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the Dubai Financial Services Authority
Organization
Also known as:
the Financial
Services Authoritythe Financial Services Authority
57
Total Mentions
57
Documents
633
Connected Entities
Organization referenced in documents
Watch: the Dubai Financial Services Authority in the Epstein files
1:03Narrated from the AI-generated summary of the documents. Numbers reflect the archive at generation time.
The files mention the Dubai Financial Services Authority (DFSA) in regulatory disclosures identifying it as the regulator of financial firms and branches operating in Dubai’s International Financial Centre. They do not show the DFSA communicating with Epstein or taking action related to him.
The substantive records mainly contain investment materials and other financial documents stating that firms such as Deutsche Bank AG’s DIFC Branch, JPMorgan Chase’s Dubai Branch, Goldman Sachs International, and Merrill Lynch International’s DIFC Branch were regulated by the DFSA. The archive contains 57 documents mentioning the authority, including 19 substantive non-email records; none of the emails list it in a From, To, or Cc header. Many email appearances are regulatory disclosures repeated in investment research or other circulated material.
Key Highlights
- •Repeated disclosures identify the DFSA as the regulator of financial firms operating in the DIFC.
- •Deutsche Bank AG’s DIFC Branch is a recurring context, alongside JPMorgan Chase, Goldman Sachs, and Merrill Lynch branches.
- •The files show no direct correspondence with the DFSA and no evidence here of DFSA action involving Epstein.
Frequently Asked Questions
Related Links
Document Mentions (20 of 57)
Price Objective Change
1 mentionHOUSE_OVERSIGHT_014315 - HOUSE_OVERSIGHT_014396
Nov 17, 2016Source: House Oversight Committee
rities Authority; Merrill Lynch (Russia): OOO Merrill Lynch Securities, Moscow, regula DIFC): Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Comisién Nacional del Mercado De Valores; Merrill Lynch (Brazil): Bank of America Merrill Lynch Banco Multip errill Lynch Kingdom of Saudi Ar
Page: HOUSE_OVERSIGHT_014394 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014404 - HOUSE_OVERSIGHT_014409
Nov 17, 2016Source: House Oversight Committee
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comisi6n Nacional del Mercado De Valores; Merrill Lynch (B
Page: HOUSE_OVERSIGHT_014408 →No Subject
1 mentionHOUSE_OVERSIGHT_014424 - HOUSE_OVERSIGHT_014431
Nov 13, 2016Source: House Oversight Committee
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (B
Page: HOUSE_OVERSIGHT_014429 →Sponsored
Investment Strategy
1 mentionHOUSE_OVERSIGHT_014432 - HOUSE_OVERSIGHT_014459
Dec 2, 2016Source: House Oversight Committee
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch), regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comision Nacional del Mercado De Valores; Merrill Lynch (B
Page: HOUSE_OVERSIGHT_014457 →No Subject
1 mentionHOUSE_OVERSIGHT_014460 - HOUSE_OVERSIGHT_014497
Nov 30, 2016Source: House Oversight Committee
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (B
Page: HOUSE_OVERSIGHT_014496 →isg-outlook-2017.pdf
1 mentionHOUSE_OVERSIGHT_014532 - HOUSE_OVERSIGHT_014621
Jan 5, 2017Source: House Oversight Committee
lica mientras no sean inscritos en el Registro de Valores correspondiente. Dubai: Goldman Sachs International ("GSI"} is authorised and regulated by the Dubai Financial Services Authority ("DFSA’} in the DIFC and the Financial Services Authority ("FSA") authorised by the Prudential Regulation Authority and regulated by the Financial Co
