528.10 Oct 1 Dividend COHEN &STEERS PREFERRED SEC & INC FUND 1 AS OF 0930/14 311.74 Oct 1 Dividend EATON VANCE FLOATING RATE ADVANTAGE CL I AS OF 09/30/14 334.23 Oct 1 Dividend • MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 160.18 Oct 1 Dividend CLEARBRIDGE EQUITY INCOME FUNDCLASS I AS OF 0930 14 213.84 Oct 1 Dividend T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS AS OF 0930/14 185.55 Oct 1 Dividend AVENUE CREDIT STRATEGIES FUND CLASS INSTL AS OF 0930 14 326.69 Ott 1 Dividend BLACKROCK HIGH VELD BOND IAS OF 093914 280.97 Oct 1 Dividend HSBC TOTAL RETURN FUND CLASS I 38.59 Oct 10 Dividend SIT DWIDEND GROWTH FLNDCLASS I AS OF 100914 198.10 Total taxable dividends Total dividend and interest income Date Actinty Description .934.40 02.934.40 Arnow* (S) Oct 24 Fee Charged QUARTERLY FEE • 1,272.01 Total professional management fees 41.272.01 Invesbnent transactions Fat m:ut I nfOunctiOn about Ifs bike/value shown for restricted SeCuntleS, we Important Mitormatiort above your statement at the end of thn docrment PP:Ceti:IS Iran Fundt ithestMent withdrawn fcc Accrued Date *flinty Oescepuon Quantity who (F) nice (S) transactions (s) etheSltrltIllS bOUCPI (i) Interest (S) Oct 1 Reinvestment METROPOLITAN WEST TOTAL RETURN BOND 13.603 -147.05 FUND CLASS I DIVIDEND REINVESTED AT 10.81 NAV ON 09/30,14 AS OF 093914 Oct 1 Reinvestment RIDGEWORThl SEIX FLOATING RATEHIGH 23.471 •209.36 INCOME FUND CLASS I DIVIDENDREINVESTED AT 892 NAV ON 093914 AS OF 09'3014 Oct 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 48.272 -528.10 aVIDEND REINVESTED AT 10.94 NAV ON 093014 AS Of 093914 Oct 1 Reinvestment COHEN & STEERS PREFERRED SEC & INC FUND I DIVIDEND REINVESTED AT 13.56 NAV ON 090914 AS OE 093014 22.990 -311.74 continued next page CHP70309005748022 Ne7000188796 00004 1014 030575004 v12357i 550 00M1 yom0002Pitips 44 of 98 CONFIDENTIAL EFTA_00131999 EFTA01274206

*UBS UBS Strategic Advisor October 2014 Account activity this month (contrived) Investment transactions (continued) Odle Attlee" Description Dignity Wive (S) Pike (5) Proceeds trap inwpment transactions (t) Funds vattickawn fa insnimenIs bcgiOt (1) Accrued 'merest (1) Oct 1 Reinvestment EATON VANCE FLOATNG RATE ADVANTAGE CL I DIVIDEND REINVESTED AT 1096 NAV ON 09i 30114 AS OF 09'30114 30.495 -334.23 Oct 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUG SELECT SHS DIVIDEND REINVESTED AT 1021 NAV ON 0930'14 15.689 -160.18 Ott 1 Reinvestment CLEARBRCGE EQUITY INCOME RIND CLASS I DIVIDEND REINVESTED AT 19.69 NAV ON 0930114 AS Of 09'30/14 10.860 -213.84 Oct 1 Reinvestment T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS DIVIDEND REINVESTED AT 10.13 NAV ON 09/30,14 AS OF 0930/14 18.317 -185.55 Oct 1 Reinvestment AVENUE CREDIT STRATEGIES FUMD CLASS INSTL DIVIDEND REINVESTED AT 11.45 NAV ON 092914 ASOF093094 28.532 -326.69 Oct I Reinvestment BLACK ROCK HIGH YIELD BOND I DIVIDEND REINVESTED AT 820 NAV ON 0913014 AS OF 0913014 34.265 -280.97 Total -52,697.71 Date Admity Descripbon Amount (I) Money balance activities Sep 30 latent* forward 80.00 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 38.59 Oct 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 195.10 Oct 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.300.00 Oct 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/24/14 • 1272.01 Ott 31 Closing MIS Sank USA Deposit Account 8204.88 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. VI 23571 SS Your PI nandd Advisor: SCOTT STACK MANILYLE CASRIEL 212-821-7000,800-308-3140 The 1.18S Ban& USA Depost Account IS ycor primary sweep anon SDNY GM 00021380 CNP70003005748023 NPI000168796 C0004 1014 030575004 Y123571550000000 CONFIDENTIAL Page 45 of 98 EFTA 00)32000 EFTA01274207

*UBS Your notes CNP70003005748024 NP70:0189796 00004 1014 030575004 YI23571 550 00MyGEL0002/fairi 46 of 98 End of statement for account number Y1 23571 55 CONFIDENTIAL EFTA ((1132001 EFTA01274208

Important information about your statement UBS Friancial Snobs Wc (he rim or UBS FairecialSerinn). is a member of al wrapalsecunty. catrodety aid imam e4nirges UBSfirsocial kences and unbar* USA at indirect subutrin of uBS AG and Whom of uBS Stosities LLC lb. f tens Maxis( saws« it ~fable Loon Owen the hilt meat* abets at a LOS Onatial SavMs he 1200 Haber &mint Weehmk en NI 07086 Me statement represses the ity oftsiklrectxd of )ourUBS financial Senses nut Other ream* inapt Manta< docunents. co ~hog confleng dau stubnix be Mad upon rl you Were that 6 an ena a ones«. pleat noon ii ~dimly n Wring to tel3rath Manager of to office smog you amount Whough al inger, town attended es be ace toe. °rent drag -gull rot be used for tar Nooses Rey saki 0 'emend ta< km be.. FOrri 1099. 5498. 10125. etc) when peeteng your ta< velum tefen isfecund by Ian to regon tote IRS al tax) le dialends. repents'e non- Mabee evdends and metre ten tamed en secants Mb n par account net proceeds on sale tranUctern, ved ma bar On «nab award worth Ornitemlicollons with Rho Frm • Neale reconfirm any Ord Conera~ons n wrung to further protect your nrjel, rullvig you* rgin under the kortes then Protection Act (SPA) • ate honor ionic/en Ont. top kin of the armt of the lain-ren1 it not 165 ~oil Sense tan Snyder Sentes Cats yea acasew as °trig EL-ekesby anigement with the Mated mituton We Wormed you on tens retronthp when you owned els aCCart In the cam Sr heft ans %ark ies re looted a LOS Frunoal Spites and not the rtrOdurg breeer. Aid you Mug ~tarn:set of my ma Or OneSS be) to limb fln All aCCOure SUCerentS Shall be darned complete aid acarre I n% objectedto e. vasteg eaten 60 ciao • Phase drna cusweer asoplants a antires to the Irrnav Chet Ration Dwayne-nag 201-3521699 or :okay* a $00-354-9,03. 8 00AM ton 03 P fd El ~day theou9's Indef. co in sting to tesim aned' Serves enc. Clem Religions Depaittnt PO Box 766 Unon Crey NI O7(°7 • RI case of woes a getgom abcut an ekcsong togs wand« (711 bid pasmmt ce U3S sin? debb cad traltactkoS, call iÖ-762.1O00 or wee to LBS Mensal Sernal6 hc. 1000 Harbor Tad . 6th lbw. We€taMt N) O70136. Ann arshUSSA Sever Cal ix were£ soon as au an d youth nle yox se mantor recept 6 worg oe if pus need ma, Wcnnatioy tout atra-ofer cn the statement or reap( The Fem «Card bur fa ap ~mug hew tom you ro We Mal 60 days alter the fret sere you the fist statement on Wet the wee or problemwrit - nth. you nine aid aoromt nvetser (il ngt - Dearite te eat or the water you ae wive god. ad war» as deady you can sty you Mite t is al error or sty you need tee nIcemx - FroWle te &ix ~um of te supeaed The km ocC ud two val ~gag yotr ~plant anl eel cortex an/ewer pronptly float* mXo al checks payed* b tee Armor te tarsi' nation ndsaled on et front of St slaernent ake ors to regtea aXouit ht. axoart to be hbaci to mainmast. let charges la we payment for ~rue purchase; ved Usages fcs vpad anoints I crib accents Accounts ta aPtranftEd tO otlw entutons may be %bra to a banner lee. UBS Sweep Optima U85 oners ocean la ~cn bans. baxeces to bank &pouts as UM Bart USA aryl RCS AG Stamford branch (Bark S red t ump hosting ebre/Oy market meted hat Peoneo Fin Tekorntional >cost Accown (0Alfor customers MIS a mentalmat Reroute letragernent Account through gear* Sweep frograns. cal. benches re swept to RCS Bat USA up is at matted kw and then to Ult5 IC Stanford Brant. a a f !Pima Furd Deposes at tes Bat USA are WC enured n accordaxe each fen: rules For ewe Wataion prone out Awn Ids 9>w Deposits/AVE* AG %anted Brant and glares cdPerna funds ream nsured by the (DC. through the OA amiable to ash brat», as wept to «posit accounts a UBS AG Nett° Branch and MSG Caplan Brant These deposits arena mired by the fl)K BalsamIntl a the WS AG Cares Beath ere urreporaily <.pined TO the S6eiregn rt of the Casual bands, and tve is ra wine« O'er Obipitirr Or 1.65 AG eo May the Dimas win k m the CRS Caemaas era's Docks. Deposes a WS Bat USA and each UBS AG Branch arvrot potted by WC Money fund shies are tweed by WC See 'WS Final Sevses Ai:aunt Ittealon - below. Upon you <haws ba s n to Bat Sweep Programs or OA may be vithaarsi rid shags of a lebney fund maybe :spaced and the proceed: returned so you a you wane% tang Furrier rittni‘len tow aailIsle hemp tacos. nnueng anent items rates and awls. d 'mitt a wren 45‘ nun tweepyelli born you tn.r(Of Advibr a by ',Ong :300.7t.2., "00 1185 fireemeial Shebat ettum Condon The Fen o a totes el The Masts Neese Protection Corpora. m (SPC). Wit prows %gushes accounts oft marbles to to 1500.000 (ncbderg 1250.000 for dams for mt) The 5SC mot awes«, !fiat spy to all ermontr tirylerheld n apat aIrcipacin The firm together Loth ceases Alves. h£ also puxham1 sLppientotos groseden The mains/en anoint payable to all eiigbbe dirt colectoolnunte It prince:on c 5501 miller, as of December IO. 2013 Sikem tote pokya:editions end hwatan cat ate fen etsler protected fa up so SI gmilkn n the aggregate for all yaw axoutUheU is a palicula cafaay A full °spy of to poky honing it math upon ree-leg The SIC parettan rd fine supplemental rascal both do not VA, to • etnantnacii tams controlled byvad housed 'Lynn accent vauo)but hell away from ifIS flower Seto» (eg. anan (kcal, ZUBS tart (i)cat ales AG Stained brands. CO nsuratermcbay nekrong web» arun le ad (b) shims of maul finch act sigh shares re mg mewl Wooly n de nine el the acorn tile< on the becks and mart of he xplablt cow a banger agent). • (e'en notarnet contexts or mearment toot (erg. limed ~flips and wore plaxnents) tat are rice Interred Vida the ~toes Aci of 1933. and • COrni»dhret COnlrX11(09 . troy «change rid preims nets ~gat ncLedhg tuna commas ans tommotto) count contracts The SK protection and the girplarriotaon do not achy to thise assetstend they et!~ appea char statements The SIC proteasn and do sLppbewit feertecton do rot ;need mans, changes n the manet vibe d yov Met -WU Meether as a result 40 matel notrrent. tun batanotcy or oilmmiR) More Womy.ona wait Milan request vov may obun rive inorrnxim about WC. hdudng the MK Brodkin. by comxteg SPC at 202-3 718300 byxtung the Mk mtisse al re•lv Sec pm Dividend Re knestent Program OW) the cox reeleCed ism wasp pnce Yeti rat °tan the actual ace horn your karma Abner Orly Wok Mae are picerwod inlet OR le pa-MItat ml be sob and lie cash oil be defensive:I n yaw asmur tap dvilend renregn erg price tippled by the issuer may defer ton te matt vise siethdn the baba Tae .1.1 sold Castebliou Only Whole und may be held in your axoust e you re entked to 'paths int as area°, of adividend parfait or othenvin, te green w6 ether tel partial rats awralea price a acts% an rows detanlred by a regrstred (bang egexy anti cede yov amount Investment oblealves The mesonenn obscures and na prof than sot.< to each account and nay wry between flea. thee the lint praptY n teeing of any natant dia e h yam' fnano..1 stuanm a neaten/4 ~we; for ea h account heist you choose one of the o loving mestnxt otecties • Petrov Coma: tome Inrcrenents whin; the regale° of nameonly • °These CarsartAPpistoon kwennonts seeking gromh d prrcpal rapa than ;re grfar On of Mine • Rockin Cornasktessn a/encore and CAMIAPPTanon ~two tedeg both to gerwaion of nowt ad grown d prnalsai Overall ebk profiles • Consmaw Sets tomenen htia titbit why kw rite and totality to the eaten twat Pen d ha ment the account does not generstesgtant townies returns rd ma/rifekeep pace with lod 'Oaf • Moamar 1.4662 m ammt some MA to Omani end tolerate some stalky» sot tigher Mann • Aggrespse Wring to apsept hob ngt ter xnaPal ad hgh venality» welt» tegument< firm Statanenrhoumbolding' Vyn rnayconsoklate al teed ccohnt statements with the omit roams n the sane awelopo Acorns insy be for :tio arrow beano they haw owthr who So mantle on, account relaionshess rat Mrs dents at the fare adaelf the wades e know, as botch:Ming 'apt paler to realm intent...a suterwentsmstd is apse CONFIDENTIAL eneeltpe — yOu may decke IscusehokIng by Ming ytur Frunoal Advsor Friendly mount name The Shen* asmun nare fetes Maranon that au entern] On the Hrn'S celne sevnes webste It as eta:Wirer...able fnarkrumel chow by you to ac ea your resagfeept-g n ha no liga ONO en sour noise Yolu cal Matt you Randy axkilt nats. through Onto Se noes of byoximaing ps &taxer Asreor. Aurount overview • vibe of sea 2ttarnaperflen, Na of assets and liedips • Axons !there aoaltk urn bakrces when la rotted warily <at rid Global TieDepots unrealized mat to market ad rotan anas not held byte Ian Dom net ncladeunonced seardtolasseh ateeMol the bra and cum« stromms pipet a Press OW45~11, uwesed nods col ins and ~citable stock options • Crahkees hcbdes APR balances. °Ashman) magn loans. credit Wm stet *scout bates • casestanty bases TOM of unrwesiod evadable car baton. Mx 165 Bat USA Moot balmin;. LOS AG Start ad Brach depose balances ad maw( Make( «ulna fund sweep balsam a the dose of the statement pent/ Non.arernollty free credit bans h yes ampra arena segregate from onesbalances and tee Fornmay use ay et these !Ards n the ordinry course of its Wiens lime bras repayable upon yea demand rho Male Inclaflod in no anew wind dosig value lending information fa dialed olotaton on tee rn's »Meg pan it and cliciturec Sato ems C hem LtealbMro Agneersan or Account Agenntint and the Cann Tema and Contest UBS %anent of °Me Halltes mat» n ngeneanet eta Demboules X 322a5Shiragaet ard i2Sa= Your Wigs Val Stalateiffil ~CPS teorites ad otur 315(4Sheld n the accoum at the col or te Slinernee peed Yee may dt foe Matey re fully pal seorites a ref Inte You may rewire seareim used a, ban collated abl< PWA).Alan balance Ore On them Pea slottettrailerredbthe dieing te simmers period ate listed a ameba rehear Of the end oe the sugment pencil • Cost bask n detecting the con basis of two sedates 'alluded is the stain" Sene witted web he number '1: UBS inatt Streseshas feted on inlarnation °beaked hoer sources other tan IBS theta Senses. noadng nloanation Iran new fit or tat you may hie provdeg to you' RnicW Mace The Finn does not hilmendenly mayor gwnseete nay er vadby of any kkirmaon fronded. by sources Ow ta USSfnarcalSentes it addnen Stage. UBS Fnaxial Serf ern generally update t6 fl otsam as t 6 woad the km does rot prod& ay ~roes that she en «matron Vida COP base ved -Unretred gansm" is afar lee a of the die of the nett AS Ash please do not rely en this informal:into rate novenas' er Me deossen. Ice la purpOs45 a aneneer ~rib ellilated to thee ern may reflect rib» nlormaim onlyfor the prod of tine they at held X the fit Morehinonal matneon cal be added by yea Finanaal AcInfOr • Unntalteed pairs/loam When data i araiabk iserriven antal ]ara Rises a, elated fee SDNY_GM_00021382 EFTA 0[)132002 EFTA01274209

Important information about your statement (continued) Wiridualsoorier lots lhe exertiondata fa idinzbal lots maya may not rel led connksarts. Wages ador sewer norgunitalin weals Dielfend aha (Met rerveamom lots and systornme pupae lots re eat combned to dtaide one ~add hat The • Wade dae (Warm wesents the «gnat *mat en traiedae • QUM" norltits Ponds and preened St0d, tat the iS9air (alb for ealy rtderploOn MI be SeleCted rrpalialy by bt tan snag al StforiteS Of that 6~ hike in out name a n ~nee na.• for as chime CalIcahn Merriam is Manedfrom 'bed patio redes 'carry 6 rot ~awed Otte call I eatimi ~yeast v"Kli could ailed yell ~plate drama kin nma be prodded ofral 'Pant • Cordrcates of deposit (CDs) (Ds are MC Mad apt 1293.0:0 irt whopal ad squid resems pre dcportor aid pa depository inliblion n axcidanoi with WC rules • ~value Prices CkplaWd fa »Oases and Otte ~CI may be hr.' ce btu., the t e prim that yoke Muff alually receive in die ~kg PrCeS are °Waned from vanxis red party sources dud. webete/eh) te reality but we do not gamin tee away - you ~rat, the tva dcong pm* alien a'abblo cv the mean os rebid aid ask pies Ice load modes and oaten oronybd puts la OTC soared - Lot Jana/ pad soviet maybe Fad omga valance InOcItt a Tenn, Warn ;rite we Maned and rnay nOl Mlect an aduil matte pee or valre - Swain p011iOnS may appear ~Ian apex ad ell show z 'pace was not available' if we are usable to obtain a woe for a smarty - Deposit a Wane, denrirennd n ~pm other than U S dultirs are rel Pet« a the endurgorde m of the Panne date - For cenan *cubes vageg ei nowantirmlig dentidateds. price aid Quality dace vale) may hat boon Maned% lament dope< **man To obtain anent quotas:a. Men avallablo. WOO yat Snared Adige • P$vn Iniesmems and endured produau Potato ~were sexurrim Cnclidng direct paler' pain, prOgrall aid real estate ~swear Matt ,fronteg aid studded pew/mu 'agenda, fighte died (elan stripdam reads luw not Dom rettioned wit the StKortbeR and en:ha»t Commss,on a defer any stare *writes Om We provide eslmaed vales Ia ideate ~limed ^real ad ~aped products lor akin onalpueown only Managua rot 9n. 011~ - thee views maydifter ohnintally from MCC" Bay at alien artsai mourned *way« structured podia maybe Idiot a soli aid do not nocest.aily ~wont the wale you may rodeo upon liandron - gm rd patty eumaes of vale are as of a anan daci and at Siepbed lo USS inroad Saviors on a regu baps by an ndepentlent yabation Inn Perin Praia or gaud' mimed valos{ any. ate ~Ind to PeFenby tie mom general partner ip watt and may be Cabialed based daleed dfornation from that used by thed palts to donee thee estimated mhos - You can anain addeenal Mermaid, regaling the mededology wed to ektennine the tamale e wake aud the date of the idoirnamn he if the base fa the manse by enlacing your kvicial ~her - 11,k0 parry ~rated walesmay be reflected as 'Not *need is soda swamis *tun an idependint valuauMI IT twin* Paided Ground:re to ~go a vwo when lei bacon» men that a maw* wore ha warred that may alla p~tusly reponed wale too wegai. ce ~naves read be highly SpeZulatree duo to to rutue of the rorty - Men n1~ an isSue, real panne< a Sponsor esimated vi no'atrdpnyegmed vane if prOvde4 the wive of tie mo/4 wi bedmam) toni p.rehast pod - -Digrbutions to dat' may holm* rein of cola. wane a both - • 0nSlena lat sine* rieneosits Ile natal attiring pnCe prunes red may not rend you coo barb • itesmiaed securities Resincted "fames generaty are not aamhtytagtle for pdok la* UBS aalaria Strozes vies the market price of the ennestridod stock of the sane oscar a n wound value for the reguided nod t, purposes of Oisszeake:ent onk To the omen Iui reStrKted sonnies re ebgblo lor Salo the.ral.it iteted may besubeNntity less nun the invited what town • In. (minnedl ha ms. armatyialds and ran. An tinmam of at mome is based on mirth waked aid memo des awning the upteties WS be held for one yea from maenad date «uurhl iniony The ellirdte 6 Onbr a guffaw*. aCCuraCy and OXItnued iKomo ac not g,urameed - Ell noted annual ~me ad dram raaf lor caftan hiliesol worries mud ~de a return of ernicOM or gall pas en Out Cade the tit inca* la» darter yekb would be ovenund - Eurnated amid ~se and Qom, 141.1 and the actua none and yeld mght be lowers hgher than the estimated amount - An re Mate of snaked ~me <deaden! ado merest dated by the wired make, valdnatft balars e based m O* W ~Send or meted parent made by te ewer and ~es Ise swam iddipotat wil he MO* one nut ban the states rint date oreud mrurty Aida" ad continued red at not guaanteof • Asia net held by Pinandal Sonia Certain assess are not held byte Snn ad not wain the Unws possession or ant& rhea assets re «played en your statemem for Montwonal mesaone, Pothens ad vases presented re potbod byte eying lien U6S F nancia Seems b not reponsble ion this iddmaion and doemt geraitee es notary nieSe assets genot prOleCled by SVC Cr the arras sepplernomal SP( (wimp, • Revenue Waring and addkbnal wow:~ - h additen to mminissom on sale; awl 12b.1 hen ridded in tonneau" with the deututon of trued funds toon dents we alder our that mew redeyeSwing paynenu from essubutors ardor »ion of the annual ends tat we sell Peso remits are bated on two different amounts 0 the amount el suksby uBS or a Olt COW (Mull had lamas to ouderhes. ad Id One tad wad ol a pamlirruoval fund fan y% 9~1~ a the Inn - We aid aa aflame aim ricer., retradrng rid ormeempromsvng lees n mreidetaton lor bender agent sewees true we proud to rho mutual funds Thew lees gentralli re pad Peen Manor horn in the mutual lad aid are a tired doll* anoum basel on the ruled of acoxnts at the troteddeater holdingmutual hinds el ha find lardy - m aids ion momentum 'weeded n meeton wen the tabor ~Wuhan of arnutyminracu ad Leh ;wetiaac tin unit to our dents. we ad sour arras» rec~ mend tang COPpenSancei Iron Werryof Vie rourance °moaner. indemnity to a-rety ccnexti altibis of the inapanot conerird «mouton «te ure eat DUOS we clurtute - Ott aldaes also re:eatrading communism/1~er carpi/nation from munual held, and imtrax, Corre.T1in tpOie protibxts we dist boe - We remit.* an anus tee kooles Bad USA ad USS AG Stanford Walt of up to 125 pee mcoure ~win to to barks Leda the Liner* Seep Programs Aellaity Moonated rogardrg cornmidom and ot hen charges nosed ti connection wit the ~mien of vales. ~hang option Vaisactons has been n0Á5 m anInsaons prevoudy fun chef to you. and wit be peon~ to you pommy On Neuld Short Sling If you ay engaged in tort Wing a washy you may nar a (have deal canal beam" Costs Ice that paleula *o.dty Open weden Walling Open te '900clailarlailtd • orders that more not oreiteg by the *dement date open buy ad fell stop odes re waxed by the amount of &MOMS« rghli on al oedindintor mingles dato unins mended othewito by you You are rel»MblefOr Orders thil are eacuted day to your raise to canal wrung open orders Tax witheldng en crabutione ban UK Financial SennOl . Federal tar law dudes UBS inadal Seeges to withhold now* lac from >cis Isubla IRA &Mai Km. but you my °teapot What, men-ans.( witt1011 or instead. you nay Wet to has lax weeded a eras or n a lead amount as you choose Vox Neaon war tomato is effect MU tasked by you You mayreed* your election a a-ry lino by ~Jig anew el eten a you do not hare tough income to. waned Iran your donbutions. you maybe repOnSble r the parntre of ~axed tax you may nar pen atie. it ve ',wanes Meted ani yet, estimated law payments seint NVï tO yOu. tacobli~ Privacy To obtain Jeeredow anat (Nee Privacy Anti a. please of nu pas F natal Minor tension, webs* a: aim Lex convonianeary U3Sfinaicial Seams á not a bait the WA. Busnes SkirsiCOSACCOut BSA and MIA aelortamage laurel led porde access to bat no ,cruces ns prodtds trough anangements wIt armah brats rid other Mkt party balks and proud aocosmo bend and anafy prodids iswed by urea dated thrd {tarty ~ran, contemn*, through ~dice agency lubS153 es of UBS Financial Saviors ho meetmrt. ~farce, ad annuity products Not IOC haired • NO bank guannum May lose wale ROM fteSOUCeNtana~ acoxnt. Buwess Seven ~pant BS* WM and ~mahout Resound lAtaament CONFIDENTIAL ~own at registered sonde mats or UBS Friandal Services Yea Squid, is a agitated »dice ~O. ol visa numwoul U3S Visa Signals* cededadl<adsaMlaBS Wa dad cads ae issued by USS Ba* USA frith wymtwon from v ea u S A harparred US'S Financial ServiOes Inc Rev 201407 SDNY_GM00021383 EFTA_00 132003 EFTA01274210

