Mobil Email 'WM From: Tanushree Kirti Sent: 17 September 2018 15:15 To: lain Macara ; Clifford Fourie Cc: Oliver Bettin Christopher Whyton Katherine Stead Max Kleinert Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [I) [SC] Classification: Strictly Confidential This is the current

From: lain Macara Sent: 17 September 2018 14:55 To: Tanushree Ki >; Clifford Fourie < Cc: Oliver Bettin Christopher Whyton ; Katherine Stead >; Victoria Bruce Max Kleinert < Subject: RE: Family Office Initiative - Follow Up [I] OK — maybe I'm mistaken but the only list I remember seein

From: Clifford Fourie Sent: 17 September 2018 13:49 To: Tanushree Cc: Oliver Betti Christopher Whyton Katherine Stead >; Max Kleinert < >; Aamir Akram >; lain Macara ciain.macaraadb.com> Subject: RE: Family Office Initiative - Follow Up [II Classification: For I

To: Katherine Stead >; Aamir Akram < >; Max Kleinert Cc: Clifford Fourie >; Oliver Bettin >; Tanushree Kirti ; Christopher Whyton < Subject: RE: Family Office

mme Manager From: lain Macara Sent: 17 September 2018 14:12 To: Tanushree Kirti Clifford Fourie Cc: Oliver Bettin < Christopher Whyton Katherine Stead Max Kleinert Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [IJ Hi all, Just to add there was the additional step of Stefan/Lo

Cc: Oliver Bettin < >; Christopher Whyton < >; Max Kleinert Subject: RE: Family Office Initiative - Follow Up [Ij [SC) ; Victoria Bruce < >; Katherine Stead Classification: Strictly Confidential This is the current list with the actions we have been working with post discussions with Aziz's team. Best,

nushree Kirti Cc: Oliver Bettin < , Christopher Whyton < >; Max Kleinert Subject: RE: Family Office Initiative - Follow Up [I] Aamir Akram < >- Katherine Stead lain Macara Classification: For Internal use only Hi Tanushree, In case I have missed anything, have there been any developments on this Family O

acilitate Katherine, we'd look to deploy a new flag in TF etc telling our guys they won't get dinged on these clients) Shout with qs thanks From: Katherine Stead Sent: 19 July 2018 10:37 To: Aamir Akram Max Kleinert < Cc: Clifford Fourie ; Oliver Bettin Subject: Family Office Initiative - Follow Up [II

>• Clifford Fourie Cc: Oliver Bettin iliopher Whyton Max Kleinert Subject: RE: Family Office Initiative - Follow Up [I] [SC] >; Victoria Bruce Katherine Stead Classification: Strictly Confidential This is the current list with the actions we have been working with post discussions with Aziz's team. Best,

n any developments on this Family Office Initiative? Thanks and regards, Cliff From: Tanushree Kirti Sent: 20 July 2018 11:03 To: lain Macara • Katherine Stead Aamir Akram Max Kleinert Cc: Clifford Fourie ; Oliver Bettin Christopher Whyton Subject: RE: Family Office Initiative - Follow Up [I] Classifi

To: Tanushree Kirti Cc: Oliver Bettin ; Clifford Fourie istopher Whyton ax einert Victoria Bruce u ect: ami y ice nitiative - Folio Hi all, Katherine Stead Just to add there was the additional step of Stefan/Louise approval we discussed for clients that WM wanted ICG to provide support for. CONFIDENTI

September 2018 13:49 To: Tanushree Ki Cc: Oliver Bettin ristopher Whyton ax Kleinert Subject: RE: Family Office Initiative - Follow Up Ill Katherine Stead Aamir Akram lain Macara CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052127 CONFIDENTIAL SDNY_GM_00 198311 EFTA01362631

will need ICG support? Thanks From: Tanushree Kirti Sent: 17 September 2018 13:55 To: Clifford Fourie Cc: Oliver Bettin ; Christopher Whyton r Katherine Stead Max Kleinert lain Macara < ictoria Bruce u ject: : ami y ice nitiative - Follow Up [I] Classification: For internal use only Hi Clifford, CON

From: Tanushree Kirti Sent: 17 September 2018 15:15 To: lain Macara lifford Fourie Cc: Oliver Bettin Christopher Whyton Katherine Stead Max Kleinert Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [SC) Classification: Strictly Confidential This is the current li

-76766 Mobile Emai 'WM Mercury on my!jla From: Clifford Fourie Sent: 17 September 2018 13:49 To: Tanushree Kirti Cc: Oliver Bettin < >; ' >. Katherine Stead >; Max Kleinert ; Aamir Akra lain Macara Subject: RE: Family Office Initiative - Follow Up [I] Classification: For Infernal use only Hi Tanushre

d data. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mobi From: lain Macara Sent: 19 July 2018 11:13 To: Katherine Stead Aamir Akram ax Kleinert Cc: Clifford Fourie ; Oliver Bettin Christopher Whyto Subject: RE: Family Office Initiative - Follow Up [I] Hi Katheri

thanks From: Katherine Stead Sent: 19 July 201 To: Aamir Akram Cc: Clifford Fourie Subject: Family Office Initiative - Follow Up (II Max Kleinert Oliver Bettin ; lain Maca

hree Kirti Sent: 17 September 2018 15:15 To: lain Macara <->; Clifford Fourie < Cc: Oliver Bettin <oliver.bettinPdb.corn>- Christopher Whyton >; Katherine Stead >; Max Kleinert < >; Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [I] [SC] Classification: Strictly Confidential This is the

Fourie < Cc: Oliver Bettin ; Christopher Wh on < Max Kleinert < u Ject: : army ice Initiative - Follow Up [Ij Hi all, >; Victoria Bruce < >; Katherine Stead Just to add there was the additional step of Stefan/Louise approval we discussed for clients that WM wanted ICG to provide support for. These clie

Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mobi Em From: lain Macara Sent: 19 July 2018 11:13 To: Katherine Stead ; Aamir Akram Max Kleinert Cc: Clifford Fouri Oliver Bett ; Christopher Whyto Subject: RE: Family Office Initiative - Follow Up DJ Hi Katherin