Page: HOUSE_OVERSIGHT_014618 →Sponsored
1 mention
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch), regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.A.S.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (
Page: HOUSE_OVERSIGHT_014650 →No Subject
1 mentionHOUSE_OVERSIGHT_014731 - HOUSE_OVERSIGHT_014787
Nov 21, 2016Source: House Oversight Committee
nch Securities, Moscow, regulated by the Central Bank of the Russian Federation; Merri DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by ill Lynch Banco Multiplo S.A. regulated by Comissdo de Va
Page: HOUSE_OVERSIGHT_014785 →Earnings Preview
1 mentionHOUSE_OVERSIGHT_014887 - HOUSE_OVERSIGHT_014950
Apr 6, 2017Source: House Oversight Committee
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (Brazil}
Page: HOUSE_OVERSIGHT_014949 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_016111 - HOUSE_OVERSIGHT_016196
Jun 30, 2016Source: House Oversight Committee
Menkul Degerler AS., regulated by the Capital Markets Board of Turkey; Merrill Lynch (DIFC): Merrill Lynch International (DIFC Branch), regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.A.S.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (
Page: HOUSE_OVERSIGHT_016194 →Quantitative Analysis
1 mentionHOUSE_OVERSIGHT_023069 - HOUSE_OVERSIGHT_023095
Jan 31, 2017Source: House Oversight Committee
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (B
Page: HOUSE_OVERSIGHT_023094 →Microsoft Word - 10-22-2012 - Independence Day - The 5 most important energy developments of 2012.docx
1 mentionHOUSE_OVERSIGHT_024194 - HOUSE_OVERSIGHT_024201
Oct 22, 2012Source: House Oversight Committee
in branch, licensed as a conventional wholesale bank by the Central Bank of Bahrain (for professional clients only); JPMCB Dubai branch, regulated by the Dubai Financial Services Authority. In Hong Kong, this material is distributed by JPMorgan Chase Bank, N.A. (JPMCB) Hong Kong branch except to recipients having an account at JPMCB Si
Page: HOUSE_OVERSIGHT_024201 →Sponsored
CIO Monthly extended_en_1091263.pdf
1 mentionHOUSE_OVERSIGHT_025247 - HOUSE_OVERSIGHT_025290
Oct 26, 2012Source: House Oversight Committee
by UBS AG, authorized and regulated in the UK by the Financial Services Authority. A member of the London Stock Exchange. This publ
MS_Print Design_North America Insight English
1 mentionHOUSE_OVERSIGHT_025551 - HOUSE_OVERSIGHT_025588
Jan 30, 2018Source: House Oversight Committee
vestors only. The information in Morgan Stanley Research is being communicated by Morgan Stanley & Co. International plc (DIFC Branch), regulated by the Dubai Financial Services Authority (the DFSA), and is directed at Professional Clients only, as defined by the DFSA. The financial products or financial services to which this researc
Page: HOUSE_OVERSIGHT_025586 →No Subject
1 mentionHOUSE_OVERSIGHT_025978 - HOUSE_OVERSIGHT_026004
Aug 9, 2016Source: House Oversight Committee
h Menkul Degerler AS., regulated by the Capital Markets Board of Turkey; Merrill Lynch (DIFC): Merrill Lynch Intemational (DIFC Branch), regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (B
Page: HOUSE_OVERSIGHT_026002 →Sponsored
The JPMorgan View - 11.09.12.pdf
1 mentionHOUSE_OVERSIGHT_026572 - HOUSE_OVERSIGHT_026579
Nov 9, 2012Source: House Oversight Committee
saliyah Tower, King Fahad Road, P.O. Box 51907, Riyadh 11553, Kingdom of Saudi Arabia. Dubai: JPMorgan Chase Bank, N.A., Dubai Branch is regulated by the Dubai Financial Services Authority (DFSA) and its registered address is Dubai International Financial Centre - Building 3, Level 7, PO Box 506551, Dubai, UAE. Country and Region Speci
