ncial statements Thank you Nina Tona From: Zack Bunimovich Sent: Tuesday, March 13, 2018 11:16 AM To: Martin Zeman Xavier Avila Cc: Nina Tona Rita Shteynberg ; Mathew Negus Man Patel <I M:.; Alastair Mackinlay Davide- CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045994 CONFIDENTIAL SDNY_

can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macara Rita Shteynberg Jitan Patel a; Mathew Negus Cc: Nina Tona a Alastair Mackinlay Martin Zeman ; Davide-A Sferrazza < Subject: SF Ian, thanks for the call. So

From: Sent: To: CC: Nina Tona 3/13/2018 11:41:22 AM Zack Bunimovich • Martin Zeman Xavier Avila Rita Shteynberg Alastair Mackinla Anthony Lentini Mathew Negus ; Man Patel ; Davide-A Sferrazza Subject: RE: SF (I) (C) Attachments: Southern Financial Opera

s include the Articles of Organization From: Nina Tona Sent: Tuesday, March 27, 2018 6:02 PM To: Zack Bunimovich •a Xavier Avila Martin Zeman ; Rita Shteynberg Man Patel Cc: Liam Osullivan < ; Mathew Negus , Alastair Mackinlay Davi e-A S errazza < ; Anthony Lentini u ect: : out ern manna LLC - KYC an

Tona Sent: Monday, March 05, 2018 3:07 PM To: Martin Zeman Avila Cc: Alastair Mackinlay Mathew Negus Subject: RE: SF (II ; Zack Bunimovich ; Rita Shteynberg a; Mathew Negus ; Jitan Patel Davide-A Sferrazza Xavier Classification: For internal use only Martin - Please cm:litIll we can. t r eve 5P to b

To: Zack Martin Zeman Xavier Avila Cc: Rita Shteynberg < ; Alastair Mackinlay Anthony Lentini Subject: RE: SF [I] [C) Classification: Confidential lack, >; Mathew Negus Jitan Patel Davide-A Sferra

rgent. Client is ready to trade. Thanks Martin From: Nina Tona Sent: Monday, March 05, 2018 3:07 PM To: Martin Zeman Zack Bunimovich Avila C; Rita Shteynberg ; Jitan Patel Cc: Alastair Mackinlay Davide-A Sferrazza Mathew Negus Subject: RE: SF [I Mathew Negus Xavier Classification: For Memel use onl

as I was told they were put on a "red Ust". Thank you Nina Tona From: Nina Tona Sent: Tuesday, February 20, 2018 4:12 PM To: Zack Bunimovich Cc: Rita Shteynberg < Davide-A Sferrazza Subject: RE: ***REASSIGN NEEDED*" FW: SOUTHERN FINANCIAL LLC - ONB-1010155 III Classification: For krill use only Hi Zack

re as its very frustrating to find out while we are in the middle of an NCA and while we were trying to conduct trades. Thank you Nina Tona From: Rita Shteynberg Sent: Monday, February 26, 2018 5:48 PM To: Nina Tona <MME t ; Zack Bunimovich Lindsa r Robinson < Cc: Davide-A Sferrazza Subject: RE: • "REASS

To: GM ACO ; lain Macara ; Rita Shteynberg Jitan Patel Mathew Negus Cc: Nina Tona ; Alastair Mackinlay i Martin Zeman Davide-A Sferrazza u ect: : Thanks Monica, did we hear anything b

sue is? We have a client trying to execute a transaction. Thanks From: lain Macara Sent: Thursday, March 01, 2018 11:48 AM To: Xavier Avila < ; Rita Shteynberg Jitan Patel ; Mathew Negus c ; GM ACO Cc: Nina Tona ~~); Alastair Mackinlay ; Martin Zeman Davide-A Sferrazza < Subject: RE: SF [I] Gm ACO —

Deutsche Bank Securities Inc From: Martin Zeman er: Date: Thursday, Mar 15. 2018. 13:08 To: Zack Bunimovich a, Rita Shteynberg < Jim Patel c: >, Nina Tona > , lam su wan Mathew Negus Alastair Mackinlay Davidc-A Sferrazza , Anthony Lentini Subject: RE: Southern Finan

s like today please? Thanks, Martin From: Zack Bunimovich Sent: Friday, March 09 2018 11:30 AM To: Xavier Avil ; Martin Zeman Cc: Nina Tona a Rita Shteynberg ; Man Patel A Sferrazz Subject: R Classification: Confidential Xavier, Mathew Negus Davide- Alastair Mackinlay Davide- The fund was still und

Valantiejute GM Project Merctay Deutsche Bank ; ; r treet, toedon, EO \I 2DI1 From: Xavier Avila Sent: 01 March 2018 19:25 To: lain Macara ; Rita Shteynberg ; Jitan Patel Mathew Negus ; GM ACO •M ) Cc: Nina Tona < ; Alastair Mackinlay Martin Zeman Davide-A Sferrazza Subject: RE: SF [I] GM ACO, can

urgent. Client is ready to trade. Thanks Martin From: Nina Tona Sent: Monday, March 05, 2018 3:07 PM To: Martin Zeman Zack Bunimovic Avila ; Rita Shteynberg < ; Man Patel > Cc: Alastair Ma ; Davide-A Sferrazza Mathew Negus Subject: RE: SF ; Mathew Negus Xavier Classification: For Internal use onl

ive you the detail behind why the acct would have been added to the red list. Thanks From: Nina Tona Sent: Monday, February 26, 2018 6:12 PM To: Rita Shteynberg ; Zack Bunimovich Jitan Patel ;Lindsay Robinson Cc: [email protected]• Davide-A Sferrazza Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN F

nly Hi Zack, Please advise on the below. Thank you Nina Tona From: Nina Tona Sent: Tuesday, February 13, 2018 8:07 AM To: Zack Bunimovich Cc: Rita Shteynberg Subject: RE: 'REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 JIJ Classification: For Internal use only Hi Zack, Thanks for your help.

thin the Legal department? Thanks, Zack From: Nina Tona Sent: Thursday, March 29, 2018 11:23 AM To: Zack Bunimovich Xavier Avila Martin Zeman Rita Shteynberg Cc: Liam Osullivan Mathew Negus Alastair Mackinlay ; Davide-A Sferrazz Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit der

Rita/Mat, let us know what we need to extend SF to Credit Derivatives as the client is still live in one trade they want to execute. Thanks From: Rita Shteynberg Sent: Friday, March 02, 2018 12:41 PM To: Mathew Ne us < Nina Tona <nina.tona db.com>; Jane Varley >; Xavier Avila >; lain Macara Cc: Alastair

Merctry Deutsche Bank Win inchester Street, London, EON 20B Tel. Email From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO lain Macara Rita Shteynberg Man Patel Mathew Negus Cc: Nina Tona Subject: RE: SF [I] ; Alastair Mackinlay ; Martin Zeman Davide-A Sferrazza Thanks Monica, did we hear an