*UBS MSS Financial Services 299 Park Avenue 25th Floor New York lifY 10171.0002 CNP70056752691114n Y1 0 UBS Strategic Advisor November 2014 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GfreStAblE MAXVVEU. Friendly account name: Indiv.V49935006 Account number. Y 1 23571 SS Your Nnancial Advisor- SCOTT STACK MAN1LYLE CASI4EL Phone: 212-821-70001800-308-3140 Questions about your statemeiY7 Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029023571 on October 31 (51 on November 28 (1) Your assets 1,015,667 54 1,019,697.22 Visit our website: www.ubscornifinancialservices Your liabilities 0.00 aoo Value of your account 11,015,667.54 31,019,697.22 Tracking the value of your account S Thcur,arICS Sources of your account growth during 2014 Value of your account at yea. end 2013 5000 Net deposits and 1O19.7 withdrawals 5930,983.19 • • Your Meg:nenI return Di*lenclard interest income 527,726.07 Change in market value 510,982.% Value of your account on Nov 211, 2014 $1,019.697.22 0(1$314 143v2014 SDNY GM 00021384 Member SIPC CNP7000T005675269NP7003191999 00004 1114 03057500i Y123571550010000 Page 33 of 96 CONFIDENTIAL EFTA 00132004 EFTA01274211

sUBS UBS Strategic Advisor November 2014 Your account balance sheet Summary of your assets Value on November 28 (5) Percentage of your account A Cash and money balances 2,109.27 0.21% B Cash alternatives 0.00 0.00% C Equities 282,745.65 27.73% D Fixed income 702,153.39 68.85% E Non-traditional 32,688.91 3.21% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 11,019,697.22 $1,019,697.22 100.00% Account name: GHISLAINE MAXWEU. Friendly account name: Indiy V49935006 Account number: VI 23571 55 Your current asset allocation I N. Eye on the markets Your A Randal Advisor. SCOTT STACK MAIst LYLE CASR1EL 212-821.7000/800-308-3140 Index Percentage change November 2014 Year tO date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on November 28, 2014 One-month LIBOR: 0.15% 0.70% 5.86% CNP70003005675270NP70031919990CC04 1114 030575004 T123571 55001ftiliyGitoorilless 34 of 96 CONFIDENTIAL EFTA_00I 32005 EFTA01274212

*UBS UBS Strategic Advisor November 2014 Change in the value of your account November 2014 (Si Year to date (S) Opening account value $1,015,667.54 $0.00 Deposits, including investments transferred in 0.00 1,162,105.66 Withcfrawals and fees, including investments transferred out -303.27 -181,117.47 Dividend and interest income 4,319.29 27,726.07 Change in market value 13.66 10,982.96 Closing account value $1,019,697.22 $1,019,697.22 Account name: GHISLAINE MAXWELL Friendly account name: Indiv vegg35c06 Account number. Y1 23571 55 Dividend and interest income earned for purposes of ths siatemeni, tatabSty of molest and drec1ena income has been determined Iran a uS tar reporting sterspNline. Based upon the residence of the account holdet, account type, or product type, scale interest andor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tarn. The dent mom* statement is not Intended to be used and ramol be Reed upon for sac purposes. Clients should refer to the applicale lac reporting foam they receive from U8Sannualy, such as the FOrMS 1099 and the Penns 480, for tax reporting (Memnon_ it is the practice of u85 to tile the appicaue let reporting forms with the US Mimed Revenue Service and PR Twenty oepannent. and in such fount accurately dairy dndends andra Interest al tae erupt or teak Moyne. Mae coinuli yens Incledual ter preparer. November 2014 (S) Year to date (S) Taxable dividends 2,469.22 25,544.09 Long-term capital gains 1,850 07 2,175.62 Taxable interest 0.00 6.36 Total current year $4,319.29 $27,726.07 Total dividend & interest $4,319.29 $27,726.07 Summary of gains and losses values reported below exclude products lot which gent and lostes are not destined. Realized gains and losses Unrealized November 2014 (5) Year to date ($) gains and losses (3) Short term 0.00 0.00 4,773 46 Long term 0.00 0.00 27,969 21 Total $0.00 $0.00 $32,742.67 Your IIsandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Cash activity summary See Account sandy this month for deals &lances In your Sweep00cm are indudedin the opemnig and closing blames vela. FDIC Insurance appal only to deposits at UK Bank USA, not to deponts a UBS AG, Starreord Branch or bank deposits placed through the UBS Intern/bona Depose accent pogrom SIPC protection applies to moray menet sweep fund holdings but rot bent deposits. Seelmportate informanon 'beeper statement on the last two paws d this document for debits. November 2014 (S) Year to date (S) Opening balances $264.68 $0.00 Additions Deposits and other funds credited 0.03 72,762.49 Dividend aid interest income 4,319.29 27,726.07 Total additions $4,319.29 $100,488.56 Subtractions Professional management fees and related services 0.00 -2,729.29 Other funds debited -303.27 -71,113.70 Funds withdrawn for investments bought -2,171.43 -24,536.30 Total subtractions Net cash flow Closing balances -$2,474.70 $1,844.59 $2,109.27 -$98,379.29 $2,109.27 $2,109.27 SDNY GM 00021388 CNP7C003005675271Nn700319199900C04 1114 030579001 Y123571$50 010000 CONFIDENTIAL Page 35 of S6 EFTA_00 32006 EFTA01274213

UBS UBS Strategic Advisor November 2014 UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nor 6 Opening UBS Bank USA Deposit balance Oct 7 $38.59 Closing UBS Bank USA Deposit balance Nov 6 5303.27 Number of days in interest period 31 Average daily balance $501.88 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49939X/6 Account number. Y1 23571 55 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligthnty consvIeratton None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Your Pi Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 01P7C0C0305675272NPVC019199900C04 1114 030575004 Y123571S500licfpwGht00021fer 36 of 96 CONFIDENTIAL EFTA_00132007 EFTA01274214

SUBS UBS Strategic Advisor November 2014 Your assets Account name: GHI5LAINE MAXWELL Friendly account name:Indiv v49935036 Account number. Y I 23571 55 Some pnCeS, incOMe and current vd ues ShOwn may CeapprOximene. Asa ref tin. cairn aid lOsses may nol be accurately reflected. Set revenant Antonia:ion etiout your statement a the end of ths ctcumeMfOr TOM intorno, on. Cash Cash and money balances Openngbaance Hddng on NOV 1 (P) Cash 000 LI858ANI: USA DEP ACCT 264 68 CIOPAO WI/MC! on Nov 28 (5) Price per sh&F on NW 28 (1) Ave rd;le tate Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Dividend interest Dais in period period Cap amount (1) 2,109.27 0.00 250,000.00 Total 3264.68 $2,109.27 Equities Mutual funds Tetalternvested s ine loaded reinvested dvidends It (feel nos include any cosh ChideDOS. P IS not a ta lot lot the purposes of determining hold no periods 0r cost basis. The shares you receive each one you reintesl d wands become a separate tax lot. Cost IMPS is the tow purchase cost of the security. indudng *livered d vidends The cost basis mar need lobe adusted for return of Cagle payments in order 10 determine the actusted cost Ots tor tax report no purposes. Unrealized (tad gas or loss 6 the °defence between the anent value and kr* cost tuft endwould genwaty be your taaabe gan or loss If the security was sad Co tin date. The unrealized (tax) gan or loss may need so be attuned for rtt um of septa parents in order to determine the reazed coin of loss for tax reporting purposes. Meteorite( teem is the current yak* minus the amount yOu I mend It does not include shales Thai are not reflects on your statement, includnoshares that have been 'edited GO either a gin a a loss It also does not include cash &admen that were not reinvested Hddng Norber of shares Purchase price) Avelag%p,ce pe r shaft ($) Client investment ft) Cost basis (S) Price per shore Cl Nov 28(1) Value on Nov 28 CS) unrealizeddart gain or loss (I) imestment Hach.; return (S) period CLEARBRIDGE EQUifY INCOME FUND CLASS I Symbol: SOPYx Trade date: km 26, 13 1,179.249 16.769 19,776.00 19,776.00 20.790 24,516.59 4,740.59 LT Trade date: Jan 14, 14 296.210 18.470 5.471.00 5,471.00 20.790 6.158.21 687.21 ST Trade date: kin 15, 14 283.181 18.549 5253.00 5,253.00 20.790 5,887.33 634.33 ST Trade date: /an 16, 14 282.731 18.529 5239.00 5239.03 20.790 5,877.98 638.98 ST Trade date: Fan 17, 14 298.430 18.469 5.512.00 5,512.00 20.790 6,204.36 692.36 sr Total reinvested EAI: 1865 Current yield 1 75% 37.214 19333 719.47 20.790 773.68 54.21 continued next page SDNY GM 00021388 c NP70004005675273NP7003191999 00034 1114 030575004 Y123571550010000 ►egs 37 of 96 CONFIDENTIAL EFTA_00132008 EFTA01274215

4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Mutual funds (continued) Nurrbet IWdng of shares Purchase puce *vein peke pat sham (I) Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. Y1 23571 55 Client Cost Price per shoe involtrnmt d) bask (1) an Nov 29(1) Value on Nay 29 (S) Your Anancial Advisor SCOTT STACK MANLYtE CASRIEL 212 821-7000/800 308 3140 Unrealized Gaul imesureent Hddng gain of lost (1) plum (5) period Security total 2377.015 17.657 41251.00 41,970.47 49,418.14 7,447.68 8,167.15 COLUMBIA CONVERTIBLE SECURITIES FUNDCLASSZ Symbol: HOAX Trade date: Dec 19, 13 1,147.177 17.890 20,523.00 20,523.00 19.450 22,312.59 1,789.59 ST Trade date: Feb 19, 14 840.380 18.969 15,942.00 15,942.00 19.450 16,345.39 403.39 ST Total reinvested 53.109 19.394 1.031101 19.450 1.032.97 2.96 EAI: 4967 Current yield 2.44% Security total 2,040.666 18.374 36,46500 37,495.01 39,690.95 2,195.94 3225.95 HARBOR CONVERTIBLE SKLIRMES FUNDCLASS I Symbol: HACSX Trade date: lan 29, 13 1,872.780 10250 19,196.00 19,196.00 11.210 20,993.86 1,797.86 LT Trade date: Sun 17, 13 960.534 10.489 10,076.00 10,076.00 11.210 10,767.58 691.58 LT Total reinvested 27.030 11.272 304.70 11.210 303.01 •1.69 EAI: 4589 Current yield 184% Sect-city total 2,860.344 10.340 29272.00 29,576.70 32,064.45 2,487.75 2,792.45 JP MORGAN INTREPID EUROPEAN INST Symbol: JFEIX Trade date: Aug 1, 13 435.452 23.134 10074.00 10,074.00 25.860 11260.78 1,186.78 LT Trade date: Aug 6, 13 439.831 23.286 10,242.00 10242.00 25.860 11,374.03 1,132.03 LT EAI: 475 Current yield: 0.33% Security total 875.283 23.211 20316.00 20316.00 22,634.81 2,318.81 2,318.81 MATTHEWS ASIA DIVIDEND RIND INSTL Symbol MIMI< Trade date: Ian 29, 13 2,156.431 14.849 32,023.00 32,023.00 15.710 33,877.53 1,854.53 LT Trade date: Feb 1, 13 481.951 15.069 7263.00 7263.00 15.710 7,571.45 30845 LT Total reinvested 52.286 16.005 836137 15.710 821.41 -15.46 EAI: 41.445 Current yield: 3.42% continued next page CNP700C0005675274NP7000191999000041114 030575001 v123571550 Ol Igthtiysm0002114319 38 of 96 CONFIDENTIAL EFTA_00 I 32009 EFTA01274216

*UBS U BS Strategic Advisor November 2014 Your assets . Equities . Mutual funds (contnued) siddno faurrt r of stares Purchase puce' Averatt pie nicse al i ) Client investment CO Cost basis (I) Price per share on Nov 2801 Value on Nov 29 as) Unrealized ISO spin or loss Investment Hdd ng whim (S) Period Security total 2,690.668 14.912 39286.00 40,122.87 42270.39 2,147.52 2.984.39 SIT DIVIDEND GROWTH FUND CLASS! Symbol: SOVGX Trade date: Jan 29, 13 2,333.831 15.400 35,941.00 35,041.00 19600 45,743.03 9,802.08 LT Trade date: Sun 11, 13 624.804 16.569 10,353.00 10,353.00 19.600 12,246.16 1,893.16 LT EA1: $766 Current yield 1.32% Scarily total 2,958.635 15.647 46294.00 46,294.00 57,989.24 11,695.24 11,695.24 TORTOISE MLR 8.inIPELPIE FUND CLASS INSTL Symbol: TOM Trade date: Ian 29, 13 2.296.774 13.330 30,616.00 30,616 00 16,840 38677.67 8,061.67 8,061.67 LT EAI: $744 Current yield 1.92% Total $243,500.00 $246.391.05 $232345.65 $36.354.61 $39245.65 Total estimated annual income: 15.451 Account name: GHISLAINE MAXWELL Friendly account name: Indsv v49935006 Account number. Y1 23571 55 Your N sandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Fixed income mutual funds este(' 4 the IOW a at '<Invested &mien& n alas not include any cast, dviCends II Is rat a Ia. IL, lot the purposes of determinng hdcing periods or cost basis. The shares you receive each time you reinvest dvdench Scorn. a separate tax kit COST basis is the Iola purchase cost of the Warily. Ind udng reinvested <1st:lends The cost basis trey need to be </dusted for return d cql WI payments in order to Chtermne the erg usted cost haat for tax reporting purposes vrneeized (torlgan alas d the dfference between the current Wart and the cost basis and wotnd generally be your iautre gam or loss 4 the security was sold on this date. The unrealized (lax) gan a loss may need to be otnted for return o( capital payments in order to cbterwine the realized gain or loss foe lac reponing purposes tnvetnent return is the current clue rrinus the amount you Invested. a does nit include shires that se not reflected cn your statement, inducing shares that hare been red ired aa either a gain a a 1074 It also it,., nct include cash dsidencls that were not reinvested Hddng Nurrber of shares Purchase price' Average rex! pet share (S) Client investment (S) COSI basisel) PrKe per Share at Pow 28(1) Value on Nov 28 (S) UnrediZed 844 gain or loss (S) Investment Had ng return (5) period AVENUE CREDIT STRATEGIES FUND CLASS INSTL SymbO1. AC sax Trade date: Nov 12, 13 910.736 11.270 10264.00 10264.00 11.210 10209.35 -54.65 LT Trade date: Nov 18, 13 912.566 11.300 10,312.00 10,312.00 11.210 10229.86 -82.14 LT contoued next page SDNY GM 00021390 CTIP7C0C030567527SNP7003191999 OCCO4 1114 03057%04 Y123S71SSOOIC000 Pap 39 of 96 CONFIDENTIAL EFTA 00132010 EFTA01274217

T UBS Strategic Advisor November 2014 Your assets . Fixed income . Mutual funds (continued) Mang Hunter of flutes Purchase puce' Average peke per share (f) Client integre/It (I) Cost basil (1) Price per share on Nov 29(f) Value co Nov 29 (f) unrealized sita-0 imestmem Hddng gun of lost (f) return (5) period Trade date, Nov 25, 13 911.661 11.319 10,320.00 10,320.00 11.210 10219.72 -100.28 LT Total reinvested 85.763 11.631 997.55 11.210 961.40 -36.15 (Al: 11,300 Current yield. 4.1 I% Security total 2.820.726 11.307 30,896.00 31.893.55 31,620.33 -273.22 724.33 81ACKROCK HIGH YIELD BOND I Symbol: BHYIX Trade date: )an 29, 13 4,811.156 8.200 39,451.48 39,451.48 8.210 39,499.59 48.1I LT Trade date: Jun 27, 13 2,481.156 7.959 19,750.00 19,750.00 8.210 20370.29 620.29 LT Total reinvested 308.713 8.335 2,573.27 8.210 2,534.53 -38.74 EAI: 43.572 Current yield: 5.72% Security total 7.601.025 8.127 59201.48 61,774.75 62,404.41 629.66 3202.93 COHEN & STEERS PREFERRED SEC & INC FUND I Symbol: Cmax Trade date: /an 29, 13 3.002.068 13.487 40.490.57 40,490.57 13.660 41,008.24 517.67 LT Trade date: Feb 6, 13 740.625 13.391 9,91&40 9,918.40 13.660 10,116.94 198,54 LT Trade date: kin 14, 13 751.274 13.309 9,999.02 9,999.02 13.660 10262.40 263.38 LT Total reinvested 204.934 13.579 2,782.91 13.660 2,799.40 16.49 EAI: 43,853 Current yield: 6.00% Security total 4,558.901 13.448 60,407.99 63,190.90 64,186.98 99&08 3,778.99 DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: D8LTX Trade date: kin 29, 13 12,498.155 11.379 142,229.00 142229.00 11.010 137,604.69 4,624.31 LT Total reinvested 456.563 10.959 5,003.78 11.010 5.026.76 22.98 EAI: 36,917 Current yield: 4.85% Security total 12,954.718 11.365 142,229.00 147232.78 142,631.44 -4,601.33 402.45 EATON VANCE FLOATING RATE ADVANTAGE CL I Symbol: BFAX continued next page 04'700090056752M NP2000191999 001)01 1114 G30575001 V123571 550 0144,04,wGm00021fer 40 of 96 Account name: GHISLAINE MAXWELL friendly account name: Indiv V49935006 Account number 'et 23571 55 Your K nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-82I.7000P800-308.3140 CONFIDENTIAL EFTA 00132011 EFTA01274218

*UBS UBS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL Friendly account naine:Indov V49935006 Account number. VI 23571 55 Your Mnandd Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Fixed income . Mutual funds (cor/nue:1) Purchase Mei Nurrber Average price Hiring or shires per share ($) client investment (1) Cost basis ($) Price per share an Nov 28(0 value on Nov 28 0) Unrealized (MO gain or loss (1) investment HolcIng return 01 Period Trade date: /an 29, 13 7,524.150 11.180 84,120.00 84,120.00 10.950 82389.43 • 1,730.57 LT Total reinvested 263.466 11.093 2,922.82 10.950 2,884.95 -37.87 (Al: 44,057 Current yield: 4.76% Security total 7,787.616 11.177 84,120.00 87,042.82 8527439 -1,768.44 1,154.38 HARBOR HIGH YIELD BD CD INSTITUTIONAL CI. Symbol: HYFAX Trade date: /an 29, 13 2,660.657 11.239 29,905.78 29,905.78 10.770 28,655.28 -1250.50 LT Total reinvested 100.864 10.942 1,103.71 10.770 1,086.31 -17.40 (Al: $1,712 Current yield: 5.76% Security total 2,761.521 11.229 29,905.78 31,009.49 29,741.58 -1,267.90 -164.19 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 3,858.567 10.289 39,704.65 39,704.65 10.440 40283.43 57878 578.78 LT (Al: $775 Current yield 1.92°A JPRAORGAN UNCONSTRANED CEBT FUND CLASS SELECT Symbol: .ISISX Trade date: lan 29, 13 4)84.864 10.260 49092.71 49,092.71 10.210 48,853.46 .239.25 LT Total reinvested 98.719 10.315 1,018.32 10.210 1007.92 •1040 (Al: 31,401 Current yield: 2.81% Security total 4,883.583 10.261 49,092.71 50,111.03 49,861.38 -249.65 768.67 METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS Symbol: MWTIX Trade date: Oct 24, 13 7,192.344 10.709 77,030.00 77,030.00 10.930 78,612.32 1,582.32 LT Total reinvested 131.864 10.797 1,423.83 10.930 1,441.27 17.44 (Al: 41,860 Current yield: 2.32% Security total 7,324.208 10.712 77,030.00 78,453.83 80,053.59 1,599.76 3,023.59 RIDGEWORTH SOX FLOATING continued next page SDNY GM 00021392 CNP70009305675277NP70C0191999 00001 1114 030575004 vi2357i 550010000 Page 41 of 96 CONFIDENTIAL EFTA 00132012 EFTA01274219

*U BS UBS Strategic Advisor November 2014 Account name: GNISLA1NE MAXWELL Friendly account name:Indiv V49935006 Account number. VI 23571 55 Your II nodal Advisor: SCOTT STACK MAN LYLE CASRIEL 212.82 I -70001800-308a 140 Your assets Fixed income . Mutual funds (continued) Purchase we ranter Avera7 pxe Hddng of Nowa per share ft Client investment (1) Cost Oasis co Price per 'hese on Nov 28 0/ value on Nn 28 (o) unrealized0M gain or Ion CS/ Investment return (I) Helping Pilled RATEHIGH INCOME FUND CLASS I Symbol. SAMBX Trade date: Jan 29, 13 6,502.655 9.039 58,784.00 58,784 00 8.920 58,003.68 •780.32 LT Total reinvested 209.185 9.018 1,886.45 8.920 1,865.93 .2052 EAI: 32,550 Current yield: 4.26% Security total 6,711.840 9.039 58,784.00 60,670 45 59,869.61 -800.84 1,085.61 T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS Symbol. PFFRX Trade date: Jan 29, 13 5394.060 10270 55397.00 55,397.00 10.140 54,695.76 -701.24 LT Total reinvested 150936 10.227 1,54372 10.140 1,530.49 -13.23 EAF 32,351 Current yield- 4.18% Security total 5,544.996 10.269 55,397.00 56,940.72 56,226.25 -71447 829.25 Total $686,768.61 $708.82457 $702,153.39 -15,871.57 $15.38438 Total estimated annual income: 530,348 Non-traditional Mutual funds rotas romrcsrof is the tots 0181 reinvested dadends does not include any (ash di/leePIS. A IS riot alai lot foe the purposes of determining hold rg periods or cost basis. The shares you teenye tan ter* you reinvest dradends become a separate tax kit Coat bases is the tots purchase cost of the security. Inducing reinvested d Wends the cost bast may need to be agusted fix return ce capItd portents in order so determine the adjusted cost basis tor ter rep:icing purposes. NcIdng GATEWAY RIND C LASS Y Symbol- GTEYX Trade date: /an 29, 13 Purchase p056 Marton Averatge race of shares per share ft Client investment (I) tweaked (6o) gam or loss is the Ofterence between the Caren' value and the cost basis end would genet* be your rabble gen or loss if the sec wily was sold as tin date. The unreaNed gm) gen or toss may need to be adjusted for return of opted paytnems In order to determine the rezeized gain or loss for tax feratillg purposes imestment tetu to is the current value minus the anount you I wrested it does not include shares that are not reflected on your statement, includng shares that haw been realized as either a gin a a loss It also does not aclude cash dedench that were not Ni wonted Cost basis CO Prose per share co Nov 28 (1) Value on unrealizedOP) Investment Hddng Nov 29 (1) gain or loss (I) return (S) period 1,089.208 27.580 30,040.36 30.04036 29.650 32,295.01 2,254.65 LT continued next page CNP70309305675278NP70C0191999 03004 t 114 030575004 V12357155001MyGiuggipijirg 42 of 96 CONFIDENTIAL EFTA_00B201 3 EFTA01274220

*UBS UBS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL Friendly account name:Inc:iv ve9935006 Account number. YI 23571 55 Your PIsandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Non-traditional . Mutual funds vonnnued) Purchase pixel Arc e a prstse) Client Cost PIK< per share Value on unrealized Ina In estment Honing Siddng ofNusrhrat si share ineestmenl (S) bads(!) on Nov 28(1) istyr (1) gain or toss(!) return (5) period Total reinvested 13.285 29.275 387392 29.650 393.90 4.98 EAT 3501 Current yield 1 53% Secuity total 1,102.493 27.600 30,040.36 30,429.28 32,683.91 2,259.63 2,648.55 Your total asset Value on Nov 28 IS/ Percenta your accouni Cost taus (1) Es:mated annual incase (5) urireamed gan or loss (1) Cash Cash and money balances 2,109.27 021% 2,109.27 Equities Mutual funds 202,745.65 27.73% 246391.05 5.45100 36354.61 Fixed income Non traditional Mutual funds 702,153.39 6835% 708,024.97 30,348.00 4271.57 Mutual funds 32.688.91 3.21% 30,429.28 501.00 2259.63 Total $1,019,697.22 100.00% $986,954.57 $36,300.00 $32,742.67 Account activity this month Dade Actilty Description Ammer' (S) Dividend and interestincome Taxable dividends Nov 3 Dividend METDOPOUTAN WEST TOTAL RETURN BOND FUND CLASS 1AS OF 1031114 129.11 Nov 3 Dividend RIDGEWORTH SEIX FLOATING RATEFICH INCOME FUNDCLASS I AS OF 10'31114 225.59 Nov 3 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 101 31/ 14 507.05 Nova Dividend COHEN & STEERS PREFERRED SEC & INC FUND I AS OF 1031/14 313.28 Nova Dividend EATON VANCE FLOATING RATE ADVANTAGE CL I AS OF 10/31/14 336.86 Nov 3 Dividend 1PMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT 141.22 Nova Dividend I ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS AS CF 10/31114 216.90 Nova Dividend BLACK ROCK HIGH YIELD BOND i AS OF 103 ir 1 4 301.42 Nov3 Dividend HS8C TOTAL RETURN FUND CLASS I 38.59 Nov28 St Cap Gain TORTOISE MLP & PIPELINE FUND CLASS INSTL SHORT TERM CAPITAL GAIN ASCA 11/25/14 59.33 Nov28 Dividend TORTOISE MID & PIPELINE FUND CLASS INSTL AS OF 11/2914 199.87 Total taxable dividends $2A6922 SDNY GM 00021394 cisf7CoOmoss7S779Nrimodi9I99900004 ii 14 030575004 Y123571550010000 ►age 43 of 96 CONFIDENTIAL EFTA 00132014 EFTA01274221

SUBS UBS Strategic Advisor NOvember 2014 Account activity this month (Conti-wed) Date Actnay Otscrgstinn Dividend and interestincorne (continued) Long-term capitol gains Account name: GHI5LAINE MAXWELL Friendly account name: Indiv 1/49939066 Account number. YI 23571 SS Your Anandal Advisor: SCOTT STACK MAAY LYLE CASRIEL 212.821.7000800.308.3140 Amour (S) Nov 28 It Cap Gain TORTOISE MID & PIPELIPE FUND CLASS INSTL LONG TERM CAPITAL GAIN AS 1,850.07 OF 1112914 Total long-term capital gains 1,850.07 Total dividend and interest income $431929 Dee Achilly Description Amounl Other funds debited Nov 19 Transfer TO Y1 235750100 -303.27 Total other funds debited -$30327 InvesbnentUansactions Fa more I nfomation about tee price value shown for restricted st<usities, See importent information &bout your statement at the endof this document. Dee Actinty Descapaon Charity vat* CS) Pace (S) emcees:1s km insestrnent isereatices co Funds withdrawn for accrued investrnents bcogrit (S) Interest ID Nova Reinvestment METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I DIVIDEND REINVESTED AT 10.88 NAV ON 10131/14 AS OF 1031114 11.867 -129.11 Nov3 Reinvestment RIDGEWORTel SEIX FLOATING RATEHIGH INCOME FUND CLASS I DIVIDENDRONVESTED AT 8.92 NAV ON 1013014 AS OF 10131/14 25.290 -225.59 Nova Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.97 NAV ON 10/31/14 ASOF 10'31/14 46.222 -507.05 Nov3 Reinvestment COHEN & STEERS PREFERRED SEC &INC FUND I DVIDEND REINVESTED AT 13.61 NAV ON 10/31/14 AS OF 1031114 23.018 -313.28 NOv 3 Reinvestment EATON VANCE FLOATING RATE ADVANTAGE CL I DIVIDEND REINVESTED AT 10.94 NAV ON 10/31/14 ASCE 10'31114 30.792 -336.85 Nov3 Reinvestment 1FMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 10.23 NAV ON 10/31/14 13.804 -141.22 Nov3 Reinvestment T ROWE PRICE INSTITLIRONAL R_OATING RATE F CLASS DIVIDEND RENVESTED AT 10.14 NAV ON 10/3014 ASOF 1031114 21.391 -21690 Nov3 Reinvestment BLACK ROCK HIGH MELD BOND I DIVIDEND REINVESTED AT 674 NAV ON 1 or3v 14 AS OF 1031114 36.580 -301 42 Total -$2,171.43 CNP703C0005675280NP7000i91999 0000t 1114 030575004 v12357i S5004§myGrk pocepsis 44 of 96 CONFIDENTIAL EFTA 0{1132015 EFTA01274222

