Epstein Secrets

AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville Florida 32256. USA Tel. Email <mailto From: Mamta-A Choudhary Sent: Friday, August 17. 2018 4:27 PM To: Alka Babu Cc: PWM BIS-Research <pwm.b

RED: RDC ALERT_ Jeffrey Edward Epstein [1] Date: Monday, August 20, 2018 8:27:15 PM Attachments: Classification: For internal use only Hi Alka, BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for Jeffrey Edward Epstein, associated with Southern Financial Relationship. (KYC 1977694) BLAFC-WM p

Gwen Hill AVP I AML Compliance Officer DB USA Core Corporation Regulation. Compliance and Anti-Financial Crime Anti-Financial Crime loor, 32256 Jacksonville, USA SDNY_GM_00065266 CONFIDENTIAL - PURSUANT TO FED. R.ctON(F IDENTIAL DB-SDNY-0028091 EFTA_(( )175766 EFTA01299338

he relationship is currently "High" Risk. Although Mr. Epstein was treated as an honorary PEP in the past, he was never formally escalated as a PEP. BLAFC-WM reached out to the business and they agreed he should remain a PEP. Please let us know if you agree that Mr. Epstein should be treated as a Relativ

pliance Officer DS USA Core Corporation Regulation. Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate PINIONS . 2nd Floor, 32256 Jacksonville. USA Tel. Email SDNY_GM_00065253 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0028078 EFTA_00 175753 EFTA01299335

he relationship is currently "High" Risk. Although Mr. Epstein was treated as an honorary PEP in the past, he was never formally escalated as a PEP. BLAFC-WM reached out to the business and they SDNY_GM_00065252 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0028077 EFTA_00175752 EFTA0129933

AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. + Email From: Alka Babu Sent: Thursday, August 30, 2018 10:08 AM To: PWMUS AMLKYC Subject: FW: FIRCOSOFT ALERT_ Darren

Kyr Subject: CLEARED: FIRCOSOFT ALERT_ Darren Indyke [1] Date: Friday, August 31, 2018 8:03:49 PM Classification: For internal use only Hello, BLAFC-WM has reviewed the Fircosoft alert generated (8/20/18) for Darren K Indyke and BLAFC-WM clears this alert from an AML perspective as the alerted mater