Page: HOUSE_OVERSIGHT_026578 →igsams-2017-emea.pdf
1 mentionHOUSE_OVERSIGHT_026679 - HOUSE_OVERSIGHT_026730
Jun 1, 2017Source: House Oversight Committee
ce 305, Dubai, United Arab Emirates. Regulated by the Dubai Financial Services Authority. France, Finland, Greece, Luxembourg, Norway, Po
HOUSE_OVERSIGHT_026893 - HOUSE_OVERSIGHT_026908
1 mentionSource: House Oversight Committee
lica mientras no sean inscritos en el Registro de Valores correspondiente. Dubai: Goldman Sachs International (“GSI”) is authorised and regulated by the Dubai Financial Services Authority (“DFSA’) in the DIFC and the Financial Services Authority (“FSA”) authorized by the Prudential Regulation Authority and regulated by the Financial Co
Page: HOUSE_OVERSIGHT_026907 →Sponsored
The Unsteady Undertow Commands the Seas (Temporarily).pdf
1 mentionHOUSE_OVERSIGHT_026909 - HOUSE_OVERSIGHT_026923
Oct 15, 2018Source: House Oversight Committee
lica mientras no sean inscritos en el Registro de Valores correspondiente. Dubai: Goldman Sachs International (“GSI”) is authorised and regulated by the Dubai Financial Services Authority (““DFSA’”) in the DIFC and the Financial Services Authority (“FSA”) authorized by the Prudential Regulation Authority and regulated by the Financial
Page: HOUSE_OVERSIGHT_026922 →No Subject
1 mentionHOUSE_OVERSIGHT_010609 - HOUSE_OVERSIGHT_010616
Sep 22, 2016Source: House Oversight Committee
rities, Moscow, regulated by the Central Bank of the Russian Federation; Merrill Lynch DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regulated by Comisién Nacional del Mercado De Valores; Merrill Lynch (B
Page: HOUSE_OVERSIGHT_010614 →Sponsored
Connected Entities(20 of 633)
Riyadh
LocationCapital and largest city of Saudi Arabia
31 docs31 co-mentions
Deutsche Bank
OrganizationGerman global banking and financial services company
30 docs30 co-mentions
Deutsche Bank AG - DIFC Branch
OrganizationBranch of Deutsche Bank in the Dubai International Financial Centre
29 docs29 co-mentions
Tower
OrganizationOrganization referenced in documents
29 docs29 co-mentions
Deutsche Securities Saudi Arabia LLC Company
OrganizationDeutsche Bank subsidiary in Saudi Arabia
28 docs28 co-mentions
Deutsche Securities Saudi Arabia
OrganizationDeutsche Bank subsidiary in Saudi Arabia
28 docs28 co-mentions
the Qatar Financial Centre
OrganizationFinancial center and regulatory authority in Qatar
28 docs28 co-mentions
Malaysia
LocationCountry in Southeast Asia
27 docs27 co-mentions
New Zealand
LocationIsland country in the southwest Pacific Ocean
25 docs25 co-mentions
Russia
LocationCommon term for the Duchy, the Kingdom and the Free State of Prussia (1525–1947)
23 docs23 co-mentions
the Dubai International Financial Centre
OrganizationFinancial center in Dubai
23 docs23 co-mentions
Frankfurt
LocationCity in Hesse, Germany
21 docs21 co-mentions
United Kingdom
LocationCountry in north-west Europe
20 docs20 co-mentions
Moody's
OrganizationAmerican credit rating agency
19 docs19 co-mentions
Seoul
LocationCapital and largest city of South Korea
18 docs18 co-mentions
Michael Bloomberg
PersonAmerican businessman and politician; 108th Mayor of New York City
18 docs18 co-mentions
The Monetary Authority of Singapore
OrganizationOrganization referenced in documents
18 docs18 co-mentions
BaFin
OrganizationGerman Federal Financial Supervisory Authority
18 docs18 co-mentions
Standard & Poor's
OrganizationAmerican credit rating agency (S&P Global)
17 docs17 co-mentions
the Capital Market Authority
OrganizationOrganization referenced in documents
17 docs17 co-mentions