*UBS UBS Strategic Advisor November 2014 Account activity this month (Contnued Date Money balance activities Oct 31 Balance forward $26448 Nov 4 Deposit 1185 BANK USA DEPOSIT ACCOUNT 38.59 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv V49935006 Account number. Y1 23571 55 Activity Description Your Nnandal Advisor: SCOTT STACKMAN1YLE CASNEL 212-821-7030/ 800-308-3140 Arrounl IS) Nov 20 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 11119!74 Nov 29 Closing UBS Bank USA Deposit Account The UBS Sant USA OepoSit ACCOunt is your POW/ sweep coign -303.27 50.00 SDNY GM 00021396 CNPTCOCE4305675201NP7000191999 00004 1114 030575004 Yi2357i 550 010000 Page 45 of 96 CONFIDENTIAL EFTA 00132016 EFTA01274223

*UBS Your notes CNP700090056752$2 NP70:01919,39 00004 1114 030575004 Yi 23571 550 01 igNtlyGNA00021flybir 46 of 96 End of statement for account number Y1 23571 55 CONFIDENTIAL EFTA ((1132017 EFTA01274224

Important information about your statement 1185 FnancialSentnes Inc Ofarim PUBS FinaidalSerices). Is a mentor of al paspal seamy. canthodey aid opus's edunges 1185 f inatbal threw and USSBanithaer ere nlioct tiiibtalirin of ulltS AG and theism of PBS Seoskie LLC lheF gess Metcalf sawn if wattle upon Mead the frths execute* of lees at a U3S Petaled SIMPS he 1200 Haber lirculema Mohawkern NJ 07086 1116 Alta/leen represems The nay of cal weed of your PBS f mama Swathes account Other *cords. except WealLae do wered. cowering walking data should not be Wed upon If you thew ewe at a Or 02161.01. pleat moor, n rrenediaver it wring to theerach Mthaper of the once smingyur woum Athough al no tom areintended m be ia<0.010. seawall exa Todd rot be used for sac puposes tea sold/ on ehr.end to lam 0e., Fan 1099. WO. 10425. etc) when prepaird your tee nom thee in is requite by Ian 10 recon tote RS al throb le diedends. °month!. non Web* dvdends ad taut* mew weed on saunas held n your acCoun nee proceeds on sale tranUcto:nl, and cost baleenwain awed %edam Cemmtmicallone with the FS,n • Moe reculfern any oral OlivranClons n writing tO furter pound your nirts Wide/ your roars undo the *antes Myer Proteden Act (SPA) • dive frundal instrumon onto top key 0 the lent of the Italenunt 4 not LOS ChInCul Sava. PBS Fesaxial Semencaries you aroma th e:leering Croke by aongemeral w6 the adeated nthuton We Intoned liou on the rthationsly Men pa opened tit mew in the case you hrds am wadies se located a les Frunoal Saws aid not tee rfrOdu:n9 broker. aid you mat male a report of thy eta aortic:sem to teeth Wm. All account statn*rts Shall be deemed wee roth. and aurae 6 n-A oblate:Ito el vamp Mtn 60 dres • Please direct cuslemer asnpbnua paste tee mr: Client Reialions Nommen s 2014521699*r tolled al 000-3544103. 8 00AM to 6 CO PM Fl Wiley thrOup friday. a n retng to PBS flonyncul Sentet Clint Relation, Department PO Box 766 Pnon City NI 07037 • ti case ol *mesa Whom about m ekmone hots transfer (WY bit parnmt ales Veal WM cad tralsadont call 100-762-1000 or we to LOS Friend* Serum tic, WOO Harbor SW. 60 Iba. Weefutheuth. N) 07486, Ann INWOSA Sava.: Cal a boas soon as ye caat d you th nk too stawnem or recept 6 %VON Or 4 $4., need more Worthen tout atraohr on the owned of mem The Fan a Card Muer (as atOlOble)must hear from mu no tater thth 60 days alter the fret salt you the fro Pawnee on Muth the era or problem errata - hoed. you nine ad scow number 0 alp - Deerite the em. Or the vane you ae were abaft aid mean asclearlyas ye On My yeti WIN* A is m error or My you need awe thermthyn - hoed. the dollar ammo of the steamed Ma the Fern or C ard Suer WI neridate veer OP-94rd a+1 will weed any thror promptly Plowmake al dugs pad:4 to the Armor the email nulnon mica.: le e to front of the stairway heeded, to reguk• axOtilt fees, atOurit mar be abed to manunanee feet Pages for tatopayment securte: purchath andohne; for aped aroults n cat xcotnts Accounts ma ire traldernid le Olhir. mildews :nay be :tetrad to a vender fee UPS Sweep Optim 085 offers opals for Tempelcash balances. baxes DS* deposits m PDS Bark IBA ad PEG AG Sodom Mem ark Sweep hoseavng away market natal finds (Money Fen:Wand the havermal Depose Accoant 00Alfor custemers Mt n memthona *souse Managernent Arsounl %mgt. teas* Sweep 'Myra Gan balances are swept it WS Bare LISA tO b an eslabIshed Mr and the,, to LES AG Stantere Brandt a a Mthey Fund Deposes at LOS Bale USA are FOC muted n accordance WA MO: mks For exit itemaion parse rut www the thy Deposes a PPS AG HaTdord Prat aid tares ot Melee Funds aanoi tuurth by the FCC. Through the On rabble to eaf balances aro sew to depose accounts a LISS AG NearYork 513'41a-id PBS/4 Carman EMMY flasetlythels tie Fa nosed by the FDIC Balavery head al the MAO Carty Brat re twpowily oposed to the smear risk of theCarnal Maths, and there is en Was tethr other °albite., of 165A6 to repay thebatmen the on the LOS C.4.1‘11'S Brad's boas Deposits at UBS Bat USA ad ea& PPS AG batch aro mei preeected by SIC Money Fund toes are weeded by WC See %IBS Mato* Seven Account Rotation' below. Upon per reg./02, balrees n to Bak Sweep Program or OA mw be reatxtarth the Owes of a Mthey Fund maybe liquidated, and the pouted' retuned to you a pa maims lanll Furor ntennagn tout theatre sem" °woos. twang cram mew tees and yields, a weathers www itscarisweeptheds Iron your F nye*, &Seiler a by caring 806762-1000 UK amend& Services ecotone peewee, The Finn a a /rafter of the Securnes meter Protection Coporaben (SRO Whim prows-used-meth scours of es neaten eat to 1500000 Wadding 1250400 for darns lor Call) 7n• SSC We pampa tones *Palo allsawn the you hold n easiest:7**W The Fret together cerum Abates. ha also pu•chnnel upplonental proloasin The rnionnuin anount payable to all de** dent, coltamerundw the protection 4 5505 Wien as of Decerter la 2013 S.Med tome pokymarten, aid Imtatoni cat at the Fon 4 Cunha' prowed for up to $I 9 mike n the anegte ton an your a:cantshell n a petiole caper* A fa (boy ol the poky ontrdng 6 //arable upon red.re2 The SIC wieder' and lye supplemental procauth both do not iSlolY to • Cenardnaxii assets controlled MOM Mined rawer exam Mtn) but held away from 1(15Anti:ill Sawn (e g. anal Ocala, aUBSBa&Wcat at UPS AG Stamford bran*. Ith mutate podelt nadayemobe rrun le ad Mtn of mutual lads yko'• suet taws we registered rfrealy in the nine of the accost Wier on the books and words of to aplobb Eva a under agent • Conan netarrani contra" or noesbneat ntortit to 9. Weed pathways aid pevae plawents) tat ore not registered thew the Semmes Act of Ian. the • Comm:Mum comrade Co 9. fordtherechangothd peethus metal ardnat ncledthg tenses comas ard farfFethY °91M contracts The SSC protection ad the pepper:mirth protectith do not apply to these assets then it they OtteeMe appear:ajar nthernenn the SIX prewar and the spathes* prOtea9n do not pined thanst Wert n the note raw 0 par Mestinents0AMOter as visual of mato rearrent. ewe bearuptcY of PtisPlefe) More Wormaon re salable yen request Yar may obun me idormaten tout SSC. hdudra9 the SIC Brochure by causing SiC at 202 -37143300 ec by voitng fie SP( I./finite al vmw Weal) Dividemi Re threwnent Program OR/P) the pm theleCed ear average pace tea may °Dian the actualoretan your hiart2al Aboor Only Mole shim • Futtiardid adrC P. paha Ines wit be sold and the cash wit be deposited in per attars the *Mend mummer pm tippled by the mud may deter from the InXIIt ;Me a Mar the petal :hats re sold CasloWliou Only Whole unts my be held in you lIOuNt Spa are entitled to op/haltat at a 'rub of pored or Mame*. the Fien wel ether partialWes, maket price a axe's an null deiermred by a registered drama grey. andcede you account levesenemeblealves Tee Awn/lien, cApaves and nth profile are speck to add scow aid my way *them Hem Owe the inn pomp* in eirm9 of any uthkant thanpt in your flow* stuatam Cr n. ere Obrectivec For oath aceourc hell you choose one of the bleeding nrestmed obectbes • Padua Cu net Mow Westin/on seaiinj the gnaw in d ilcorne only • ACM.* CaPAVaPp10400n kotellnwils544ing 9fooah pnxpi male than tee gemeaton of name • wailer Conatheath of Income red COPOIAPPeWOOn Inottralt loot iv both he gerwaion of r90.10 aid 9"imeh P prncPal Orwell risk pitfalls • Commuter Seeks to 'Wean htiai priMpat Me Ica risk ad totality tome accost omit wen rt ma meths the account does not ginersesathdom incomeor mums ath myna keep pace wth inl Won • AlloSeas %Wing to map: %Aso rii to 01,4A rod tolerate wee Ma ley m seek higher means • A496•59.0 Ming to axial hgh Mt to pampa ad ugh vanity.° wet MS reams ober inte Statement lamershekling" We may consolidate al felled scout StatallEnIS with the salt addits in tie Sane Mokpo ACootntsrnry be relined fa *it Fees beano they haw owner; rho In maven oat mount rilinonshps wit other dents al the 53,0E address MS peactce t Mom 'howetroldn9 • d you pale to maybe indented fl ower,' mailed it fetinte CONFIDENTIAL ervelothe —you ,try deck. house holing by ding your Framed Motor Frimiehr WORM An flakier.* exam nave rehab Warman that su enters on the Hrws thine sans webste It ea custoinimbh *manna* chosen by you Ui az6t you wth you ritardterpng n by no leg* effect on our now you on mange you* Frealdai exatht names. through On** Swat or by °enacting paa &laud next. Account eveview • vabe of scot axountepx OW NO 01 asset and liabillteS • A908 Ilbaltk, !walk* aril Lubin'. whin lee ronadod twurity (ea ) nd Global-me Depotet weirted males to market and Meta, AMOS not held byte Fin, Does not nciededonard smultelassets a the era of the per andcuret tuterrem prods a Watt remmems. unwed Pod col Me and meabibb stork °Mons • Otheres bads ebbe ballICK. Oulaarldni.)mrgn loan. creel Ine, short account banes • Cab/MAW bison toes of utlivened wableah baancen. the UTS Batt USA emote ealthers PBS AG Start ad Stanch depose balances and ironer maw mewl I ind sweep Wines al the dose of tte statement weed Non.cornincd Ey trey midi, batman iN year 'Mount are not segregaed from °etre bataxes rid the Fmanay use any OF these lards n the ordiwy course of ashen*, Mese funds repayable upon pa mound The total included in tie arrow peri7d cloth; value Lendip information Fr 4/tend erlonnaon on the F revs Heard petits and didocures Mato youClem 0.Na bents Athownwe or Acceent Armen; and the General Tams ad Condemns PPS Staftneu of (tele Fractresarafaba n AginotonCis and CecIzatas a ay A, hhk ••,v•••O•••A•ap,..‘ Yewsuet YO-r statement menses senotes and other asses held n the .m,umt it the end of the swam* wed You may aft for deinty of Iveypaid writes ar arc tone You may rec.*? searrim used a ban oilseed acer Path9.alinr balanCe die On them My wuntes trameened to the Ming the sowers period are tided a °ward wawa 0 the erd of the statement period • Gest basic hdeterrnhng Newt NM of the writes suluded n the statement Wart? Missed wth the nutter -1.• 1BS firuncid Servemeth Pled on imams on Waived from sources other that LOS Frew* Peaces. oldng tharnalon Iron rater fin or tat you Tot hat prAttlfd lo rut Puna AdV60( Mt Firm clots net nagendently vertyOr guarantee to an racy a vaieby of thy mammon provided by saws of to MP natal Sewed m addtion Stooge PPS Uwe., Were: generaly updates this damned as c 6 ranted tie P.m 600 riot Droulde any asstrams that the ntcnnalion ender 'Cost base and 'I-unlined gaiybn a a:actual to date of this SIMON* AS suet, please do not rely en this ird °warm to make curthase a srle datums la la purpous a otherece ar-Oxint U/Illenal to the fen may Wm giriath nformaim orly for the prod of time theyreheld at* Cim StorehMoreal nlarnatnn car be added by you Feruna.11 Mew • tanteeretedgalnerbses thhor data e araiable OVMated unto* t.: le dal rte: ter SDNY_GM_00021398 EFTA 00132018 EFTA01274225

Important information about your statement (CentelUed) Marichalsomitty lots The tamxtion data he lot mly a may not tetra cemnksans, Wages ace 'emery reorgunitaim moms Dalbil ad Wier rearmament lots and 'roman "stat lot re oat COribned tO dtfley One aretra;ed hat The • Trade daft' cobrm presents the myna, tramkt Fin bakdate • CANN nook° Bonds and pahreted STOO, that te issue' (alb for ealy rederphon %al be selected npasialy by lot tom array a warnsof that Awe lep in out natte a fl normre flan for as dents (al Nate Warnsgel is Weaned kom thrd pub aid di acoraq ri not gnawed Otte Call leases may tot he mt could aka yell ~pine nfomuw. wd bewailed open asgel . Catarraal deposit (CDs) (Ds are MC rued up» 1293.000 n "nodal aid salad nttrelt pe donator and par Mummy rotate" ei amordan" with in: rules • pricomaluo Pncesckployed foe nooses another' products mar be hyt« ce lower that the peat tal you vauU mtualle rectum in the make PrCei are obtaned Iron van:•.$5 lid pity SCurCei Mai webete/eh/ te relablr. but we do not gamin tea an. acy - We saner ay me the dcnng pin when *WIMP er the mean or in bid aid ask wars ter Ivied sea/cm aid opts« or on bd sects la OTC twee' - In kayo,/ calm seaman maybe wood omga mbar. nadel ce the~ (pant pia we Maned aid may nol rel lea an asut matt par or wan - C stain positrons may appear entert asprut ad sill show a 'once was not nibble' II we te tank to obtan a vice for a storey - DepbUll Oe SearkeS den:anal& n he erroes other tal U S mitt are ref Wedeln< cad urge f ge as of the noweront date - For rerun 'earns pony nnonandormisg demennatat prce aid Pm nifty dace vake) may hat beat alpaedm lard...Ile prow vaus.cn To obtain Cursint quaaaii. Men anfable, aimed yam nano" Atbtor • /Mona Ineennums and eenacid produaL twat. 'mostmere saturens reolidng direct pariMpation progran aid realestate most rede Mitt Same* aid StrOctured pneduCIS ere rneraly bgbly diQUO (elan structieed raw s ham nee bom regaered anti the ~P ies and Evandte Canna:so «UMW any state securns lam We peon" estmSed valas for wine nwumere second aid It:unwed prodrus br edam.* maul"», only Acideracyo rot 9unneeml - Thee vanes maydiffer samearmally from sly al Mot agnate nwstmere securest" structured 'moan:maybe boor a foe aid do not necniaily repeesent the yam you my rede,, upon "Union^ - Th rd prty enmaes of vabe are as ot a rerun dae aid re 'Applied so !SS inroad knouts on a result bass by an Welton:Sent vairation fern - "n8 genteel Par'este crowns« "Oman yank if any. are 9.Cpled to te Erin by the mum general prime or mama and may be ablated timed on Ohm* Wormarion from that usedbytend pates to dooie thee estimated vans - nun, obtain addnenal mastmaten regaling the ~logy used to determine the minim of van aid the dace of the Montano On It Ow bait (ce On *striae hyaena:UN gene Anoxia isolator - Mkt parry ~0 vent may be reflected as 'NM pekoe in sewed mamas aeon an 'nlepanfent venom firm Ins Mt e.ppled 04 is talkie to assigna van sited we bacon> awn that a naaal wedha warred that may al la unties", reponed value too welton. a whin auks nark be highly speartawe due to the nacre of the tatty - Men neither an imp* general panne a sponsor emend vinenor a ihenpany ea mend value is prowled the the warty wi beditunt tot its pschm pia - likarbutions to dare may inch* retire of ntal. name a both - • Ongnai tat sue' rteestnts the naval olleng pene per ...lit a-,5 may not maxi your oost bad • Itiemiatel securities Restricted "curries ;merely ere not anon Hyde foe pfok la* UM rancid *van uses the mirk« proof te triennia« sleds of the in mu« a an wowed vak* for the redeemed stock pun: °Sid Cd Mean. vitae., TO the raam that restricted servile re ebgkile la se*. the ken fecund may be subitzitirly less Than the imputed wine shovel • Et Notinetod) SM.% currontyiolds and ran. An estimate of mina name is based on mown, canknd end :ono ran. zoning to kmaties till be held for one yea from slammed date or Arne nasty This estimate is Onbr a gurkeine. aCCuraCy and cannued monies, not gurameed - EstMated aralkial income ant atmvit Meet for tenon Vent WO% iteS mold liduk argent of Fr etcPS or nary( gans n wilt case the tit recent Ltdanent yak) wouli be oven's», - Mutated am," omme aid anent Meld aid the ectua nook and yeid night be boar ligher than the col-nand storm - An tonneof smoked name (dvidens/ andor merest) chafed bythe cameo main veneerer a" ballus e based COIN IN dmasnd or mire" party made by te mar and askartes te seta indepotas wel be held'« one yea from the statement dap or inte ~trey Amman and contained red in not gasket, • *stank held ley UBE Pinandal Sonia rerun Mal erft not heed byte Firn ad not within the enn's possession or astrol Them assets re deptkod on ycur statement for irdormannal punks only Poulims maws presented re prittled byte inung film UM F ', antra Sermon o not "'ambled" this ineernabn and does not guanine es aCanCy !bee asels Tenet prOleCted by SK or te Fern's supplemental SP( coverer • tavonuo Sating and addkbnal computation. - h additim to 'minimum on saki and Mil km noted in tonneau" with the &Union of ~al finds to ow Mint we anti OW 'tine redeye renrue troy papent f corn adubutors and" addson of the mini &ads tat we soli lbeso amants arebased at two "nest aerporents fJ the amount Of saksby aces ot a maculaemu" had limey to ow dents. wid the ant van ol a primly TINY Iwid fray' trot Mid a the Inn - We and as *Are an wen retnutng and ormnsprocesting lees n ~man lor tongs( agent raken that we 'moa t° rho nrual kind' The" fees generake re pad km Motor asmi in the mutual luid aid ere a trud doll? armmuil bast' on the emiter of nouns at the Moker-dealer holdingmutual liras of hat find lank - in Mt an to renown' rented n ornedion watt the sale or Marti/ton of armory convect aid wit itsesh,n+5 trot units to al dent, we ass/moue eisrie recs. mom* tang COmpenSabon Iron re/two' The memo> coronet. indemnity ow amuity convect Oda; ol the natant" commies Ce SWIM of the urn eat TrUStS YSP ~tote - Our alines also recen trading commbouns ant over conmenution kom meniel holds and omit »-ra? 0:~in tow procixts we di,. huh? - We receiver anus tee from ktf $ Sank USA aryl USS AG Stanford Beath ol up le 115 per a:Coure snoting tote banks inn tee UBS Bra Swap Prograns *al* lidoonahm royardng ooremiams aid other Marrs ironed ri annecbon wit the walion ol vales nickdry option tram:scions has been nckailed on ardeonons proem* Itmthed to you. aid nil be presided to you pimply on ~Oa Short selling you ayengaged in ton st4hg atarhyy you may nar a Mate Are to roman known cost for that palm" shanty Open ardent Re'ifiding Open a '900dailariCeiled • Ordenthat were not ermuted by the foment dam open buy axl Yell lap ceders re mixed by the amount oldnedendltr rghli en al mdiridendlor noughts date units, mewed otherwise by you You a'. respomble I or orders Ina are omitted die to your lane to cancel entry open orders Tax witheldkity on ~ono tom Urn Financial Semites IRAs Federal tat taw retires18S rewind Servicedo ~hog income tar from you tactile IRA &talker:en. tut you my *a not lobate kenne to wnNti or. instead. you nay elect a has tar withheld a Ira, or n a Ind anoint as you choose Yas noon vel went n affect until reined by you You may time* your election a soy lto by ~mg anew eleann If you do rot haw erowto ncome tar wolteldIrcen your distributions. you maybe remonsble fix the payrnox of tsvnxedu. You may nat pecans it the anoints vatinef ani your •:•Itiruted law payments se not Nun tO yoV lacobl4aticn Privacy To Wean a copy of ow ammo (Wm haag Amin pax. contact vas F natal Admor «Meow webs" a: yymy wiz conworentiorrs U3SFinaicial Smokes wat oboe; The OM. Sweet 544i1CeSeccouit BSA and IRMA re brokerage =tee' rumdm pruede access to bat me services and produCtS enough matrons wit 01~ binks rid ono tit pally balks and provdes access to namm and amity "roerups bind by renal Mated tra party entrance conpami Haig% namm agency orbsear es of uSS humid Satins he automat. mean". and annuity products test FDIC heated • NO bank 9.,3(3010.• May lose van FOAt. ReSOLICeNtaiagforeni aaant. Business Sermon ncomt am. IWAA and ~manna Resurce Maugentint CONFIDENTIAL Account am manned sewn mats of USS Fritandal Serve's Inc Yea Synature is a radiated service meekol Yin nximmonal 1.85 Ursa Signabre credt cads and U3S Visa den cards ere issued byU(3580k USA nth mammon from to muSA imarporsca UM Financial ServiOes Inc Rev 201602 SDNY_GM_00021399 EFTA _00132019 EFTA01274226

4`UBS UBS EMancial Services Inc. 299 Paek Avenue 25th Floor New York SW 10171.0002 UBS Strategic Advisor December 2014 CNP7008072441 1214 X13 Y1 0 GHiSLAINE MAXWELL 116 E 65TH STREET NEW YOFe NY 10065.7007 Account name GH1SLANE MAXWELL Friendly account name: Indiv.V49935006 Account number. Y1 23571 SS Your Nnancial Advisor. SCOTT STACK MANILYLE CASRIEL Phone 212.821.7000/800.308-3140 Questions about your statement? Call your Finarog Advisor or the Value of your account BMA itesourceline at 800-RMA-1000, account 029023571 on November 28 (3) on December 31(S) Your assets 1,019,697.22 1,011,812.53 lAsIt our websIte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $1,019497.22 $1,011,812.53 Tracking the value of your account Thousands 1.019.7 101143 • • Mau 2014 De( 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and Wthdravals S930,989.19 Your rivestment return Dhidendard interest income $44610.94 Change in market value 413.78660 Value of your octant on Dec 31, 2014 S1,011.81253 1O00 SDNY GM 00021400 Member SIPC CNP7001C008072441 NP70C0305739 00001 1214 030575004 Y123571550 101000 Pogo 35 of 104 CONFIDENTIAL EFTA_00132020 EFTA01274227

SUBS UBS Strategic Advisor December 2014 Your account balance sheet Summary of your assets Value on December 31 (11 Account name: GHISLAINE MAXVVEU. Friendly account name:Incby V49939J06 Account number: VI 23571 55 Percentage of your account A Cash and rrxmey balances 9,359.42 093% B Cash alternatives C Equities Value of your account 0.00 272,408.66 $1,011,812.53 0 00% 2692% Your current asset allocation E A Total assets $1,011,812.53 100.00% Eye on the markets Index Your Nauru:14 Advisor. SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308-3140 . Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2014 3-month Treasury bills:. 0 04% One-month LIBOR: 0.17% Percentage change December 201 a year to date -0.25% 13.69% -0.00% 12.56% -3.44% -4.48% 0.09% 5.97% CNP703100C6072442 NP7000305739 COON t214030575004 Y123571SSOIOMAWGrumolAgm36 of 104 CONFIDENTIAL EFTA [10132021 EFTA01274228

SUBS UBS Strategic Advisor December 2014 Change in the value of your account December 2014 (Si Year to date (S) Opening account value $1,019,697.22 $0.00 Deposits, including investments transferred in 0.00 1,162,105.66 Withdrawals and fees, including investments transferred cut 0.00 -181,117.47 Dividend and interest income 16,884,87 44,610.94 Change in market value -24,769.56 -13,786.60 Closing account value $1,011,812.53 $1,011,812.53 Account name: GHISLAINE MAXWELL Friendly account native:1M's, v49935(x)6 Account number. VI 23571 55 Dividend and interest income earned rot cuiposes of tins statement tatatttity of 'etes] arts cLoCierKlinforile has been determined (rain a Lr5 tar reporting pinged's°. Bawd upon the residence of the account holder, account type, or proluo twat, some interest ander dsidend payments may not be subject to United States (US) arch Puerto Rico (PR) Income tarts. The nent month statement is not Intended to be used and canto be raked upon for lac purposes. Clients should refer to the atslicaole tat reporting forms they serene Iran U85 annualy, such as the forms 1099 and the CCM) 480, for tine rebelling information It Is the adage Of U85 to file the aspliCaUe tas reporting forms vAth the US interne Revenue Senile< and PR Treasury Deportment and in such forms accurately Usury dticknct anace Interest as tax exempt or taatAt income. Mese consult your Irschodual lax prepare( December 2014 (1) Year to date IS) Taxable dividends 8,199.06 33,743 15 Long-term capital gains 8,685 81 10,861 43 Taxable interest 0 00 6.36 Total current year $16,884.87 $44,610.94 Total dividend & interest $16,884.87 $44,610.94 Summary of gains and losses Values reported below exclude products for which gam and losses are not classified Realized gains and losses Unrealized December 2014 ($) Year to date (s) gains and loses (3) Short term 0.00 0.00 1,926.95 Long term 0.00 0.00 6,046.09 Total $0.00 $0.00 $7,973.04 Your N sandal Advisor: SCOTT STACKMANYLYLE CASILEL 212-821-7000800-308-3140 Cash activity summary See Account activity the month for dela Is. &lances in your Sweep Options are induCed in the cisenng and closing balances eau.. FDIC insurance *plies only to deposits a uss Rank USA, rot to deposits at LOS AG. Slarrionl Branch or bank deposits paced throw") the UBS intemaiorui Deposit Account program. SIPC protection applies to money market sweep held hddings but nal bank deposits. Seomportent information about your statement on the last two pages ci this document for detals December 2014 (5) Year to date (s) Opening balances $2,109.27 $0.00 Additions Deposits and other funds credited 0.00 72,762.49 Dividend and interest income 16,884.87 44,610.94 Total additions $16,884.87 $117,373.43 Subtractions Professional management fees and related services 0.00 -2,729.29 Other funds debited 0.00 -71,113.70 Funds withdrawn for investments bought -9,634 72 -34,171.02 Total subtractions -$9,634.72 -$108,014.01 Net cash flow $7,250.15 $9,359.42 Closing balances $9,359.42 $9,359.42 SDNY GM 00021402 OW70010308072443 NP7003305739 00004 1214 030575004 Y12357155010100) Pegs 37 of 104 CONFIDENTIAL EFT.A_00132022 EFTA01274229

