From: Sent: To: CC: Nina Tona 3/13/2018 11:41:22 AM Zack Bunimovich • Martin Zeman Xavier Avila Rita Shteynberg Alastair Mackinla Anthony Lentini Mathew Negus ; Man Patel ; Davide-A Sferrazza Subject: RE: SF (I) (C) Attachments: Southern Financial Operating Agreement.pdf;

RaynveN AC 21721° Restored At 2 I a',C.I4 WV At From: Nina Tona Sent: Friday, December 15, 2017 2:47 PM To: Martin Zeman .1 1; Xavier Avila Cc: Alastair Mackinla Mathew Negus < ; Joshua Shoshan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046182 CONFIDENTIAL SDNY_GM_00192366 EFTA01358446

t is strictly forbidden. From: Nina Tona Sent: Tuesday, Janua 15, 2019 3:38 PM To: Joshua Shoshan >; Davide-A 5ferrazza Martin Zeman on Cc: Alastair Mackinla < >; Ian Salters <->; Alan Brody Subject: Please advise if we need to retain [l] Classification: For Internal use only Hi All, CONFIDENTIAL - PU

ide- m>; Mathew Negus Nina Tona Including Zack who will be the case manager on this. From: Xavier Avila Sent: Monday, Ma To: Rita Shte nber Cc: Alastair Mackinla A Sferrazza Subject: RE: SF [I] ; Mathew Negus < >; Jitan Patel Martin Zeman >; Mathew Negus ; Davide- ; Nina Tona Hi Rita/Mat, let us know w

ila Sent: Monday, Marchazgl.Lagaw., To: Rita Shte nber impu Mathew Negus <11 ); Jitan Patel Zack Bunimovich <zack.bunimovich • db.corr.> Cc: Alastair Mackinla < Martin Zeman < >; Davide-A Sferrazza >; Mathew Negus Subject: RE: SF III Thanks Rita. Zack, let us know what next steps are. From: Rita Shte

; Alastair Mackinla ; Davide-A Sferrazza Anthony Lentini Subject: RE: SF [I] (C) Classification: Confidential lack, i believe some of the below was already provide

a <xavier.avilaacjb.com>; Rita Shte nber <rita.shte nber db.com>. Jitan Patel Mathew Negus < >; GM ACO Cc: Nina Tona < >; Davide-A Sferrazza >; Alastair Mackinla <alastair.mackinla db.com>; Martin Zeman Subject: RE: SF [I] Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp bel

and rather urgent. Client is ready to trade. Thanks Martin From: Nina Tona Sent: Monday, March 05, 2018 3:07 PM To: Martin Zeman < Avila < Cc: Alastair Mackinla Mathew Negus < Subject: RE: SF [II >; Zack Bunimovich < >; Rita Shteynber >; Jitan Patel < Davide-A Sferrazza >; Xavier ; Mathew Negus Class

ade. Thanks Martin From: Nina Tona Sent: Monday, March 05 2018 3:07 PM To: Martin Zeman Zack Bunimovich Avila Rita Shteynberg Man Patel Cc: Alastair Mackinla Davide-A Sferrazza Mathew Negus Xavier CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052475 CONFIDENTIAL SDNY_GM_00198659 EFTA013

Cc: Alastair Mackinla < ; Martin Zeman >; Davide-A Sferrazza >; Mathew Negus < >; Nina Tona < Subject: RE: SF [I] Hi Rita/Mat, let us know what we need to extend SF

email. From: Zack Bunimovich Sent: Thursday, March 15, 2018 12:29 PM To: Martin Zeman Cc: Xavier Avila >; Rita Shteynberg >; Liam Osullivan >; Alastair Mackinla Anthony Lentini < Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding ICJ Mathew Negus A Sferratta >; J

rch 29, 2018 12:34 PM To: Nina Tona ; Zack Bunimovich <M >• Martin Zeman ; Rita Shte nber• ; Jitan Patel Cc: Liam Osullivan -; Mathew Negus ; Alastair Mackinla • Davide-A Sferrazza ; Anthon Lentini ; Ian Salters Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboardi

mail From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO Shteynberg ; lain Macara ; Rita ; ..litan Patel • Mathew Negus Cc: Nina Tona ; Alastair Mackinla Martin Zeman ; Davide-A Sferrazza < Subject: RE: SF [I] Thanks Monica, did we hear anything back? The client is asking questions and we have no

nt: 01 March 2018 19:25 To: lain Macara ; Rita Shte nber ; Jitan Patel GM ACO Cc: Nina Tona Sferrazza < Subject: RE: SF [I] ; Mathew Negus ; Alastair Mackinla rtin Zeman ; Davide-A GM ACO, can you pls let us know what the issue is? We have a client trying to execute a transaction. Thanks From: lain Ma

From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO Shteynberg ; lain Macara ; Rita ; ..litan Patel • Mathew Negus Cc: Nina Tona ; Alastair Mackinla Martin Zeman ; Davide-A Sferrazza Subject: RE: SF [I] Thanks Monica, did we hear anything back? The client is asking questions and we have no c

ay, March 02, 2018 11:04 AM To: GM ACO ; Xavier Avila ; Rita Shteynber ; Mathew Negus ; lain Macara ; Jitan Patel Cc: Nina Tona Sferrazza ; Alastair Mackinla Martin Zeman ; Davide-A ; Aziz Anwar < ,• Tanushree Kirti Subject: RE: SF [I] Classification: For internal use only +Aziz and Tanu Hi Monika

mail From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO Shteynberg ; lain Macara ; Rita ; ..litan Patel • Mathew Negus Cc: Nina Tona ; Alastair Mackinla Martin Zeman ; Davide-A Sferrazza < Subject: RE: SF [I] Thanks Monica, did we hear anything back? The client is asking questions and we have no

Date: Thursday, Mar 01, 2018, 15:09 To: Xavier Avila , lain Macara , Rita Shteynberg , Jitan Patel Mathew Negus < , GM ACO Cc: Nina Tona , Alastair Mackinla , Martin Zeman , Davide-A Sferrazza < Subject: RE: SF [I] Classification: For internal use only Hi Xavier I've reached out to Central Mercury

7 Email From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO Shteynberg ; lain Macara ; Rita ; Jitan Patel Mathew Negus Cc: Nina Tona ; Alastair Mackinla Martin Zeman ; Davide-A Sferrazza Subject: RE: SF [I] EFTA01401846

Bunimovich Sent: Tuesday, March 13, 2018 11:16 AM To: Martin Zeman ; Xavier Avila Cc: Nina Tona ; Rita Shteynberg Mathew Negus ›; 3itan Patel Alastair Mackinla >; Davide-A Sferrazza <IIIIIII >; Anthony Lentini Subject: RE: SF [I] [C] Classification: Confidential Hi Martin, I just received the finalized