Back to People & Entities
the Prudential Regulation Authority
Organization
Also known as:
Prudential Regulation Authoritythe Prudential
Regulation Authoritythe
Prudential Regulation Authority
67
Total Mentions
67
Documents
625
Connected Entities
Organization referenced in documents
The Prudential Regulation Authority (PRA) is a UK financial regulator that appears in these documents purely as part of standard legal disclaimers on financial research reports from Merrill Lynch and Goldman Sachs—it had no connection to Jeffrey Epstein.
The PRA appears 17 times across investment research reports and financial documents, exclusively in boilerplate regulatory disclosures stating that firms like Merrill Lynch International and Goldman Sachs are 'regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA).' These are standard legal statements required on financial documents distributed in the UK. The PRA itself—a Bank of England division that regulates banks and financial firms—had no involvement with Epstein, though it did later investigate Barclays CEO Jes Staley's relationship with Epstein.
Key Highlights
- •All mentions are in standard regulatory disclaimers on Merrill Lynch and Goldman Sachs research reports
- •The PRA is a UK financial regulator with no connection to Epstein—its presence is purely procedural
- •Appears alongside boilerplate text listing regulatory authorities in different countries (Australian Securities, Hong Kong Securities Commission, etc.)
- •The only Epstein-related PRA action was investigating Barclays CEO Jes Staley's characterization of his Epstein relationship in 2019-2021
Frequently Asked Questions
Related Links
Document Mentions (20 of 67)
Price Objective Change
1 mentionHOUSE_OVERSIGHT_014315 - HOUSE_OVERSIGHT_014396
Nov 17, 2016Source: House Oversight Committee
Futures Bureau; DSP Merrill Lynch (India): DS by Otoritas Jasa Keuangan (O, Russian Federation; arkets Espana, S.ASV., h Africa): Merrill Lynch d the Prudential Regulation Authority | Lynch (Asia ry Authority of h Mexico, SA de errill Lynch he nch Limited, ): Merrill Lynch errill Lynch regulated by KSA Company, lated by the M
Page: HOUSE_OVERSIGHT_014394 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014404 - HOUSE_OVERSIGHT_014409
Nov 17, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merril
Page: HOUSE_OVERSIGHT_014408 →No Subject
1 mentionHOUSE_OVERSIGHT_014424 - HOUSE_OVERSIGHT_014431
Nov 13, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014429 →Sponsored
Investment Strategy
1 mentionHOUSE_OVERSIGHT_014432 - HOUSE_OVERSIGHT_014459
Dec 2, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014457 →No Subject
1 mentionHOUSE_OVERSIGHT_014460 - HOUSE_OVERSIGHT_014497
Nov 30, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014496 →isg-outlook-2017.pdf
1 mentionHOUSE_OVERSIGHT_014532 - HOUSE_OVERSIGHT_014621
Jan 5, 2017Source: House Oversight Committee
regulated by the Financial Conduct Authority and the Prudential Regulation Authority under jaws in the United Kingdom; GSSP is regulat
Sponsored
1 mention
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014650 →No Subject
1 mentionHOUSE_OVERSIGHT_014721 - HOUSE_OVERSIGHT_014730
Feb 13, 2017Source: House Oversight Committee
regulated by ndustry Regu Lynch (Seou in the US (short name: legal name, regulator): Merrill Lynch (South Africa): Merrill Lynch hority (FCA) and the Prudential Regulation Authority n; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of atory Organization of Canada; Mer
Page: HOUSE_OVERSIGHT_014729 →No Subject
1 mentionHOUSE_OVERSIGHT_014731 - HOUSE_OVERSIGHT_014787
Nov 21, 2016Source: House Oversight Committee
erein, may not be eligible for distribution or sale in all countries or to certain categories of investors. | Lynch (South Africa}: Merrill Lynch d the Prudential Regulation Authority (Hong Kong): Merrill Lynch (Asia lated by the Monetary Authority of Israel}: Merrill Lynch Lynch lidrios; Merrill Lynch KSA Company, each is defin
Page: HOUSE_OVERSIGHT_014785 →Sponsored
Earnings Preview
1 mentionHOUSE_OVERSIGHT_014887 - HOUSE_OVERSIGHT_014950
Apr 6, 2017Source: House Oversight Committee
ated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equiti
No Subject
1 mentionHOUSE_OVERSIGHT_016111 - HOUSE_OVERSIGHT_016196
Jun 30, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_016193 →Quantitative Analysis
1 mentionHOUSE_OVERSIGHT_023069 - HOUSE_OVERSIGHT_023095
Jan 31, 2017Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merril
Page: HOUSE_OVERSIGHT_023094 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_023575 - HOUSE_OVERSIGHT_023611
Jun 6, 2017Source: House Oversight Committee