*UBS UBS Strategic Advisor December 2014 UBS Bank USA Deposit Account APY interest Period Nov 7 - Dec 4 Opening UBS Bank USA Deposit balance Nov 7 $303.27 Closing UBS Bank USA Deposit balance Dec 4 $2,128.56 Number of days in interest period 28 Average daily ba bnce $433.36 Interest earned $0 .00 Annual percentage yield earn:: 0.00% Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49935006 Account number: VI 23571 55 Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fe:uncial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: •nmarj Moderate investment eltg ibt5ty consideration None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out Your linencial Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/1300-308.3140 O11:70310003072444NF70C0305739 00004 1214 030575004 v123571S5010NykyGh0001440338 of 104 CONFIDENTIAL EFTA_00132023 EFTA01274230

*UBS UBS Strategic Advisor December 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indiv vegg350D6 Account number. Y1 23571 55 Some OnCeS, inccale and Current vanes ShoeM may be approximase. AS a resit gam dndlosses may riot be accurately relkded. See portant infarenebOn about your statement a the end of ttis Cbcumem fOr TOM inform son. Cash Cash and money balances Casts and money balances may include avalaole cash balances, UBS Bant USA &post account balances, UBS AG Stardord Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC All h n applicable limits, but are not protected by StPC 1185 AG Stanford Branchdeposit account tor/antes are not insured by FDIC and ase not protected by SIFC Money market sweep balances are protected by SEC but ale not insured by the FDIC. See the rmportant information about your statement a the endof this docunent for detaih about those balances. Hddng Opertng bdence on Dec 1 (I) Cloung tultrxe Pate Per shale Average DSc/endInterest Days in on Dec 21 (I) on Dec 21 (S) tae period petted Cepmount (1) Cash 2.10927 0.00 LES BANK USA DEP ACCT 0 00 9359.42 250.000 00 Total $2,109.27 $9,359.42 Your Si sandal Advisor: SCOTT STACKMANLYLE CAMEL 212-821-7000/800-308-3140 Equities Mutual funds Total reinvested is the told d at reinvested dadends a does not include any cash Ossdends. It is not a law lot for the purposes of deterrnning Pad ng pe obis or cost base. The shares you receive each turn you reinvest d %Wends become a separate tax tot Cost bass is the total purchase cost of the security, Ind udng reinvested d vdends The cost basis may need to be altidedfoe return of carltal payments in order to chterrnne the adlusted cost bar's to tar reporting purposes reflected on your statement, includng share: INA hare been realized as either a gin a a loss It also cries not include cash dvdends that were not oelneested PurChaSe Wee Harber Average price Client Cat Price per share Value on unrealized lo) Investment Hddng Hddng of sharps per share (1) investment CO basis (s) on Pet 31 (5) DK 31 IS) grin or loss (5) return (1) period 0.EAR8ROGE EQUITY INCOME FUND CLASS I Symbol SOPYX Trade date: km 26, 13 1,179.249 16.769 19,776.00 19,776.00 20.690 24,398.66 4,622.66 LT continued next page Unlashed (tarigam or kass n the Ofference between the current value and the cost Days aid would genera ,/ be your tmatre gan or loss if the security was sdd on Ms date. The unreaSzed(ta0 gan or loss may need lo be aClusted for return of captal pz,mems In order to determine the reedited gain or IMS for tax riner l estrinligenf re purP:triS the current value m n us the amount you Invested It does not include ShareS that ale not SDNY GM 00021404 G*70310003072445 Ny7003305739 MON 1214 030575004 Y123571550 101000 Pan 39 of 104 CONFIDENTIAL EFTA_00132024 EFTA01274231

UBS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL friendly account name: Indiv V49935006 Account number. VI 23571 SS Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308.3140 YOLK assets Equities . Mutual funds (continued) Number Hddng of shares Purchase price Average price per share (3) Client interfaith-a (5) Cost bade (1) Price per shoe investrneot an Der 31 (I) Value on Dec 31 (1) unrealizedCoe pain orlon (5) return (5) Hddng period Trade date: /an 14, 14 296.210 18.470 5,471.00 5,471.00 20.690 6,128.58 657.58 ST Trade date: Jan 15, 14 283.181 18849 5253.00 5253.00 20.690 606.01 ST Trade date: Jan 16, 14 282.731 18.529 5239.00 5,239.00 20.690 61030 5,849.70 5185901 ST Trade date: Jan 17, 14 298430 18.469 5,512.00 5,512.00 20.690 6,174.52 66152 ST Total reinvested 47.254 19.672 929.61 20.690 977.69 48.08 EAI: 4940 Current yield 1.90% Security total 2,387.055 17.671 41251.00 42,180.61 49,388.16 7,207.55 8,137.16 COLUMBIA CONVERTIBLE SECURMES FUND CLASS Symbol. NCIAX Trade date: Dec 19, 13 1,147.177 17.890 20,523.00 20,523.00 18.840 21,612.81 1,089.81 LT Trade date: Feb 19, 14 840.380 18.969 15,942.00 15.942.00 18.840 15,832.76 -109.24 ST Total reinvested 99.567 19.037 1,895.52 18.840 1,875.84 -19.68 EAI: 5989 Current yield 2.52% Security total 2,087.124 18.380 36,465.00 38,360.52 39,321.41 960.89 2,856,41 HARBOR CONVERTIBLE SECURITIES FUND CLASS I Symbol: HACSX Trade date: /an 29, 13 1,872.780 10.250 19,196.00 19,196.00 10.550 19,757.83 561.83 LT Trade date: Jun 17, 13 960.534 10.489 10,076.00 10,076.00 10.550 10,133.63 57.63 LT Total reinvested 174.169 10.594 1,845.25 10.550 1,837.48 -7.77 EAI: 9683 Current yield 2.15% Security total 3,007.483 10347 29272.00 31,11725 31,728.94 611.69 2456.94 JP MORGAN INTREPID EUROPEAN INST Symbol: JFEIX Trade date: Aug 1, 13 435.452 23.134 10,074.00 10,074.00 24.000 10,450.85 37685 LT Trade date: Aug 6, 13 439.831 23.286 10242.00 10242.00 24.000 10,555.94 313.94 LT Total reinvested 33.043 24.353 804.71 24.000 793.03 -11.68 EAI: 4812 Current yield 3.72% Security total 908.326 23.252 20,316.00 21,120.71 21,799.82 679.11 1,483.82 continued next page CNP70010008072446NP7003305739 00004 +214 03057500J YI 2357155010 glypsymc000ll420540 Of 104 CONFIDENTIAL EFTA_00132025 EFTA01274232

*UBS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL Friendly account nerne:Indit V49935006 Account number. VI 23571 55 Your Nnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Equities . Mutual funds (continued) of nusrrbeesf Hefting ) Purchase Duce' Aptveilasigilpenw Client investment (S) Cost basis (I) Pike Del share on Dec 31(1) Value on Dec 31 (5) Unrealizedeta) coinorloss (I) investment Holcing reign IP period MATTHEWS ASIA DIVIDEND RIND INSTL Symbol: MIPDC Trade date: /an 29, 13 2,156.431 14849 32023.00 32,023.00 15.260 32,907.13 854.13 LT Trade date: Feb 1, 13 481.951 15069 7263.00 7263.00 15.260 7,354.57 91.57 LT Total reinvested 52.286 16.005 836.87 15.260 797.88 -38.99 EAI: 31.445 Current yield: 3.52% Security total 2,690.668 14.912 39286.00 40,122.87 41,059.59 936,71 1,773.58 SIT DIVIDEND GROWTH RIND CLASS I Symbol: KNOX Trade date: Jan 29, 13 2.333.831 15.400 35,941.00 35,941.00 17.310 40398.61 4,457.61 LT Trade date: kin 11, 13 624.804 16.569 10353.00 10,353.00 17.310 10,815.36 462.36 LT EAI: 5748 Current yield 1.46% Security total 2,958.635 15.647 46,294.00 46,294.00 51,213.97 4,919.97 4,919.97 TORTOISE MLP & PIPELEE RIND CLASS INSTL Symbol: TORIX Trade date: Ian 29, 13 2296.774 13.330 30.61600 30,616.00 16.500 37,896.77 7,280.77 7280.77 LT EAI: 4377 Current yield 0.99% Total 1243,500.00 6249,81136 1272,408.66 622.596.69 628908.66 Total estimated annual income: 55.994 SDNY GM 00021406 CNP70310008072447Nr/000305739 C0004 1214 030575004 YI 23 571 550 101000 Pug* 41 of 104 CONFIDENTIAL EFTA_00132026 EFTA01274233

*U BS UBS Strategic Advisor December 2014 Your assets (continued) Account name: GHISLAINE MAXWELL Friendly account namenIndiv V49939X6 Account number: Y1 23571 55 Fixed income Mutual funds rota! reinvested is the Iota d at renveSteddodends n does nob include arty cash dedench. n is rot a tag lot for the purposes of deierminng hdcing periods or cost bees. The shares you receive each time you reinvest dvdends become a separate tax lot. Cost bases is the told purchase (051 Of the security. indudno renveSteddvdend5 Ire cost basis may need to be aClustedfOr return d Ctatal payments in order to determine the al usted COst basis for tax reporting purposes. Your Ignancial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308-3140 gmealge0 (fav) gam or lass is the dfterence between t he current wave and the cop basis and would gemreily be your testable gam a loss lithe security was sold baths date. The urreaated ONO von Cr loss may need to be "dusted for return of captd pafinems in order to determine the reeked On or loss foe lax :tooling purposes tovestotent :eruct) is the current vaue m nus the amount you invested it dyes not include shares that me nen reflected on your statement, tnd udng shares dial hoe been red cod ea either a gan ce a loss It dso does not include cash dvdends that were not reinvested Nm•ber Purchase PRO AvelaCy price Client Cost Prue per share Value on Unrealized day imeurnent Holdrg widno or shares per shale Cs) investment (51 basis (S) on Dec 31 (5) Dec 3111) gain or loss (5) return SO period AVENUE CREDIT STRATEGIES FUND CLASS INSTL Symbol. AC SE0( Trade date: Nov 12, 13 910736 11.270 10264.00 10,264 CO 10270 9,808.62 .455.38 LT Trade date: Nov 18, 13 912.566 11.300 10312.00 10,312.00 10770 9,828.33 -483.67 LT Trade date: Nov 25, 13 911.661 11.319 10320.00 10,320.00 10.770 9,818.59 •501.41 LT Total reinvested 130.968 11.334 1.484.41 10.770 1,410.53 .73.88 EAI: $1,321 Ostent yield: 4.28% Security total 2865 931 11.298 30,896.00 32,380 41 30,866 07 .1,514.34 -29.93 BlACKRCCK HIGH YIELD BONDI Symbol. B1-1YIX Trade (Late: Jan 29, 13 4,811.156 8.200 39,451.48 39,451.48 7.880 37,911.90 -1,539.58 LT Trade date: lun 27,13 2,481 156 7.959 19,750.00 19,750.00 7.880 19,551.51 •198 49 LT Total reinvested 483.349 8.194 3,961.04 7.880 3,808.79 -152.25 EAI: 13.654 Cureot yield: 5 96% Secisity total 7,775.661 8.123 59,201.48 63,162 52 61,272.20 .1,890.32 2,070.72 COHEN & STEERS PREFERRED SEC & INC FUND Symbol. CPXDC Trade date: /an 29, 13 3.002 068 13.487 40,490 57 40,490 57 13.580 40,768 08 277.51 LT Trade date: Feb 6, 13 740.625 13.391 9,918.40 9,918.40 13.580 10,057.69 139.29 LT Trade date: Ain 14, 13 751.274 13.309 9,999.02 9,999 02 13.580 10202.30 203.28 LT continued next page CNP703100C0072448 NP7003305739 C0004 1214 030575004 Y123571550 IONykyGhtoocitule742 of 104 CONFIDENTIAL EFTA (1(1132027 EFTA01274234

(SUBS UBS Strategic Advisor December 2014 Your assets r Fixed income a Mutual funds (contrived) Hddng Nurrber or shafts Purchase PIKE Average price per share (I) client investment (S) Cost basis (S) Pnce per share on Dec 310) value on Dec 31 (I) Unrealized0aq gain or loss (8 investment Hddng return 01 period Total reinvested 254.157 13.581 3,451.90 13.580 3,451.45 -0.45 EAI: 33,865 Ciorent yield: 5.99% Security total 4,748.124 13.449 60,407.99 63,859.89 64,479.52 619.63 4,071.53 DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DBLTX Trade date: Jan 29, 13 12,496.155 11.379 142229.00 142,229.00 10.970 137,104.76 -5,12424 LT Total reinvested 501.547 10.964 5,49905 10.970 5,501.97 2.92 EAI: 36,811 Current yield: 4.78% Security total 12.999.702 11.364 142229.00 147,728.05 142,606.73 -5,121.32 377.73 EATON VANCE FLOATING RATE ADVANTAGE CL i Symbol: EIFAX Trade date: /an 29, 13 7,524.150 11.180 84,120.00 84,120.00 10.790 81,185.57 -2,934.43 LT Total reinvested 295.427 11.078 3,272.79 10790 3,187.66 -85.13 EAI: 34,089 Current yield: 4.85% Sectrity total 7,819.577 11.176 84,120.00 87,392.79 84373.23 -3,019.56 253.23 HARBOR HIGH YIELD BD FD INSTITUTIONAL CL Symbol: HYFAX Trade date: Jan 29, 13 2,660.657 11.239 29,905.78 29,905.78 10.270 27324.94 -2,580.84 LT Total reinvested 199.092 10.551 2,100.72 10.270 2,044.67 -56.05 EAI: 11,572 Current yield: 5.35% Security total 2,859.749 11.192 29,905.78 32,006.50 29369.62 -2,6a6.av -536.17 HSBC TOTAL RETURN FUND CLASS I Symbol: HTRix Trade date: Jan 29, 13 3,858.567 10.289 39,704.65 39,704.65 10.250 39,550.31 -154.34 -154.34 LT EAI: 4760 Current yield 192% JPMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. Y1 23571 55 Your Mnandd Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800308-3140 continued next page SDNY GM 00021408 CNP70010003072449NP70C0305739000011714 0305750041123571550101000 Pogo 43 of 104 CONFIDENTIAL EFTA_00132028 EFTA01274235

*UBS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49939b06 Account number: Y1 23571 55 Your II sandal Advisor. SCOTT STACK MAMLYLE CASRIEL 212421-7000800-308-3140 Your assets Fixed income . Mutual funds (continued) Purchase pima hinter Average pexe Hddng of shares per share (I) Client fiwestrnern (1) Cost axis (1) Prue per shire on Dec 31 (a) Value on Dec 31 tat Hefei/IndOM gain or loss (A Imestment return (I) Heating period Symbol: 1SISX Trade date: Jan 29, 13 4,784.864 10.260 49,092.71 49,092 71 10.030 47,992.18 .1,30053 LT Total reinvested 195.127 10.179 1,986.33 10.030 1,957.12 -29.21 Eat 32,176 Current yield: 4.36% Security total 4,979.991 10.257 49,092.71 51,079.04 49,949.30 .1,129.74 856.59 METROPOLITAN WEST TOTAL RETURN BOND FUND CLASSI Symbol. MWTIX Trade date: Oct 24, 13 7,192.344 10.709 77,030.00 77,030.00 10.900 783%.55 1,366.55 LT Total reinvested 161.826 10.821 1,751.12 10.900 1,763.90 12.78 EAI: 11,824 Current yield: 2.28% Security total 7354.170 10.712 77,030.00 78,781 12 80,160.45 1,379.33 3,130.45 RIDGE WORTH SEIX FLOATING RATEHIGH INCOME FUND CLASS I Symbol SAMBX Trade date: Jan 29, 13 6.502.655 9.039 58,784.00 58,784 OD 8.750 56,898.22 1,885.78 - LT Total reinvested 236.115 9.004 2,126.03 8.750 2,066.01 -60.02 E41: 12,594 Current yield: 4.40% Security total 6,738.770 9.039 58,784.00 60,910.03 58,964.23 -1,945.80 180.23 T ROWE PRICE INSTITUDONAL FLOATING RATE F CLASS Symbol: PFFRX Trade date: Ain 29, 13 5,394.060 10.270 55,397.00 55,397.00 10.020 54,048.48 -1,34852 LT Total reinvested 169.294 10.218 1,729.87 10.020 l$%.33 -33.54 641: 12,342 Current yield: 4.20% Security total 5,563.354 10.268 55,397.00 57,126.87 55,744.80 -1,38106 347.81 Total $486.768.61 671433137 6697336.46 -$16,79SA1 610.56745 Total estimated annual income: 531.008 CNP703 10003072450 NP7000305739 C0004 1214 030575004 7123571550 lOgggyGp1/4400011,g9944 of 104 CONFIDENTIAL EFTA_00132029 EFTA01274236

*UBS U BS Strategic Advisor December 2014 Your assets (continued) Non-traditional Account name: GHISLAINE MAXWELL Friendly account name:Indiv v49935006 Account number. Y1 23571 55 Mutual funds T:ta: te rn.e;r.:4 .5 the Iola dal reinvested chedends it does not tncluck any (ash dthden0s. It IS rot a tar lot for the purposes of determining hold rog pe half Or cost bath. The Shares yOu receive t EiCh hale you reinvest d %Menet become a separate IA tit. Cost basis is the toll purchase cost of the security. Inducing reinvestedaWends Ire cost basis may need to be adusted for return d tacild payments in ordel 10 (*teatime It* apuste000St oars for tat repOnng purposes. Hddng GATEWAY RINDCLASS Y Symbol. GTEYX Trade date: Jan 29, 13 Total reinvested EAL 4503 Current yield 1 54% Security total Your total assets value on Dec 31 (1) Percentage al your account Cost bases (SS Estimated annual no: me 01 unrezezed gan or loss (I) Cash Equities Cash and money balances 9,359.42 0.93% 9,359.42 Mutual funds 272,408.66 26.92% 249,811.96 5.994.00 22,596.69 Putrid income Mutual funds 697,336.46 68.92% 714,131.87 31.008.00 -16.795.41 Non-traditional Mutual funds 32,707.99 3.23% 30.536.23 503.00 2,171.76 Total $1,011,812.53 100.00% $1,003,839.48 $37,505.00 $7,973.04 Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 410(tilled (taqfpon orbit is the Ofference between the current vaue and t le cost boas aidwould rneraty tae your lcaable gan or lots if the Set linty was 00 Co INS date. me unreal/eeldad gan d loss may need so be Murata for return of capta papmems In coder to determine the reaucd gain or thus for tat reporting purposes. imestmerer teeim is the current value rri n us the a-rount you invested it does not include shares that the not reflectedco your statement, inciudng shares that have been realizedas either a gan or a toss. it also does not induce cash d Mends that were not reinvested. Mater of shares PurchaSe pricer Avetace pie pet:ha/e($) Client Investment (5) Cost basis (S) Puce per Share on Dec 3i (1) value on Dec 3i (5) unrealized (Tao gam or loss (t) incestrnent Hold ng return (S) Delos' 1,089.208 27.580 30,040.36 30,040 36 29.570 32207.87 2,167.51 LT 16.913 29.318 495.87 29.570 500.12 4.25 1,106.121 27.607 30,040.36 30,536 23 32,707.99 2,171.76 2.667 63 Account activity this month Date Adiuty Descry:1On Dividend and interest income Taxable dividends Dec 1 Dvdend METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I AS OF 11:2914 129.81 continued next page SDNY GM 00021410 OW703100%077451 NP7003305739 00001 i2t4 030575004 v123571550101000 Page 45 of 104 CONFIDENTIAL EFTA_00132030 EFTA01274237

*UBS UBS Strategic Advisor December 2014 Account activity this month (ccethoec0 Date Actbity OeicaptIon Ammo IS) Dividend and interest income (continued) Taxable dividends (c-onenuecO Dec 1 Dividend RIDGEWORTH SEIX FLOATINGRATEHIGH INCOME FUND CLASS I AS OF 1112& 14 219.23 Dec 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF I112& 14 495.27 Dec 1 Cividend COHEN & STEERS PREFERRED SEC & INC FUND 1AS OF 1112&I4 314.83 Dec 1 Dividend EATON VANCE FLOATING RATE ADVANTAGE CL I AS OF 11128114 349.97 Dec 1 Dividend /MORGAN UNCCel STRAINED DEBT FUND CLASS SELECT 58.60 Dec 1 Dividend T ROWE PRKE INSTITUTIONAL BOATING RATE F CLASS AS OF I/28/14 186.15 Dec 1 Dividend BLACKROCK HIGH YEW BOND I AS OF 1112W 14 289.64 Dec 1 Dividend HSBC TOTAL RETURN FUND CLASS I 19.29 Dec 11 St Cap Gain COLUMBIA CONVERTIBLE SECURITIES FUND CLASSZ SHORT TERM CAPITAL GAINASOF 12/10(14 211.86 Dec 11 Dividend COLUMBIA CONVERTIBLE SKURMES FUND cuss Z ASOF 12/10/14 250.08 Dec 12 Dividend COHEN & STEERS PREFERRED SK & INC FUND I AS OF 12/11/14 316.37 Dec 15 St Cap Gain METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS I SHORT TERM CAPITAL GAIN AS OF 12/12114 134.18 Dec 18 Cividend R1CGEWORTH SEIX FLOATING RATEHIG H INCOME FUND CLASS I 20.35 Dec 19 Dividend GATEWAY FUND CLASSY 106.94 Dec 19 St Cap Gain HARBOR HIGH YIELD BD FD INSTITUTIONAL CL SHORT TERM CAPITAL GAIN ASOF 12118/14 141.69 Dec 19 Dividend HARBOR ICH YIELD BD FD INSTITUTIONAL CL AS OF 1 b1&14 387.30 Dec 19 St Cap Gain HARBOR CONVERTIBLE SECURITIES FUND CLASS I SHORT TERM CAPITAL GAIN AS Of 12/1&14 219.59 Dec 19 Dividend HARBOR CONVERTIBLE SECURMES FUND CLASS I AS OF 1211a 14 343.04 Dec 19 Dividend SIT DIVIDEND GROWTH FUNDCLASSI AS OF I2/1&14 215.89 Dec 19 St Cap Gain SIT DIVIDEND GROWTH FUN DCLASS1 SHORT TERM CAPITAL GAIN AS OF 1211&14 303.01 Dec 22 Dividend P MORGAN NTR EPID EUROPEAN NST 782.27 Dec 23 St Cap Gain BLACK ROCK HIGH YELD BOND I SHORT TERM CAPITAL GAIN 782.12 Dec 24 Dividend CLEARBRIDGE &DUTY INCOME FUNDCLASS I AS OF 12/23114 210.13 Dec 24 Dividend HS8C TOTAL RETURN FUND CLASS' 471.87 Dec31 Dividend JP MORGAN NTREPID EUROPEAN FIST 22.43 Dec 31 Dividend PMORGAN UNCCNSTRAINED DEBT FUNDCLASS SELECT 909.41 Dec31 St Cap Gain AVENUE CREDIT STRATEGIES FUNDCLASS INSTL SHORT TERM CAPITAL GAIN AS OF 12130114 31.87 Account name: GHISLANE MAXWELL Friendly account name: Indiv V49935006 Account number: YI 23571 55 Your 14 nuncio! Advisor SCOTT STACK MAI/LYLE CASRIEL 212.821.700&8003083140 continued next page CNP70010009072452NP7000305739 00004 1214 030575004 Y123571550 10 NM yGm00011828146 of 104 CONFIDENTIAL EFTA _00132031 EFTA01274238

$UBS UBS Strategic Advisor December 2014 Account activity this month (contnued) Cote Dividend and interest income (continued) Taxable dividends (continued) Dec 31 Nerdend AVENUE CREDIT STRATEGIES FUND CLASS INSTL AS OF 12/3014 275.87 Account name: GHISLA1NE MA (WELL Friendly account name:Inch,' v4,3935(x)6 Account number. Y1 23571 55 Your II sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Acllwly Deicription Amgen (S) Long-term capital gams Total taxable dividends $8,199.06 Dec 11 It Cap Gain COLUMBIA CONVERTIBLE SECURMES FUND CLASS 2 LONG TERM CAPITAL 403.56 GAIN AS OF 12/10/14 Dec 12 U Cap Gain COHEN & STEERS PREFERRED SEC & INC FUND I LONG TERM CAPITAL GAIN 37.78 ASOF 12/11/14 Dec 15 U CapGain METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS I LONG TERM 63.31 CAPITAL GAIN AS OF I 212/14 Dec 19 Lt CapGain HARBOR HGH YIELD BD FDINSTITUTION AL CL LONG TERM CAPITAL GAIN 468.02 ASOF 12/18114 De< 19 U Ca p Ga in HARBOR CONVERTIBLE SECURITIES FUND CLASS I LONG TERM CAPITAL 977.92 GAINASOf 12118114 Dec 19 Lt CapGain SIT DIVIDEND GROWTH FUNDCLASS I LONG TERM CAPITAL GAIN AS OF 6240.09 12/18'14 Dec 23 Lt Cap Gain BLACKROCK HIGH VELD BOND I LONG TERM CAPITAL GAN 316.01 Dec 31 U CapGain AVENUE CREDIT STRATEGIES FUND CLASS INSTL LONG TERM CAPITAL GAKI 179.12 ASOF 12/30/14 Total long-term capital gains Total dividend and ',tweet income Investment transactions For mare information abaut the mks' value shown for restricted securities, see important information about your statement at the end of this doc anent Ode Actialy Desception Quantity vaue (5) Dec 1 Reinvestment METROPOLITAN WEST TOTAL RETURN BOND ¶1.876 -129.81 FUND CLASS I DIVIDEND REINVESTED AT 10.93 NAV CN 11128/14 AS OF IV 2814 price CO 8,685.81 Il16.884.87 Proceeds from Funds investment withdrawn fa immachcas (5) inwsirnents bcoon1 Accrued 'mewl (5) Dec 1 Reinvestment RIDGEWORTH SRC FLOATING RATEHIGH INCOME FUND CLASS I DIVIDEND REINVESTED AT 8.92 NAV ON 11128'14 AS OF 11128/ Id 24.577 -219.23 Dec I Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 11.01 NAV ON 111 28114 AS OF 11/28/14 44.984 -495.27 continued next page SDNY GM 00021412 C elP70310003077453 NV7003305739 C0004 1214 030575004 Y123S71SSO Iowa) Page 47 of 104 CONFIDENTIAL EFTA_00132032 EFTA01274239

