ovided previously. Please confirm if this is current so that it can be given to Aziz Anwar's team to flag WM's interest in CIB system. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mobil Email WM From: Tanushree Kirti Sent: 03 August 2018 16:12 To: Aamir Akram M

are any WM coverage clients, not subject to data secrecy, in your region that should be added to the this list? Please let me know. Kind Regards, Tanu Kirti Tanu Kirti Director Zig Zag Building Deutsche Wealth Management Limited 70 Victoria Street, SWIE 6SQ London, United Kingdom Tel. Mobil Email

on the attached email that I sent to you and separately you had said you will dig out Xavi's email for the red list client approvals. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. + Mobil Email "WM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0052075

e a confirmed view by mid August. If there are any immediate concerns, please go via Saleha or Sonya as I am out of office next week. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. + Mobil Email 'WM __Pricca_on From: Tanushree Kirti Sent: Wednesday, 25 July, 2018

KCP US Anschutz Investment Company 10O0078659 Xavier Avila KCP US Dakota Pacific Global Macro Fond LLC 1015553010 Xavier Avila Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel +44 20 754-76766 Mobile Email "WM Mercury on myDB" From: Davide-A Sferrazza Sent: 26

ill provide Xavier Avila's approval from KCP US cases that are Red in GM but can be turned Green globally in CIB with WM ACO approval. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. + Mobil Email 'WM From: Tanushree Kirti Sent: 17 September 2018 15:15 To: lain Mac

remediation for June 52k offboards. I will share the final one with you as soon as the WM US KCP actions with Aziz's team is complete. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +44 20 754-76766 Mobile ids Email "WM Mercury on myD8* From: lain Macara Sent: 17 Se

take orders even if the GM status is red in tradefinder. We will get back to you with the list as soon as we have the reviewed data. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +4 - Mobil Email 'WM Mercury on myDB" From: lain Macara Sent: 19 July 2018 11:13

KCP US Anschutz Investment Company 1000078659 Xavier Avila KCP US Dakota Pacific Global Macro Fund LLC 1015553010 Xavier Avila Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +44 20 754-76766 Mobil Emal 'WM Mercury on myDir From: Davide-A Sferrazza Sent: 26

ill provide Xavier Avila's approval from KCP US cases that are Red in GM but can be turned Green globally in CIB with WM ACO approval. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager From: Tanushree Kirti Sent: 17 September 2018 15:15 To: lain Macara ; Clifford Fourie CON

Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager From: lain Macara Sent: 17 September 2018 14:12 To: Tanushree Kirti Clifford Fourie Cc:

ation: Strictly Confidential This is the current list with the actions we have been working with post discussions with Aziz's team. Best, Tanu L Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. + - Mobil Ema ^WM ercury on my From: lain Macara Sent: 17 September 2018 14:55 To

e have a new KCP COO in WM — Victoria Bruce (ced), who will address the longer term solution of getting direct access for KCP clients. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +44 20 754-76766 Mobil e."11~ Email Mercury an myDEr From: Clifford Fourie Sent: 17

Tanu Kirti Director WM Mercury Implementation Programme Manager From: Max Kleinert Sent: 28 August 2018 13:17 To: Tanushree Kirti ; Sean Carney Cc: Saleh

Tanu Kirti Director WM Mercury Implementation Programme Manager Tel +44 20 754-76766 Mobile Ema 'WM Mercury on myDB" From: Nina Tona Sent: 18 September

take orders even if the GM status is red in tradefinder. We will get back to you with the list as soon as we have the reviewed data. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. + - Mobile Ema "WM Mercury en myCe" From: lain Macara Sent: 19 July 2018 11:13 >;

are any WM coverage clients, not subject to data secrecy, in your region that should be added to the this list? Please let me know. Kind Regards, Tanu Kirti Tanu Kirti Director Zig Zag Building Deutsche Wealth Management Limited 70 Victoria Street. SW1E 65O London, United Kingdom CONFIDENTIAL - PURS

KCP US I Anschutz Investment Company Xavier Avila NEW NEW KCP US Dakota Pacific Global Macro Fund LLC Xavier Avila Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mob' Email t WMM From: Davide-A Sferrazza Sent: 26 October 2018 00:30 To: Nina Ton

t a reminder regarding the actions below before we progress the list with ICG to avoid trade blocking — pls let me know your feedback. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mob Em. From: Tanushree Kirti Sent: 03 August 2018 16:12 To: Aamir Akram >; Max Kl

e a confirmed view by mid August. If there are any immediate concerns, please go via Saleha or Sonya as I am out of office next week. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052115 CONFIDENTIAL SDNY_GM_0019