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the Capital Market Authority
Organization
74
Total Mentions
74
Documents
711
Connected Entities
Organization referenced in documents
The Capital Market Authority (CMA) is Saudi Arabia's financial regulatory body. It appears exclusively in standard disclaimers on Merrill Lynch research reports and investment documents found in Epstein's records.
All mentions are boilerplate regulatory disclosures on financial research reports and investment memoranda. These standard disclaimers state that "Merrill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority" distributed certain reports. The CMA appears alongside similar regulatory disclosures for dozens of other countries' financial authorities (FCA in UK, SEC in US, etc.). There is no evidence the CMA had any direct connection to Epstein—these are simply legal requirements for international financial documents.
Key Highlights
- •All 14 mentions are identical boilerplate regulatory disclaimers on Merrill Lynch documents
- •Appears alongside regulatory authorities from 20+ other countries in standard multi-jurisdiction disclosures
- •Two mentions are in investment memoranda stating the fund had NOT been approved by the CMA
- •No evidence of any direct interaction, investigation, or relationship with Epstein
Frequently Asked Questions
Related Links
Books for Further Reading
Document Mentions (20 of 74)
Price Objective Change
1 mentionHOUSE_OVERSIGHT_014315 - HOUSE_OVERSIGHT_014396
Nov 17, 2016Source: House Oversight Committee
del Mercado De Valores; Merrill Lynch (Brazil): Bank of America Merrill Lynch Banco Multip errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to pro FCA and the PRA) by MLI (UK) and Bank o
Page: HOUSE_OVERSIGHT_014394 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014404 - HOUSE_OVERSIGHT_014409
Nov 17, 2016Source: House Oversight Committee
co Multiplo S.A., regulated by Comissdo de Valores Mobiliarios; Merrill Lynch KSA Company, errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_014408 →No Subject
1 mentionHOUSE_OVERSIGHT_014424 - HOUSE_OVERSIGHT_014431
Nov 13, 2016Source: House Oversight Committee
co Multiplo S.A., regulated by Comissao de Valores Mobiliarios; Merrill Lynch KSA Company, errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_014429 →Sponsored
Investment Strategy
1 mentionHOUSE_OVERSIGHT_014432 - HOUSE_OVERSIGHT_014459
Dec 2, 2016Source: House Oversight Committee
co Multiplo S.A., regulated by Comissao de Valores Mobiliarios; Merrill Lynch KSA Company, ertill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_014457 →No Subject
1 mentionHOUSE_OVERSIGHT_014460 - HOUSE_OVERSIGHT_014497
Nov 30, 2016Source: House Oversight Committee
co Multiplo S.A., regulated by Comissdo de Valores Mobiliarios; Merrill Lynch KSA Company, errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_014496 →1 mention
co Multiplo S.A., regulated by Comissao de Valores Mobiliarios; Merrill Lynch KSA Company, errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_014650 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014731 - HOUSE_OVERSIGHT_014787
Nov 21, 2016Source: House Oversight Committee
tent of our regulation by th India}; and is issued and distributed in Singapore to insti errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. f Affiliate Research Reports: LPF&S distributes, or may in the future distribute, research reports of the following non-US affiliates in the US (s
Page: HOUSE_OVERSIGHT_014785 →Earnings Preview
1 mentionHOUSE_OVERSIGHT_014887 - HOUSE_OVERSIGHT_014950
Apr 6, 2017Source: House Oversight Committee
co Multiplo S.A., regulated by Comissao de Valores Mobiliarios; Merrill Lynch KSA Company, errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_014949 →Quantitative Analysis
1 mentionHOUSE_OVERSIGHT_023069 - HOUSE_OVERSIGHT_023095
Jan 31, 2017Source: House Oversight Committee
co Multiplo S.A., regulated by Comissao de Valores Mobiliarios; Merrill Lynch KSA Company, errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_023094 →Sponsored
MS_Print Design_North America Insight English
1 mentionHOUSE_OVERSIGHT_025551 - HOUSE_OVERSIGHT_025588
Jan 30, 2018Source: House Oversight Committee
is wholly owned by FirstRand Limited. The information in Morgan Stanley Research is being disseminated by Morgan Stanley Saudi Arabia, regulated by the Capital Market Authority in the Kingdom of Saudi Arabia , and is directed at Sophisticated investors only. The information in Morgan Stanley Research is being communicated b
Page: HOUSE_OVERSIGHT_025586 →No Subject
1 mentionHOUSE_OVERSIGHT_025978 - HOUSE_OVERSIGHT_026004
Aug 9, 2016Source: House Oversight Committee
co Multiplo S.A, regulated by Comissao de Valores Mobiliarios; Merrill Lynch KSA Company, Merrill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This information: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpartie
Page: HOUSE_OVERSIGHT_026002 →EFTA01353914.pdf
1 mentionEFTA01353914
m may not be distributed in the Kingdom of Saudi Arabia except to such persons as are permitted under the Offers of Securities Regulations issued by the Capital Market Authority (the -CMA'). The CMA does not make any representation as to the accuracy or completeness of this Memorandum, and expressly disclaims any liability