UBS UBS Strategic Advisor December 2014 Account activity this month (contnued) Investment transactions (continued) Oat AcUety Desceptson Quantity Use (S) Proceeds Iran Funds imestment vrithdrawn fu Accrued PAce (S) transactions (S) investmeMsbougst (5) interest (5) Dec 1 Reinvestment COHEN & STEERS PREFERRED SEC & INC RIND I DIVIDEND REINVESTED AT 13.66 NAV ON iumiriASOF 11/2E/14 23.048 -314.EG DEC 1 Reinvestment EATON VANCE FLOATING RATE ADVANTAGE CL I DIVIDEND REINVESTED AT 10.95 NAV ON 11/2&14 ASCE 11/28/14 31.961 -349.97 Dec 1 Reinvestment IPMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 10.21 NAV ON II/22714 5.739 -58.60 Dec 1 Reinvestment T ROVVE PRICE INSTITUTIONAL FLOATING RATE F CLASS DIVIDEND REINVESTED AT 10.14 NAV ON 11/22/14ASOF 11/2&14 18.358 -186.15 Dec 1 Reinvestment BLACKROCK HIGH YIELD BOND I DIVIDEND REINVESTED AT a 21 NAV ON 1112& 14 AS OF III2F714 35.279 -289.64 Dec 11 Reinvestment COWMBIA CONVERTIBLE SECURITIES FUND CLASS Z ST CAP GANS REINVESTED AT 18.63 NAVCN 12110(14 AS OF 12110'14 11.372 .211.86 Dec 11 Reinvestment COLUMBIA CONVERTIBLE SECURITIES FUND CLASS Z DIVIDEND REINVESTED AT 18.63 NAV ON 12/1014 ASOF 12/1C/14 13.424 -250.08 Dec 11 Reinvestment COWMBLA CONVERTS'S SECURITIES FUND CLASS Z LT CAP GAINS REINVESTED AT 18.63 NAVCN 12110114 ASCE12/1CM 21.662 .403.56 Dec 12 Reinvestment COHEN & STEERS PREFERRED SEC &INC FUND I CWIDEND REINVESTED AT 13.53 NAV ON 12/11/14ASOF 12/11114 23.383 -316.37 Dec 12 Reinvestment COHEN & STEERS PREFERRED SEC & INC FUND I LT CAP GAINS RENVESTED AT I 3 53 NAV ON 12/11/14 ASO; 12/11114 2.792 -37.78 Dec 15 Reinvestment METROPOLITAN WEST TOTAL RETURN 80ND FUND CLASS I ST CAP GAINS REINVESTED AT 10.92 NAV ON 12112/14 ASOF 12112/14 12.288 -134.18 Dec 15 Reinvestment METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I LT CAP GAINS REINVESTED AT 10.92 NAV ON 17112/14 AS OF 12/12/14 5.798 63.31 - continued next page CNP70010008072454 NP7003305739 00004 1214 070575004 VI 2357155010Micom000PAnyla Of 104 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number. VI 23571 55 Your 15 sandal Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 CONFIDENTIAL EFTA_00132033 EFTA01274240

*UBS UBS Strategic Advisor December 2014 Account activity this month (contrived) lavesbnent transactions (continued) Die knee/ Desceouon Ouenlity Vdue (S) Price (S) Nueeds From Finals liniment Wthdrasen for Accrued uareactIons (t) IndStMenISbOulPt (5) interest (1) Dec 18 Reinvestment RIDGEWORTH SEC( FLOATING RATEHIGH INCOME FUND CLASS I DNIDENDRONVESTED AT &65 NAV ON 12/17/14 2.353 -20.35 Dec 19 Reinvestment HARBOR HIGH YIELD BD FD INSTITUTIONAL CL ST CAP GAINS REINVESTED AT 10.15 NAV ON 1211814 ASOF 1211814 13.960 -141.69 Dec 19 Reinvestment HARBOR HIGH YIELD BD FD INSTITUTIONAL CL DVIDEND REINVESTED AT 10.15 NAV ON 12/1814 ASOF 12/18114 38.158 -387.30 Dec 19 Reinvestment HARBOR HIGH YIELD BD FDINSTTTUT1ONAL Cl LT CAP GAINS REINVESTED AT 10.15 NAV Ce4 12/18/14 ASOF 12/18114 46.110 •468.02 Dec 19 Reinvestment HARBOR CONVERTIBLE SECURMES FUND CLASS I ST CAP GANS REINVESTED AT 10.47 NAV ON 12/1814 ASOF 12/18114 20.973 -219.59 Dec 19 Reinvestment HARBOR CONVERTIBLE SECURES FUND CLASS I DIVIDEND REINVESTED AT 10.47 NAV ON 12/1E/14 ASOF 12118114 32.764 -343.04 Dec 19 Reinvestment HARBOR CONVERTIBLE SKUFtMES FUND CLASS 1LT CAP GAINS REINVESTED AT 10.47 NAV ON 12/18/14 ASOF 12118/14 93.402 -977.92 Dec 19 Reinvestment GATEWAY FUND CLASSY °WEND REINVESTED AT 29.48 NAV ON 12118/14 3.628 -106.94 Dec 22 Reinvestment JP MORGAN INTREPID EUROPEAN INST DIVIDEND REINVESTED AT 24.36 NAV ON 12J 19114 32.113 -782.27 Dec 23 Reinvestment BLACK ROCK HIGH YIELD BOND I ST CAP GAINS REINVESTED AT 7.88 NAV ON 12122J14 99.254 •782.12 Dec 23 Reinvestment BLACK ROCK HIGH YIELD BOND I LT CAP GAINS REINVESTED AT 7.88 NAV ON 12!22114 40.103 .316.01 DK 24 Reinvestment CLF_ARBRCGE EQUITY INCOME RIND CLASS I DVIDEND REINVESTED AT 20.93 NAV ON 12/23114 AS OF 12/23114 10.040 -210.13 Dec 31 Reinvestment IP MORGANINTREFID EURCREAN INST DIVIDEND REINVESTED AT 24.13 NAV ON 12/30/14 0.930 -22.43 continued next page SONY GM 00021414 CNP70010008072455 NP7000306739 C0001 1214 03057500e Y123571550101000 Page 49 of 104 Account name: GH1SLAINE MAXWELL Friendly account nein*: IndivV49935006 Account number. VI 23571 55 Your II sandal Advisor: SCOTT STACK MA:ILYLE CASRIEL 212-821-7000/800-308-3140 CONFIDENTIAL EFTA_00132034 EFTA01274241

SUBS UBS Strategic Advisor December 2014 Account activity this month (continued) Investment transactions (continued) Proceeds frcm Funds inwstment withdrawnfa Accrued Crate *amity Descaphon Quantity %eau. (If Price (f) transactions (S) investments bourlit (9 interest (S) Dec 31 Reinvestment AVENUE CREDIT STRATEGIES FUND CLASS INS'''. ST CAP GAINS REINVESTED AT 10.77 NAV ON 12/ 29'14 AS OF 12/30114 Account name: GIBSLAINE MAXWELL Friendly account name: Indiv V49935006 Account number: YI 23571 SS Your I8 vandal Advisor SCOTT STACK MANLYLE CASRIEL 212.821.700000.308.3140 2.959 -31.87 Dec 31 Reinvestment AVENUE CREDIT STRATEGIES FUND CLASS INSTI. LT CAP GAINS REINVESTED AT 10.77 NAV ON 12129/14 ASOF 12/30'14 16.631 -179.12 Dec 31 Reinvestment AVENUE CREDIT STRATEGIES FUND CLASS I risTi 25.615 -275.87 DV1DEND REINVESTED AT 10.77 NAV ON 12/29'14 ASOF 12/30/14 Dec 31 Reinvestment WMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 10.03 NAV ON I.2130.1 a Total 90.669 -909.41 -$9,634.72 Oat ACIntily DCSCriPlial Amount (t) Nov 2$ Balance %maid $0.00 Dec 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,109.27 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 19.29 Dec 22 Deposit UB5 BANK USA DEPOSIT ACCOUNT 6,758.99 Dec Z6 Deposit UBS BANK USA DEPOSIT ACCOUNT 471.87 Doc 31 Closing MIS Bank USA Deposit Account $9,35942 Tne uB5 Bank USA Deport Account IS your primary sweep melon Moen balance activities CNP700100080724S6NP7003305739 00004 1214 030575004 vI23571 550 10~yGr it 00~150 of 104 End of statement for account number Y1 23571 SS CONFIDENTIAL EFTA 00132035 EFTA01274242

Important information about your statement %BS Fiaancial Stain Inc (8w rim or UnFirwrocialSereket Is a mentor of al pavasal security. canmodity aid cows edurges UBSinacal *Yee and UK BanIUS4 ay Siva subtal ant of UBS AG and /farm of LOS Sooskies u.0 lhefrnts instal swain it eatable upon *cunt the Fronts exeClerealneS at a U3S Fmasdal Swill me 1200 Haber littlfead Yaohaak at NJ 07086 lhis stuntmen reprewcohe only Octal reaed of >wain Emma Servies axount Other MOM* except onset tat documeets. coating conletn3 data shouldnot be ;teed upon if you Wow More n at enact 0•16001. floe add it rrynaliatc n wring to Mel3fach Matur of to oft to sect; you amount Alalaagh al no tow are Mundt, b be arrate. Staithint data Todd rot be used for tat puposes Re9 soken on ye tend to lam be.. Form 1099. SOB. 1041S. etc) thin peeping sour ingot." Mot in is remand by Ian to recon tome RS al tato) le dPidends. atonal. non Laub* evelvinds ad watt non tuned en secuntes heU n your account net proceeds on sae vanuctons and cost baysoncotan curd %nape, Cammunicillom with Be Firm • PINS. reconfirm ay oral Ornn.atorts tO further meted yaw mint ncbdng mingles under the karma; Wen, Protection Act (SPA) • rl Che frurtal instrlann on the top ens the lint of the sinernmi is not IBS FitinfaalSonna instal Sento canes SW accurd as dearkg tineby areigenwti not the adicated matron We Intoned sou of no rotate, Mn you cored this account In this cat you heds and sand is re looted a 185 Wurioal Won aid not the drodurg brad. aid you roust mate a report of any woe or amain to both in All amount subareas shall be deemed complete rid adds*. d not Objelei TO n histrg Wein 60 clays • Please direct custard 0:mutantsa irgumat to the taw: Chord Ralits Dlyitlerit 201-35216990r Ionia. a 1500-354-9,03. 8 00Am toe 03 pen ET Moir( throup nay. a In retng to uBS hnanual Ulna. IrK. Clem Raton, Neater •int PO Box 766 Unon City NI 07(07 • ti case of errors a WHOM au! an ekoomc boas transit.' (m11 bid parnmt ce U3S Yet data cad threadtoos, call 806762.1000 or some to U3SEnanCal Sows hc, IOCO Harbor .6th I bat Weehmket N) 070.86. Ann iMMSSA Savoie Cal a wee as soon as pa cart d ?whisk star stawnem or Wept 6 atOrg Oe d you need more intonation Lout atbrofcr on the stnenta or ',apt The Fen a Card now (as atOlOble)niug her torn sou nO tiethin 60 OA alter the thmSeit you the fist statement on rein the tens or problemtowed - Revile sow runt ad accow number (II art - Deady the MO. Or the water pu re wage abed. and eolan as deity x sou On My pu Came 4h al error or au you need mire elan), ion - Frofide the data amcurn d the stnpoced•fra, 1119 Woof Cad low wit ihatigateyOtr<O11ptint ale will MIK! any nor pronvly Plowmake al dads pays. to the Pallor to bowie want ncicaed cot tv kw of this Pawnee h akt tal to agar axOult feces. account may be snap to mannonce feet charge: Ice Isepyre,* fa saurtes pUrchno andchars fa triad amounts n oath axunts Accounts ma are natant 10 Mini Marton, may be :Lena to a mauler tee UPS Sweep Optim UPS offers °Mos for swept? cach batrces baaxes to bank deposits at UBSBart. USA aid UtS AG Stretford anal (Bark Swap hogrons). moneyMarket Mita hods None, hats) arid the hurristional Depose Accown C0Alfor dustmen with as intonational Comte Management Amount Walt. Iht Eta Sweep frOllann. CO. Wanes re swept so LOS Bat USA up b M esiabaned Wee and thee 10 LBS AG Stamford Brand a a Matey Furd Deposes at LOS Bat USA are CDC Mired n accordance with rules For rum :leonine pare out warn lac got Deposits a LIPS AG Podoed Branch ad *Wet ca/alfy Fin& riot alluredby the FDC. Through the On evadable to rah Agana; aro snout to deposit accounts a UBS AG lleetYork Win and UBS/4 Caplan (neon Monti/opal% ire na nwed by the CDC Balseces het ate WS AG Catlin Binh ate two/wily oposed TO The SO apes 6* of theCarnal lilts and mete is no guinea olser obloaten of US$ AG to repay them emos ink on the UPS Cayman's Bran's boas Deposits al URS Bat USA rd each UPS AG Brach at 6:4 pnwod by SIC Most Fund shies se proceaed by SPC See 'UPS foaled Sewn Account Rotation' be Open you repo batrmes b he Bat Weep Programs OA maybeMIX/at ad shot of a Monedund maybe hatted rd thewends returned to putt you, Winton anti Further nlanbign Lout aultle sot *puts. iodating wart mutest ran and siens n tit** a woes itscariswelyiens from your f natal thisor cc by eating 806762-1000 UPS Irearecial Services meta reunion The Firm is a reenter of the Saunas Mega tants Como:wet (SPC2 WO pro was mottles wools of es motes to to 1500000 (nada; 1250.000 for dams for call) The SPC tae actectal tents *Oh Id all mows na)oethic' n a prate, extanty The fart touter swell onan II dates. has also pordups1 uppiancotat vendee The rtuanum =Guy payable to all NOW tame, coax-brogue* Mi; protecion 6 SSW melon as of Dinette tO. 2013 Wars tome poky ardour and fritatent can at the Pon ifunher protected fa' up to SI 9 mdkn n he anegae for all your axotnisheU n a pointy capatay A full may of the poky 0,Ordng 6 Nara. upon ,t9ast The SIC protection at fie supplemental prawn° both do not Split° • (enaranaial axes controlled Wand ji bed n rot amens value) but had away rom Sermon (eg. coon (loth a UPS Bark UT cat at U3S AG Stamford braid, (d) mutate aisclas nclawg web* arta I es. ad gel than of mutual ludo rage roam shays re reg awed testy n the nine 01 the aoo,rt holier on the hocks and remit of tie rob:able OW a trader agent). • Cent rentarimni contexts or nforment nerrit (09. 'mad worships aid prvaeplawerds) to are not registered video the Sorts Act of '933. at • Corms:dew casino to 9. fast in,thar90 and preits metal contract madh9 foxes commas and onwoOY option antrads The SCC protection and me ntplarviotai prot•cton do not tay to these assetsWM d they Ottenyee appea war mammon The SEC prouder, and tit %upturn% protaton do not protect again dun?, a the motet vain. Of 'air tiestnintsedether as a result a mats zo ernint. moo bat -coda of Plisamtsd More iWm.aons tails Poem most Yo.t may obtan ewe domains about SEC, Mdudrgi the SPC Braria• by cormwrg SPC at 202-37i/330Oct by Wing tie SIC nitrite ahow Swat? Dividend Re Werment Program OW) the pan ref *Chi 6r anger pna Tat may °bean the actual gaze ?ran sour rounoal Annor Only ramie nres are Futtoad talet•PlIt. partial Mates wit be soli and the cured be deposed in sots amours lee dlion-C1 wives/neck prow ailaphed by the issuer mill deo from tee main prima aids the paha Mao st• sold Cactielit Only %tole unit try be held in you wont I pu are entitled to apt:aloe as a rend of paten or othanvice. me inn w1 ether al partial tacs at mate price a accept an wool Onanstal by a tegiSteed &any army. am credo you account leyermentoglealts The nwitnient obeciees and et prof le are specie to halt acoxim aid may vary bowel Rea noise the inn pommy n wrong of any tar(Cant Ott I your divisor shunt or neestirwo awed; For eads account hell )Cu choose one 01 she fo berg neestmed objects • Pedigo Conon: :Nome Ineelenents retain; the genialin of inome only • Arline Qpilairopannon hvennunts inning 9romh of pa to.' fah. than It* ginelatOn of nate? • AreacceCOmenafen of Income and ChaTtAlreemclal mantweits seeing both coo gierwaion of Mona aid 9romh a prnoPal Oswalt risk panics • Consent., Sets to %wreath intim ultimo% Wh low risk aid volt lily 10 the =ant %eft en if ma means the amount does not generate ignif ant 410)(r*Of returnsal eta/nokeep p.xe yah int 1010 • Ailoolowas lAillna to accept omen* to am:0 at tolerate virrinclailitym sot higher Multi • AinreSIO., wen; to axed hgh tilt tO;rnopal ad hgh vanity 10 Wahl' rag/agree brae Statement lleucchoklier Vie may consolidate al WPM ZecOnt Statefilftili tan the sane a ren n the sweet...lope Ace:sturdy curetted he this rcnow bead they hat wren eho aim matain pent nouns relaionsho rah other dents at the sane address this praiCe 6 Moan as howelooldn9 • I pi( peels to rewire inflator noterrents mind e maw* CONFIDENTIAL dwarves — you nay WM. tone Oleg by ding your f rowel Adeae Friendly account name Te*Friendry atoms nano ref kat Oared., that you entered ai the Hens online steces mince It 6a customizable *mutant' chosen by you a aza Sou will you reorteryto It he no legal eted on you wcoum 114:u on cage ens Finlay ataint names. trout Onto Senors Ce byettacun; &taxa tdebor. Attune wayiew • vabe of sea wounaprfecod NB 01 diet and liadlnp • Asia InClutki *alio* ad bagman wakens la remitted away ) rid Gkbof Tao Deposits unrinlizod maks to motet cents wets not held bythee-an Does not mcbdeunpnad onbiltelassets dve .ales the per and curet staterrem pooch ce White ntstriallv awed Volt alters altleoeCit.lb le stodt options • Otattes hada OAR batman. (outdomar tors. pet Mt short accoum bates • Cosh/irony balances Tots of teireossed online can biancos. pkt U1es Bat USA deposit bather. UPS AG Stamford Stanch depose balances and nxner matte ennead lam sweep balaxes. a the close of the statement pent/ wctommo ty We own batmos yol ant art not segrema ed from NWbatmen and Me Forms, use any a these hens n the ordiwy course of es baits These funds ▪ payabio tpon wur demand total 6 naiad in no cow twit dosi-9 value Lending information fa detaiNtl olcemaion onthe rm. tientleg p • aClatt and dicloctst et, Sot to yaw ChM RPM beitp Agrelghttli or Accorrt Auwaiml aid the General Tans at Condemns UPS Statuses% of Ciede Practices fl ab* n agfeemeat and Chaos des a sosishiraggsgrjaaSs= Your tato Yof Statintenl itintaSSFOSit*S and other aSSes held n the aombni at the end of the Amerman wit You may dt foe doted of Ivey paid 9Nairibef at ay tine You may rape seamen used a ban collated ter Pat9.alian balance cue on nem Any sennties trandened b clang the others period att lined a motet halters a the end of the statement pencil • Cost basic h dettanhng the cos: tuns of the sedates induded n the statement SWer witted von the rafter '1: UBS Firuntai Streceshas rebid on Warrant Maned from sources other than 1111$ f raid Swats. naidng nlarnalon Iran wed Ids or mat you may An pivoted to your lawful Anna TheFilm dots not naintedently forty Or guranttelho nay a vaidey of sty itormaen provided by sources otter Man USS ennui SerrOS it addtien Shout LOS Fivtdal Sends goodly updates this dormaxn as c e wetted the Wm does rat provide away:otos Mat the nf tomato %rider 'Cost ball' a 'Iantired ganittv is a:actual ten die of this eatenwu AS such please do not rely cn this Worm* ion to rule corollas' a tae eedsces. la tat mooted a otierrien Acccunb Unstated to the fen may reflect ginnoss nformann only for he perad of time they ay held a the Pim Morehinorol Hamann Can be added by yew FinarUal Adda • Untested galnelbses who dsai scalable eartrec aortal VC :meow r2 0 ,3;a12: foe SDNY_GM_00021416 EFTA 00132036 EFTA01274243

Important information about your statement (ton Untied) ildwidialsmaity kits The tanation data Ice hit ebal lob mayor may not ref *a cornmsons ogles alder Seaway reorsivicalon men Dinged and other rarartnna kits aid *gawk purdge bin are each contmed to dtgar one sward lhe • bade dae' ogee p.esm0 the Mimi trans:tan trandate • Callable narkies bent aidpiefened stock thal the Vanecat to ealy Igen:eon nil be soleaed rrpatidy by lot tom among a wannest of that ism held in our genet. in famine name for our dents Callean df emui en is Waned nom thrd pawn and es 'awry 6 nal guialVed Other Call leaves may east yfra& could ilea yell carmine nformi ion we be prodded *eon rodatd • Cetera, of deposit(COs) Ws are MC nstred opt S25(I.000 n aincipal and squid metre* psi dtposetor aid pa depository ginned it =gang with CDC min • prighako Thies &grad fa $4Oalies an1Other products maybe honer ce bona dal the pee that you Ydald aaually raceme in the make; Feces are Maned from va !WS Tad pityWaren audi cop belay* to It rola*. Wt we do not gamin era' a:curacy - Wo grimly use the dosng pew Aran >al** cr the noon or ire bid and ask prices for Isted SEClitieS and *puns Or on ybd avenged% stores - Let acne trailed an maybe priced sung a mbar. model a therms; worn mice we obtained and myna reflect an add* mate MP or dbe - C Oman peSIMS may althea' Wing Apnea add won show 'price was rat mailable if we are salable to obtain a price for a snuffy - Deposes a sashes denominated it arrendes other than u S doltirs se reflected a the entity...at as of the slawnint date - For Oran searines Ingo onOrnathanniy dernmesatdos. ace aid quality (lace hire) may ham been agneed to Waal. propeavauson To obtain Currier: cyntams. Mon nalahlo. cotta yaw From* ritmor • Mena IntestmeMa and Muddied anions. Prime gnaws swum*, (naming dircl pm:Manor, pagan aid real estate manner[[ tea signed/ and structured product ale gOWaly highly ile4od Celan mudded promos tan not been reyniered we: the Secsroec and ElThaVR Carman: a under any stare seamen at, We monde eamaed satin Mr Renate Meitner* :wars ad stn end prodalS tor gowns magmas only AcanCy el not 9onniald - The* vatres maydiffee sthstarThally from ViCea Ray ai *AO acreage meStrnere immix structured prima my be tarot a sold aid do not normally reptant ten an you my Rama upon Igo:damn - Thal paly IIIMMS Of Vale aft aS Ot 3 rah dae aid re stapled to !SS Mama Sanas enamor Lir bass by an rideperdent valation fern me. Seritratharniemsycnsor winged wakm: it any. are stapled to the Fenn by the mum general partner Or sponsor and may be Magid based in adorn[ idomarion from that mod by thfd pang to done thee estimated vast: - You on torten addnenal internam regaling the methodology used to determine the nun. of wire and the dare of the hfonn.von that is the boa for the Meng. by organ; your Fnrcial Adifor - 11,k0 pity Menaced eases may be ref Wed as 'Not pn0ed n senora Mae.% *hen an [dependent gloom fen has rot suppled or is unthie no assign a onus when we beam away that a rniena nom haw occurred that my on a crehusly teponed vabe ieo CaleSIOn. ce Menages main be highly reCiatire duo to he at the tarty - Innen hither an dime rent gonna et thonsor negated vase not atrdpatyesltnaaed value is banded to gut ol the marry coil bedgrent hem as maxima once - 'Oinks/ions to doe' mat rib* mum of MOlat mane a both • 00306 ma sire' ageism the Mal oaten.; prsce pertain ass may rot rated per cost bath • anteiried Sedritin Restneted swamies seneraly not anaitty *Aga* for pork Sale IRS Fn racial Serra.: uses the made pricier of thy innedriawf stock of ten sane gum as an namedvan for the ranged nog tor thavosis of dissuaoconeorh To the cum tut rest, cted seCuriliel a* ebable for Sale. Menai.* feCelad may be manumit, Ins min to inured wag :howl • In. (.mated) scaly corrogyialds and met An tstinate Wang, rum* w based on cant dinged and interim ran mimeo to morities will be held for one yea from siaement date or mg inatunly This estimate is ay a guideline. accuracy and Witnued income ae not garaged - Ea gated anus) mom and amen gad lor cerlan Ithiesof smogs Gould hduie annum of mincba or gag gam n anal Oath/ Got OCCene lad anent yokb would be *mated - Ealinted annual name and area yield aid to actua income and veld night be loweror hgher thth the raging moans - An tannic. ol menaced engine filuidwdahlOr merest) chided by theGomm maket yang/wax balate 6 based on the last thedind or mem payment nude by the two and assimes to seam innothis MI be Midler ones. Yon the statentat date or witerniurty Amen" rid coMootd gal ae not guaanteed • Amen not held by WS It handed S ening Corun • ae not bathbyteFM ad not Minn the Inns possession or envoi Thee assets re coptand en your siatemern for inlonnational wpm., only positions an sates pressinied re rrOsEed by to essuno firm IRS f fling* Sings 6 not rethonsble for this Ofoanabn and does rot gu.vamee is aCCia, These assets ale not prowled by SVC et the rims suppers's-dal Set cowing • Revenue dialing and addkionalawypensaden - ei additia to ormnissom on sake and 11b-1 lees reamed n connearn with the dartuton of mina funds to our gents we than our *Mae rehire renrue tartly paffeentS from dearbutOrS ander 'orison of the mutual funds that we sell Pose amounts relined on two dingo,' comoorems Use amount of saksby MSS of a wartcuLt mud hind limn to thedarns. ad the am wash of a throng mania fund fang. shared Mg a do Inn - We rid chr *Lye an melee retinerno and ondusprocesang lees in corearation for trailer agent uwees mg we prong to to ntrual funds These fen germ" re pad Wm ignitor am: ei the mutual lad sod re anted doll? anoun hash on the range of awards at the trotendeala holdno mutual Itrds of eta fad fatty - m gm ion to commons RCS*, n ornedion wah the sale or darbution of arnury again rd wit a.sI ,rot en*" unit to Ott dent we ander our all rale rage rerteue *hang Orpington from maryof The rearance companies indemnity it* amuity ccemacts atilnesol she dogmanormal:Ps or sponsors a to tint IlveSTMell INKS we O61aute - Ott agates also re:Metrading corrientSwis div1 other comminution from menial lab, am titan* Carcalies vadat products we dn. bute - We receive an renal fee Vern LEG tank USA sal USS AC Sisreord Crab:holm to 125 per axount swooping to to banks tide, Rho OBS Bra Sweep Program Irforman rogardng corral-6cm rid Wit/ char ironed it annecton with the erecution of vales egiOng option Vathadons has been needed co cordon:tons memo* *ton died to you, aid wit be wedge' to nou yromph On MOMS, Shorgelling it you am engaged in tort itahg a warty. you may ens a chage Ore to all, bonown0 costs firth* pandits Panty Open enien Walling Open or 'thodeilicancelled • orders that *Ere rot aeorted by the daemon, date open buy ad sell alp ceders a waxed by the amount of dridendscr rohn on al eediedindsor einglos date unless rimmed otherwise by you You at remordble to orders lig are executed die to your large to ca :el ammo open ohm Tar wittingly on erworbeitions born UK Pining,' %goes IRAs Federal ta taw raqutele$ financial Serwias to withhold edam to from your utmble AA diveibat ores W t you may den not lo harp incanivistialtielf or. instead. you My (QC to hat tar wittheld a brae or n a food anoint a you choose YO/ eeoon ea remain in effect until rented by you You naymica. your election a avy lino by many anew gag , al you do not haw mouth income tar warned Iron y0ue dab:000K n/u maybe rethcosb* Ice the pawnor* of ningedlas. you may not pennies A the rinses within and you mimed law payments ae not equal tO yOuw tat onlyatial Privacy To obtan a copy of or anon Clem Priery Intim plea. angel you F navel Admor argots meant at ' wine sin comenahoofry U3S Financial Snakes Trot a bath The WA. Emden kneesAccount BSA and AMA reggerage aO0runtS vgiidi prtlaJe access to bating services and prcdots though anngements wit *filmed banks ad other data party banks aid previles motto norm,* and artily peadaCtS iseetd by until dated tin:Itarty Moan" conomm through min agency subslar es of utS Fonda Servos ho n regmmt. nsurate, arietathuly products NM IOC haired • mo bait swaging May lose vase RV% ftecOurbeNtaiaan'eni aCCOuit Busies: Seno:f5 Accosth BSA. IMAA and nteMabalal ReXaCe lAllarretit CONFIDENTIAL Amount are registered fence mats ol 1165 Fetarcial Semites the Yea Saying is a minted Simko aol visa Imernthcoal LEG Visa Signabre crag cads and Lon Visa dad cads so issued by IRS Bat USA welt gymeson from vrauSisharyorated UBS Financial Songs Inc Rev 2Ot4O7 SDNY_GM_00021417 EFTA_00132037 EFTA01274244