h d by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority | Lynch (Asia ch (Singapore): Merrill Lynch (Singapore)
FOMC March Meeting Preview
1 mentionHOUSE_OVERSIGHT_025663 - HOUSE_OVERSIGHT_025698
Nov 17, 2017Source: House Oversight Committee
is regulated by the Hong Kong Securities and Futures Commission under Hong Kong laws; and GSI is regulated by the UK Financial Conduct Authority and Prudential Regulation Authority. Investment Risks. Risks vary by the type of investment. For example, investments that involve futures, equity swaps, and other derivatives, as well
Page: HOUSE_OVERSIGHT_025694 →HOUSE_OVERSIGHT_026893 - HOUSE_OVERSIGHT_026908
1 mentionSource: House Oversight Committee
nection with its distribution in the United Kingdom, this material has been issued and approved by Goldman Sachs International which is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. This material has been approved for issue in the United Kingdom
Page: HOUSE_OVERSIGHT_026906 →Sponsored
The Unsteady Undertow Commands the Seas (Temporarily).pdf
1 mentionHOUSE_OVERSIGHT_026909 - HOUSE_OVERSIGHT_026923
Oct 15, 2018Source: House Oversight Committee
nection with its distribution in the United Kingdom, this material has been issued and approved by Goldman Sachs International which is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. This material has been approved for issue in the United Kingdom
Page: HOUSE_OVERSIGHT_026921 →EFTA00161670.pdf
1 mentionEFTA00161670
to the Financial Services Authority, a former regulator for the financial services industry that was replaced by the Financial Conduct Authority and the Prudential Regulation Authority in 2013, according to the FRC. The regulation at the center of the KPMG case, the client assets sourcebook, or CASS, involved BNY Mellon's role as a
EFTA00282110.pdf
1 mentionEFTA00282110
nuary.action&asotioel Ilf22.120I6 I0:47:43 PMI EFTA00282110 Step I: Whom you? - Log in - Barclays Online Banking Barclays Bank PLC. Authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (Financial Services Register no: 122702). Barclays Bank PLC
Sponsored
EFTA00293648.pdf
1 mentionEFTA00293648
a member of NYSE, FINRA, SIPC and the NFA. JPMorgan Chase Bank. N.A. is a member of FDIC. U.K.: JPMorgan Chase N.A., London Branch. is authorised by the Prudential Regulation Authority and is subject to regulation by the Financial Conduct Authority and to limited regulation by the Prudential Regulation Authority. Details about the
No Subject
1 mentionHOUSE_OVERSIGHT_010609 - HOUSE_OVERSIGHT_010616
Sep 22, 2016Source: House Oversight Committee
ated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equiti
Sponsored
Connected Entities(20 of 625)
Frankfurt
LocationCity in Hesse, Germany
51 docs51 co-mentions
United Kingdom
LocationCountry in north-west Europe
46 docs46 co-mentions
BaFin
OrganizationGerman Federal Financial Supervisory Authority
34 docs34 co-mentions
The Financial Futures Association of Japan
OrganizationOrganization referenced in documents
31 docs31 co-mentions
Deutsche Bank
OrganizationGerman global banking and financial services company
30 docs30 co-mentions
Deutsche Securities Inc.(DSI
OrganizationDeutsche Bank investment banking subsidiary in Japan
23 docs23 co-mentions
the Federal Republic of Germany
LocationFederal Republic of Germany
23 docs23 co-mentions
the Kanto Local Finance Bureau
OrganizationOrganization referenced in documents
22 docs22 co-mentions
the Financial Services Agency
OrganizationOrganization referenced in documents
21 docs21 co-mentions
the Capital Market Authority
OrganizationOrganization referenced in documents
20 docs20 co-mentions
Deutsche Bank AG Johannesburg
OrganizationDeutsche Bank subsidiary
20 docs20 co-mentions
Deutsche Bank Securities Incorporated
OrganizationDeutsche Bank Securities, Inc. - U.S. broker-dealer subsidiary
19 docs19 co-mentions
South Africa
LocationCountry in southern Africa
18 docs18 co-mentions
Donald Trump
PersonPresident of the United States (2017–2021, 2025–present)
17 docs17 co-mentions
the Dubai Financial Services Authority
OrganizationOrganization referenced in documents
16 docs16 co-mentions
Michael Bloomberg
PersonAmerican businessman and politician; 108th Mayor of New York City
16 docs16 co-mentions
Bloomberg L.P.
OrganizationAmerican privately held financial, software, data, and media company
16 docs16 co-mentions
the Securities and Futures Commission
OrganizationFinancial services company
15 docs15 co-mentions
Federal Financial Supervisory Authority
OrganizationOrganization referenced in documents
14 docs14 co-mentions
Seoul
LocationCapital and largest city of South Korea
14 docs14 co-mentions