Sponsored
EFTA01354043.pdf
1 mentionEFTA01354043
y may not be distributed in the Kingdom or Saudi Arable except to such persons as are permitted under the Offers of Securities Regulations issued by the Capital Market Authority (the "CA/AM The CMA does riot make any representation as to the accuracy or completeness of Ibis Document. and expressly disclaims any liability wha
EFTA01354331.pdf
1 mentionEFTA01354331
m may not be distributed in the Kingdom of Saudi Arabia except to such persons as are permitted under the Offers of Securities Regulations issued by the Capital Market Authority (the -CMA'). The CMA does not make any representation as to the accuracy or completeness of this Memorandum, and expressly disclaims any liability
EFTA01354474.pdf
1 mentionEFTA01354474
y may not be distributed in the Kingdom of Saudi Arable eecepr to such persons as are permitted under the Offers of Securities Regulations issued by the Capital Market Authority (the "CMA"). The CMA does riot make any representation as to the accuracy or completeness of Ihis Document. and expressly disclaims any liability wh
Sponsored
EFTA01354759.pdf
1 mentionEFTA01354759
m may not be distributed in the Kingdom of Saudi Arabia except to such persons as are permitted under the Offers of Securities Regulations issued by the Capital Market Authority (the -CMA'). The CMA does not make any representation as to the accuracy or completeness of this Memorandum, and expressly disclaims any liability
EFTA01354905.pdf
1 mentionEFTA01354905
y may not be distributed in the Kingdom of Saudi Arabia except to such persons as are permitted under the Otters of Securities Regulations issued by the Capital Market Authority (the "CMA-). The CMA does riot make any representation as to the accuracy or completeness of Ihis Document. and expressly disclaims any liability wh
EFTA01355053.pdf
1 mentionEFTA01355053
m may not be distributed in the Kingdom of Saudi Arabia except to such persons as are permitted under the Offers of Securities Regulations issued by the Capital Market Authority (the -CMA'). The CMA does not make any representation as to the accuracy or completeness of this Memorandum, and expressly disclaims any liability
Sponsored
EFTA01355114.pdf
1 mentionEFTA01355114
y may net be distributed in the Kingdom of Saudi Arable eecept to such persons as are permitted under the Offers of Securities Regulations issued by the Capital Market Authority (the "CMA-1. The CMA does riot make any representation as to the accuracy or completeness of Ihis Document. and expressly disclaims any liability wh
No Subject
1 mentionHOUSE_OVERSIGHT_010609 - HOUSE_OVERSIGHT_010616
Sep 22, 2016Source: House Oversight Committee
co Multiplo S.A., regulated by Comissdo de Valores Mobiliarios; Merrill Lynch KSA Company, errill Lynch Kingdom of Saudi Arabia Company, regulated by the Capital Market Authority. This research report: has been approved for publication and is distributed in the United Kingdom (UK) to professional clients and eligible counterpa
Page: HOUSE_OVERSIGHT_010614 →Sponsored
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the Qatar Central Bank
OrganizationCentral bank of Qatar
43 docs43 co-mentions
the Monetary Authority of Singapore
OrganizationOrganization referenced in documents
42 docs42 co-mentions
Geneva
LocationCity in Switzerland and capital of its canton
27 docs27 co-mentions
Malaysia
LocationCountry in Southeast Asia
26 docs26 co-mentions
Glendower
LocationEstate or property name referenced in documents
25 docs25 co-mentions
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OrganizationFund administration services company
25 docs25 co-mentions
United Kingdom
LocationCountry in north-west Europe
24 docs24 co-mentions
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LocationIsland country in the southwest Pacific Ocean
24 docs24 co-mentions
Frankfurt
LocationCity in Hesse, Germany
21 docs21 co-mentions
the Financial Services Agency
OrganizationOrganization referenced in documents
21 docs21 co-mentions
the Prudential Regulation Authority
OrganizationOrganization referenced in documents
20 docs20 co-mentions
Credit Suisse
OrganizationSwiss multinational banking institution
19 docs19 co-mentions
Banque Cantonale de Geneve
OrganizationSwiss cantonal bank in Geneva
19 docs19 co-mentions
the Securities Commission
OrganizationFinancial services company
18 docs18 co-mentions
the Securities and Futures Commission
OrganizationFinancial services company
17 docs17 co-mentions
the Dubai Financial Services Authority
OrganizationOrganization referenced in documents
17 docs17 co-mentions
Kanto Local Finance Bureau
OrganizationJapanese financial regulatory body
16 docs16 co-mentions
Japan Investment Advisers Association
OrganizationOrganization referenced in documents
16 docs16 co-mentions
the Financial Serves Commission
OrganizationOrganization referenced in documents
15 docs15 co-mentions
JPMorgan Chase
OrganizationAmerican multinational banking and financial services holding company
14 docs14 co-mentions