*UBS U85 Financial Services Inc 299 Park Avenue 25th Floor New York 1W 10171.0002 CM-70057347090T 15X1 Y1 0 Account name: GHISLAINE MAXWELL Friendly account name: Indiv. V49935006 Account number. Y I 23571 SS Your Nnancial Advisor. SCOTT STACK MANILYLE CASRIEL Phone. 212.821 .7003/800.308-3140 Questions about your statement? Call your Financial Adinsoi or the RMA Resoureline at 800-RMA- 1000, account 029323571 UBS Strategic Advisor January 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Value of your account on December 31 (S) on January 30 CD Your assets 1,011,812 53 1,011,105.26 VisItour websIte: Your liabilities 0.00 0.00 viww.ubstorallinancialservices Value of your account $1,011,812.53 31,011,105.26 Tracking the value of your account Sources of your account growth duriag 2015 Value of your account S Thousands at year end 2014 41,011,812.53 Net deposits and tot 1 8 toils vathdrarrah -41,247.44 • Your nvestrnent return. DM:lendand interest income 11,807.42 Change in market value -41267.25 Value of your moan on An 30.2015 51,011,105.26 Dec 2014 Ma 2015 SDNY GM 00021418 M•mber SIPC CNP100C9005734709NP7000189425 00004 MI5 030575004 Y123571 $50100000 Page 1 of 14 CONFIDENTIAL EFTA_00132038 EFTA01274245

SUBS UBS Strategic Advisor January 2015 Your account balance sheet Summary of your assets Value on January 30 a) Account name: GH1SLAINE MAXWEU. Friendly account name: Indiv V49939)36 Account number: VI 23571 55 Percentage of your account A Cash and money balances 8,133.22 080% B Cash alternatives 0.00 0 00% C Equities 268,090.33 26 52% E Non-traditional 32,342.97 3 20% F Commodities 0.00 000% G Other 0.00 ( Total assets $1,011,105.26 100.00°0 Value of your account $1,011,105.26 Your current asset allocation A Eye on the markets Index Your fq Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000'800.309.3140 . Cash and money balances may include available cash balances. VB5 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% Percentage change January 2015 year to date -3.00% -3.00% -2.78% -2.78% 0.50% 0.50% 2.10% 2.10% O470o0a00573471 0NP7o00189425000040115030575004 y123571550 teig@Psy_Gm_00021Bfuje 2 of 14 CONFIDENTIAL EFTA_00132039 EFTA01274246

UBS Strategic Advisor UBS January 2015 Account name: GHISLAINE MA (WELL friendly account name:Indiv vagg35036 Account number: Y1 23571 55 Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account January 2015 a; Year to date (S) Summary of gains and losses products for which gam and losses are not classified Realized gains and losses Unrealized gains and lasses (S) Values reported below exclude Opening account value 31,011,812.53 $1,011,812.53 January 2015 (5) Year to date (5) Withcfrawals and fees, Short term 0.00 0.00 -587.58 including investments transferred cut -1,247_44 -1,247.44 Long term 0.00 0.00 7,293.39 Dividend and interest income 1,807.42 1,807.42 Total $0.00 $0.00 $6,705.81 Change in market value -1,267.25 -1,267.25 Closing account value $1,011,105.26 $1,011,105.26 Cash activity summary Dividend and interest income earned For purposes of kis statement, tad:My of interest and dniclend Income has been determined Iron a US tat reporting perspeclies. Baud upon the residence of the account holder, account type, or product two, some (merest ands dviCend payments ma/ not be subject to United Stick (US) and( or nten0 Rico (FR) Income taxes The (tent wont* statemem is not intended to be used and carrot be resed upon for lac purposes. Clients should refer to the applktie lax reporting forms they teethe from U8S annuity, such as the fOrmS 1099 and the FOrMS 480, for lac repelling information It IS the PradiCe of UBS to file the doplicaUe tar tenoning forms vAth the US Mterni Revenue Service and PR Treasury Department and in suchlonns accurately dasafy clwdena arida Interest aslant...mot or tasabSe income. Pkase consult your indssdual tars preparer. January 2015 (I) Year to date (%) Taxable dividends 21.07 21.07 Taxable interest 0.07 0.07 Total current year $21.14 $21.14 Prior year adjustment 1,786.28 1,786.28 Total dividend & interest $1,007.42 $1,807.42 See account activity this month for detals. Balances in your Sweep00cm are indudedin the opening and closing balances rSue. FDIC insurance asopies only to deposits at u8S Bank USA, not to deposits at LOS AG, Starriced 9ench or bank deposits placed through the UBSInternetiond Deposer ACCOunt program. SIPC protection applies to money market sweep fold holdings but not bank deposits Steimportant inbralation abOut your statement on the last too cages ci this document for (*tab January 20151S) Year to date IS) Opening balances Addkiorrs Dividend and interest income 59,359.42 1,807 42 $9,359.42 1,807.42 Total additions $1,807.42 $1,807.42 Subtractions Professional management fees and related services -1,247.44 -1,247.44 Funds withdrawn for investments bought -1,786.18 _1,786.18 Total subtractions -$3,033.62 -$3,033.62 Net cash flow -$1,226.20 -$1,226.20 Closing balances $8,133.22 $8,133.22 SDNY GM 00021420 CelP7C007005734711 MI003169425 00034 011S 030575004 Y123571550100300 CONFIDENTIAL Page 3 of 14 EFTA_00132040 EFTA01274247

*UBS UBS Strategic Advisor January 2015 UBS Bank USA Deposit Account APY Interest Period Dec 5 - Jan 7 Opening UBS Bank USA Deposit balance Dec 5 $2,128.56 Closing UBS Bank USA Deposit balance lan 7 $9,380.66 Number of days in interest period 34 Average daily balance $5,690.36 Interest earned $0 .17 Annual percentage yield earned 0.03% Account name: GRISLAINE MAXWELL Friendly account name:Indiv V49935:106 Account number: Y1 23571 55 Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fe:uncial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate veStment ettgtlot!!ty consderabon None selected Your account instructions • You account cost basis default dosing method is FIFO, First In, First Out. Your Manurial Advisor: SCOTT STACK MANLYLE CASRIEL 212-82 1.7000/800-308-3140 O1P7C0090057347I 2 NP70C0189425 C0034 0115 030575004 Y123511$50 ICKeffiyGht000211Itge 4 of 14 CONFIDENTIAL EFTA_00 I 32041 EFTA01274248

*UBS UBS Strategic Advisor January 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indiv. V49935006 Account number. Y1 23571 55 Some prices, .neon and current vaues shown may be Epproxirrdie. AS a int*. gam and losses may rot be accurately refkcled. See Panorama information about your statement a the end of the document for more inform:ion. Cash Cash and money balances Cash and more), balances may include avalade cash balances, UBS Bant USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat h n applicable limits, but are not protected by SSC U8S AG Stanford Brans h deposit arc oum balances an not insured by FDIC and se not protected by SiFC Money market sweepbalances are protected by SEC but ate not insured by the FDIC. See the Important information about your statement at the endof this docunent for death about Pane balances. Hddng UB5 BANK USA CEP ACCT Coning bdance Closing Wawa on /an I (ST orT ran 30 (5) Pnce per share on ran 30(1) Average tale Your II sandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000/800-308-3140 Dradencl Interest Daft in period period Cep anduni (S) 9.35942 8,133.22 Equities Mutual funds Total reinvested is the Iola d a reinvested anclends II does not include ay cash civictrods. tt is rat a tar lot for the purposes of determining hold ng periods or cost bate. The shares you receive each lime you reinvest d ',Wends become a separate tax lot. Cost basis is the tots purchase cost of the security. indudng reinvested dui:lends The cost basis may need tot* ad usted (or return of capita payments in order 13 determine the a:lusted cost bases for ta< (erasing purposes 250.000 00 Unrealized (taO gain or loss is the dfference between the current value and the cost basis aid would neraty be your tadtte gan or loss if the sec ulty was sold on ths date. The unrealized (tag gan or loss may need 13 he adusted for return of capta payments in order to determine the valued gain or lots for tax ru e7;;Mnt return is reporting purposes. the current Vail* Minus the amount yOu I rrieSteCt it does not include shales that ale not reflected on your statement, includng shares that nave been nailedas either a gun or a loss it also dOeS not include cash d 'Mends that were not reinvested Wring Motet of shares PurchaSe Average once per share (1) Client investment (S) COSI Nan(S) PrKe Per Share on ian 30(1) value on len 30 (5) Unrealized (U) 93in or loss (5) inrenment Honing return (5) period CLEARBRIDGE EQUfTY INCOME FUND 0...A55 I Symbot SOPYX Trade date: Jun 26, 13 1,179.249 16.769 19,776.00 19,776.00 20.070 23667.53 3,891.53 LT Trade date: ran 14, 14 296210 18.470 5A71.00 5,471 00 20.070 5.944.93 473.93 LT Trade date: Jan 15, 14 283.181 18.549 5253.00 5253.00 20.070 5683.44 430.44 LT continued next page SDNY GM 00021422 CHP7000;0037347I3NP70031$9425 00001 Olt 030579)34 Y123571550100000 Pugs S or 14 CONFIDENTIAL EFTA_00132042 EFTA01274249

UBS U BS Strategic Advisor January 2015 Your assets . Equities . Mutual funds (continued) Hddng Number of shams Purchase puce Average lecke per (S) Client inviestmmt (5) Cost bask (1) Price per share on tan 30(1) Valli! CA Unrealized Rol imestment Hddng Ian 30 (1) spin orlon (5) return (0 period Trade date: Jan 16, 14 282.731 18.529 5239.00 5239.00 20.070 5,674.41 435.41 LT Trade date: Jan 17, 14 298.430 18.469 5,512.00 5.512.00 20.070 5,989.49 477.49 LT Total reinvested 47.254 19.672 929.61 20.070 948.39 18.78 EAI: 5940 Current yield 1.96% Security total 2,387.055 17.671 41251.00 42,180.61 47,908.19 5,727.58 6557.19 COLUMBIA CONVERTIBLE SECURITIES FUNDCLASS 2 Symbol: NCIAX Trade date: Dec 19, 13 1,147.177 17.890 20,523.00 20,523.00 18740 21,498.09 97509 LT Trade date: Feb 19, 14 840.380 18.969 15,942.00 15,94200 18.740 15,748.72 •193.28 ST Total reinvested 99.567 19.037 1,895.52 18.740 1,865.89 -29.63 EAI: 4989 Current yield 2.53% Security total 2,087.124 18.380 36,465.00 38,360.52 39,112.70 752.18 2,647.70 HARBOR CONVERTIBLE SECURITIES FUNDCLASS I Symbol: HACSX Trade date: Jan 29, 13 1,872.780 10.250 19,196.00 19,196.00 10.550 19,757.83 561.83 LT Trade date: Mk 17, 13 960.534 10.489 10,076.00 10,076.00 10.550 10,133.63 57.63 LT Total reinvested 174.169 10.594 1,845.25 10.550 1,837.48 -7.77 EAI: 5683 Current yield 2.15% Security total 3,007.483 10.347 29272.00 31,117.25 31,728.94 611.69 2/156.94 JP MORGAN INTREPID EUROPEAN MIST Symbol: JFELX Trade date: Aug 1, 13 435.452 23.134 10,074.00 10,074.00 23.970 10,437.78 363.78 LT Trade date: Aug 6. 13 439.831 23.286 10242.00 10242.00 23.970 10,54275 300.75 LT Total reinvested 33.043 24.353 804.71 23.970 792.04 -12.67 (Al: 1812 Current yield 3.73% Security total 908.326 23.252 20,316.00 21,120.71 21,772.57 651.86 I A.55 57 MATTHEWS ASIA DIVIDEND RIND INSIL contrived next page CW703090057347! 4 NP7000183425 00004 0115 030575004 Y123571550 10%apiyoht 0002.ftse 6 of I4 Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49935006 Account number. VI 23571 SS Your A sandal Advisor, SCOTT STACK MANY LYLE CASRIEL 212.821.7000'800'308.3140 CONFIDENTIAL EFTA (10132043 EFTA01274250

UBS Strategic Advisor *UBS January 2015 Amount name: GHISLAINE MAXWELL Ildendly account name: Inchv V49935006 Amount number. `el 23571 55 Your !Mandril Advisor: SCOTT STACKMANLYLE CASRAL 212-821-70001800-308-3140 Your assets Equities . Mutual funds (continued) Nurrbei Hddng of shares Purchase mad Average price per share (d) client investment (d) Cost basis (9) enc. per share on Ian 30 (9) value on Ian 30 (5) Unrealized Rae gain orlon (d) investment Holcing return (5) period Symbol. MIPIX Trade date: Jan 29, 13 2,156.431 14.849 32,023.00 32,023.00 15.600 33,640.32 1,617.32 LT Trade date: Feb i, 13 481.951 15.069 7,263.00 7263.00 15.600 7,518.44 25544 LT Total reinvested 52.286 16.005 83687 15.600 815.66 -21.21 EAI: $1,445 Current yield: 3.44% Security total 2,690.668 14.912 39,286.00 40,122.87 41,974.42 1,851.55 2,688.42 SIT DIVIDEND GROWTH FUND CLASS I Symbol: SDVGX Trade date: Jan 29, 13 2,333.831 15.400 35.941.00 35.941.00 16.750 39.091.66 3,150.66 LT Trade date: Jun 11, 13 624.804 16.569 10,353.00 10,353.00 16.750 10,465.47 112.47 LT EAI: $775 Current yield 1 56% Security total 2,958.635 15.647 46,244.00 46,29400 49,557.13 3,263.13 3,263.13 TORTOISE MAP & PIPELINE FUND CLASS INSTL Symbol: TORIX Trade date: /an 29, 13 2,298774 13330 30.61800 30.616.00 15.690 36,03638 5.420.38 5.420.38 LT EAI: $377 Current yield 1.05% Total $243500.00 $24921136 $268,090.33 $18,278.37 $2459033 Total estimated annual income: $6,021 SDNY GM 00021424 0070003005734715 N11700018947500004 MI5 070575004 Y123571550100000 Page 7 of 14 CONFIDENTIAL EFTA_00 I 32044 EFTA01274251

*-A UBS UBS Strategic Advisor January 2015 Your assets (continued) Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49939:106 Account number: v1 23571 55 Fixed income Mutual funds rout remvtuai is the tots d aL ienvested clodends does nOlinclucte any cash dudeAds. 4 is Mt a tea lot for the purposes of determInng hating pools or cost bees. The shares you receive each tint you reinvest dvdends bKome a separate tax 6:4 Cost base is the tots purchase cost of the security, inducing le-invested clue:tends Ire cost basis may need to be acluste0 for return Cf CLWal payments in order to Oelemlne the al usteci cost basis for tae rep:sting purposes. Your 15 nancial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000'800-308-3140 Unrealee4 free) gas or toss rS the cliference between the current value and the cost basis and would oenereey be sow Issable gain ce loss if tee security was sold on ltos date. The unreabzed Bel.) gan or loss may need to be aclutted for return el capeal payments in order to determine the 'edited gan or loss I oe la reporling purposes investment 'eruct) is the current value minus the amount you invested. it does not include shares that me not reflected co raw statement, mowing shares that have been etaI:oda either a gan or a loss. It also does net include cash duckndt that wait not reinvested Hddng ofrt shares" eurchaSe lance Averabe share (se) InvestmentCli OS Cost basis (3) Pnce per share on Ian 30 (1) Value on MA 30 (1) unreanzed dee gain or loss (S) icarettsturnerg n CS) Hi:tort:7 AVENUE CREDIT STRATEGIES FUND CLASS INSTL Symbol. AC S8X Trade date: Nov 12, 13 910736 I 1.270 10264.00 10,264 00 10.670 9,717.55 -546 45 LT Trade date Nov 18, 13 912.566 11.300 10312.00 10.312.00 10.670 9,737.08 -574.92 LT Trade date: Nov 25, 13 911.661 11.319 10.320.00 10320.00 10.670 9,727.42 •592.58 LT Total reinvested 130.968 11.334 1,484.41 10.670 1,397.43 .86.98 EAI: $1,315 anent yield: 4.30% Security total 2,865.931 11.298 30,896.00 32,380 41 30,579.48 -1,800 93 -316 52 BLACIIRCCK HIGH YIELD BOND i Symbol. Bl-fYIX Trade date: /an 29, 13 4,811.156 8.200 39,451.48 39,451.48 7.860 37,815.68 -1,635.80 LT Trade date: Ain 27, 13 2,481.156 7.959 19,750.00 19,750.00 7.860 19,501.88 .248. 12 LT Total reinvested 520.326 8.172 4252.42 7.860 4,089.76 -162.66 EAV 13.640 Current yield. 5.93% Security total 7,812.638 8.122 59,201.48 63,453.90 61,407.33 -2,046.58 2,205.84 COHEN & STEERS PREFERRED SEC & INC FUND i Symbol. CPAX Trade date /an 29, 13 3.002 068 13.487 40,490 57 40.490 57 13.740 41,248.41 757.84 LT Trade date: Feb 6, 13 740.625 13.391 9,918.40 9,918.40 13.740 10,176.19 257.79 LT Trade date: bun 14,13 751.274 13.309 9,999.02 9,999.02 13.740 10,322.50 323.48 LT conSued next page CNP703033057347i 6 NP7000189425 COON 0115 030575004 Y123571550 0002 *se 8 of 14 CONFIDENTIAL EFTA_00 I 32045 EFTA01274252

UBS Strategic Advisor *UBS January 2015 Your assets r Fixed income a Mutual funds (Continued) Hddng Hurrtier or shares Purchase pow Average once per share (I) client investment (1) cost basis ($) once per Owe on Ian 30(1) value on fan 30 (1) unrealizedgad gainorloss (1) imestmeat HolcIng return al period Total reinvested 254.157 13.581 3,451.90 13.740 3,492.12 40.22 EA/ 43,860 Current yield. 5.92% Security total 4,748.124 13.449 60,407.99 63,859.89 65239.22 1,379.33 4,831.23 DOUBLE LINE TOTAL RETURN RIND INSTL Symbol: DBLTX Trade date: /an 29, 13 12,498.155 11.379 142229.00 142229.00 11.090 138,604.54 -3,624.46 LT Total reinvested 553.3% 10.964 6,067.83 11.090 6,137.16 69.33 EAI: 36,682 Current yield: 4.62% Security total 13,051.551 11.362 142,22900 148296,83 144'41.70 -3,555.13 2,512.70 EATON VANCE FLOATING RATE ADVANTAGE CL 1 Symbol: SFAX Trade date: /an 29, 13 7,524.150 11.180 84,120.00 84,120.00 10.780 81,110.34 -3,00966 LT Total reinvested 329.327 11.048 3,638.57 10.780 3,550.15 -88.42 EAI: 94,060 Current yield: 4.80% Security total 7.853.477 11.174 84.120.00 87.758.57 84,660.48 -3.098.08 540.49 HARBOR HIGH Y ELD BD FD INSTITUTIONAL CL Symbol: HYFAX Trade date: Jan 29, 13 2,660.657 11.239 29,905.78 29,905.78 10.350 27,537.80 -2,367.98 LT Total reinvested 199.092 10.551 2,100.72 10.350 2,060.60 -40.12 EAI: 11.572 Current yield: 5.31% Security total 2,859.749 11.192 29,905.78 32,006.50 29,598.40 -2A01110 -307.38 HS8C TOTAL RETURN FUND CLASS I Symbol: MINX Trade date: /an 29, 13 3,858.567 10.289 39,704.65 39,704.65 10.210 39,395.96 -30869 -308.69 LT EAI: 4783 Current yield 199% JPMORGAN UNCONSTRAINED DEBT FUNDCLASS SELECT Account name: GHISLAINE MAXWELL Friendly account nesse:Indio V49935006 Account number. `el 23571 55 Your Mnandal Advisor: SCOTT STACKMANLYLE CASR1EL 212-821-7000/800-308-3140 continued next page SDNY GM 00021426 CNP70000057347r 7 W000189475 C0COI 0115 030575004 Yi 2357i SSO 100000 page 9 of 14 CONFIDENTIAL EFTA (x1132046 EFTA01274253

SUBS UBS Strategic Advisor January 2015 Account name: GHISLAINE MAXWELL Friendly account name: lndiv Vi19935006 Account number: VI 23571 55 Your A nodal Advisor: SCOTT STACK MANI LYLE CASRIEL 212.821.7000f800-308.3140 Your assets Fixed income . Mutual funds (continued) Purchase price Number Airetag once Helen of shares per share (S) Client invottrimt (1) Cost basil (1) Price per share on ran 30(1) Valli! n Ian 30 0) Ulletfilltd Rol coin or loss (1) intestmeot Hddng return (1) period Symbol: .ISISX Trade date: tan 29, 13 4,784.864 10260 49,092.71 49,09231 10.060 48,13532 456.99 LT Total reinvested 195.127 10.179 1,98633 10.060 1,962.93 -23.35 EAI: $2,036 Current yield: 4.06% Security total 4,979.99% 10.257 49092.71 51,079.04 50,098.70 -980.34 1.0099 METROPOLITAN WEST TOTAL RETURN BOND FUND CIASS I Symbol: MWTIX Trade date: Oct 24, 13 7,192.344 10.709 77030.00 77,030.00 11.090 79,763.09 2,733.09 LT Total reinvested 173.690 10.826 1,880.44 11.090 1,926.22 45.78 (Al: $1,834 Curent yield: 2.25% Security total 7366.034 10.713 77,030.00 78,910.44 81,689.31 2,778.87 4,659.31 RIDGEWORTH SEIX FLOATING RATEFIGH INCOME FUND CLASS I Symbol: SAMBX Trade date: Jan 29, 13 6,502.655 9.039 58,784.00 58,784.00 8340 56,833.20 -1950.80 LT Total reinvested 261.440 8979 2,347.62 8340 2,284.99 -62.63 EAI: $2,611 Current yield: 4.42% Sect-oily total 6,764.095 9.038 58,784.00 61,131.62 59,118.19 -2,013.43 334.19 T ROWE PRICE INSTITUTIONAL FLOA1114 RATE F CLASS Symbol: PFFRX Trade date: fan 29, 13 5,394.060 10.270 55397.00 55,397.00 10.030 54,102.42 -1,294.58 LT Total reinvested 190.185 10.196 1,939.20 10.030 1,907.56 -31.64 EAI: 42,362 Current yield: 4.22% Security total 5,584.245 10.267 55397.00 57,33610 56,009.97 -1,32622 612.98 Total 5686,768.61 9715,918.05 8702,538,74 413,37930 $15,770.13 Total estimated annual income: 530.755 CNP7CXX00057347I 8 NP70001ESQ5 00004 011S 030575004 VI 2357% SSO I 01931WGAL0002,910 10 of 14 CONFIDENTIAL EFTA 00132047 EFTA01274254

SUBS UBS Strategic Advisor Your assets --n• Non-traditional 1-... Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49935006 Account number. Y1 23571 55 Mutual hinds cs re rn.e;tc-1 -)1.3 c: a re n!. .sreo jv *not It Om not mClude any cash ClvMenIs If IS rat alas lot tor the purposeS of determining 404 no pe Rah or COO 0866. The shares yOu ref eve e•Xh tint you reinvest d %lama become a separate tax lot. Cost bases is the tots purchase cost of the security. InduOng renvestedcludends The cod basis may need to be Ousted for return of (404 payments in order to ceterrrene int aduSte000St oaas lOr tar repOoing purposes. Your 6 sandal Advisor: SCOTT STACKMANLYLE CASRJEL 212-821-7000/800-308-3140 unteakzeo (tat)9apn or bas Is the deference between the current e9ue and the cost Pans end would 9enerely Oe your terabit gun a 1055 If the set unly was S010 CO I he 0.51e. The unrealltclgag gun or loss may need so be adusted for return of captat peenems in order to determine the reared gain or las for tax repotting purposes. investment teMm is the current value minus the around you invested it does not include snares that are not reflected co your staernent, inctudng shares that ha* been realized as either a gain or a loss. It also does not include cash dvdends that were not reinvested. Hddng Number of shares Purchase OrKe/ Average pace per share (4) Client investment (5) COSI basis (S) PnCe per share on Ian 30 (91 value on Ian 30 (5) unmatired Om) gain or toss (SI iniestrnent Hold ng return (S) period GATEWAY FUND CLASS Y Symbol. GTEYX Trade date: Jan 29, 13 1,089.208 27.580 30,040.36 30,010.36 29.240 31,848.43 I,E08.07 LT Total reinvested 16.913 29318 495.87 29.240 494.54 -133 EAI: 4501 Current yield 1.55% Security total 1.106.121 27.607 30,040.36 30536 23 32,342.97 1,806 74 2.302 61 Your total assets Vs ue on len 30 (5) Percentage a( your account Cost bass (5) Estimated annual income 01 unrealized gain or loss (I) Cash Cash and money balances 8,133.22 0.80% 8,133.22 Equities Mutual funds 268,090.33 26.52% 249,811.96 6.021.00 18,278.37 ruced income Mutual funds 702,538.74 69A8% 715,918.05 30.755.00 -13,379.30 Non-traditional Mutual funds 32.342.97 320% 30.536.23 501.00 1.006.74 Total $1,011,10526 100.00% $1,004,399.46 $37,277.00 $6,705.81 Account activity this month Odle Actiuly Descrohon Amount (0 Dividend and interest income Taxable dividends Jan 2 Dvdend HSSC TOTAL RETURN FUND CLASS I 21.07 Total taxable dividends S21.07 SDNY GM 00021428 C HP7000700573471 9 NP7003189125 00004 OHS 030575004 Y12357I 550100000 Page 11 of 14 CONFIDENTIAL EFTA_00 132048 EFTA01274255

