Up (I] (SC] Classification: Strictly Confidential FYI — as background to yesterday's conversation, attached is the list of clients shared with lain Macara and team for the exceptional approval to ensure 'Green' status in downstream trading systems. I have chased KCP US regarding their action. Nina Ton

rti Director WM Mercury Implementation Programme Manager Tel. + Mobil Email 'WM From: Tanushree Kirti Sent: 17 September 2018 15:15 To: lain Macara ; Clifford Fourie Cc: Oliver Bettin Christopher Whyton Katherine Stead Max Kleinert Victoria Bruce Subject: RE: Family Office Initiative - Fol

urie Sent: 17 September 2018 13:49 To: Tanushree Cc: Oliver Betti Christopher Whyton Katherine Stead >; Max Kleinert < >; Aamir Akram >; lain Macara ciain.macaraadb.com> Subject: RE: Family Office Initiative - Follow Up [II Classification: For Internal use only Hi Tanushree, In case I have mis

there been any developments on this Family Office Initiative? Thanks and regards, Cliff From: Tanushree Kirti Sent: 20 July 2018 11:03 To: lain Macara <->; Katherine Stead < <a 3 mir.akrarnadb.com>: Max Kleinert <max.kleinertadb.com> Cc: Clifford Fourie >; Bettin <oliver. <christopher.whyton@db

From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO Shteynberg ; lain Macara ; Rita ; ..litan Patel • Mathew Negus Cc: Nina Tona ; Alastair Mackinla Martin Zeman ; Davide-A Sferrazza Subject: RE: SF [I] Thanks Monica

ry Deutsche Bank Winchester House, 1 Great Winchester Street, London, EC2N 2DB Tel Email From: Xavier Avila Sent: 01 March 2018 19:25 To: lain Macara < ; Rita Shte nber ; Jitan Patel ; Mathew Negus GM ACO Cc: Nina Tona ; Alastair Mackinla Martin Zeman ; Davide-A Sferrazza Subject: RE: SF

hyto Katherine Stead Max Kleinert Subject: RE: Family Office Initiative - Follow Up (I) Classification: For Internal use only Hi Clifford, lain Macara Victoria Bruce The WM list of clients that require ICG coverage was discussed with lain Macara and team and it was agreed that WM will review the

ification: For Internal use only Hi Clifford, lain Macara Victoria Bruce The WM list of clients that require ICG coverage was discussed with lain Macara and team and it was agreed that WM will review the red and amber clients to ensure they were centrally in CIB turned to green before acceptance by l

iative - Follow Up [I] Classification: For Internal use only Hi Clifford, The WM list of clients that require ICG coverage was discussed with lain Macara and team and it was agreed that WM will review the red and amber clients to ensure they were centrally in CIB turned to green before acceptance by l

anushree Kirti Sent: 17 September 2018 13:55 To: Clifford Fourie Cc: Oliver Bettin < stopher Whyton < ; Katherine Stead ; Max Kleinert a; lain Macara ; Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [I] Classification: For Internal use only Hi Clifford, The WM list of clients

im. Thanks Xavier Avila Managing Director Deutsche Bank Securities From: GM ACO <S..> Date: Thursday, Mar 01 2018. 15:09 To: Xavier Avila lain Macara an Patel , Mathew Negus ter GM ACO > agail4 , Davide-A Sferrazza • Alastair Mackinlav , Martin Zeman Cc: Nina Tona Subject: RE: SF [1] C

ind regards, <image002.png> Monika Valanbejute GM Project Mercury Deutsche Bank Ian +0) From: Xavier Avila Sent: 01 March 2018 19:25 To: lain Macara < • Rita Shteynberg < >; Man Patel >; Mathew Negus Cc: Nina Tona < >; Alastair Mackinla < >; Martin Zeman ; Davide-A Sferrazza Subject: RE: S

oval. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager From: Tanushree Kirti Sent: 17 September 2018 15:15 To: lain Macara ; Clifford Fourie CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052100 CONFIDENTIAL SDNY_GM_00198284 EFTA01362606

