Epstein Secrets

e due to potential rejection/closing of the KYC case. *** ABR is not always part of the High Risk approval flow. High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 Out-of-Scope Identified* 166 161 31 13 371 # of KYC Cases Approved 49

65 47 18 8 138 2. Ready for Primary Officer Approval S 4. Ready for AML & Bus. Risk Approval 1 Rejected (with Front Office) 4 3 5 3 15 LatAm 50 37 13 29 129 1. In Progress 37 27 12 29 105 2. Ready for Primary Officer Approval 2 7 9 3. Ready for Office Dir Approval/SMTH 2

0-30 31-60 61-90 90+ Total USO 75 50 23 11 159 1. In Progress 65 47 18 8 138 2. Ready for Primary Officer Approval S 4. Ready for AML & Bus. Risk Approval 1 Rejected (with Front Office) 4 3 5 3 15 LatAm 50 37 13 29 129 1. In Progress 37 27 12 29 105 2. Ready for Primar

41 20 11 164 3. Ready for Office Dir Approval/SMTH 6 6 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 6 3 1 3 13 LatAm 48 41 13 30 132 1. In Progress 33 31 12 30 106 2. Ready for Primary Officer Approval 3 7 10 3. Ready for Office Dir Approval/SMTH 2

132 1. In Progress 33 31 12 30 106 2. Ready for Primary Officer Approval 3 7 10 3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 3 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 8 1 1 10 GAT 1 1 1. In Progress 1 1 Total 156

proval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 1. In Progress 22 37 18 33 110 2. Ready for Primary Officer Approval 4 2 3 9 3. Ready for Office Dir Approval/SMTH 3 2

3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 1. In Progress 22

gress 8 78 23 109 3. Ready for Office Dir Approval/SMTH 1 2 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 4 4 8 LatAm 39 16 22 77 Not Yet Started 2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready for Office Dir Ap

2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready for Office Dir Approval/SMTH 1 1 2 4. Ready for AML & Bus. Risk Approval 3 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 1 1 2 MEA-NY 9 2 11 Not Yet Started 9 2 11 GAT