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the Prudential Regulation Authority
Organization
Also known as:
Prudential Regulation Authoritythe Prudential
Regulation Authoritythe
Prudential Regulation Authority
17
Total Mentions
17
Documents
415
Connected Entities
The Prudential Regulation Authority (PRA) is a UK financial regulator that appears in these documents purely as part of standard legal disclaimers on financial research reports from Merrill Lynch and Goldman Sachs—it had no connection to Jeffrey Epstein.
The PRA appears 17 times across investment research reports and financial documents, exclusively in boilerplate regulatory disclosures stating that firms like Merrill Lynch International and Goldman Sachs are 'regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA).' These are standard legal statements required on financial documents distributed in the UK. The PRA itself—a Bank of England division that regulates banks and financial firms—had no involvement with Epstein, though it did later investigate Barclays CEO Jes Staley's relationship with Epstein.
Key Highlights
- •All mentions are in standard regulatory disclaimers on Merrill Lynch and Goldman Sachs research reports
- •The PRA is a UK financial regulator with no connection to Epstein—its presence is purely procedural
- •Appears alongside boilerplate text listing regulatory authorities in different countries (Australian Securities, Hong Kong Securities Commission, etc.)
- •The only Epstein-related PRA action was investigating Barclays CEO Jes Staley's characterization of his Epstein relationship in 2019-2021
Frequently Asked Questions
Related Links
Document Mentions (17)
No Subject
1 mentionHOUSE_OVERSIGHT_010609 - HOUSE_OVERSIGHT_010616
Sep 22, 2016Source: House Oversight Committee
ated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equiti
Price Objective Change
1 mentionHOUSE_OVERSIGHT_014315 - HOUSE_OVERSIGHT_014396
Nov 17, 2016Source: House Oversight Committee
Futures Bureau; DSP Merrill Lynch (India): DS by Otoritas Jasa Keuangan (O, Russian Federation; arkets Espana, S.ASV., h Africa): Merrill Lynch d the Prudential Regulation Authority | Lynch (Asia ry Authority of h Mexico, SA de errill Lynch he nch Limited, ): Merrill Lynch errill Lynch regulated by KSA Company, lated by the M
Page: HOUSE_OVERSIGHT_014394 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014404 - HOUSE_OVERSIGHT_014409
Nov 17, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merril
Page: HOUSE_OVERSIGHT_014408 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014424 - HOUSE_OVERSIGHT_014431
Nov 13, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014429 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014432 - HOUSE_OVERSIGHT_014459
Dec 2, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014457 →No Subject
1 mentionHOUSE_OVERSIGHT_014460 - HOUSE_OVERSIGHT_014497
Nov 30, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014496 →Sponsored
isg-outlook-2017.pdf
1 mentionHOUSE_OVERSIGHT_014532 - HOUSE_OVERSIGHT_014621
Jan 5, 2017Source: House Oversight Committee
regulated by the Financial Conduct Authority and the Prudential Regulation Authority under jaws in the United Kingdom; GSSP is regulat
1 mention
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_014650 →No Subject
1 mentionHOUSE_OVERSIGHT_014721 - HOUSE_OVERSIGHT_014730
Feb 13, 2017Source: House Oversight Committee
regulated by ndustry Regu Lynch (Seou in the US (short name: legal name, regulator): Merrill Lynch (South Africa): Merrill Lynch hority (FCA) and the Prudential Regulation Authority n; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of atory Organization of Canada; Mer
Page: HOUSE_OVERSIGHT_014729 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014731 - HOUSE_OVERSIGHT_014787
Nov 21, 2016Source: House Oversight Committee
erein, may not be eligible for distribution or sale in all countries or to certain categories of investors. | Lynch (South Africa}: Merrill Lynch d the Prudential Regulation Authority (Hong Kong): Merrill Lynch (Asia lated by the Monetary Authority of Israel}: Merrill Lynch Lynch lidrios; Merrill Lynch KSA Company, each is defin
Page: HOUSE_OVERSIGHT_014785 →Earnings Preview
1 mentionHOUSE_OVERSIGHT_014887 - HOUSE_OVERSIGHT_014950
Apr 6, 2017Source: House Oversight Committee
ated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equiti
No Subject
1 mentionHOUSE_OVERSIGHT_016111 - HOUSE_OVERSIGHT_016196
Jun 30, 2016Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merri
Page: HOUSE_OVERSIGHT_016193 →Sponsored
Quantitative Analysis
1 mentionHOUSE_OVERSIGHT_023069 - HOUSE_OVERSIGHT_023095
Jan 31, 2017Source: House Oversight Committee
a (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merril
Page: HOUSE_OVERSIGHT_023094 →No Subject
1 mentionHOUSE_OVERSIGHT_023575 - HOUSE_OVERSIGHT_023611
Jun 6, 2017Source: House Oversight Committee
h d by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority | Lynch (Asia ch (Singapore): Merrill Lynch (Singapore)
FOMC March Meeting Preview
1 mentionHOUSE_OVERSIGHT_025663 - HOUSE_OVERSIGHT_025698
Nov 17, 2017Source: House Oversight Committee
is regulated by the Hong Kong Securities and Futures Commission under Hong Kong laws; and GSI is regulated by the UK Financial Conduct Authority and Prudential Regulation Authority. Investment Risks. Risks vary by the type of investment. For example, investments that involve futures, equity swaps, and other derivatives, as well
Page: HOUSE_OVERSIGHT_025694 →Sponsored
HOUSE_OVERSIGHT_026893 - HOUSE_OVERSIGHT_026908
1 mentionSource: House Oversight Committee
nection with its distribution in the United Kingdom, this material has been issued and approved by Goldman Sachs International which is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. This material has been approved for issue in the United Kingdom
Page: HOUSE_OVERSIGHT_026906 →The Unsteady Undertow Commands the Seas (Temporarily).pdf
1 mentionHOUSE_OVERSIGHT_026909 - HOUSE_OVERSIGHT_026923
Oct 15, 2018Source: House Oversight Committee
nection with its distribution in the United Kingdom, this material has been issued and approved by Goldman Sachs International which is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. This material has been approved for issue in the United Kingdom
Page: HOUSE_OVERSIGHT_026921 →Sponsored
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OrganizationAmerican investing and wealth management division of Bank of America
13 docs13 co-mentions
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OrganizationInvestment management and financial planning service
13 docs13 co-mentions
the Hong Kong Securities and Futures Commission
Organization13 docs13 co-mentions
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Organization12 docs12 co-mentions
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The Financial Service Board
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Organization12 docs12 co-mentions
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Organization12 docs12 co-mentions
Merrill Lynch KSA Company
Organization12 docs12 co-mentions
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Organization12 docs12 co-mentions
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OrganizationDeals in commercial loans and investment
12 docs12 co-mentions