Up (I( (SC) Classification: Silicify Confidential FYI — as background to yesterday's conversation, attached is the list of clients shared with lain Macara and team for the exceptional approval to ensure 'Green' status in downstream trading systems. I have chased KCP US regarding their action. Nina Ton

FYI — as background to yesterday's conversation, attached is the list of clients shared with lain Macara and team for the exceptional approval to ensure 'Green' status in downstream trading systems. I have chased KCP US regarding their action. Nina Ton

e from being blocked due to disconnect between CIB's central offboarding tracker and Tradefinder data. There was a preliminary discussion with lain Macara from ICG, who has agreed that for cases where WM ask ICG to execute trades, WM's order can be taken even if the GM status is Red, provided the Red/A

To: GM ACO ; lain Macara ; Rita Shteynberg Jitan Patel Mathew Negus Cc: Nina Tona ; Alastair Mackinlay i Martin Zeman Davide-A Sferrazza u ect: : Thanks Monica, did

Ds/legal names before this goes to our management. Apologies if we already have this. From: Tanushree Kirti Sent: 17 September 2018 14:41 To: lain Macara < >; Clifford Fourie < Cc: Oliver Bettin < >; Christopher Wh Max Kleinert < Subject: RE: Family Office Initiative - Follow Up [Ij Classificatio

e from being blocked due to disconnect between CIB's central offboarding tracker and Tradefinder data. There was a preliminary discussion with lain Macara from ICG, who has agreed that for cases where WM ask ICG to execute trades, WM's order can be taken even if the GM status is Red, provided the Red/A

[II Classification: For Internal use only Hi Clifford, ; Victoria Bruce The WM list of clients that require ICG coverage was discussed with lain Macara and team and it was agreed that WM will review the red and amber clients to ensure they were centrally in CIB turned to green before acceptance by l

> Monika Valantiejute GM Project Merctay Deutsche Bank ; ; r treet, toedon, EO \I 2DI1 From: Xavier Avila Sent: 01 March 2018 19:25 To: lain Macara ; Rita Shteynberg ; Jitan Patel Mathew Negus ; GM ACO •M ) Cc: Nina Tona < ; Alastair Mackinlay Martin Zeman Davide-A Sferrazza Subject: RE:

list and Xavi's approval on the Red/Amber cases not on the 52k offboarding list. I would like to hand this over to Vicky Bruce to manage with lain Macara and co. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-00

The WM list of clients that require KG coverage was discussed with lain Macara and team and it was agreed that WM will review the red and amber clients to ensure they were centrally in CIB turned to green before acceptance by l

: Tanushree Kirti Sent: 17 September 2018 13:55 To: Clifford Fourie Cc: Oliver Bettin ; Christopher Whyton r Katherine Stead Max Kleinert lain Macara < ictoria Bruce u ject: : ami y ice nitiative - Follow Up [I] Classification: For internal use only Hi Clifford, CONFIDENTIAL - PURSUANT TO FED

Up [I] [SC] Classification: Strictly Confidential FYI — as background to yesterday's conversation, attached is the list of clients shared with lain Macara and team for the exceptional approval to ensure 'Green' status in downstream trading systems. I have chased KCP US regarding their action. Nina Ton

Ds/legal names before this goes to our management. Apologies if we already have this. From: Tanushree Kirti Sent: 17 September 2018 14:41 To: lain Macara < >; Clifford Fourie < ttin < >; Christopher Whyton < ; Max Kleinert < Subject: RE: Family Office Initiative - Follow Up [II Classification: Fo

m ACO — can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macara ; Rita Shteynberg ; Jitan Patel • If; Mathew Negus < Cc: Nina Tona ; Alastair Mackinlay11~1...~›; Martin Zeman ; Davide-A Sferrazza <~~) Subj