4tUBS UK Strategic Advisor January 2015 Account activity this month (continued) Date *entity OescrPtion Dividend and interest iscorne (continued) Taxable interest Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49939X6 Account number: Y1 23571 55 Your 15Bendel Advisor: SCOTT STACK MAI/LYLE CASRIEL 212-821-7000800-308-3140 Amount (S) Miscellaneous Fees Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.07 Total taxable interest $0.07 Jan 2 Dividend METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS I AS OF 12131114 129.32 Jan 2 Dvidend RICGEWORTH SEIX FLOATING RATEHIG H INCOME FUNDCLASS I AS OF 221.59 12131/14 Jan 2 Dvidend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 1331/14 568.78 Jan 2 Dvidend EATON VANCE FLOATING RATE ADVANTAGE CL I AS OF 12/31114 365.78 Jan 2 Dvidend T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS ASOF 12131/14 209.33 Jan 2 Dividend BLACK ROCK HIGH YELD BOND I AS OF 12131114 291.38 /an 2 Interest VAS BANK USA DEPOSIT ACCOUNT AS OF i 2131f 14 0.10 Total nisallaneoes $1,786.28 Total dividend and interest income $1,807.42 Cade Actitsty Dexredion Jan 23 Fee Charged QUARTERLY FEE -1247.44 Total professional management fess 41.247.44 Anoint (1) Investment transactions lc( more &Q.; ire POW 0ue shown for restricted securities, see important information about rut statement at the end of this Cooment. Dae Acuity Desciption ?recent fran insestnent Ouamity vale (5) Priced) transactions (S) Funds nithdrawn Ice Accrued inseslmentsbood'a (1) interest (5) Jan 2 Reinvestment METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I DI1ADEND REINVESTED AT 10.90 NAV CN 12/31/14 AS OF 12/31/1.1 11.864 -12932 Jan 2 Reinvestment RIDGEWORTH SEIX FLOATING RATEHIGH INCOME FUND CLASS I DIVIDEND REINVESTED AT 8.75 NAV ON 12131114 AS OF 12/31114 25.325 -221.59 Jan 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND1NSTL DIVIDEND REINVESTED AT 10.97 NAV ON 12/31/14 ASCE 12131114 51.849 -568.78 Jan 2 Reimestrnent EATON VANCE FLOATING RATE ADVANTAGE CL I DIVIDEND REINVESTED AT 10.79 NAV ON 33.900 -365.78 12/31/14 ASOF 12/31/14 continued next page C fa' 70DC9005734 720 NP7OCOI89425 COON 0115 03 0515004 Y123571 SSO 10% IV GM 0002;vitg 12 of 14 CONFIDENTIAL EFTA_00132049 EFTA01274256

UBS Strategic Advisor T January 2015 Account activity this month ccontnueco Investment transactions (continued) Dote ACtiNly Mit lotion Proceeds from Inwstmant Outnlity Witte CO Price IS) tiarsaalOnS (s) Fune yOthckawn la Accrued imeslmentSDOwlit (I) Interest 04 Jan 2 Reinvestment T ROWE PRICE INSTITUTIONAL FLOATING RATE F GASS DIVIDEND Ras/VESTED AT 10.02 NAV ON 12/31114 ASOF 12/31/14 20.891 -209.33 Jan 2 Reinvestment BLACK ROCK HIGH YIELD BOND I DIVIDEND REINVESTED AT 7.88 NAV ON 12/31/14 AS OF 12/31/14 36.977 -291.38 Total -81,786.18 Clete ACIMty Descriptor Arrount ft) Money balance activities Dec 31 Salaam forward 89,359A2 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 0.10 Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 21.07 Jan 8 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 01/07/15 0.07 Jan 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 01/23115 •1247.44 Jan 30 Closing U.S lank USA Deposit Account $8,13322 Account name: GHISLAINE MAXWELL hlendly account name: Indiv V49935006 Amount number. `el 23571 55 Your Mnandd Advisor. SCOTT STACK MAN LYLE CASRIEL 212-821-7C00/ 800-308-3140 The V85 Bant USA De009t Account IS y(Xif priMeMy sweep COOn SDNY GM 00021430 CNP70009005734721 NPT000189425 00001 0115 030575004 V123571550100000 CONFIDENTIAL Page 13 of 14 EFTA 00132050 EFTA01274257

4tUBS Your notes CNP70009005734722 NP701:019.1125 0CCO1 0115 C005750Gt Y123571550 109ftyohL00027114, 14 of 14 Ert0 of statement for account number Y1 23571 S5 CONFIDENTIAL EFTA_00132051 EFTA01274258

Important information about your statement UPS Fractal SloviteS Inc (to rim or t85 Fan:* Sacked. Is a mother of al prixpal shanty. wwnodey aid pens orbarges Usst nand Setvces and UPS Bat USA at Wan sublet/Osof uB5 AG and ansliann of ten Sec:skim u.0 **Fats &will saner( it aratabr upon recent the fins exedra.* offices re a U3S Flirter Strays to 1200 'labor Boulevard Ywelawk at la 07086 1h6StaWilent reechoes tie only Octal reard of skean Financial Sences account Omit records. except on oal to downered. conuhng contang data **ulna be teed upon d you Wave there 6 an a a (nat. please mow n arnedinly n taint totheta-oh Marapir of the once siongyour rosium Although al laws tqWel are intencled b be ;Carte. nairtillt data TWO rot be used for to puposes Key sok* on yetend Aar lam be.. Fan 1099. 5498. 10425. tic) .hen pepsine your to return the/en is vegan by tan to term tote PS al tam le Own& repent/le non arable cadent ad table ntertileatned on securities held tryout scum net proCeals on sale tranUcto:nl, and Cost baster cairn Covered swain OminwrotIons with The fpm • Flom re<ontrens fl oral arnnalCatur6 *rang tO further prow your nytt, notary gurgles undo the Sean* lodestar Protetan Act (SIN • dine atonal instrunton onto top kft of the from of this natant is not ICS ChasedSawn UPS Fn stal Stens caries your acccur as dearkg broker by rangemerti ins the adicated nsltuton We Intoned you of thrs rebtionthg alien you opered this =cunt in this /01, heds and tan is re holed a lib Puna Snot rid not th? reroducrg bitter. rid you must mat a rpm of ay eta oath:sem to both hired All a000unt StaWrencS chat be deemed copper and ado: ate d ma' objectedto n ?nap "Oho 60 days • Please direct outdraw cretin:tsar rants to thetent: Card Retinas Norman x 2014521699*r tolaret a $00-34-9,03. 8 00 A m to 4 03 PM ET Monday (Agog% friday. a n rang tO uBS/onancul Sent. he. Clint ReUtiorts Department PO Box 766 Unon Crest NI 07037 • Si case of errors a cantons about al ekcoono tunas unfit' (W11 bit payment cells vna• dabs card trassadons, call 800-762.1000 or e.rce to LAS Fnancal Seinots lx. loco tabor Bid. Oh lbs. Wet-basket N) 07086. Ann INWSSA Sent. Cal a hoax soon as youtm d you th nk bur stawnem or adept 6 worg only(*) need more encomia Loot airman cn the snterrent or recap, The Fen Ce Card Mow (as an idle) must hear from you no ate thm 60 Ca/S alter the Cm, SOY you the ast suarnern on Wish the race or trot:tan xptan - FroWle ern new arts axon weber (B rip - Describe to PTO. or the tanterycv ay newt abaft ad€Qlan as clealy )011 On My yOU Nine 4 is era or hey you need more nlamx - Froride the dollar num of to seeded Mae The Pima Cad bsuer eel marinate you- Papaw aid will mad any enor prarpfly Please into al areas pa do to the reshot tie Motif nsikuirn ndcated on teo front of the slannent haddf to regukt axone fees. north mat be %bra to mann:nano bet rages Ice utepayrent kr sew nun Dothan andclaret is u-parl rousts I cash XCantS Albums hat aetrademd 10 other nittutCnS :nay be ttna to a balder lee. li st Sweep Optim UPS ofiers opens for sheepap cash bah rns. barites to bat &posts at UISS Bat USA ISM AG Surreord balm 03,thr Sweep hosram1 money market masa furls (Mena Fads) arid the btrrational Depot Accout OaNfor women who al enemaional desoace Mmagetnent Account luargh iht Bat Sweep FrOgrarn. cat. banal. are Swept so LOS Bat USA up to al estab1shed Imo and thin to UPS AG Sunned Bran, a a Matey Fund Deposes at 10$ Bak USA re FOC noted n accordance wth I rules For exit Hammon p base out www No gok Depots a 185 AG knead Byrn rid dates et Menet Folds rem muted by the FDC, Through the OA. wadable to cat Again., are swaps to 4.09: aCCOVIS a OBS AG Wreak Bosch aid UPS 44 Caplan (Parch Thesedeposes ire Mt roved by the FDIC Ilaltsceshea a the MS AG Caps.' Bran it teepourity oposed TOthe starer rip: of the C atnas IWdt and there is ro wants a odor °blotto of l8$Afi to repay thePaws whet on the uth5 Caphats Bras boas. Deposits a LOS Bat USA rd each UPS AG Br ash a and weaned by WC Money Fund shies ore proteaed by SPC See %IBS Fmmoal Sears Account Fatection" below Own air rcqufl battles n to Bat Sweep Pagans or DA may be wettotarin aid does of a MonthFold maybe Nadas, rd the wends returned to you or you, to nn,I Futer infamarn tout aadayle sweep *moos. Wring anent went, rats and beds. 6 wit** a wet sdnarrisweepyielt ton your Corral havilor a by ollrg 8067624000 list Innantielgewkno nowt pantaien The Finn kart...bee of the Securrses taster Protection Coporauta PAO. shit protects monies Karats of its mentors yet to 5500000 (narar) 1250.000 for darns for cat) The 5PC row ;wawa, taus *Ph to all Karns thst bsu hold n apnea -col:we, the Fern together wth onan Adams. ha alto pa: hag. steploncotal reotechon The rraanuin anent payable to all NOW tiro. conchal/undo' this protocion mato as of Mate 10. 2013 Sara tote poky orditions and atatent cat at the Fan 6Utier protected for up to SI 9 meta n the aggregate for all your rowsheld n a paha, capaca A-for copy ol the poky evadr9 a +MU,* Wan laN•Je2 The SIC plOIK10:0 rd to supplemental rowan both do not SPlY to • Cenaranaxid **Is Controlled brawl Wined aro, account who) but hell away f rommit5 Fines:in Swoon (en anan fecal, aUBS Bark (V cash al U65 AG Stamford &nth. (th) mutate mans. nclang oast* rrunlp ad 04 twos of mutual Iota etre vet shays re registered nerdy a the name of the KO at holicr on the boas and records of tie aspicabie 490( or Vilna agent). • Certan nornrrani contrasts or normal rt.:ern:Cog. 'mad parowships and poste platelets) tat are act registered code( the Uslieos Act of 1933. and • Cormxdhos armors to 9. fOrear echang* aid prod us metal animas/. WON Worn contain ad cemmorKY OPtal contacts The STK protection awl the Papplarantal protection do rot ansty to thiSe assets en if toy Ottatne appearsarkr suitments The SIX prowca and the tyranny% pnateCt9n do rot acned fl ans* change, e the market vane M yO.$ antnintsentether as a resun re matt nownynt. mss el batatrotOor KIKTralcr More Wornixon it rabbit icon mount Yrs may tam new Morns:vim tout $PC, hdudng the SIK Brodure by conwrg SPC at 202.37l 43300a bye:sang ti e SIC 'bate at rm. &Wan Dividend It bresment Program OR/P) The ow ateCed was anat.One? You may Obtan the actualI:refract your Filan2al Aboor Only whole sta. • FaCtoardd trateMP. partial tres wil be soh ern tie ash sal be depostrd n thy acceurt the Orton rerwestnea sue aapplted by the is may defw from he matte cis:* a anti thepaha, :has a. sold Carle eight Gni% Whole unit inn be held in yars axotrn a you at nand to aortal one as awne of abaitnd meant or canna*. toe Firm MI ether tel panelists, make face a Map, an fl ail daffenred by a Aegittered (Stang army. awlcede you account levesentatablealves The Men:Vent obraves rant prof it are **CIS to eat acorn aid nay way terser tem thee the I an promptIt n Awing of any ugnecant dant. in your Wood stuatan or Menem reaceve; For each accoure hell you choose one of the lowing meStInerd Object.% • Phylum Convoy tame neosenenti tiMing the glottalal of :tome only • Awe* Cros/Mpaerstoon neestralts Spain; growth ot pcnf pal rah. than tly generation of name • recaSce Conattoon or /more and Cadatraneonal matron° tang both die gerwaton of upon aid wth 44 anneal Overall risk prelims • COnawrate Seeks 10 ',tannin bliapritipat wth low risk aid totality to to account tett. era rf tat means tte account does not oneratesgnd ant 41CON*02. Mums ad my no keep pace wth inl Won • Albolartiar Vining to accrpt some rid to andPal rod tolerate vow bra My so seek higher roam • Awash, Mind to accept hgh rigs to tempi ad hgh vollMylo seek Nis rammer tine Statement teusehekling" Vfe may' consolidate at teemed icon statements wit the set ants in the Sateen...0 AComes may be re ltd fee this faros( Doane they hare owners Ito ate maitrin tont account rilaiontsps ran other dents at the saire address Thy practre d know. at. 'nowehold'n9 • it you tele to waive indiritual garments non a torn CONFIDENTIAL eneekom — you nay Gagne hrusehokag by ding your Fnmer Adair Friendly Monte NM, Te*Frientr mum name:yaws Warman ter you ewers on the Fen's online senors ?oboe It 6a custard/Me 'natty' chain by you to au you wth yea reardapang It tin no tat died co per stow You on dove volt Frealayatealt nanes. trough Otto. Somas or by antacun;)N enamel Adriscr. Mown eveview • vabe of mot axountepxecoa Pace of assets ad lie • Ames Incbdes asaltie on. Waxes values tot regaled 'malty(ot ). Gkbat Tot Decants unnoticed marks to mrket awl certan abet not held byte Fan Does rat nchdeunonced serultnassets tees ol the bra andcuret timeworn prods a ante kwellnenn. Uniestedit0:1, lleS aidarecitabh slat. stem • Oao*tes Wades debt balalCK. Oulgarldinlinagn loan. can We Mat account baanCeS • CasNrrone/ balances Toes of LnIndesiod soaLtbse cat anon. 165 Bask USA Copan betroth 105 AG Sart cal Manchdepose balances and male) matte mutual hold sweep boraxes. a the dOSe of the statement pared Ntwommcd ty eser rasa bas Whoa it yea show atop setter ed from otter balaxes watt* Pommy use ay re these hods n the ordtry course of as banns line funds ore payable yam pa demand Thei total 6 Inds*. new carat peckd cloth; value Lending information For deta.l ?donna:on on ter an' tent.) padias and cliclocut• Mato tot ChM RPM bang Agreferall or Ault am the General Trims ad Condemns UPS Stinnett of Ciede Practices readab* n Agreements eel Grammes are nes f MN., • Os, Ofr,"/ b4r01 Your aura YOS Statentell tilaUlSeOfiteS Yid other asses held n the 40:0tei a ihe end of Be sunset petal You may at for drirey of July paid *arias at ay we You may rewire seareit used a, hal collated sleir paptl at baance cue on tem My sestnots trandenn so them tang the harmers period re lined a maim kart as of the end of the 'anent penal • Cott basic ef detternitg the ath basis of the writes induded n tint statement Wee( Misted way the nutter - 1. • UPS Feat Serweshr read on iMarnation °haired from sources other tar 10$ Firkhosl %was. netang nlannalon Iran arcesr fit or that you may hate prided to your Tiratol Mvoce The Finn does not arktoendena het Or guarantee to annoy a validity of sty Manton provided by sources 0 -atm Min -royal Sant in addnon Stouph LOS Fnascial Sankt rattly updates 06dt:flora:a as t e receited. tie Fen does ro pro.lde ay as sates tat the nfirmalicn alder 'Cost bad' ad 'Unralited gaiatss' is acarao a of to dee of this urinal AS suet, please do not Myra the normalkin to make curd's:Ise or tee stomas la tat purposes a colestro ACCaalb V/ISIated to the fen may reflect prism nformaity orator to period of tint they ay held a the Can Morehixonsal nIcernant cm be added by youNOMA Admix • I/malted gains/ban 'that data a Salable garnered urrealcn gang kisses an calculated fa SDNY_GM_00021432 EFTA_00 132052 EFTA01274259

Important information about your statement (Cal triad) karitalsearity lots lhe tandion data fa Metal Ø maya may not Nett comnksans, *ages ace seamy reorgunitair Tenn Drifend aid car rerwesmets lots and maniac punTrar km a each darned to trap ortarapa St the • trade dix.' <arm resents the agns taxation vadedale. • Cal*" norkies Bonds and ptOtettl sod, that the isassrcalb fa ea rttienoaonITI beselected repair!y by lot tom among al secant of that der tad now name a i, name n Sr. ler CAr rats Calleave msrtnam is cranedfrom tad pair aid es votary 5 rot ~axed Ora Call fealat may am TNT could alleCt melt complete mlomabn war beraided cØ rasa • ~as &dips:SKEW (Ds ate ITC nostol up so 1293,0:0 in antra al scurf nitres per depart aid pa apostury midair. A arcrance with ra: rules • ~Nebo roes dialsad fa rams ad other products mar be higher a bwerthal sea pro mal you mud eaualk Nome in the marks Prces are Waned Iron rand mid pry sources ands webeaver be raid., but we do not grantee tese rarry - Wo wary mp the doingma when ara Ira or the mean or re b4 and ask aces la 'red rearms and *pans ot on ybrl pica la OTC stoats - Ixa crest yard warners maybe pad Lang a rabata moat a lams roam pia we obtaisd aid mayaol NI lea an adua mast snot or smyge - Caton positions may apex inmat a prmt and will show z 'pre was not addable' if we re ark to Obur a pea for a starry - Deposes a Maas den:nand n onendes other fin it 5 dollars as alleged a the enurt tae as of the staramt date - For caftan senates ndng n none toman dementatom roe aid quaky dace site/ mar AAR been apnea° laraRale Kopp yauxun To obtain anent centrals awn anaa t. area yaw Prandial P4mor • Para lewermims end auditedproducts Mae muskrat soarer (nclang dad warp ation pagan aid real mute ticdstre Min MAR0 and structured rasa Stairway hghlr Mad (eta stuctired pastas has nix ban regsered wen the ~Pet and km:1i~ Lommesin a under any stare securer lam We provide estmaed eabes Ide ante nwitmere seams ard axial prawn for Marna cnalputown only Acoracyo rot gunniti.4 - lhlavaUP Maydiffir sasurnally from pas if ay a which agnate flirter seamed structured pram rat be Isar a lad aid do not neutrally represent the war you may reave upon halklaton - m ed pay esmaes of vale næ of a ran dae aid ae iteplied so !SS treat Sewer on a regi It bass by an ar ea:Sent Yalation Inn I“IAR Penn Pant oxpasor aimed abet d my. are strand to re For by the nuke general partner is armor and may be caseated last cri Okra iteration from that uset by thtd {oink., to data ther estimated vim - You cal ti tan addnuna Mamma regaling the ~logy und to determine the exalt VI via ad the dare of the Monson that is the bate fir Tr manse by antang sour Salida Adrisor - Thkd parry estimated vibes may be reflected as 'Not paced' n sewed ratan when an 'T:lepenant valuation rat tvsnot Lotted or d and to assign a value iron we bean. area Pala rnwora wort hag tarred thai trey dia pretusly tenoned valt to Mead a when aka» road be highly sieculare duo to the rut" of the seam - Men 'nether an Ewa general panne' a sponsor estmard wince atirdpaly Est Mad value is prided the at* of me tray vol bedtlentril tan At rt.rchaso pia - 'Ciabutiorn to are' mar includeram of cat l. mane a both • OfOlniP Ile siae' raresatire MAP 011taig price prime rd may not reflect you. cos bark • udmad «arid« Restricted securers ;away are not arnntk age* fa pale sale trld5 Darr Sera uses the mad pia of the esinnuktod rodt of the sane nsuer a an crowed vare lathe regard sea stir purposes of ad streserdonie To the earn tes waded wanes as tibiae for sae. Te wala matt ray be subsuritialy less Than the imputed alma tovhi • In. Nitrated) name. armityields and rats. An NINY of aria mome is based on Trent aired and nines rates awing ton acuities will be held lot one year from maternal' date or air mammy this *Pint* d onk a parka. accuracy and Ølard tame se not puraseed - fanmad arid' mono and anent all ler «dan tresol senoras muld "rude drawn of recta or canal gas in wadi case the est Tame (3'4natant >ski) would be overstatd - Railroad amiss' name and pawn sal aid the actua ears aid ved night be loweror hgher than the raised morns - An tamale ol arvero. income <addend andor manta dead bythe aware mako vat/Swear balace e based on the In aorta or maw payee's male by the art and taws te sera ideposes rill be held'« one rur ten the statement dale or ate maurty karate aid conlnad pied ae not goateed • Armnar hold by WS Mandel Swaim Conan MT are not MadbyrePm ar not withn the has possession or carol Thee assets re apland at yam yalplited for inlonnahanal ~song Portals ail vases presented as proted byte swop fir 1135 fnaicia Stirs n not reiponsba for this Mansen ad does net garnet 8 awry These assets as not prowled by SK or two rani supplemental SP( coverage • Itevenue Sating and addklonelampeasatlat - an additas to commissom on ales aid 12bil lees named n connects, with the clarion of rrata fads to our dents we snor onafdelte reason rensue fl ing w00% f tom istubutors and« adeison of tea area kinds Tat we soh Peso ataits abated as two deafest arrporents fJ PA amount el savby les c4 a piancuW nasal had fat to oar darns. al Id die arise ate or a paddy (nag fund lady% twos nods IN Inn - We aid Ca *Ore asp teak, retwang and ormarprocesung lees in cordairon lot !nook( agent irlYlpti that we profitle to thetrial fundt 'Nor feet genetalk a pad koen imesor atelt n the neonal lad sid se a teed dolts anvil based on the nabs of ~Is at RIP Toter-dear holdingmutual lads of e at hat lanik - in art ion to commard tent m cornealon wen the ab or ambition of may comas ad Inis imti I Itnni units to our doms. we as:laced aid entNate fearer lung arrpewarn from maryof me reram corer in adimming mo aruity inmads aeifrosol Imo hatanot cowries a Øsen a the uric mama trusts we data - Our all dates also re:eatrading commbwas aid over conanation kom mini finds rid *map OPRPARIO RN». products we ditrbuto - We fenh'eal mus fee Ten t.8$ Salk USA as tieS P4 Stanford Mira of up to RS per ',Scone sweeping to the bats war the t8Searit Sweep Program Agate inforattan twang contkars aid other Tars Sort annection w the ertiodion ol vales nrarg Opbon trasactons has been maded ir orlon:tons ream* herbed to you aid wane~ to you romp* on Matt Morselling if you ay engaged in rot' st4hgawarity. you may nos a chidedueto aria bare" ors Rena palcula warty Open earl Regarding Opel a '900drilarialIPI• orders that yore not esated by the starlet dale opm buy al sell tip wars re taxed by the amount of dalends cc (gas on • oudiardsor congas date unless ratted otherwise by pa You as rarer* tor orders liv are eroded dat to war Nitre 10 camel ensirg open orders Tax withhaditg en ~one tan UK financial Stevices IRAs ~al tat tar teterres ISS halal Servas to mark/ incm.» to IMM par toabe IRA &WHAMAAR tul you my etha not lobate ram. vdtløld or. instead. you may Nett to has to ~Mc I a brae or ti a lad amen as you choose Your Moon wit amain rl effect untr retotrd by you You may retie pair *Makin a ail Ono by mang a now Oman d you do rot haw inuro same tar withal trom sour dirtutions. sou maybe repast,* la the paymws of ea-tensedtax you may no.i• penises d die morns vatal and your mauled lav partners re not Taal ¢you tat obli>ater Privacy To Ø4n a copy of ow oars Clem dray ate. pea contact yon F natal Advisor °enrols mane at yMost ulOCCtnentOrWary LeSPmahcialSags is not a bark Tho MIA. Custom Sown ØØ BSA and iRMA ae beck erage adocunts Mai ',etude access to battle sera, ad produgs Trot* anagements wM attired bads ad over tat pany balks and prordes roes to barn aid fluty rockers istrd by unaffiliated thud Tarty rirace arrears teoug's claim agency star act WI Planar Stakes Inc ~ ma. marina. andannuly products NM MC head • NO bat* StAnnix• May lose vain BPSOLIC.M.notowo accant %sass Savior rectum Ms »Ma and ntemabonal Sedate ~arts CONFIDENTIAL Amour as artist servce mats or UPS Fasandal Sakes yea Sanwa is a inland "twice mark of visa Imernismal 1.85 Tsa Sahara mat cards aid CET Vda detot cads ae issued byU(358a( USA elk ~own from YeaUSA earyoraar UM Prandial SierviOn In( Rev 201407 SDNY_GM_00021433 EFTA 00132053 EFTA01274260

UBS U85 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70051310341 0215 V*1 0 Account name: GHISLANE MAXWELL Friendly account name: indiv.V49935006 Account number: _3571 SS Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone: 212-821-7000/800-308-3140 UBS Strategic Advisor February 2015 GHISLA1NE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Question about your gatemen? Value of your account Call your Financial Advisor or the RMA ReS0urCeUne at 800-RMA-1000, on January 30 (3) on February 27 (1) account 029323571 Your assets 1,011,105.26 1,030,448.86 Visit our websIte: Your liabilities 0.00 0.00 www.ubscomIlinancialsemces Value of your account 51,011,105.26 51,030A48.136 Tracking the value of your account S Thousands 1.011 1,011.1 • • 1,030.4 • Dec 2014 Ian 2015 Feb 2015 Source of your account growth duriag 2015 Value of your account at year end 2014 41,011.812.53 Net deposits end withdrawals -31247.44 Your nvestment return DM:lendand interest income 33,75487 Chance in market value 516,128.90 Value of year wean on Feb 27, 2015 $1,030440.56 SDNY GM 00021434 PA•mbor SIPC CNP70009305810341 NP7003205088CoCo40215 030575004 vi2357i 55000o0C0 Page 1 of 14 CONFIDENTIAL EFTA 00132054 EFTA01274261

