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d SIPC. In Hong Kong DB is regulated by the Hong Kong Monetary Authority and in Singapore by the Monetary Authority of Singapore. DB is regulated by the Financial Supervisory Service in Korea and by the Financial Supervisory Commission in Taiwan. Copyright 2017 Deutsche Bank AG Deutsche Sank 20 CONFIDENTIAL - PURSUANT TO FED.
thority) and regulated by the Financial Services Authority for the conduct of UK business. In the US this document is approved and or distributed by Deutsche Bank Securities Inc., a member of the NYSE, FINRA. NFA and SIPC. In Hong Kong DB is regulated by the Hong Kong Monetary Authority and in Singapore by the Monetary Autho
solidated under the Financial Supervisory Commission (FSC), which was established in 1998 (talpllnfsc.00.krieng). and its executive enforcement arm, the Financial Supervisory Service (FSS). which was established in 1999 (htto://englishiss.or.kr). • While derivatives are mostly used for hedging purposes, particularly for general
g al _sonAtet_engan e21pstSeq=50773&psgeinclex=26 hnpl/www.Law.go.ki/ORFilawService.dolOC.more&targetelaw&MST.181382&1ype•FITML&mobileYn. Page 42 Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0076845 CONFIDENTIAL SDNY_GM_00223029 EFTA01379398
and settlement of securities. KSD is under the supervision of the Ministry of Strategy and Finance, the Financial Supervisory Commission (FSC), and the Financial Supervisory Service (FSS). Foreign investors need to register with the FSS and obtain an Investment Registration Number/Certificate (IRC) prior to opening accounts. In
TBs and MSBs by non-residents. Deutsche Bank is not a qualified tax advisor. Tax information may vary. Kindly seek formal tax guidance for details. Deutsche Bank Securities Inc. Page 45 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0076848 CONFIDENTIAL SDNY_GM_00223032 EFTA01379399
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