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211. Background. 4. a. The Exchange . MEMX is registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifical
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
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211. Background. 4. a. The Exchange . MEMX is registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifical
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
Page ?Same page
211. Background. 4. a. The Exchange . MEMX is registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the EFTA00070207 www.sec.
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
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2 mentions1 same-page
Page ?Same page
211. Background. 4. a. The Exchange . MEMX is registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifical
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
Page ?Same page
If. Background. 4. a. The Exchange . MEMX is registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifical
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
Page ?Same page
2 H. Background. 4. a. The Exchange . MEMX us registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifical
its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" EFTA00071968 "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
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Mutual Connections (96)
Entities connected to both Exchange and J Matthew
Samantha Power
PERSON23 w/ Exchange·4 w/ J
Alan Dershowitz
PERSON17 w/ Exchange·2 w/ J
SW
Swain
PERSON8 w/ Exchange·6 w/ J
George Mitchell
PERSON9 w/ Exchange·4 w/ J
Supreme Court
ORGANIZATION7 w/ Exchange·6 w/ J
Contra Party Identity Requirement in Rule
ORGANIZATION6 w/ Exchange·6 w/ J
SC
Schwab
PERSON6 w/ Exchange·6 w/ J
CA
CDEL et al
PERSON6 w/ Exchange·6 w/ J
FR
Franzon
PERSON6 w/ Exchange·6 w/ J
CD
Chris Dilorio
PERSON6 w/ Exchange·6 w/ J
NA
Nathan ANYWHERE
PERSON6 w/ Exchange·6 w/ J
AF
Anders Franzon
PERSON6 w/ Exchange·6 w/ J
GE
Gensler
PERSON6 w/ Exchange·6 w/ J
Jared Kushner
PERSON7 w/ Exchange·4 w/ J
SECURITIES AND EXCHANGE COMMISSION Release No.
ORGANIZATION5 w/ Exchange·5 w/ J
Hong Kong
LOCATION6 w/ Exchange·4 w/ J
Griffin
PERSON4 w/ Exchange·4 w/ J
GLOBE NEWSWIRE
ORGANIZATION4 w/ Exchange·4 w/ J
LE
Levenson
PERSON6 w/ Exchange·2 w/ J
Casetext
ORGANIZATION4 w/ Exchange·4 w/ J