SUBS UBS Strategic Advisor February 2015 Your account balance sheet Summary of your assets Value on February 27 (S) Percentage of yOUt aCC0Unt A Cash and money balances 8,152.80 0.79% B Cash alternatives 0.00 0.00% C Equities 280,007.56 27.17% D Fixed income 709,127.00 68.82% E Non-traditional 33,161.50 3.22% F Commodities 0.00 000% G Other 000% Total assets Value of your account $1,030,448.86 $1,030,448.86 100.00% Account name: GHISLA1NE MAXWELL Friendly account name: Indiy V499350% Account number: VI 23571 55 Your current asset allocation E A Eye on the markets Index Your II nand✓ Advisor. SCOTT STACK MAls7 LYLE CASRIEL 212.821.7000/800.3083140 . Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Percentage change February 2015 Year to date 5.75% 2.57% 5.79% 2.85% 5.99% 6.52% -0.94% 1.14% CNP70003005810342NP7003X6089 000040215 030575004 Y123571550 e()%0PWGM000214Ine 2 of 14 CONFIDENTIAL EFTA 00132O55 EFTA01274262

UBS Strategic Advisor SUBS 1-* um, :0:: Change in the value of your account February 2015 (11 Year to dale (5) Opening account value $1,011,105.26 $1,011,812.53 Withdrawals and fees, including investments transferred cut 0.00 -1,247.44 Dividend and interest income 1,947.45 3,754.87 Change in market value 17,396. 5 16,128.90 Closing account value $1,030,448.86 $1,030,448.86 Account name: GHISLAINE MAXWELL Friendly account new*: Incliv. v49935006 Account number. Y1 23571 55 Dividend and interest income earned For purposes of this statement. tarabilly of Interest and deldend Income hes been determined Iron a US ti 4 repating Perslontje. Bawd upon the residence of the account hoide4 account type, or product bp/. some intent andel dvldend payments mw not be subject to United states (US) ardor Nemo lac° (PR) Income tares. The dent moral* site-nem is not intended to be used and cannot be fried upon for tor purposes. Clients should refer to the applietee tax reporting fame they receive from LOS annuily, slob as the forms 1099 and the Farris 480, (or it reporting informabon it Is the practice of UBS to file the oppricatre tar reporting loans with the US interne Revenue SeMce and PR Treasury oeoaarrent. and in such forms neuraley classify dndends ardor Intent a tax exempt or tasable arcane. Please consult yew In:Padua' tax prepare. febeuary 20i 5 (V rear to date (I) Taxable dividends 1,947.16 1,968.23 Taxable interest 0.29 0.36 Total current year $1,947.45 $1,968.59 Prior year adjustment 0.00 1,786.28 Total dividend & interest $1,947.45 $3,754.87 Summary of gains and losses Values reported below exclude products for which gam androuts are not dassifird. Realized gains and losses Unrealized February 2015($) Year to date (1) gains and losses (S) Short term 0.00 0.00 133.74 Long term 0.00 0.00 24,335.64 Total $0.00 $0.00 $24,469.38 Your linandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See &Could minify the month for deals Banes In your Sweep OPOOM are induded in the cpenng and elating Lances rte Le. FDIC Insurance/pones oey to deposits at UBSBank USA, not to deposits at LOS AG, Stamford Branch or bank deposits paced through the UBS meths:anal Deposit Account program SIPC protection appfits to money market sweep fund holdings but not bark deposits. Se* In/portant inbrinafion about your statement on the last two pages d this document for dews. February 2015 (5) year to date 14) Opening balances Additions Dividend and interest income $8,133.22 1,947.45 $9,359.42 3,754.87 Total additions $1,947.45 $3,754.87 Subtractions Professional management fees and related services 0.00 -1,247.44 Funds withdrawn for investments bought -1,927.87 -3,714.05 Total subtractions -$1,927.87 -$4,961.49 Net cash flow $19.58 -$1,206.62 Closing balances $8,152.80 48,152.80 SONY GM 00021438 CmF7030%051310343Nr7003705088 00004 0215 03057%04 Y123571%0000000 Pag• 3 of Id CONFIDENTIAL EFTA_00132056 EFTA01274263

*UBS UBS Strategic Advisor February 2015 UBS Bank USA Deposit Account APY interest period Ian 8 - Feb 5 Opening UBS Bank USA Deposit balance Jan 8 19,380 66 Closing UBS Bank USA Deposit balance Feb 5 18,152.80 Number of days in interest period 29 Average daily balance $8,780.44 Interest earned 80.29 Annual percentage yield earned 0.04% Account name: GNISLAINE MAXWELL Friendly account name:Indiv V49935006 Account number: Y I 23571 55 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manages You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibiSty consideration • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Pi Bendel Advisor: SCOTT STACK MANYLYLE CASRIEL 212.821.700O800-308.3140 CNP703C0005810344 NP7000206088 00004 CQ IS 030575004 YI 23571 550 COlictipa_ GM00021Pit 4 of M CONFIDENTIAL EFTA_OOl 32057 EFTA01274264

*UBS UBS Strategic Advisor February 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indiv VA995(X)f. Account number. Y1 23571 55 Some prices, income and current vanes shorn may be approximate. Asa feint. garb Sid losses May nal be ecanalely reflected. Set Aporunt infomboon about your statement a the coda tuts Occumem for more information. Cash Cash and money balances Cash and money balances may include avaladle cash balances, UBS Bant USA deport account balances. UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account bSances are insured by the FDIC yahn appactble limits, but are not protected by 9PC MS AG Stanford Branch deposit sec oum balances am not insured by FDIC and are not protected by 9PC Money mance sweep balances are protected by PPC but ale not insured by the FDIC. See the Important information about your statement at the end of this document for del ails about I host biances. Hddng UEIS SANK USA CEP ACCT Opertng biome Cloung Waite on Feb I (S) on Feb 27 (S) Inc< per share on Feb 27 (1) Average rate Your tlsandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 [StandInterest OOP n period period Op mount (S) 8.13322 8.152 80 Equities Mutual funds Total reinvested d ine Iota ct a reinvested arida& II does not include any cash cis/Kends. It is not a tar lot for the purposes of determining hotdng periods or cost bag,. The shares you receive can are you reinvest dvdends become a separate tax lot. Cost basis is the told purchase cost of the stoutly. inducing reinvested el udends The cost basis may need to be ad usted for return of capita payments in Order to determne the aclusted cost basis for ta< repanng purposes. 250.000 00 Unrealtzed (tad gain or 1615 is the dfference between the c went value and the cost basis aid would i netatbs be your taiatte gan oi loss If the secLnty was sold en tat date. The unreatie0(1a0 gan cc loss may need tote Austed tor return of capita payments in order to determine the 'mixed gain or km for tat resetting purposes. Coder:meat return is the current verve Minus the amount you I rrreSted It does not include shares that Se not rdleCted on yowl statement. includng shares that have been realizedas either a gin or a loss. It also Odes not ncluck cash dnclends that were not reinvested Hddng Writer or shares PurchaSe Date' Average pace mu Pare (S) Client investment (S) Cost basis (S) PM! Der Oat on Feb 27($) Value on unfeSizedato trneument Nada; Feb 27 (5) (}tin or lOss (5) return (5) period CLEAR8RIDGE EQUITY INCOME FUND CLASS 1 Symbol. SOPYX Trade date: Am 26, 13 1,1 79.249 16.769 19,776.00 19,776.00 20.900 24446.30 4,870.30 LT Trade date: Mn 14, 14 296210 18.470 5,471.00 5,471 00 20.900 4190.79 719.79 LT Trade date: an 15, 14 283.181 18.549 5253.00 5253.00 20.900 5,918.48 665.48 LT COnbnued next page SDNY GM 00021438 OW70003005810045 Ne7003705008 00004 02 IS 030575004 Y123S7I SS0000000 Pugs S of 14 CONFIDENTIAL EFTA_D0132058 EFTA01274265

SUBS UBS Strategic Advisor PehruarY 2015 Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49935006 Account number. Y1 23571 55 Your 14 nonciol Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Your assets Equities . Mutual funds (continued) Punter Wiring of stares Purchase price' Average peke per sham (f) Client investment Cost basis (1) Price per share on Feb 27(1) Value on Feb 27 (1) unrealized gap gain orlon (1) imestment Holdng return (5) period ff) Trade date: Jan 16, 14 282.731 18.529 5239.00 5239.00 20.900 5,909.08 670.08 LT Trade date: Jan 17, 14 298.430 18.469 5,512.00 5,512.00 20.900 6,237.19 725.19 LT Total reinvested 47.254 19.672 929.61 20.900 987.61 58.00 EAI: $940 Current yield 1.88% Security total 2,387.055 17.671 41251.00 42,180.61 49089.44 7,708.84 8,638.45 COLUMBIA CONVERTIBLE SECURITIES FUNDCLASS 2 Symbol: NCIAX Trade date: Dec 19, 13 1,147.177 17.890 20,523.00 20,523.00 19.560 22,438.78 1,915.78 LT Trade date: Feb 19, 14 840.380 18.959 15,942.00 15,942.00 19.560 16,437.83 49583 LT Total reinvested 99.567 19.037 1,895.52 19.560 1947.53 52.01 EAI: $939 Current yield 2.42% Security total 2,087.124 18.380 36,465.00 38,360.52 40,824.14 2,463.62 4,359.14 HARBOR CONVERTIBLE SECURITIES FUNDCLASS I Symbol: HACSX Trade date: Jan 29, 13 1,872.780 10.250 19,196.00 19,196.00 10.860 20338.39 1,142.39 LT Trade date: Am 17, 13 960.534 10.489 10,076.00 10,076.00 10.860 10,431.40 35540 LT Total reinvested 174.169 10.594 1,845.25 10.860 1,891.47 46.22 EAI: 3683 Current yield 2.09% Security total 3,007.483 10.347 29272.00 31,117.25 32,661.26 1,544.01 3389.26 JP MORGAN INTREPID EUROPEAN INST Symbol: OEM Trade date: Aug 1, 13 435.452 23.134 10074.00 10,074.00 25.500 11,104.02 1,030.02 LT Trade date: Aug 6. 13 439.831 23.286 10242.00 10242.00 25.500 11215.69 973,69 LT Total reinvested 33.043 24.353 804.71 25.500 842.60 37.89 EAI: $812 Current yield 3.51% Security total 908.326 23.252 20316.00 21,120.71 23,162.31 2,041.60 2.846.31 MATTHEWS ASIA DIVIDEND FUND INSTL contnued 'leg page CHP70003005810346 NP7000206088 00004 CQ 15 030575004 V123571 SSO °NOW_ GM 00021,4 6 of 14 CONFIDENTIAL EFTA_00 132059 EFTA01274266

UBS Strategic Advisor *U BS February 2015 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv V49935006 Account number. yi 23571 55 Your Naandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Equities . Mutual funds (continued) Horgan Hddng of skates PurchaSe cad Average price per share (6 client investment (1) Cost basis (1) RIO Per Owe on Feb 27(1) Value on Feb 27 0) Unrealized (tad 93In or loss (I) investment Holdng return al Period Symbol. MINX Trade date: Ian 29, 13 2,156.431 14.781 31,876.33 31,876.33 16.210 34,955.74 3,079.41 LT Trade date: Feb 1. 13 481.951 15.001 7230.21 7230.21 16.210 7812.42 582.21 LT 52.286 15.936 835.86 16.210 847.56 11.70 Total reineted EAI: 31,445 Current yield: 3.31% Security total 2,690.668 14.845 39,106.54 39,942.40 43,615.72 3,673.32 4,509.18 SIT DIVIDEND GROWTH FUND CLASS! Symbol: SOVGX Trade date: /an 29, 13 2333.831 15.400 35,941.00 35,941.00 17.740 41,402.16 5,461.16 LT Trade date: Jun 11, 13 624.804 16.569 10,353.00 10,353.00 17.740 11,084.02 731.02 LT LAI: 3775 Current yield 1.48% Security total 2,958.635 15.647 46294.00 46294.00 52,486.18 6,192.18 6,192.18 TORTOISE MY & PIPELNE RIND CLASS INSTL Symbol: TOM Trade date: Jan 29, 13 2296.774 13.248 30,429.04 30,429.04 16270 37,368.51 6,939.47 6.939.47 LT EAI: 3377 Current yield 1.01% Total $243.133.58 $249,444.53 $280.007.56 530.56344 $36,873.98 Total estimated anneal income: $6,071 SDNY GM 00021440 CW0001005610347 NP7000206093 00004 C015 030575004 Y123571550000000 CONFIDENTIAL Page 7 of 14 EFTA 00132060 EFTA01274267

*UBS UBS Strategic Advisor February 2015 Your assets (continued) Account name: GHIRAINE MAXWELL Friendly account namenIndiv V49939036 Account number: Y1 23571 SS axed income Mutual funds TOME *1)W:3W is me loll of al !reinvested dadends n does nos include any cash diaCerk/S. n is not a tag lot for the purposes of determinng hdcing peicas or cost beers. The shares you receive each tint you reinvest el vdends become a separate tax GE Cost base is the told purchase cog or the security, inducing reinvested d sndendS The COO basis may need to be aclusted for return Cl ctatal payments in order to detenwne the adjustedcost bit4is for tax reporting purposes. Your 15 nancial Advisor SCOTT STACK MAJNILYLE CASRIEL 212-821.7000'800-308-3140 unto teci (MO gait of loss is the dgerence between the current vaue and the cost basis and would generegy be your tenable gam cr loss it the security was sold coin's date The unrealized Oax)gan Cr loss may need to be arlusted for return c4 capered peefinents in order to detennne the reeked On or loss for las reporting outposts investment serum is the current vdue mnus the amount you invested it does not Include shares that are not reflected an )Ott statement, inducing shares that hake been !edited 44 either a gain or a ioss n as° does not include cash &Aden& that wale not reinvested Number PurC has. Olice' AvelaCy Fite Chem Cost Pnce per shut Value on Unrealized day Investment Holding taddng of shares pet share Cs) investment 0) basis(%) on Feb 27 (5) Feb 27 (S) gain Or IOSS (S) return (S) Period AVENUE CREDIT STRATEGIES FUND CLASS INSTL Symbol. AC S&X Trade date: Nov 12, 13 910.736 11.270 10264.00 10,264 00 10.840 9,872 38 -391 62 LT Trade date: Nov 18, 13 912.566 11.300 10,312.00 10.312.00 10.840 9,892.21 -419.79 LT Trade date: Nov 25, 13 911.661 11.319 10320.00 10,320 00 10.840 9,882.40 -437.60 LT Total reinvested 130.968 11 .334 1,484.41 10.840 1,419.69 .64.72 EAI: 41,315 Current yield: 4.23% Security Total 2,865 931 11.298 30,896.00 32,380 41 31,066 69 1,313.73 - 170.68 BLACKRCCK HIGH YIELD BONDI Symbol. OHM Trade date: San 29, 13 4,811.156 8.200 39,451.48 39,451.48 8.020 38,585.47 -866.01 LT Trade date: Jun 27, 13 2,481 156 7.959 19,750.00 19,750.00 8.020 19,898 87 148.87 LT Total reinvested 553.198 8.154 4,510.79 8.020 4,436.65 -74.14 EAI: 41577 Current yield- 568% Security total 7,845.510 8.121 5901.48 63,712.27 62,920.99 .791.28 3,719.51 COHEN & STEERS PREFERRED SEC & INC FUND! Symbol. CPA'S Trade date: )an 29, 13 3.002 068 13.487 40,490 57 40.490 57 13.820 41,488 57 998 00 LT Trade date: Feb 6, 13 740.625 13.391 9,918.40 9,918.40 13.820 10,235.44 317.04 LT Trade date: Jun 14, 13 751.274 13.309 9,999.02 9,999.02 13.820 10382.61 383.59 LT convoyed next page CNP70303305810348 N1'7000205088 00034 0215 030575004 Y123571S5OCCIWAY_GM_000218FleRe 8 of 14 CONFIDENTIAL EFTA 00132061 EFTA01274268

UBS UBS Strategic Advisor February 2015 Your assets . Fixed income • Mutual funds (cononued) Nclang Nurrber of shares Purchase Piker Average pica per share (I) Client investment (9) Cost basis (I) PrKe per shut on Feb 27 (9) value on Feb 27 (I) Unrealized OM gain or loss (I) imestmeot Holdng return CP Perini Total reinvested 277.310 13.594 3,770.02 13.820 3,832.42 62.40 EAI: 43,855 Current yield. 485% Security total 4,771.277 13.451 60,407.99 64,178 01 65,939.04 1,761.03 5,531.05 DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DI3LTX Trade date: Jan 29, 13 12,498.155 11.379 142229.00 142229.00 11.020 137,729.66 -4,499.34 LT Total reinvested 596.050 10.973 6,540.86 11.020 6,568.47 27.61 EAI: 46,547 Ctarent yield: 4.54% Security total 13394.205 11.362 14222900 148,769.86 144298.13 .4,471.73 2.069.13 EATON VANCE FLOATING RATE ADVANTAGE CL 1 Symbol: SFAX Trade date: tan 29,13 7,524.150 11.180 84,120.00 84,120.00 10.920 82,163.72 -I LT Total reinvested 361.680 11.024 3,987.34 10.920 3,949.55 ,9%28 .37.79 EAI: 44,092 Current yield: 4.75% Security total 7.835.830 11.173 86,113.26 84,120.00 88.107.34 -1,994.07 1.993.27 HARBOR HIGH YIELD BD FD INSTITUTIONAL CL Symbol: leYFAX Trade date: Jan 29, 13 2,660.657 11.239 29,905.78 29,905.78 10.620 28256.17 4 LT Total reinvested 199.092 10.551 2,100.72 10.620 2,114.36 ,649.61 13.64 (Al: 11,572 °Arent yield: 5.18% Security total 2,859.749 11.192 29,905.78 32,006.50 30370.53 -1,63597 464.75 H5f3C TOTAL RETURN FUND CLASS I Symbol: HTRIX Trade date: /an 29, 13 3,858.567 10.289 39,704.65 39,704.65 10.3@ 39,743.24 38.59 38.59 LT EAI: 4783 Current yield 197% JPMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT Account name: GHISLAINE MAXWELL Friendly account name:Indy.. V49935006 Account number: VI 23571 55 Your Maandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/ 800-308-3140 continued next page SDNY GM 00021442 CNP70004005810349 NP7OCO 705088 00031 COI 030575004 Y123571550000300 Page 9 of 14 CONFIDENTIAL EFTA_00132062 EFTA01274269

*DUBS UBS Strategic Advisor February 2015 Your assets . Fixed income . Mutual funds (continued) I4ddng Hunter of shwas Purchase once' Aver.? Dice per sham (5) Client inentrnmt (S) Cost bask (1) Price per share on Feb 27 (I) Value on Feb 27 (5) unrealized Rol pain or loss (5) investment Hddng bruin (5) period Symbol. .615X Trade date: Jan 29, 13 4,784.864 10.260 49,092.71 49,092.71 10.180 48.709.91 -382.80 LT Total reinvested 195.127 10.179 1,986.33 10.180 1,986.39 0.06 EAI: 12.036 Current yield: 4.02% Security total 4,979.991 10.257 49,092.71 51,079.04 50,696.30 .382.74 1.603.59 METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I Symbol: MWTIX Trade date: Oct 24, 13 7,192.344 10.709 77030.00 77,030.00 10.980 78,971.93 1,941.93 LT Total reinvested 183.256 10.840 1,986.53 10.980 2,012.15 25.62 (Al: 11.807 Curent yield: 2.23°4 Security total 7375.600 10.713 77,030.00 79.016.53 80,984.03 1,967.55 3.954.08 PIDGEWORTH SEIX FLOATING RATEHIGH INCOME FUND CLASS I Symbol: SAMBX Trade date: Fan 29, 13 6,502.655 9.039 58,784.00 58,784.00 8.870 57,678.54 -1,10546 LT Total reinvested 287.258 8.958 2,573.27 8.870 2,547.98 -25.29 EAI: 12,634 Current yield: 4.37% Security total 6,789.913 9.037 58,784.00 61,357.27 50226.52 -1,130.75 1,442.52 T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS Symbol: FFFRX Trade date: lan 29, 13 5,394.060 10.270 55)97.00 55,397.00 10.130 54,641.82 •75518 LT Total reinvested 209.911 10.180 2,137.05 10.130 2,126.40 -10.65 (Al: 42,359 Current yield: 4.16% Security total 5,603.971 10.267 55,397.00 57,534.05 56,768,22 -765.83 1,371.22 Total 1686.768.61 1717.845.93 $709.127.00 48318.93 122.35839 Total estimated annual income: 130.577 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49935006 Account number: Y1 23571 SS Your 15 Banda' Advisor: SCOTT STACK MANY LYLE CASRIEL 212.82 l-7000/800.308.3140 CNP700C00058I0350NP7000205088 00004 02 I S 030575004 YI 23571 55000MINGht 000211g1910 of 14 CONFIDENTIAL EFTA_00132063 EFTA01274270

SUBS UBS Strategic Advisor Felorpth . Your assets (continued) Non-traditional Account name: GHISLAINE MAXWELL Friendly account name:Indiv ve9935006 Account number. Y1 23571 55 Mutual funds kta. te rn.e;tc-ri ci ate re ft.ested 1, )-cis ft lots no include any CaSh cividen0s. it Is Mt at& lot for the purposes of ClelettronfoO Add ng pe Reds Or cog Oasis. The shares yOu ref ewe each you reinvest d mama become a separate tax lot. Cost basis IS the rola purchase cod of the security. inducing reinvesteddudends Tre cost basis may need to be actusIed kr return Cl capita paments in order b3 deterrilne Iht aausted cost oasis lot tac rebnning purposes. reflectedon yr..° statement, inducing shares that haw been realizedas either a gam or a toss It also does not include cash dvdends that were not reinvested. Purchase once' member Average once Client COSI Once per SOUP Value on unrealized (tan InfeStrnent Hotting iiddng of shares per share (S) investment (s) basis (i) on Feb 27 of Feb 27 (1) barn of loss (5) return (S) period GATEWAY FUND CLASS Y Symbol. GTEYx Trade date: Jan 29, 13 1,089.208 27.580 30,040.36 30,040.36 29.980 32,654.45 2,614.09 LT Total reinvested 16.913 29.318 495.87 29.980 507.05 11.18 EAI: 1501 Current yield 1.51% Security total 1,106.121 27.607 30,040.36 30536 23 33,161.50 2425.27 3,121.14 Your N nand,/ Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000'800-308-3140 Unmarried (tad corn Or MSS 6 the ',defence between the current valve anent* cost ban and would benerary be your terabit gun a IOSS If the security was Sorb On INS date. The unreal/03(1SO gun or lois may need so be ad)usted for return of capra payments in order to cute mine the realized gain or las for tax reporting purposes. investment tearn is the current value minus the amount you invested. It does not include shares that au not Your total assets wine on Feb 27 Of Percentage of your account Cost ba'5 (5) Estimated ennui inccme unrealized gain or loss (I) Cash Cash and money balances 8,152.80 0.79% 8,152.80 Equities Mutual funds 280,007.56 27.17% 249,444.53 6,021.00 30,563.04 Putrid income Mutual funds 709,127.00 68.82% 717245.93 30,577.00 -8.719.93 Non-traditional Mutual funds 33,161.50 322% 30.536.23 501.00 2.62527 Total $1,030,448.86 100.00% $1,005,979.49 $37.099.00 $24,469.38 Account activity this month Pate Actluty Descrol ion AmOtalt (1) Dividend and interest income Taxable dividends Feb 2 Owdend METROPOUTAN WEST TOTAL RETURN BOND FUNDCLASS I AS OF 01130.15 106.09 continued next page SDNY GM 00021444 CTIPTC003305810351 NP7003705088 C0004 02 IS 030575004 Y123571S50000000 Page 11 of 14 CONFIDENTIAL EFTA 00132064 EFTA01274271

SUBS UBS Strategic Advisor February 2015 Account activity this month (Con~ Date *Welty Dividend and interest income (COntintad) Taxable dividends (continued) Feb 2 Dividend R1DGEWORTH SEIX FLOATING RATEHIGH INCOME FUNDCLASS I AS OF 22965 Derry:dim Account name: GHISLAINE MAXWELL friendly account name: Indiv V49935006 Account number. Y1 23571 SS Your rinandd Advisor: SCOTT STACXMAPPLYLE CASRIEL 212.821.700& 800.308.3140 Ana« (S) 01I30i IS Feb 2 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS Of 0 ti 30'15 473.03 Feb2 Dividend COHEN & STEERS PREFERRED SEC & INC FUND I AS OF 01/30115 318.12 Feb2 Dividend EATON VANCE FLOATING RATE ADVANTAGE CL I AS OF 01/30115 348.76 Feb2 Dividend I ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS AS Of 01130/15 197.85 Feb2 Dividend BLACKROCK HIGH VELD BOND I AS OF Olt 3« 15 258.37 Feb 2 Dividend HS8C TOTAL RETURN FUND CLASS I Total taxable dividends 19.29 $1.947.16 Taxable interest Feb6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210915 0.29 Total taxable interest Total dividend end interest income Invesbnent transactions For rore infonnsion tout the pricer value shown tor restricted termitic.% we important information about your stxement a the end of this Cocunent Paned, from investment Kira withdrawn la Accrued Date actiety Desciption Oumtity vice (S) Price transactions (S) investments bcsicAt (S) interest (S) Feb 2 Reimestment M£TROPOUTAN WEST TOTAL RETURN BOND 9.566 -106.09 FUND CLASS I DIVIDEND REINVESTED AT 11.09 NAVON 01/30115 AS OF 01/31:115 Feb2 Reinvestment RIDGEWORTH SW FLOATING FATEHIGH 25.818 -225.65 INCOME FUND CLASS I IYVIDENDREINVESTED AT 8.74 NAV ON 01/30'15 AS OF 0 1130/15 Feb2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 42.654 .473.03 DIVIDEND REINVESTED AT 11.09 NAV ON Oll 3Cf 15 AS OF 01130'15 Feb2 Reinvestment COHEN & STEERS PREFERRED SEC & INC FUND I 23.153 -318.12 DIVIDEND REINVESTED AT 13.74 NAV ON 01/30,15 AS Of 01/3015 Feb 2 Reinvestment EATON VANCE FLOATING RATE ADVANTAGE CL 32.353 -348.76 I DPADEND REINVESTED AT 10.78 NAV ON ON 30/15 AS OF 01/30/15 Feb2 Reinvestment T ROWE PRICE INSTITUTIONAL FLOATING RATE F 19.726 -197.85 CLASS DIVIDEND RENVESTED AT 10.03 NAV ON 0113DIS AS OF 01/3015 continued next page CNP7030)305810352NP7000206088 00004 MI5 030575004 Y1235715500)~wc 0,302Itas 12 of 14 $0.29 $1.947.4S CONFIDENTIAL EFTA_00132065 EFTA01274272